UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`DATED
`INVENTOR(S)
`
`: 9,509,440 B2
`: 14/390904
`: November 29, 2016
`: Hammarwall et al.
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Specification
`
`In Column 12, Line 25, delete "MO" and insert -- N2::0 --, therefor.
`
`In the Claims
`
`In Column 16, Line 38, in Claim 5, delete "node" and insert -- node--, therefor.
`
`In Column 16, Line 40, in Claim 5, delete "configuration" and insert -- configuration, --, therefor.
`
`In Column 16, Line 56, in Claim 8, delete "method," and insert -- method--, therefor.
`
`In Column 20, Line 12, in Claim 25, delete "fallback" and insert -- fallback, --, therefor.
`
`Signed and Sealed this
`Twelfth Day of September, 2017
`
`Joseph Mata!
`Peiforming the Functions and Duties of the
`Under Secretary of Commerce for Intellectual Property and
`Director of the United States Patent and Trademark Office
`
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`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. 0MB 0651-0033
`U.S. Patent and Trademall< Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwoll< Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`(Also Form PTO-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`Page 1 of 1
`
`PATENT NO.
`
`: 9,509,440 B2
`
`APPLICATION NO. : 14/390,904
`
`ISSUE DATE
`
`: November 29, 2016
`
`INVENTOR(S)
`
`: Hammarwall, et al.
`
`It is certified that an error appears or errors appear in the above-identified patent and that
`said Letters Patent is hereby corrected as shown below:
`
`In Column 12, Line 25, delete "MO" and insert- - N~O - -, therefor.
`
`In Column 16, Line 38, in Claim 5, delete "node" and insert - - node - -, therefor.
`
`In Column 16, Line 40, in Claim 5, delete "configuration" and insert - - configuration, - -,
`therefor.
`
`In Column 16, Line 56, in Claim 8, delete "method," and insert - - method - -, therefor.
`
`In Column 20, Line 12, in Claim 25, delete "fallback" and insert - - fallback, - -, therefor.
`
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`IN THE UNITED STATES PATENT & TRADEMARK OFFICE
`
`IN RE APPLICATION OF: U.S. Patent No. 9,509,440
`
`USPTO CONFIRMATION CODE: 7239
`
`APPLICATION NO.: 14/390,904
`
`PCT FILED: June 26, 2014
`
`U.S. FILED: October 06, 2014
`
`EXAMINER: Diane Lo
`
`GROUP ART UNIT: 2466
`
`FOR: J\1ETHOD AND RADIO NODE FOR ENABLING USE OF HIGH ORDER
`MODULATION IN A RADIO COMMUNICATION WITH A USER EQUIPJ\1ENT
`
`37 CFR 1.322 & 37 CFR 1.323 REQUEST FOR CERTIFICATE OF CORRECTION
`FOR USPTO AND/OR APPLICANT MISTAKE
`
`HONORABLE COMMISSIONER OF PATENTS & TRADEMARKS
`
`SIR:
`
`The following is a request for a certificate of correction m Serial Number
`14/390,904, now Patent Number 9,509,440.
`
`A certificate of correction under 35 USC 254 is respectfully requested in the
`above-identified patent.
`
`All errors were the fault of the USPTO, no fee required. In the event that a further
`fee is required, please charge the amount to our Deposit Account No. 50-1379.
`
`The exact locations where the errors appear in the patent and patent application
`are as follows:
`
`1
`
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`In Column 12, Line 25, delete "MO" and insert - - N2:0 - -, therefor.
`(ORIGINALLY FILED SPECIFICATION DATED OCTOBER 6, 2014,
`PAGE 19 (PAGE 283 OF FW), LINE 12)
`
`In Column 16, Line 38, in Claim 5, delete "node" and insert - - node - -, therefor.
`(AMENDMENTS TO THE CLAIMS DATED JULY 1, 2016, PAGE 3 OF 15,
`CLAIM 31, LINE 1)
`
`In Column 16, Line 40, in Claim 5, delete "configuration" and
`insert - - configuration, - -, therefor.
`(AMENDMENTS TO THE CLAIMS DATED JULY 1, 2016, PAGE 3 OF 15,
`CLAIM 31, LINE 3)
`
`In Column 16, Line 56, in Claim 8, delete "method," and
`insert - - method - -, therefor.
`(AMENDMENTS TO THE CLAIMS DATED JULY 1, 2016, PAGE 4 OF 15,
`CLAIM 36, LINE 1)
`
`In Column 20, Line 12, in Claim 25, delete "fallback" and
`insert - - fallback, - -, therefor.
`(AMENDMENTS TO THE CLAIMS DATED JULY 1, 2016, PAGE 11 OF 15,
`CLAIM 51, LINE 27)
`
`2
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`The requested corrections are attached on Form PTO 1050.
`
`, 2017
`
`DATE
`
`Respectfully Submitted
`
`/Ronald J. Ward,Reg#54870/
`
`Ronald J. Ward
`Registration No. 54,870
`Attorney of Record
`
`3
`
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`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`28583668
`
`14390904
`
`International Application Number:
`
`Confirmation Number:
`
`7239
`
`Title of Invention:
`
`Method and Radio Node for Enabling Use of High Order Modulation in a
`Radio Communication with a User Equipment
`
`First Named Inventor/Applicant Name:
`
`David Hammarwall
`
`Customer Number:
`
`24112
`
`Filer:
`
`Steven Ware Smith/Michelle Sanderson
`
`Filer Authorized By:
`
`Steven Ware Smith
`
`Attorney Docket Number:
`
`4015-8999 / P41223-US2
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`09-MAR-2017
`
`06-OCT-2014
`
`14:57:47
`
`Application Type:
`
`U.S. National Stage under 35 USC 371
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
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`Document
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`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1
`
`Request for Certificate of Correction
`
`P41223-
`US2_2017-03-09 _ CoC_PTO-105
`0.pdf
`
`0e4aa4edc:7ccc:41 e078af791 cff31 e0799d&
`lal
`
`122960
`
`no
`
`2
`
`Warnings:
`
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`

`Information:
`
`2
`
`Transmittal Letter
`
`Warnings:
`
`Information:
`
`P41223-
`US2_2017-03-09_CoC_Request
`_Letter.pdf
`
`9349ebcab2a21 a7832a31fe 165779be91f5.':
`lice
`
`no
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`
`111786
`
`Total Files Size (in bytes)
`
`234746
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
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`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
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`UNITED S TATES P A TENT AND T RADEMARK O FFICE
`
`UNITED STATF.S DEPARTMENT OF COMMERCE
`United Stat~ Patent and Trademark Office
`Address: COMMlSSIONER FOR PATENTS
`P.O. Box 1450
`Alexnnctia.. Virg,inia22313 4 1450
`W\\IW,U$pl(cid:144)gcw
`
`APPLICATION NO.
`
`14(390.904
`
`ISSUE DATE
`
`11/29/2016
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`COJI/FlR!\,IA TION 10.
`
`9509440
`
`4015-8999 I P41223-US2
`
`7239
`
`24 112
`7590
`COATS & BENNETT, PLLC
`1400 Crescent Green. Suite 300
`Cary, NC 27518
`
`11/09/2016
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 56 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
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`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`David Hammarwall, Vallennma, SWEDEN;
`TELEFONAKTIEBOLAGET L M ERICSSON (PUBL), Stockholm, SVlEDEN;
`Meng Wang, SUNDBYBERG, SWEDEN;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`works to encourage and facilitate busi11ess investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR 103 (Rev. 10/09)
`
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`let paymeu1. m the. UlJ(.':f(.) cnlH)' ..lll'tOUJ.H will not hf: ac<X.;,tt.·d «~ the-- tl~k of.c1pp(u.··at:on .. ib!l11<.h.>1mwnt.
`Nillll~· l(~J•• ;,pplitt1iioi>. w:1~· r...,;v;i.,u·s1y ur,dcr infri,, ei'itii)• .si,iius. cti~cking ibis box i,;iii be ,;,fri,
`ip'Oj: .. -~i-notifi,~a~km <Jf i~~ of e.ntirlernttnt IQ mkro t.~ntit,>' 'st.iin~,
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`t'!ntny ~t~rus, ns -.:1ppHr .. 1hfo.
`~11:~ ~llli.s f onu must l>ct si~ • ,u~or,J.~r:ict~ .'-\'.Hh :n CfR 'I.~.\ 1. :.t.mt.L¾h,.~: ~ "l ,r:EJ.,t±.f2£}~-gnatu«:. t!llfil!·~m~lm; {ltld.. -oorttfk~~~-.. - - - - -- - - - -
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`A,,t!\ori~.;d Sig11111u,e .... ,;:;~{ ..... (!!{:~!'<:;/'.c::::'·:''.·.~.,,,..,,,,,,, _ ___ ···•,•.·, ... , .. ,·,:,·,......
`'l')'p.xl ,,.. pl'i11twJ n11i'rnl• _ F.li}A ... Sheets .................. ,, ............... ,-........... ._ ............... ..
`
`Date ..... October.20, .. 2016 ..................................... --
`
`l{cgisit•ntlon N<'> ...• 6.8.,9..5.8 ...................................................... .
`
`PTOL•!!S Part f:J f'lO• i'.lJAppi'o.vcd fo.ruse. thrcsui;h JOt:l if.2lll'.l.
`
`OMH 065 I .. ()03J
`
`li,S. Patent and Tr.,clcomtrk ot'ficc: U.S .. Dl'.rA!U:'i1ENT 01" COM:-.JE{<(J;
`
`t>age 2 of 3
`
`Samsung Ex. 1002
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`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`14390904
`
`06-0ct-2014
`
`Title of Invention:
`
`Method and Radio Node for Enabling Use of High Order Modulation in a
`Radio Communication with a User Equipment
`
`First Named Inventor/Applicant Name:
`
`David Hammarwall
`
`Filer:
`
`Eli Sheets/Leslie Ruckdeschel
`
`Attorney Docket Number:
`
`4015-8999 I P41223-US2
`
`Filed as Large Entity
`
`Filing Fees for U.S. National Stage under 35 USC 371
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Samsung Ex. 1002
`11 of 440
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`UTILITY APPL ISSUE FEE
`
`PUBL. FEE- EARLY, VOLUNTARY, OR NORMAL
`
`1501
`
`1504
`
`1
`
`1
`
`960
`
`0
`
`960
`
`0
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`960
`
`Samsung Ex. 1002
`12 of 440
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`27272913
`
`14390904
`
`International Application Number:
`
`Confirmation Number:
`
`7239
`
`Title of Invention:
`
`Method and Radio Node for Enabling Use of High Order Modulation in a
`Radio Communication with a User Equipment
`
`First Named Inventor/Applicant Name:
`
`David Hammarwall
`
`Customer Number:
`
`24112
`
`Filer:
`
`Eli Sheets/Leslie Ruckdeschel
`
`Filer Authorized By:
`
`Eli Sheets
`
`Attorney Docket Number:
`
`4015-8999 / P41223-US2
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`20-OCT-2016
`
`06-OCT-2014
`
`13:43:55
`
`Application Type:
`
`U.S. National Stage under 35 USC 371
`
`Payment information:
`
`Submitted with Payment
`
`PaymentType
`
`Payment was successfully received in RAM
`
`yes
`
`EFT
`
`$960
`
`RAM confirmation Number
`
`102016INTEFSW13444600
`
`Deposit Account
`
`Authorized User
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Samsung Ex. 1002
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`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.}
`
`534801
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`lssue_Fee_Transmittal.pdf
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`ba7035d58b880c57517ed92590e60bc7f0~
`42846
`
`32825
`
`2
`
`Fee Worksheet (5B06)
`
`fee-i nfo.pdf
`
`no
`
`2
`
`7ab0f7bfb6489e 164e01270091 f292a 1 Odfd
`df63
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes}
`
`567626
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b}-(d} and MPEP 506}, a Filing Receipt (37 CFR 1.54} will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810}, a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105} will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Samsung Ex. 1002
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`
`

`

`UNITED STATES P ATENT AND TRADEMARK O FFICE
`
`UNfl'EDSTATES DEl'ARTl\1ENT OF COMME RCE
`United Stales Patent and T rademark Office
`Address, COMM ISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 2 2313-14.SO
`\\1\~W. OSplC>.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`07/27/2016
`7590
`24112
`COATS & BENNETT, PLLC
`1400 Crescent Green, Suite 300
`Cary, NC27518
`
`EXA.ML'IBR
`
`LO, DIANE LEB
`
`ART UNIT
`
`2466
`
`PAPER NUMBER
`
`DATE MAILED: 07/27/2016
`
`APPLICATION NO.
`
`FILING DATE
`
`FlRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRl\>IA TION NO.
`
`4015-8999 / P41223-US2
`10/06/2014
`14/390,904
`David Hammarwall
`TITLE OF INVENTION: Meihod and Radio Node for Enabling Use of High Order Modulation in a Radio Communica1ion with a User Equipment
`
`7239
`
`APPLN. T YPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`DATEDUE
`
`10/27/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSEClIDON ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`IHLS.
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY ST A TUS shown above. If the ENTITY STATUS is shown as SMALL or .MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY ST A TUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY ST ATOS is ch,mged from that shown above, on PART B - FEE(S) T RANSMITI AL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are l/2 the amount of small entity
`fees.
`
`II. PART B • FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B • Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as au equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Ma il Stop ISSUE FEE unless ad vised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing 011 applications filed 011 or after Dec. 12, 1980 may require payment ol'
`maintenance rees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/ I l)
`
`Page I of3
`
`Samsung Ex. 1002
`15 of 440
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`

`

`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stoi> ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`( 571 )-273-2885
`or.EM
`INS1RUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`24112
`7590
`07/27/2016
`COATS & BENNETT, PLLC
`1400 Crescent Green, Suite 300
`Cary, NC 27518
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assi$nment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`
`transmitted to the USPTO (571) 273-2885, on the date indicated below. ---,1
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/390,904
`
`10/06/2014
`
`David Hammarwall
`
`4015-8999 / P41223-US2
`
`7239
`
`TITLE OF INVENTION: Method and Radio Node for Enabling Use of High Order Modulation in a Radio Communication with a User Equipment
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`10/27/2016
`
`EXAMINER
`
`LO, DIANE LEE
`
`ARTUNIT
`
`CLASS-SUBCLASS
`
`2466
`
`370-329000
`
`l. Change of correspondence address or indication of "Fee Address" (37
`CPR 1.363).
`0 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CPR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`2 _____________ _
`
`3 _____________ _
`
`2. For printing on the patent front page, list
`( l) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual O Corporation or other private group entity O Government
`
`4a. The following fee(s) are submitted:
`0 Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - # of Copies _ _ _ _ _ _ _ _ _
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PTO-2038 is attached.
`0 The director is hereby authorized to charge the required fee( s ), any deficiency, or credits any
`( enclose an extra copy of this form).
`overpayment, to Deposit Account Number
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CPR 1.29
`0 Applica