3GPP TS 36.213 V8.5.0 (2008-12)
`
`Technical Specification
`
`3rd Generation Partnership Project;
`Technical Specification Group Radio Access Network;
`Evolved Universal Terrestrial Radio Access (E-UTRA);
`Physical layer procedures
`(Release 8)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
`
`
`
`The present document has not been subject to any approval process by the 3GPP Organisational Partners and shall not be implemented.
`This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability for any use of this Specification.
`Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organisational Partners’ Publications Offices.
`
`
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`2
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`
`
`
`
`
`
`
`
`Keywords
`UMTS, rad o, ayer 1
`
`3GPP
`
`Postal address
`
`
`3GPP support office address
`650 Route des Luc o es – Soph a Ant po s
`Va bonne – France
`Te .: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
`
`Internet
`http://www.3gpp.org
`
`Copyright Notification
`
`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© 2008, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
`All rights reserved.
`
`UMTS™ is a Trade Mark of ETSI registered for the benefit of its members
`3GPP™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners
`LTE™ is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the 3GPP Organizational Partners
`GSM® and the GSM logo are registered and owned by the GSM Association
`
`3GPP
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`3
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`Contents
`Foreword ............................................................................................................................................................. 5
`1
`Scope ........................................................................................................................................................ 6
`2
`References ................................................................................................................................................ 6
`3
`Definitions, symbols, and abbreviations .................................................................................................. 7
`3.1
`Symbols ............................................................................................................................................................... 7
`3.2
`Abbreviations ...................................................................................................................................................... 7
`4
`Synchronisation procedures ...................................................................................................................... 8
`4.1
`Cell search ........................................................................................................................................................... 8
`4.2
`Timing synchronisation ....................................................................................................................................... 8
`4.2.1
`Radio link monitoring .................................................................................................................................... 8
`4.2.2
`Inter-cell synchronisation .............................................................................................................................. 8
`4.2.3
`Transmission timing adjustments .................................................................................................................. 8
`5
`Power control ............................................................................................................................................ 9
`5.1
`Uplink power control ........................................................................................................................................... 9
`5.1.1
`Physical uplink shared channel ...................................................................................................................... 9
`5.1.1.1
`UE behaviour ........................................................................................................................................... 9
`5.1.1.2
`Power headroom .................................................................................................................................... 12
`5.1.2
`Physical uplink control channel ................................................................................................................... 12
`5.1.2.1
`UE behaviour ......................................................................................................................................... 12
`5.1.3
`Sounding Reference Symbol ....................................................................................................................... 14
`5.1.3.1
`UE behaviour ......................................................................................................................................... 14
`5.2
`Downlink power allocation ............................................................................................................................... 14
`5.2.1
`eNodeB Relative Narrowband TX Power restrictions ................................................................................. 15
`6
`Random access procedure ...................................................................................................................... 16
`6.1
`Physical non-synchronized random access procedure ...................................................................................... 16
`6.1.1
`Timing .......................................................................................................................................................... 16
`6.2
`Random Access Response Grant ................................................................................................................. 17
`7
`Physical downlink shared channel related procedures ........................................................................... 18
`7.1
`UE procedure for receiving the physical downlink shared channel .................................................................. 18
`7.1.1
`Single-antenna port ...................................................................................................................................... 21
`7.1.2
` Transmit diversity ...................................................................................................................................... 21
`7.1.3
` Open-loop spatial multiplexing .................................................................................................................. 21
`7.1.4
` Closed-loop spatial multiplexing ............................................................................................................... 22
`7.1.5
` Multi-user MIMO ....................................................................................................................................... 22
`7.1.6
` Resource allocation .................................................................................................................................... 22
`7.1.6.1
`Resource allocation type 0 ..................................................................................................................... 22
`7.1.6.2
`Resource allocation type 1 ..................................................................................................................... 23
`7.1.6.3
`Resource allocation type 2 ..................................................................................................................... 23
`7.1.7
` Modulation order and transport block size determination ......................................................................... 25
`7.1.7.1
`Modulation order determination ............................................................................................................ 25
`7.1.7.2
`Transport block size determination ........................................................................................................ 26
`7.1.7.2.1
`Transport blocks not mapped to two-layer spatial multiplexing ............................................................ 26
`7.1.7.2.2
`Transport blocks mapped to two-layer spatial multiplexing .................................................................. 32
`7.1.7.2.3
`Transport blocks mapped for DCI Format 1C ....................................................................................... 33
`7.2
`UE procedure for reporting channel quality indication (CQI), precoding matrix indicator (PMI) and rank
`indication (RI) ................................................................................................................................................... 33
`7.2.1
`Aperiodic CQI/PMI/RI Reporting using PUSCH ........................................................................................ 36
`Periodic CQI/PMI/RI Reporting using PUCCH .......................................................................................... 40
`7.2.2
`7.2.3
`Channel quality indicator (CQI) definition .................................................................................................. 46
`7.2.4
`Precoding Matrix Indicator (PMI) definition .............................................................................................. 48
`7.3
`UE procedure for reporting ACK/NACK ......................................................................................................... 48
`
`3GPP
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`4
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`Physical uplink shared channel related procedures ................................................................................ 51
`8
`Resource Allocation for PDCCH DCI Format 0 ............................................................................................... 53
`8.1
`UE sounding procedure ..................................................................................................................................... 54
`8.2
`Sounding definition ..................................................................................................................................... 56
`8.2.1
`UE ACK/NACK procedure ............................................................................................................................... 56
`8.3
`UE PUSCH Hopping procedure ........................................................................................................................ 57
`8.4
`Type 1 PUSCH Hopping ............................................................................................................................. 58
`8.4.1
`Type 2 PUSCH Hopping ............................................................................................................................. 58
`8.4.2
`UE Reference Symbol procedure ...................................................................................................................... 59
`8.5
`Modulation order, redundancy version and transport block size determination ............................................... 59
`8.6
` Modulation order and redundancy version determination ......................................................................... 59
`8.6.1
` Transport block size determination ............................................................................................................ 60
`8.6.2
` Control information MCS offset determination ......................................................................................... 60
`8.6.3
`UE Transmit Antenna Selection ........................................................................................................................ 62
`8.7
`Physical downlink control channel procedures ...................................................................................... 63
`9
`UE procedure for determining physical downlink control channel assignment ................................................ 63
`9.1
`9.1.1
`PDCCH Assignment Procedure ................................................................................................................... 63
`9.1.2
`PHICH Assignment Procedure .................................................................................................................... 64
`9.2
`PDCCH validation for semi-persistent scheduling ...................................................................................... 65
`10
`Physical uplink control channel procedures ........................................................................................... 66
`10.1
`UE procedure for determining physical uplink control channel assignment .................................................... 66
`10.2
`Uplink ACK/NACK timing ............................................................................................................................... 71
`Change history ............................................................................................... 72
`Annex A (informative):
`
`
`3GPP
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`5
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`Foreword
`This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP).
`
`The contents of the present document are subject to continuing work within the TSG and may change following formal
`TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an
`identifying change of release date and an increase in version number as follows:
`
`Version x.y.z
`
`where:
`
`x
`
`the first digit:
`
`1 presented to TSG for information;
`
`2 presented to TSG for approval;
`
`3 or greater indicates TSG approved document under change control.
`
`y
`
`the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
`updates, etc.
`
`z
`
`the third digit is incremented when editorial only changes have been incorporated in the document.
`
`3GPP
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`6
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`Scope
`1
`The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and
`TDD modes of E-UTRA.
`
`References
`2
`The following documents contain provisions which, through reference in this text, constitute provisions of the present
`document.
`
`• References are either specific (identified by date of publication, edition number, version number, etc.) or
`non-specific.
`
`• For a specific reference, subsequent revisions do not apply.
`
`• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document
`(including a GSM document), a non-specific reference implicitly refers to the latest version of that document in
`the same Release as the present document.
`
`[1]
`
`[2]
`
`[3]
`
`[4]
`
`[5]
`
`[6]
`
`[7]
`
`[8]
`
`[9]
`
`[10]
`
`[11]
`
`
`
`3GPP TR 21.905: “Vocabulary for 3GPP Specifications”
`
`3GPP TS 36.201: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer –
`General Description”
`
`3GPP TS 36.211: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and
`modulation”
`
`3GPP TS 36.212: “Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and
`channel coding”
`
`3GPP TS 36.214: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer –
`Measurements”
`
`3GPP TS 36.101: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
`radio transmission and reception”
`
`3GPP TS 36.104: “Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS)
`radio transmission and reception”
`
`3GPP TS36.321, “Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access
`Control (MAC) protocol specification”
`
`3GPP TS36.423, “Evolved Universal Terrestrial Radio Access (E-UTRA); X2 Application
`Protocol (X2AP)”
`
`3GPP TS36.133, “Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for
`support of radio resource management”
`
`3GPP TS36.331, “Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource
`Control (RRC) protocol specification”
`
`3GPP
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`7
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`3
`
`Definitions, symbols, and abbreviations
`
`Symbols
`3.1
`For the purposes of the present document, the following symbols apply:
`
`
`
`
`DL
`RBN
`UL
`RBN
`UL
`N
`symb
`RB
`
`scN
`
`
`
`sT
`
`
`
`
`
`RB
`as defined in [3]
`Downlink bandwidth configuration, expressed in units of
`scN
`RB
`as defined in [3]
`Uplink bandwidth configuration, expressed in units of
`scN
`Number of SC-FDMA symbols in an uplink slot as defined in [3]
`Resource block size in the frequency domain, expressed as a number of subcarriers as defined in
`[3]
`Basic time unit as defined in [3]
`
`Abbreviations
`3.2
`For the purposes of the present document, the following abbreviations apply.
`
`ACK
`BCH
`CCE
`CQI
`CRC
`DAI
`DL
`DTX
`EPRE
`MCS
`NACK
`PBCH
`PCFICH
`PDCCH
`PDSCH
`PHICH
`PRACH
`PRB
`PUCCH
`PUSCH
`QoS
`RBG
`RE
`RPF
`RS
`SIR
`SINR
`SPS C-RNTI
`SRS
`TA
`TTI
`UE
`UL
`UL-SCH
`VRB
`
`Acknowledgement
`Broadcast Channel
`Control Channel Element
`Channel Quality Indicator
`Cyclic Redundancy Check
`Downlink Assignment Index
`Downlink
`Discontinuous Transmission
`Energy Per Resource Element
`Modulation and Coding Scheme
`Negative Acknowledgement
`Physical Broadcast Channel
`Physical Control Format Indicator Channel
`Physical Downlink Control Channel
`Physical Downlink Shared Channel
`Physical Hybrid ARQ Indicator Channel
`Physical Random Access Channel
`Physical Resource Block
`Physical Uplink Control Channel
`Physical Uplink Shared Channel
`Quality of Service
`Resource Block Group
`Resource Element
`Repetition Factor
`Reference Signal
`Signal-to-Interference Ratio
`Signal to Interference plus Noise Ratio
`Semi-Persistent Scheduling C-RNTI
`Sounding Reference Symbol
`Time alignment
`Transmission Time Interval
`User Equipment
`Uplink
`Uplink Shared Channel
`Virtual Resource Block
`
`3GPP
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`8
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`4
`
`Synchronisation procedures
`
`Cell search
`4.1
`Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the
`physical layer Cell ID of that cell. E-UTRA cell search supports a scalable overall transmission bandwidth
`corresponding to 6 resource blocks and upwards.
`
`The following signals are transmitted in the downlink to facilitate cell search: the primary and secondary
`synchronization signals.
`
`4.2
`
`Timing synchronisation
`
`Radio link monitoring
`4.2.1
`The downlink radio link quality of the serving cell shall be monitored by the UE for the purpose of indicating out-of-
`sync/in-sync status to higher layers.
`
`In non-DRX mode operation, the physical layer in the UE shall every radio frame assess the radio link quality,
`evaluated over the previous time period defined in [10], against thresholds (Qout and Qin) defined by relevant tests in [9].
`
`In DRX mode operation, the physical layer in the UE shall at least once every DRX period assess the radio link quality,
`evaluated over the previous time period defined in [10], against thresholds (Qout and Qin) defined by relevant tests in
`[10].
`
`The physical layer in the UE shall in radio frames where the radio link quality is assessed indicate out-of-sync to higher
`layers when the radio link quality is worse than the threshold Qout. When the radio link quality is better than the
`threshold Qin, the physical layer in the UE shall in radio frames where the radio link quality is assessed indicate in-sync
`to higher layers.
`
`The start and stop of the radio link monitoring are triggered by higher layers.
`
`Inter-cell synchronisation
`4.2.2
`[For example, for cell sites with a multicast physical channel]
`
`Transmission timing adjustments
`4.2.3
`Upon reception of a timing advance command, the UE shall adjust its uplink transmission timing. The timing advance
`command is expressed in multiples of 16
`and is relative to the current uplink timing.
`sT
`
`In case of random access response, 11-bit timing advance command [8], TA, indicates NTA values by index values of
`TA = 0, 1, 2, ..., 1282, where actual amount of the time alignment is given by NTA = TA ´16. NTA is defined in [3].
`In other cases, 6-bit timing advance command [8], TA, indicates adjustment of the current NTA value, NTA,old, to the new
`NTA value, NTA,new, by index values of TA = 0, 1, 2,..., 63, where NTA,new = NTA,old + (TA -31)´16. Here, adjustment of NTA
`value by a positive or a negative amount indicates advancing or delaying the uplink transmission timing by a given
`amount respectively.
`
`For a timing advance command received on subframe n, the corresponding adjustment of the timing shall apply from
`the beginning of subframe n+6. When the UE’s uplink transmissions in subframe n and subframe n+1 are overlapped
`due to the timing adjustment, the UE shall transmit complete subframe n and not transmit the overlapped part of
`subframe n+1.
`
`
`
`3GPP
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`9
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`Power control
`5
`Downlink power control determines the energy per resource element (EPRE). The term resource element energy
`denotes the energy prior to CP insertion. The term resource element energy also denotes the average energy taken over
`all constellation points for the modulation scheme applied. Uplink power control determines the average power over a
`DFT-SOFDM symbol in which the physical channel is transmitted.
`
`Uplink power control
`5.1
`Uplink power control controls the transmit power of the different uplink physical channels.
`
`A cell wide overload indicator (OI) and a High Interference Indicator (HII) to control UL interference are defined in [9].
`
`5.1.1
`
`Physical uplink shared channel
`
`UE behaviour
`5.1.1.1
`The setting of the UE Transmit power
`subframe i is defined by
`
`P
`PUSCH
`
` for the physical uplink shared channel (PUSCH) transmission in
`
`P
`PUSCH
`
`
`
`)(i
`
`=
`
`
`min{P
`MAX
`
`10,
`
`log
`10
`
`(
`
`M
`
`PUSCH
`
`
`
`))(i
`
`+
`
`P
`O_PUSCH
`
`
`
`)( j
`
`+
`
`
`)( j
`a
`
`×
`
`PL
`
`D+
`
`TF
`
`
`
`)(i
`
`+
`
`f
`
`
`
`)}(i
`
` [dBm]
`
`where,
`
`is the maximum allowed power configured by higher layers
`
`MAXP
`is the bandwidth of the PUSCH resource assignment expressed in number of resource blocks valid
`)(
`M
`PUSCH i
`for subframe i.
`
`)( j
`)(
`is a parameter composed of the sum of a cell specific nominal component
`O_PUSCH jP
`
` PUSCHO_NOMINAL_
`
` provided by higher
`provided from higher layers for j=0 and 1 and a UE specific component
`(
`O_UE_PUSCH jP
`
`layers for j=0 and 1. For PUSCH (re)transmissions corresponding to a semi-persistent grant then j=0 , for
`PUSCH (re)transmissions corresponding to a dynamic scheduled grant then j=1 and for PUSCH
`)2(
`P
`(re)transmissions corresponding to the random access response grant then j=2.
`O_UE_PUSCH
`)2(
`P
`P
`=
`D+
`, where the parameter
`PUSCHO_NOMINAL_
`
`O_PRE
`_
`3
`PREAMBLE
`Msg
`P
`PREAMBLE_INITIAL_RECEIVED_TARGET_POWER [8],
` and
`O_PRE
`from higher layers.
` { }1,9.0,8.0,7.0,6.0,5.0,4.0,0Îa
`
`• For j =0 or 1,
`.1)(
`=ja
`For j=2,
`
`• PL is the downlink pathloss estimate calculated in the UE in dB and PL = referenceSignalPower – higher layer
`filtered RSRP, where referenceSignalPower is provided by higher layers and RSRP is defined in [5] and the
`higher layer filter configuration is defined in [11]
`
`)(i
`10
`log
`2(
`)1
`SKMPR
`×
`D
`=
`-
`and 0 for
`for
`25.1=SK
`TF
`10
`parameter deltaMCS-Enabled provided by higher layers
`o
`/
`TBS
`REN
`MPR
`TBS
`REN
`=
` is the number of resource
` where
` is the Transport Block Size and
`TBS
`symbN
`PUSCH
`N RE
`N
`N
`M
`RB
`PUSCH
` is defined in [4] and
`elements determined as
`, where
`×
`×
`=
`PUSCH
`sc
`symb
`PUSCHM
`and
` are obtained from the initial PDCCH for the same transport block.
`
`•
`
`•
`
`•
`
`•
`
`
`
`
`
`P )
`
`=
`
`0
`
` and
`
`D
`
`PREAMBLE
`
`_ Msg
`
`3
`
` are signalled
`
` is a 3-bit cell specific parameter provided by higher layers.
`
`0=SK
`
`where
`
`SK
`
` is given by the UE specific
`
`•
`
`PUSCHd
` is a UE specific correction value, also referred to as a TPC command and is included in PDCCH with
`DCI format 0 or jointly coded with other TPC commands in PDCCH with DCI format 3/3A whose CRC parity
`
`3GPP
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`10
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`bits are scrambled with TPC-PUSCH-RNTI. The current PUSCH power control adjustment state is given
`by
` which is defined by:
`)(i
`f
`o
`
` if accumulation is enabled based on the UE-specific parameter
`
`)(i
`
`(i
`)1
`
`( Ki
`)
`f
`f
`=
`+-
`d
`-
`PUSCH
`PUSCH
`PUSCHd
`Accumulation-enabled provided by higher layers or if the TPC command
` is included in a
`PDCCH with DCI format 0 where the CRC is scrambled by the Temporary C-RNTI
`§ where
`was signalled on PDCCH with DCI format 0 or 3/3A on
`(
`)
`Ki -
`d
`PUSCH
`PUSCH
`)0(f
`subframe
`, and where
` is the first value after reset of accumulation.
`Ki -
`
`PUSCH
`K
`
` is
`
`§ The value of
`
`PUSCH
`• For FDD,
`K
`
`PUSCH
`
`= 4
`
`• For TDD UL/DL configurations 1-6,
`
`K
`
`PUSCH
`
` is given in Table 5.1.1.1-1
`
`§
`
`§
`
`• For TDD UL/DL configuration 0
`o
`If the PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH
`of DCI format 0 in which the LSB of the UL index is set to 1,
`= 7
`K
`PUSCH
`K
`
`PUSCH
`
`o For all other PUSCH transmissions,
` is given in Table 5.1.1.1-1.
`• The UE attempts to decode a PDCCH of DCI format 0 with the UE’s C-RNTI and a
`PDCCH of DCI format 3/3A with this UE’s TPC-PUSCH-RNTI in every subframe
`except when in DRX
`If DCI format 0 and DCI format 3/3A are both detected in the same subframe, then the UE
`PUSCHd
`shall use the
` provided in DCI format 0.
`dB for a subframe where no TPC command is decoded or where DRX occurs or
`0
`PUSCH =d
`
`i is not an uplink subframe in TDD.
`§ The
` dB accumulated values signalled on PDCCH with DCI format 0 are given in
`PUSCHd
`Table 5.1.1.1-2.
`§ The
` dB accumulated values signalled on PDCCH with DCI format 3/3A are one of
`PUSCHd
`SET1 given in Table 5.1.1.1-2 or SET2 given in Table 5.1.1.1-3 as determined by the
`parameter TPC-Index provided by higher layers.
`§
`If UE has reached maximum power, positive TPC commands shall not be accumulated
`§
`If UE has reached minimum power, negative TPC commands shall not be accumulated
`§ UE shall reset accumulation
`• when an absolute TPC command is received
`• when
`is received
`P
`O_UE_PUSCH
`
`o
`
`• when the UE receives random access response message
`
`)(i
`
`( Ki
`)
`if accumulation is not enabled based on the UE-specific parameter
`f
`-
`=d
`PUSCH
`PUSCH
`Accumulation-enabled provided by higher layers
`§ where
`was signalled on PDCCH with DCI format 0 on subframe
`(
`)
`Ki -
`d
`PUSCH
`
`Ki -
`
`PUSCH
`
`PUSCH
`§ The value of
`
`PUSCH
`• For FDD,
`K
`
`K
`
` is
`
`PUSCH
`
`= 4
`
`• For TDD UL/DL configurations 1-6,
`
`K
`
`PUSCH
`
` is given in Table 5.1.1.1-1
`
`• For TDD UL/DL configuration 0
`
`3GPP
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`11
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`o
`
`If the PUSCH transmission in subframe 2 or 7 is scheduled with a
`PDCCHof DCI format 0 in which the LSB of the UL index is set to 1,
`= 7
`K
`PUSCH
`K
`o For all other PUSCH transmissions,
` is given in Table 5.1.1.1-1.
`PUSCH
` dB absolute values signalled on PDCCH with DCI format 0 are given in Table
`
`§ The
`PUSCHd
`5.1.1.1-2.
`for a subframe where no PDCCH with DCI format 0 is decoded or where
`
`)(i
`
`(i
`)1
`f
`f
`=
`-
`DRX occurs or i is not an uplink subframe in TDD.
`o For both types of
` (accumulation or current absolute) the first value is set as follows:
`)(*f
`§
`If
`P
`O_UE_PUSCH
`( )
`0=if
`
`§
`
`•
`§ Else
`•
`
` is received from higher layers,
`
`
`
`f
`
`
`
`2
`
`)0(
`P
`D=
`d+
`rampup
`msg
`o where
` is the TPC command indicated in the random access
`2msgd
`response, see Section 6.2, and
` is provided by higher layers and corresponds to the total power
`PD
`rampup
`ramp-up from the first to the last preamble
`
`o
`
`
`
`
`
`
`
`Table 5.1.1.1-1
`TDD UL/DL
`Configuration
`
`K
`
`PUSCH
`
` for TDD configuration 0-6
`subframe number i
`
`0 1 2 3 4 5 6 7 8 9
`
`0
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`-
`
`- 6 7 4
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`- 6 4
`
`4
`
`-
`
`-
`
`-
`
`4 4 4
`
`4 4
`
`4
`
`-
`
`-
`
`-
`
`7 7 5
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`- 6 7 4
`
`- 6 4
`
`- 4
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`- 7 7
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`Table 5.1.1.1-2: Mapping of TPC Command Field in DCI format 0/3 to absolute and accumulated
` values.
`PUSCHd
`
`TPC Command
`Field in
`DCI format 0/3
`0
`1
`2
`3
`
`Accumulated
`[dB]
`PUSCHd
`-1
`0
`1
`3
`
`[dB]
`Absolute
`PUSCHd
`only DCI format 0
`-4
`-1
`1
`4
`
`3GPP
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`12
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`Table 5.1.1.1-3: Mapping of TPC Command Field in DCI format 3A to
`
`PUSCHd
`
` values.
`
`TPC Command Field in
`DCI format 3A
`0
`1
`
` [dB]
`PUSCHd
`-1
`1
`
`
`
`
`
`5.1.1.2
`
`=
`
`-
`
`Power headroom
`PH
`The UE power headroom
`
`)(i
`P
`PH
`MAX
`
` valid for subframe i is defined by
`{
`10
`
`(
`log
`))(i
`P
`M
`O_PUSCH
`
`PUSCH
`
`+
`
`
`
`)( j
`
`
`
`×+a
`
`PL
`
`D+
`
`
`
`)(i
`
`+
`
`f
`
`TF
`
`})(
`i
`
` [dB]
`
`10
`
`where,
`
`MAXP
`
`,
`
`M
`
`)(
`PUSCH i
`
`,
`
`)(
`
`
`O_PUSCH jP
`
`,
`
`a
`, PL,
`
`)(TF iD
`The power headroom shall be rounded to the closest value in the range [40; -23] dB with steps of 1 dB and is delivered
`by the physical layer to higher layers.
`
` and
`
`f
`
`)(i
`
` are defined in section 5.1.1.1.
`
`
`
`5.1.2
`
`Physical uplink control channel
`
`P
`PUCCH
`
`for the physical uplink control channel (PUCCH) transmission in
`
`=
`
`min
`
`,
`
`PL
`
`,
`
`n
`
`F
`
`UE behaviour
`5.1.2.1
`The setting of the UE Transmit power
`subframe i is defined by
`( )
`i
`
`P
`PUCCH
`
`{
`P
`MAX
`
`P
`0_PUCCH
`
`+
`
`(
`nh
`
`+
`
`CQI
`
`HARQ
`
`)
`
`D+
`
`F_PUCCH
`
`(
`
`)
`
`+
`
`}ig
`( )
`
` [dBm]
`
`where
`
`• The parameter
` value corresponds to a
` is provided by higher layers. Each
`)F
`)F
`F_PUCCH (
`F_PUCCH (
`D
`D
`PUCCH format (F) relative to PUCCH format 1a, where each PUCCH format (F ) is defined in Table 5.4-1
`[3].
`
`HARQ
`
`( )nh
` corresponds to the number information bits for the
` is a PUCCH format dependent value, where
`CQIn
`channel quality information defined in section 5.2.3.3 in [4] and
` is the number of HARQ bits.
`n
`(
`) 0
`o For PUCCH format 1,1a and 1b
`
`,
`nh
`CQI n
`=
`HARQ
`o For PUCCH format 2, 2a, 2b and normal cyclic prefix
`n
`CQI
`çç
`÷÷
`10
`log
`if
`4
`n
`(
`)
`nh
`4
`
`+
`
`n
`
`HARQ
`
`³
`
`4
`
`
`
`CQI
`otherwise
`
`øö
`
`èæ
`
`10
`
`ïîïíì
`
`0
`
`,
`
`n
`
`CQI
`
`HARQ
`
`=
`
` is a parameter composed of the sum of a cell specific parameter
`P
`P
`O_PUCCH
`O_NOMINAL_ PUCCH
`P
`higher layers and a UE specific component
` provided by higher layers.
`O_UE_PUCCH
`
`
`
`
`
` provided by
`
`3GPP
`
`³
`
`
`
`øö
`
`èæ
`
`10
`
`ïîïíì
`
`,
`
`n
`
`CQI
`
`HARQ
`
`=
`
`CQI
`0
`otherwise
`o For PUCCH format 2 and extended cyclic prefix
`n
`n
`+
`CQI
`HARQ
`÷÷
`çç
`10
`log
`if
`n
`(
`)
`nh
`4
`
`
`
`•
`
`•
`
`Samsung Ex. 1011
`
`

`

`
`
` Release 8
`
`13
`
`3GPP TS 36.213 V8.5.0 (2008-12)
`
`•
`
` is a UE specific correction value, also referred to as a TPC command, included in a PDCCH with DCI
`PUCCHd
`format 1A/1B/1D/1/2A/2 or sent jointly coded with other UE specific PUCCH correction values on a PDCCH
`with DCI format 3/3A whose CRC parity bits are scrambled with TPC-PUCCH-RNTI.
`o The UE attempts to decode a PDCCH of DCI format 3/3A with the UE’s TPC-PUCCH-RNTI and one
`or several PDCCHs of DCI format 1A/1B/1D/1/2A/2 with the UE’s C-RNTI on every subframe
`except when in DRX.
`If the UE decodes a PDCCH with DCI format 1A/1B/1D/1/2A/2 and the corresponding detected
`RNTI equals the C-RNTI of the UE, the UE shall use the
` provided in that PDCCH.
`PUCCHd
`
`o
`
`else
`§
`
`o
`
`
`
` )(ig
`
`=
`
`
`
`(ig
`
`)1
`+-
`
`PUCCHd
`
` provided
`
`PUCCHd
`
` = 0 dB.
`
`
`
`(i
`
`-
`
`k
`
`)
`
`m
`
` where
`
`)(ig
`
` is the current PUCCH power control
`
`1 0
`
`M m
`
`=
`
`if the UE decodes a PDCCH with DCI format 3/3A, the UE shall use the
`in that PDCCH
`else the UE shall set
`å-
`d
`PUCCH
`
`adjustment state.
`§ For FDD,
`
`1=M
`
` and
`
`0 =k
` and
`
` are given in Table 10.1-1.
`
`§ For TDD, values of
`
`M
`
`4
`.
`mk
`PUCCHd
`§ The
` dB values signalled on PDCCH with DCI format 1A/1B/1D/1/2A/2 are given
`in Table 5.1.2.1-1.
`PUCCHd
`§ The
` dB values signalled on PDCCH with DCI format 3/3A are given in Table
`5.1.2.1-1 or in Table 5.1.2.1-2 as semi-statically configured by higher layers.
`)(ig
`§ The initial value of
` is defined as
` is received from higher layers,
`
`•
`
`If
`
`P
`O_UE_PUCCH
`o
`( ) 0=ig
`• Else
`o
`
`
`
`g
`
`)0(
`
`P
`D=
`rampup
`
`d+
`Msg
`
`2
`
`
`
`§
`
`§ where
` is the TPC command indicated in the random
`2msgd
`access response, see Section 6.2 and
`PD
` is the total power ramp-up from the first to the last
`rampup
`preamble provided by higher layers
`§
`If UE has reached