throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`CRADLEPOINT, INC., DELL INC., HONEYWELL INTERNATIONAL, INC.,
`SIERRA WIRELESS, INC., TCL COMMUNICATION TECHNOLOGY
`HOLDINGS LIMITED, TCT MOBILE INTERNATIONAL LIMITED, TCT
`MOBILE, INC., TCT MOBILE (US) INC., TCT MOBILE (US) HOLDINGS
`INC., AND THALES DIS AIS DEUTSCHLAND GMBH,
`
`Petitioners,
`
`v.
`
`3G LICENSING S.A.,
`Patent Owner.
`
`
`
`
`
`
`
`
`
`Case IPR2021-00584
`Patent No. 7,551,625
`
`
`PATENT OWNER’S RESPONSE
`
`
`
`Under 37 C.F.R. § 42.107
`
`
`
`
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`Submitted Electronically via PTAB E2E
`
`
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`
`TABLE OF CONTENTS
`
`I.
`
`INTRODUCTION ............................................................................................... 1
`
`II. APPLICABLE LEGAL PRINCIPLES ............................................................ 3
`
`A. Legal Standards ................................................................................................ 3
`
`B. Person of Ordinary Skill in the Art .................................................................. 7
`
`C. Claim Construction ........................................................................................... 7
`
`1. A Revised Proposed Construction ............................................................... 11
`
`III. PETITIONERS FAIL TO DEMONSTRATE THAT THE CHALLENGED
`CLAIMS ARE UNPATENTABLE ......................................................................... 13
`
`A. Grounds 1-3: Petitioners’ 3GPP References Are Not Prior Art ..................... 13
`
`B. Grounds 4 and 5: Petitioners Fail to Show that Chen Anticipates or Renders
`Obvious the Challenged Claims ........................................................................... 17
`
`IV. CONCLUSION .............................................................................................. 20
`
`
`
`
`
`
`
`i
`
`

`

`
`
`Cases
`
`TABLE OF AUTHORITIES
`
`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`Page(s)
`
`Apple Inc. v. Contentguard Holdings, Inc.,
`IPR2015-00442, Paper 9 (PTAB July 13, 2015) ................................................7, 9
`
`Ariosa Diagnostics v. Verinata Health, Inc.,
`805 F.3d 1359 (Fed. Cir. 2015) .............................................................................. 4
`
`Blue Calypso, LLC v. Groupon, Inc.,
`815 F.3d 1331 (Fed. Cir. 2016) .............................................................................. 5
`
`Graham v. John Deere Co.,
`383 U.S. 1 (1966) .................................................................................................... 6
`
`Harmonic Inc. v. Avid Tech., Inc.,
`815 F.3d 1356 (Fed. Cir. 2016 ................................................................................ 3
`
`In re Hall,
`781 F.2d 897 (Fed. Cir. 1986) ................................................................................ 5
`
`In re NTP, Inc.,
`654 F.3d 1279 (Fed. Cir. 2011) .............................................................................. 9
`
`In re Omeprazole Patent Litig. v. Apotex Corp.,
`536 F.3d 1361 (Fed. Cir. 2008) .............................................................................. 8
`
`In re Stepan Co.,
`868 F.3d 1342 (Fed. Cir. 2017) .............................................................................. 8
`
`InTouch Techs., Inc. v. VGo Communs., Inc.,
`751 F.3d 1327 (Fed. Cir. 2014) .............................................................................. 9
`
`KSR Int’l Co. v. Teleflex Inc.,
`550 U.S. 398 (2007) .............................................................................................. 10
`
`Lewmar marine, Inc. v. Barient, Inc.,
`827 F.2d 744 (Fed. Cir. 1987) ................................................................................ 6
`
`Microsoft Corp. v. Biscotti, Inc.,
`878 F.3d 1052 (Fed. Cir. 2017) ............................................................................ 22
`
`Ortho-McNeil Pharm. v. Mylan Labs,
`520 F.3d 1358 (Fed. Cir. 2008) .............................................................................. 9
`
`ii
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`P&G v. Teva Pharms. USA, Inc.,
`566 F.3d 989 (Fed. Cir. 2009) ................................................................................ 9
`
`Realtime Data, LLC v. Iancu,
`912 F.3d 1368 (Fed. Cir. 2016) .............................................................................. 7
`
`Sandt Tech., Ltd. v. Resco Metal & Plastics Corp.,
`264 F.3d 1344 (Fed. Cir. 2000) .............................................................................. 5
`
`SAS Inst. Inc. v. Iancu,
`138 S. Ctr. 1358 (2018) .......................................................................................... 4
`
`Schering Corp. v. Geneva Pharms., Inc.,
`339 F.3d 1373 (Fed. Cir. 2003) .............................................................................. 6
`
`Unigene Labs., Inc. v. Apotex, Inc.,
`655 F.3d 1352 (Fed. Cir. 2011) .............................................................................. 7
`
`Wasica Finance GMBH v. Continental Auto. Sys.
`853 F.3d 1272 (Fed. Cir. 2017) .............................................................................. 4
`
`Statutes
`
`35 U.S.C. § 102 .......................................................................................................... 5
`
`35 U.S.C. § 103 .......................................................................................................... 6
`
`35 U.S.C. § 312 .......................................................................................................... 3
`
`Regulations
`
`37 C.F.R. § 42.107 ..................................................................................................... 1
`
`
`
`
`
`
`
`iii
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`
`TABLE OF EXHIBITS
`
`
`
`Description
`Exhibit
`2001 Declaration of Stuart Lipoff in Support of Patent Owner
`2002 Settlement Agreement dated August 4, 2021
`2003 Affidavit of Mr. Neil Benchell in Support of Patent Owner’s Motion for
`Pro Hac Vice Admission
`2004 Affidavit of Ms. Stephanie Berger in Support of Patent Owner’s Motion
`for Pro Hac Vice Admission
`2005 Affidavit of Mr. Andrew DeMarco in Support of Patent Owner’s Motion
`for Pro Hac Vice Admission
`Second Declaration of Stuart Lipoff in Support of Patent Owner
`2006
`2007 Rough Transcript for Deposition of Dr. Apostolo K. Kakaes
`
`iv
`
`

`

`
`
`Petitioners Cradlepoint, Inc., Dell Inc., Honeywell International, Inc., Sierra
`
`Wireless, Inc., TCL Communication Technology Holdings Limited, TCT Mobile
`
`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`International Limited, TCT Mobile, Inc., TCT Mobile (US) Inc., TCT Mobile (US)
`
`Holdings, Inc., Thales DIS AIS Deutschland GmbH, ZTE Corporation, and ZTE
`
`(USA) Inc. (collectively, “Petitioners”) filed a Petition for Inter Partes Review of
`
`U.S. Patent No. 7,551,625 (“the ’625 patent”) on March 4, 2021. (IPR2021-00584,
`
`D.I. 1 (“Petition”).) The Petition was granted by the Board. (D.I. 20 at 37.)
`
`Through the undersigned Counsel, Patent Owner, 3G Licensing S.A. (“Sisvel”),
`
`submits the following Patent Owner’s Response pursuant to 37 C.F.R. § 42.107(a).
`
`(See also, 37 C.F.R. § 42.120.)
`
`I.
`
`INTRODUCTION
`
`The majority of Petitioners’ grounds for invalidity of the challenged claims
`
`of U.S. Patent No. 7,551,625 (“the ’625 patent”) are based on the Meeting45,
`
`Meeting39, and Meeting45bis references (collectively, the “3GPP references”),
`
`which post-date the April 2, 2004 priority date of the ’625 patent. (See D.I. 1 at 4,
`
`18-23.) The ’625 patent was filed on March 31, 2005, but claims priority to
`
`Korean patent application 10-2004-0022960 (the “Korean Application”) filed on
`
`April 2, 2004. (Ex. 1001 at cover; see Ex. 1008 at 1.)
`
`Contrary to Petitioners’ assertions, the Enhanced Absolute Grant Channel
`
`(“E-AGCH”) taught by the ’625 patent has sufficient written description support in
`
`1
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`the underlying Korean Application. In contrast, the 3GPP did not adopt a channel
`
`bearing the same name in a standard until over a year later, and the naming of that
`
`channel bears zero relevance as to whether the earlier Korean priority application
`
`provides support for the invention recited in the claims. (Ex. 2001 at ¶¶ 55, 60-67;
`
`see D.I. 1 at 15-17; see also id at 4, 18-23.)
`
`Petitioners’ arguments are based on the premise that the E-AGCH of the
`
`3GPP references is the same E-AGCH taught by the ’625 patent. This is not so.
`
`The E-AGCH defined in the ’625 patent is derived from the Korean Application
`
`and is different from the definition set forth in the 3GPP references. (See Ex. 1001
`
`at Fig. 2, 3:14-20, 3:42-44, 3:61-62, 4:19-22; Ex. 1008 at Figs. 1 & 2, 7-8, claims 1
`
`& 2.)
`
`Patent Owner respectfully contests the Board’s preliminary determinations
`
`that: (1) the term E-AGCH was an established term of art with a plain and ordinary
`
`to meaning at the time of invention, (2) that this plain and ordinary meaning
`
`derives from the 3GPP references, and (3) that the patentee used that term in the
`
`’625 patent in accordance with the 3GPP’s definition. (See, D.I. 20 at 13-15.)
`
`Because the ’625 patent is entitled to the priority date it derives from the Korean
`
`Application, Grounds 1-3 must fail since the underlying references cannot
`
`qualifying as prior art under § 102.
`
`2
`
`

`

`
`
`Patent Owner’s arguments regarding the deficiencies of Grounds 4 and 5 of
`
`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`the Petition remain intact and unimpacted by the Board’s Institution Decision. The
`
`Board appears to have preliminarily concluded that the Chen reference does not
`
`anticipate or render obvious the challenged claims because the Chen reference does
`
`not disclose an “absolute grant.” (See D.I. 20 at 36-37.) Patent Owner agrees with
`
`the Board’s conclusion, but for other reasons. Patent Owner does not assert that
`
`the E-AGCH of the ’625 patent must solely pertain to absolute grants. Rather,
`
`Patent Owner asserts that Chen fails to disclose key functionality of the ’625
`
`patent’s E-AGCH. (See D.I. 12 at 25-32.) It is on this basis that Patent Owner
`
`asserts that Grounds 4 and 5 fail.
`
`II.
`
`APPLICABLE LEGAL PRINCIPLES
`
`A.
`
`Legal Standards
`
`The petitioner has the burden to clearly set forth the basis for its challenges
`
`in the petition. Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1363 (Fed. Cir.
`
`2016 (citing 35 U.S.C. § 312(A)(3) as “requiring IPR petitioners to identify ‘with
`
`particularity . . . the evidence that supports the grounds for the challenge to each
`
`claim””). A petitioner may not rely on the Board to substitute its own reasoning to
`
`remedy the deficiencies in the petitioner. SAS Inst. Inc. v. Iancu, 138 S. Ctr. 1358,
`
`1355 (2018) (“Congress chose to structure the process in which it’s the petitioner,
`
`not the Director, who gets to define the contours of the proceeding.”); In re
`
`3
`
`

`

`
`Magnum Oil Tools Int’l, Ltd., 829 F.3d 1364, 1381 (Fed. Cir. 2016) (rejecting the
`
`Board’s reliance on obviousness arguments that “could have been included” in the
`
`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`petition but were not, and holding that the Board may not “raise, address, and
`
`decide unpatentability theories never presented by the petitioner and not supported
`
`by the record evidence”); Ariosa Diagnostics v. Verinata Health, Inc., 805 F.3d
`
`1359, 1367 (Fed. Cir. 2015) (holding that “a challenge can fail even if different
`
`evidence and arguments might have led to success); Wasica Finance GMBH v.
`
`Continental Auto. Sys. 853 F.3d 1272, 1286 (Fed. Cir. 2017) (holding that new
`
`arguments in a reply brief are “foreclosed by statute, our precedent, and Board
`
`guidelines”).
`
`For a reference to be considered prior art under 35 U.S.C. § 102, it must be
`
`“patented, described in a printed publication, or in public use, on sale, or otherwise
`
`available to the public before the effective filing date of the claimed invention.”
`
`35 U.S.C. § 102(a)(1). This rule is “grounded on the principle that once an
`
`invention is in the public domain, it is no longer patentable by anyone.” Blue
`
`Calypso, LLC v. Groupon, Inc., 815 F.3d 1331, 1348 (Fed. Cir. 2016) (quoting
`
`In re Hall, 781 F.2d 897, 898 (Fed. Cir. 1986)). The presumption of validity
`
`requires those challenging validity to prove prior art status by clear and convincing
`
`evidence. Sandt Tech., Ltd. v. Resco Metal & Plastics Corp., 264 F.3d 1344, 1350
`
`(Fed. Cir. 2000).
`
`4
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`
`“A patent is invalid for anticipation if a single prior art reference discloses
`
`each and every limitation of the claimed invention.” Schering Corp. v. Geneva
`
`Pharms., Inc., 339 F.3d 1373, 1377 (Fed. Cir. 2003) (citing Lewmar Marine, Inc.
`
`v. Barient, Inc., 827 F.2d 744, 747 (Fed. Cir. 1987)). A prior art reference may
`
`anticipate without disclosing a feature of a claimed invention when that missing
`
`characteristic is necessarily present—or inherent—in the single reference. Id. at
`
`1377.
`
`To make a prima facie showing of obviousness under 35 U.S.C. § 103, the
`
`petition must, among others, fulfill the requirements set forth in Graham v. John
`
`Deere Co., 383 U.S. 1 (1966), including demonstrating that the cited references
`
`disclose each element of a challenged claim. In re Magnum Oil Tools Int’l.,
`
`829 F.3d 1364, 1376 (Fed. Cir. 2016); Realtime Data, LLC v. Iancu, 912 F.3d
`
`1368, 1372 (Fed. Cir. 2016).
`
`Petitioner also has the burden to show there would have been some
`
`motivation to combine the asserted prior art, and that the proposed combination
`
`would render the patented claims obvious. “Obviousness requires more than a
`
`mere showing that the prior art includes separate references covering each separate
`
`limitation in a claim under examination.” Unigene Labs., Inc. v. Apotex, Inc.,
`
`655 F.3d 1352, 1360 (Fed. Cir. 2011) (internal citation omitted); see also In re
`
`Magnum Oil Tools Int’l., 829 F.3d at 1376. Even if individual modifications or
`
`5
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`choices were obvious, a petition must explain why making all of the changes at
`
`once would be obvious. Apple Inc. v. Contentguard Holdings, Inc., IPR2015-
`
`00442, Paper 9 at 16-17 (PTAB July 13, 2015) (“[T]he mere fact that individual
`
`changes might have been obvious does not make doing all of the changes at once
`
`obvious.”).
`
`The Federal Circuit has found that, even for an obviousness challenge based
`
`on a single reference in view of the knowledge and skill of a person of ordinary
`
`skill in the art, there must be a motivation to make the combination and a
`
`reasonable expectation that such a combination would be successful, otherwise a
`
`skilled artisan would not arrive at the claimed combination. In re Stepan Co.,
`
`868 F.3d 1342, 1345-46 (Fed. Cir. 2017). In other words, when a gap in a single
`
`prior art reference requires filling with, for example, the knowledge of one of
`
`ordinary skill, there must be a further showing that the skilled artisan would have
`
`arrived at the claimed invention.
`
`The lack of a technological obstacles to combining references, in and of
`
`itself, does not justify a finding of obviousness. See In re Omeprazole Patent Litig.
`
`v. Apotex Corp., 536 F.3d 1361, 1380-81 (Fed. Cir. 2008). A reason for combining
`
`disparate prior art references is critical and should be made explicit. InTouch
`
`Techs., Inc. v. VGo Communs., Inc., 751 F.3d 1327, 1351 (Fed. Cir. 2014) (internal
`
`citation omitted).
`
`6
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`
`Hindsight analysis is inappropriate. Obviousness must be measured “at the
`
`time the invention was made.” Ortho-McNeil Pharm. v. Mylan Labs, 520 F.3d
`
`1358, 1364 (Fed. Cir. 2008) (emphasis in original). A petition must demonstrate a
`
`rationale to combine prior art references without relying on the patent disclosure
`
`itself. Apple Inc. v. Contentguard, Paper 9 at 15, 17; see also P&G v. Teva
`
`Pharms. USA, Inc., 566 F.3d 989, 995 (Fed. Cir. 2009). In other words, the
`
`petitioner must not use the patent as a roadmap. In re NTP, Inc., 654 F.3d 1279,
`
`1299 (Fed. Cir. 2011) (internal citation omitted); see also KSR Int’l Co. v. Teleflex
`
`Inc., 550 U.S. 398, 421 (2007).
`
`B.
`
`Person of Ordinary Skill in the Art
`
`The Board has preliminarily adopted Petitioners’ proposed level of skill in
`
`the art. (D.I. 20 at 9.) As the Board noted in its institution decision, apart from the
`
`disagreement about the earliest priority date of the ’625 patent, there is no
`
`substantial difference between the parties’ definitions of the level of ordinary sill in
`
`the art. (Id. at 9.)
`
`C.
`
`Claim Construction
`
`The Board has preliminarily determined that the term Enhanced Absolute
`
`Grant Channel (or “E-AGCH”) should be accorded “the same definition as
`
`disclosed in the 3GPP standard documents discussed above and thus to also require
`
`an absolute grant.” (Id. at 15.) The Board based its determination on a finding that
`
`7
`
`

`

`
`E-AGCH was an accepted term of art with a plain and ordinary meaning (D.I. 20 at
`
`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`13; see also Id. at 14-15), and that the ’625 patent does not depart from the plain
`
`and ordinary meaning of the term. The Board came to this conclusion because it
`
`found no evidence of lexicography or disavowal. (Id. at 14-15.) Patent Owner
`
`contests both underlying bases for this preliminary determination.
`
`First, Patent Owner has provided sworn expert testimony that the term E-
`
`AGCH was not a term of art with an accepted meaning at the time of invention.
`
`(Ex. 2001 at ¶ 55.) Mr. Lipoff attests that in April of 2004, the field was in the
`
`process of determining what precisely an E-AGCH is and how it might function—
`
`it was not a term with a single agreed-upon meaning. (Id. at ¶ 55.) In its
`
`institution decision, the Board stated that “Patent Owner appears to acknowledge
`
`that E-AGCH was a term of art before March 31, 2005—it asserts it did not
`
`“merely adopt[] the E-AGCH of the prior art 3GPP references.” (D.I. 20 at 13.)
`
`Patent Owner respectfully disagrees with the Board’s finding, and notes that
`
`the finding either misunderstands or mis-states Patent Owner’s position. Instead,
`
`Patent Owner’s position is straightforward: term “E-AGCH” did not have any
`
`single accepted meaning at the time of the invention here, regardless of whether it
`
`should be labeled a “term of art.”
`
`The timeline of development confirms Patent’s Owner’s position.
`
`Petitioners’ expert, Dr. Apostolos Kakaes, explained that the term E-AGCH was
`
`8
`
`

`

`
`first discussed as part of the 3GPP standard in the November 2004 as a “change
`
`request” to the standard during the Meeting45. (Ex. 2007 at 157:12-158:9.) He
`
`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`explained that a person of ordinary skill in 2004 would need to (1) presume that the
`
`term E-AGCH was a term defined by the 3GPP standard, then (2) look up the
`
`definition from the standard. (Id. at 158:10-159:12.)
`
`But, as Dr. Kakaes admitted, the Meeting45 change request was not
`
`published in the standard for some time later. (Id. at 161:11-162:9.) Prior to its
`
`publication, a change request is simply that—merely a request to change the
`
`standard. At the time Meeting45 was submitted, there is no evidence that the
`
`terminology had been known or used by anyone outside of the requester itself. A
`
`single change request cannot establish the baseline knowledge and lexicology of a
`
`person of ordinary skill in the art, as Petitioner argues. Thus, Dr. Kakaes
`
`acknowledged in his deposition that the term E-AGCH was not a defined term until
`
`well after the filing date of the Korean application, to which the ’625 patent claims
`
`priority. (See id. at 161:11-162:9.)
`
`Second, there is ample evidence that the patentee here was acting as his own
`
`lexicographer. As Petitioners concede, the 3GPP’s E-AGCH is “entirely
`
`dedicated” to absolute grant scheduling assignments. (D.I. 15 at 1.) The ’625
`
`patent has no such requirement:
`
`An Enhanced Absolute Grant Channel (E-AGCH) is a downlink
`channel used by a base station (Node B) to send a scheduling
`
`9
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`
`command to an user equipment (UE). In other words, Node B
`transmits a command as to how much transmission power or a level of
`data rate transmission an UE is permitted to transmit. This is also
`known as an uplink scheduling assignment or scheduling assignment.
`
`(Ex. 1001 at 3:14-20.)
`
`
`
`The only “evidence” Petitioners have provided that the ’625 patent’s term
`
`must be dedicated solely to absolute grants is that the that channel name includes
`
`the words “absolute grant.” (See D.I. 15 at 1-2.) However, there is no limitation
`
`in the ’625 patent that the channel must be dedicated solely to such grants. Instead,
`
`the plain language of the specification explicitly provides a definition for the term
`
`that is broader. (See Ex. 1001 at 3:14-20.)
`
`Indeed, the 3GPP’s conception of an E-AGCH contains additional functional
`
`differences from that disclosed in the ’625 patent. For example, the 3GPP E-
`
`AGCH supports issuing scheduling assignments to only two identities (a “group
`
`identity” and an “individual identity”), whereas the E-AGCH of the ’625 patent
`
`supports issuing scheduling assignments to three identities: (1) an individual UE,
`
`(2) a group of UEs, or (3) all UEs on the channel. (Ex. 1007 at 2; compare Ex.
`
`1001 at Fig. 2, 3:42-44, 3:61-62, 4:19-22; with Ex. 1008 at 7-8.)
`
`
`
`Despite the differences between the E-AGCH defined in the ’625 patent and
`
`the definition of an E-AGCH by the 3GPP standard, Petitioners’ expert Dr. Kakaes
`
`refused to even acknowledge that the ’625 patent defined something different from
`
`the 3GPP Standard. (Ex. 2007 at 211:13-215:11.) Dr. Kakaes’ myopic view
`
`10
`
`

`

`
`cannot ignore that these the ’625 patent defined E-AGCH differently from the
`
`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`3GPP standard.
`
`1.
`
`A Revised Proposed Construction
`
`Patent Owner acknowledges that the proposed claim construction for the
`
`term E-AGCH in its Preliminary Response included some ambiguity that could be
`
`construed to mean that the channel itself was capable of assigning multiple
`
`identifiers to a UE. (See, D.I. 12 at 15; D.I. 20 at 15; see also D.I. 15 at 6-7.)
`
`Patent Owner thus proposes a different wording for the construction of the term E-
`
`AGCH that makes clear that the channel supports the use of multiple identifiers for
`
`a single UE and that the channel itself does not do the assigning: “a single common
`
`grant channel that transmits scheduling grants to a single user equipment, groups of
`
`user equipment, or all user equipment on the channel, said channel supporting a
`
`single UE being assigned multiple identifiers.”
`
`This rewording is meant only to clarify that the channel supports a UE being
`
`assigned multiple identifiers for the purpose of issuing scheduling assignments to
`
`either (1) a single UE, (2) groups of individual UE that are not all UE on the
`
`channel, or (3) all of the UE on the channel. Patent Owner reiterates the support
`
`for its construction laid out above and reincorporates its support cited in its prior
`
`briefing by reference. (See D.I. 12 at 15-16; D.I. 16 at 2-6).
`
`11
`
`

`

`
`
`As a final matter, Patent Owner addresses the Board’s assertion that the ’625
`
`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`patent specification “does not limit E-AGCH to a single channel[.]” (See D.I. 20 at
`
`15.) Patent Owner respectfully submits that this conclusion is incorrect. Patent
`
`Owner submitted two separate instances of the ’625 patent (as well as the Korean
`
`Application, in one instance) demonstrating the E-AGCH as a single channel.
`
`(D.I. 16 at 7 (citing Ex. 1001 at 3:14-16; Figs. 1 & 2; Ex. 1008 at Figs. 1 & 2).)
`
`Most critical, however is the direct definition of the term within the specification:
`
`“[a]n Enhanced Absolute Grant Channel (E-AGCH) is a downlink channel used
`
`by a base station (Node B) to send a scheduling command to an user equipment
`
`(UE).” (Ex. 1001 at 3:14-16.) The specification itself is thus explicit that “[a]n
`
`Enhanced Absolute Grant Channel” is singular “channel,” not multiple channels.
`
`Petitioners’ citation to a single instance in the specification referring to
`
`“shared channel(s)” does not mean that the E-AGCH is itself multiple channels,
`
`but that multiple, parallel E-AGCH channels may be utilized. (See Ex. 1001 at
`
`6:26-29.) (“It is possible to transmit scheduling assignments to all UEs using a
`
`separate or different channel than the channels used to transmit scheduling
`
`assignments to each UEs separately or to specific groups of UEs.”)
`
`12
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`III. PETITIONERS FAIL TO DEMONSTRATE THAT THE
`CHALLENGED CLAIMS ARE UNPATENTABLE
`
`A. Grounds 1-3: Petitioners’ 3GPP References Are Not Prior Art
`
`As stated in Patent Owner’s Preliminary Response, Petitioners base Grounds
`
`1-3 on 3GPP-related prior art that post-dates the April 2, 2004 priority date of the
`
`’625 patent. (See D.I. 12 at 20 (citing D.I. 1 at 43-44.)) Petitioners do so on the
`
`assertion that the ’625 patent is not entitled to its April 2, 2004 priority date, which
`
`it derives from the Korean Application. (D.I. 1 at 43-44.)
`
`In its Institution Decision, the Board preliminarily determined that the ’625
`
`patent was not entitled to its April 2, 2004 priority date on the grounds that the
`
`’625 patent’s use of the term E-AGCH was identical to that disclosed in the 3GPP
`
`documents, and thus the E-AGCH could only support the use of absolute grants.
`
`(D.I. 20 at 17-18.) The Board preliminarily determined that the Korean
`
`Application “does not sufficiently disclose the concept of absolute grants[,]” and
`
`thus determined that there was insufficient evidence to support a finding that
`
`POSITA would have understood the Korean application to have disclosed the ’625
`
`patent’s E-AGCH as of its April 2, 2004 filing date. (D.I. 20 at 17-18.) Under this
`
`analysis, March 31, 2005 becomes the applicable priority date for the ’625 patent,
`
`as that is its date of filing. (See Ex. 1001 at Filing Date (22).)
`
`13
`
`

`

`
`
`On the specific matter of the channel supporting only absolute grants, the
`
`’625 patent’s specification is transparent; there is simply no requirement that an
`
`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`E-AGCH pertain only to absolute grants:
`
`An Enhanced Absolute Grant Channel (E-AGCH) is a downlink
`channel used by a base station (Node B) to send a scheduling
`command to an user equipment (UE). In other words, Node B
`transmits a command as to how much transmission power or a level of
`data rate transmission an UE is permitted to transmit. This is also
`known as uplink scheduling assignment or scheduling assignment.
`Under E-AGCH, each frame of the downlink transmission from Node
`B of scheduling assignment includes UE identifier (UE ID) and
`scheduling content. The UE ID is used to identify the receiving UE of
`the scheduling assignment for an uplink packet transmission.
`
`(Ex. 1001 at 3:14-25.) The Board preliminarily accepted Petitioners’ argument
`
`that the channel must—like the 3GPP version of the term—pertain only to absolute
`
`grants on the basis that the words “absolute grant” appear in the term “Enhanced
`
`Absolute Grant Channel.” (D.I. 20 at 12.)
`
`This argument ignores the explicit lexicography of the patentee and thus
`
`cannot be afforded any weight. Petitioners are asking the Board to read-in third-
`
`party unreferenced documents into the claims of the ’625 patent—a practice only
`
`undergone when intrinsic evidence is insufficient to resolve ambiguity in a claim
`
`term. Vitronics Corp. v. Conceptronic, 90 F.3d 1576, 1583 (Fed. Cir. 1996); see
`
`also Microthin.com, Inc. v. SiliconeZone USA, LLC, 377 Fed. Appx. 8, 10 (Fed.
`
`Cir. 2010) (quoting Vitronics 90 F.3d at 1582) (“It is well-settled that, in
`
`interpreting an asserted claim, the court should look first to the intrinsic evidence
`
`14
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`of record, i.e., the patent itself, including the claims, the specification and, if in
`
`evidence, the prosecution history . . . . Such intrinsic evidence is the most
`
`significant source of the legally operative meaning of disputed claim language.”)
`
`No such ambiguity exists: there is no requirement in the ’625 patent that the E-
`
`AGCH pertain solely to absolute grants.
`
`
`
`Even if the Board were to nevertheless require that the E-AGCH pertain
`
`solely to absolute grants, thus requiring the Korean Application to disclose the
`
`concept of an absolute grant, Patent Owner has provided ample evidence of written
`
`description support for the concept of an absolute grant in the Korean Application.
`
`Patent Owner’s expert has testified that grants may be “absolute” or they may be
`
`“relative” but that both types would be recognized by a POSITA at the time of
`
`invention as subsets of the superset of “grants.” (Ex. 2001 at ¶ 40.) In his Second
`
`Declaration, Mr. Lipoff now provides additional citation and support for this
`
`opinion. (Ex. 2006 at ¶¶ 21-26; see id. at Exs. C & D.)
`
`A written description is sufficient if it “allows persons of ordinary skill in
`
`the art to recognize that the inventor invented what is claimed.” Nalproprion
`
`Pharms., Inc. v. Actavis Labs. FL, Inc., 934 F.3d 1344, 1350 (Fed. Cir. 2019)
`
`(quoting Ariad Pharms., Inc. v. Eli Lilly & Co., 598 F.3d 1336, 1351 (Fed. Cir.
`
`2010) (en banc)); see also In re Gosteli, 872 F.2d 1008, 1012 (Fed. Cir. 1989).
`
`Patent Owner has provided unrebutted expert testimony that a POSITA would
`
`15
`
`

`

`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`
`recognize that absolute grants are a subset of scheduling grants—a concept that is
`
`referenced throughout the Korean Application and squarely disclosed by it. (Ex.
`
`2001 at ¶ 65; Ex. 2006 at ¶¶ 21-26.) As a result, the ’625 patent cannot be denied
`
`its April 2004 priority date on the grounds of not disclosing the concept of absolute
`
`grants alone.
`
`
`
`By stopping its analysis on the finding that the concept of an absolute grant
`
`was not disclosed by the Korean Application, the Board did not address Patent
`
`Owner’s other support for its assertion that the Korean Application provides
`
`sufficient written description for the other aspects of the E-AGCH such that the
`
`’625 patent is entitled to its April 2004 priority date. (See D.I. 20 at 17-18.)
`
`Rather than reiterate its support at length, Patent Owner notes that the
`
`characteristics of the E-AGCH as disclosed by the ’625 patent are supported as
`
`follows: (1) a single common grant channel (Ex. 1008 at Fig. 1); (2) support for a
`
`UE having multiple identifiers (Ex. 1008 at Fig. 2, claims 1 & 2); and (3) using the
`
`multiple identifiers assigned to a single UE to issue scheduling grants to individual
`
`UE, groups of UE, or all of the UE on the channel (id. at Fig. 2, claims 1 & 2).
`
`(See Ex. 2001 at ¶¶ 61-65.)
`
`As set forth above, however, the applicable priority date of the claims of the
`
`‘625 patent should be April 2, 2004. With that priority date, there is no dispute
`
`16
`
`

`

`
`that the references on which Petitioner relies are not prior art to the ’625 patent.
`
`IPR2021-00584
`U.S. Patent No. 7,551,625
`
`Thus Grounds 1-3 fail.
`
`B. Grounds 4 and 5: Petitioners Fail to Show that Chen Anticipates
`or Renders Obvious the Challenged Claims
`
`The Board notes in its Institution Decision, that Petitioners do not explain
`
`how Chen’s “individual grant” would constitute an “absolute grant,” and appear to
`
`summarily dismiss the Chen reference because of the preliminary determination
`
`that the E-AGCH must pertain solely to absolute grants. (See D.I. 20 at 36-37.)
`
`Patent Owner wishes to note that it concurs that Chen fails to anticipate or render
`
`obvious the challenged claims, but on different grounds from those posed by the
`
`Board in its institution decision because of Patent Owner’s proposed construction
`
`of E-AGCH. (See D.I. 12 at 25-32.)
`
`Rather, Patent Owner contends that Chen fails to disclose two features of the
`
`E-AGCH as described in the specification of the ’625 patent: (1) the use of a single
`
`common channel that (2) supports a UE being assigned multiple identifiers so that
`
`UE may

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket