`
`
`
`Doc Code: IFEE
`
`PTOU85B-EFS
`
`Document Description: Issue Fee Payment (PTO-85B)
`
`3.The Following Fee(s) Are Submitted:
`
`IZJ
`
`Issue Fee
`
`D Publication Fee
`
`D Advance Order - # of copies
`
`4.Firm and/or Attorney Names To Be Printed
`NOTE: If no name is listed, no name will be printed
`For printing on the patent front page, list to be displayed as entered
`
`1.
`
`2.
`
`3.
`
`(cid:143)
`
`(cid:143)
`
`(cid:143)
`
`I authorize USPTO to apply my previously paid issue fee to the
`current fees due
`
`The Director is hereby authorized to apply my previously paid
`issue fee to the current fee due and to charge deficient fees to
`Deposit Account Number
`
`If in addition to the payment of the issue fee amount submitted
`with this form, there are any discrepancies in any amount(s) due,
`the Director is authorized to charge any deficiency, or credit any
`overpayment, to Deposit Account Number _______ _
`The issue fee must be submitted with this form. If payment of
`the issue fee does not accompany this form, checking this box
`and providing a deposit account number will NOT be
`effective to satisfy full payment of the fee(s) due.
`
`S.Assignee Name(s) and Residence Data To Be Printed
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`
`Name
`
`City
`
`State
`
`Country
`
`Category
`
`KONINKLIJKE PHILIPS N.V.
`
`EINDHOVEN
`
`netherlands
`
`corporation
`
`6.Signature
`
`I certify, in accordance with 37 CFR 1.4(d)(4) that I am an attorney or agent registered to practice before the Patent and Trademark Office who has filed and has been granted
`power of attorney in this application. I also certify that this Fee(s) Transmittal form is being transmitted to the US PTO via EFS-WEB on the date indicated below.
`
`Signature
`
`/Michael Abraham Epstein/
`
`Date
`
`04-05-2019
`
`Name
`
`Michael Abraham Epstein
`
`Registration Number 64601
`
`WEB IFEE 1.0
`
`3
`
`TCL Exhibit 1002
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`16117019
`
`30-Aug-2018
`
`Title of Invention:
`
`SECURE AUTHENTICATED DISTANCE MEASUREMENT
`
`First Named Inventor/Applicant Name:
`
`Franciscus L.A.J. KAMPERMAN
`
`Filer:
`
`Michael Abraham Epstein/marianne fox
`
`Attorney Docket Number:
`
`2002P02007US04
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`UTILITY APPL ISSUE FEE
`
`PUBL. FEE- EARLY, VOLUNTARY, OR NORMAL
`
`1501
`
`1504
`
`1
`
`1
`
`1000
`
`0
`
`1000
`
`0
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`4
`
`TCL Exhibit 1002
`
`
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`1000
`
`5
`
`TCL Exhibit 1002
`
`
`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`35637530
`
`16117019
`
`International Application Number:
`
`Confirmation Number:
`
`3652
`
`Title of Invention:
`
`SECURE AUTHENTICATED DISTANCE MEASUREMENT
`
`First Named Inventor/Applicant Name:
`
`Franciscus L.A.J. KAMPERMAN
`
`Customer Number:
`
`24737
`
`Filer:
`
`Michael Abraham Epstein/marianne fox
`
`Filer Authorized By:
`
`Michael Abraham Epstein
`
`Attorney Docket Number:
`
`2002P02007US04
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`05-APR-2019
`
`30-AUG-2018
`
`10:24:20
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`yes
`
`DA
`
`$1000
`
`RAM confirmation Number
`
`040519INTEFSW00007755141270
`
`Deposit Account
`
`Authorized User
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`6
`
`TCL Exhibit 1002
`
`
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`45891
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`Web85b.pdf
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`3f4141431 08922de8f4388da6f067c43a5f8
`4d0
`
`32340
`
`2
`
`Fee Worksheet (5B06)
`
`fee-info.pdf
`
`no
`
`2
`
`3a3073c1 36Sec07e2bd549dfdee 7af1 b 1 c9
`262d
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`78231
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`7
`
`TCL Exhibit 1002
`
`
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`By mail, send to: Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`By fax, send to:
`
`(571)-273-2885
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where appropriate. All
`further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as indicated unless corrected
`below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for maintenance fee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being transmitted to
`the USPTO via EFS-Web or by facsimile to (571) 273-2885, on the date below.
`
`24737
`7590
`01/11/2019
`PHILIPS INTELLECTUAL PROPERTY & ST AND ARDS
`465 Columbus A venue
`Suite 340
`Valhalla, NY 10595
`
`(Typed or printed name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`16/117,019
`
`08/30/2018
`
`Franciscus L.A.J. KAMPERMAN
`
`2002P02007US04
`
`3652
`
`TITLE OF INVENTION: SECURE AUTHENTICATED DISTANCE MEASUREMENT
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1000
`
`$0.00
`
`$0.00
`
`$1000
`
`04/11/2019
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`SCHWARTZ, DARREN B
`
`2435
`
`713-156000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address ( or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form PTO/
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`2. For printing on the patent front page, list
`( 1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2 ______________ _
`
`3 ______________ _
`
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document must have been previously
`recorded, or filed for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.8l(a). Completion of this form is NOT a substitute for filing an assignment.
`
`(A) NAME OF ASSIGNEE
`
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual O Corporation or other private group entity O Government
`(cid:143) Advance Order - # of Copies _________ _
`4a. Fees submitted:
`Issue Fee
`Publication Fee (if required)
`4b. Method of Payment: (Please first reapply any previously paid fee shown above)
`0 Electronic Payment via EFS-Web
`0 Enclosed check
`0 Non-electronic payment by credit card (Attach form PTO-2038)
`0 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any overpayment to Deposit Account No. ____ _
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature _______________________ _
`
`Date ____________________ _
`
`Typed or printed name ______________________ _
`
`Registration No. ________________ _
`
`PTOL-85 Part B (08-18) Approved for use through 01/31/2020
`
`Page 2 of3
`0MB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`9
`
`TCL Exhibit 1002
`
`(cid:143)
`(cid:143)
`
`
`
`
`0MB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and Budget
`approval before requesting most types of information from the public. When 0MB approves an agency request to
`collect information from the public, 0MB (i) provides a valid 0MB Control Number and expiration date for the
`agency to display on the instrument that will be used to collect the information and (ii) requires the agency to inform
`the public about the 0MB Control Number's legal significance in accordance with 5 CFR 1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon
`the individual case. Any comments on the amount of time you require to complete this form and/or suggestions
`for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office,
`U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection
`of information unless it displays a valid 0MB control number.
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the requirements
`of the Act, please be advised that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)
`(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information
`is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent
`application or patent. If you do not furnish the requested information, the U.S. Patent and Trademark Office may not
`be able to process and/or examine your submission, which may result in termination of proceedings or abandonment
`of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may
`be disclosed to the Department of Justice to determine whether disclosure of these records is required by the
`Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting
`a request involving an individual, to whom the record pertains, when the individual has requested assistance
`from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to comply
`with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services,
`or his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility
`to recommend improvements in records management practices and programs, under authority of 44 U.S.C.
`2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection
`of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall
`not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed
`in an application which became abandoned or in which the proceedings were terminated and which application
`is referenced by either a published application, an application open to public inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`11
`
`TCL Exhibit 1002
`
`
`
`Notice of Allowability
`
`Application No.
`16/117,019
`Examiner
`DARREN B SCHWARTZ
`
`Applicant(s)
`KAMPERMAN, Franciscus L.A.J.
`Art Unit
`2435
`
`I AIA Status
`
`Yes
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-(cid:173)
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1.~ This communication is responsive to filings 30 Aug 2018 and 03 Jan 2019.
`D A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on __ .
`
`2.0 An election was made by the applicant in response to a restriction requirement set forth during the interview on __ ; the
`restriction requirement and election have been incorporated into this action.
`
`3.~ The allowed claim(s) is/are 1-53. As a result of the allowed claim(s), you may be eligible to benefit from the Patent Prosecution
`Highway program at a participating intellectual property office for the corresponding application. For more information, please see
`http://www.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to PPHfeedback@uspto.gov.
`
`4.~ Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`
`*c) D None of the:
`b) 0 Some
`a) ~All
`1. ~ Certified copies of the priority documents have been received.
`2. D Certified copies of the priority documents have been received in Application No. __ .
`3. ~ Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`* Certified copies not received: __ .
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file areply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5.0 CORRECTED DRAWINGS (as "replacement sheets") must be submitted.
`D including changes required by the attached Examiner's Amendment/ Comment or in the Office action of
`Paper No./Mail Date __ .
`Identifying indicia such as the application number {see 37 CFR 1.84{c)) should be written on the drawings in the front {not the back) of each
`sheet. Replacement sheet{s) should be labeled as such in the header according to 37 CFR 1.121{d).
`
`6.0 DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. ~ Notice of References Cited (PTO-892)
`2.~ Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date 8-30-18.
`3. D Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`.
`4.~ Interview Summary (PTO-413),
`Paper No./Mail Date. 20190103.
`/DARREN B SCHWARTZ/
`Primary Examiner, Art Unit 2435
`
`5. D Examiner's Amendment/Comment
`6. ~ Examiner's Statement of Reasons for Allowance
`
`7. (cid:143)
`
`Other __
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20190105
`
`12
`
`TCL Exhibit 1002
`
`
`
`Application/Control Number: 16/117,019
`Art Unit: 2435
`
`Page 2
`
`Notice of Pre-A/A or AJA Status
`
`The present application, filed on or after March 16, 2013, is being examined under the first
`
`inventor to file provisions of the AIA.
`
`Claims 1-53 are presented for examination.
`
`Terminal Disclaimer
`
`The terminal disclaimer filed on 03 January 2019 disclaiming the terminal portion of any patent
`
`granted on this application which would extend beyond the expiration date of U.S. Pat 8543819, U.S. Pat
`
`9436809, U.S. Pat 9590977 and U.S. Pat 10091186 has been reviewed and is accepted. The terminal
`
`disclaimer has been recorded.
`
`Claims 1-53 are allowed.
`
`Allowable Subject Matter
`
`The closest art has been incorporated into the record and does not teach nor suggest the claims
`
`as a whole.
`
`Conclusion
`
`The prior art made of record and not relied upon is considered pertinent to applicant's
`
`disclosure. See PTOL-892.
`
`Any inquiry concerning this communication or earlier communications from the examiner
`
`should be directed to DARREN B SCHWARTZ whose telephone number is (571)270-3850. The examiner
`
`can normally be reached on 9am-7pm EST, Monday-Thursday, 9am-5pm EST, Friday.
`
`Examiner interviews are available via telephone, in-person, and video conferencing using a
`
`USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use
`
`the US PTO Automated Interview Request (AIR) at http:/ /www.uspto.gov/interviewpractice.
`
`13
`
`TCL Exhibit 1002
`
`
`
`Application/Control Number: 16/117,019
`Art Unit: 2435
`
`Page 3
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor,
`
`Joseph P Hirl can be reached on (571)272-3685. The fax phone number for the organization where this
`
`application or proceeding is assigned is 571-273-8300.
`
`Information regarding the status of an application may be obtained from the Patent Application
`
`Information Retrieval (PAIR) system. Status information for published applications may be obtained
`
`from either Private PAIR or Public PAIR. Status information for unpublished applications is available
`
`through Private PAIR only. For more information about the PAIR system, see http:/ /pair-
`
`direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic
`
`Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a US PTO Customer
`
`Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR
`
`CANADA) or 571-272-1000.
`
`/DARREN B SCHWARTZ/
`Primary Examiner, Art Unit 2435
`
`14
`
`TCL Exhibit 1002
`
`
`
`Examiner-Initiated Interview Summary
`
`Application No.
`
`16/117,019
`
`Examiner
`
`Applicant(s)
`
`KAM PERMAN,
`Franciscus L.A.J.
`
`Art Unit
`
`AIA Status
`
`DARREN B SCHWARTZ
`
`2435
`
`Yes
`
`All participants (applicant, applicant's representative, PTO personnel):
`
`(1) DARREN B. SCHWARTZ.
`
`(2) Mr. Michael A. Epstein.
`
`(3) __ .
`
`(4) __ .
`
`Date of Interview: 03 January 2019.
`
`Type: ~ Telephonic D Video Conference
`D Personal [copy given to: D applicant D applicant's representative]
`Exhibit shown or demonstration conducted: D Yes
`If Yes, brief description: __ .
`
`~ No.
`
`Issues Discussed D 101
`0 112 0 102 0 103 ~ Others
`(For each of the checked box(es) above. please describe below the issue and detailed description of the discussion)
`
`Claim(s) discussed: 1-53.
`
`Identification of prior art discussed: none.
`
`Substance of Interview
`(For each issue discussed, provide a detailed description and indicate if agreement was reached. Some topics may include: identification or clarification of a reference
`or a portion thereof, claim interpretation, proposed amendments, arguments of any applied references etc ... )
`
`See Continuation Sheet.
`
`Applicant recordation instructions: It is not necessary for applicant to provide a separate record of the substance of interview.
`
`Examiner recordation instructions: Examiners must summarize the substance of any interview of record. A complete and proper recordation of the
`substance of an interview should include the items listed in MPEP 713.04 for complete and proper recordation including the identification of the general
`thrust of each argument or issue discussed, a general indication of any other pertinent matters discussed regarding patentability and the general results or
`outcome of the interview, to include an indication as to whether or not agreement was reached on the issues raised.
`
`D Attachment
`
`/DARREN B SCHWARTZ/
`Primary Examiner, Art Unit 2435
`
`U.S. Patent and Trademark Office
`PTOL-413B (Rev. 8/11/2010)
`
`Interview Summary
`
`Paper No. 20190105
`
`15
`
`TCL Exhibit 1002
`
`
`
`Continuation Sheet (PTOL-4138)
`
`Application No. 16/117,019
`
`Continuation of Substance of Interview including description of the general nature of what was agreed
`to if an agreement was reached, or any other comments: This document memorializes a series of
`interviews between the Examiner and Applicant's Representative initiated by the Examiner; the
`Examiner indicated that a search of the art was conducted. The Examiner indicating the only issues
`remaining were to potential issues under non-statutory double patenting and claim informalities.
`Applicant's Representative indicated that a preliminary amendment and terminal disclaimer would be
`filed; upon filing of the associated documents, the Examiner indicated the claims were allowable and
`agreement was reached. The agreed upon claim amendments are found in the Preliminary
`Amendment filed in the record.
`
`16
`
`TCL Exhibit 1002
`
`
`
`Notice of References Cited
`
`Document Number
`Country Code-Number-Kind Code
`A US-20010050990-A 1
`
`B US-20020007 452-A 1
`
`C U S-2003017 4838-A 1
`
`Date
`MM-YYYY
`
`12-2001
`
`01-2002
`
`09-2003
`
`Application/Control No.
`16/117,019
`
`Applicant(s)/Patent Under
`Reexamination
`
`Examiner
`DARREN B SCHWARTZ
`
`Art Unit
`2435
`
`Page 1 of 1
`
`U.S. PATENT DOCUMENTS
`
`Name
`
`CPC Classification
`
`US Classification
`
`SUDIA, FRANK WELLS
`TRAW, CHANDLER BRENDAN
`STANTON
`Bremer, Oliver
`
`G06Q20/02
`
`G06F21/10
`
`H04L63/0428
`
`H04L45/26
`
`G06F21/10
`
`380/286
`
`713/152
`
`380/270
`
`713/168
`
`365/52
`
`*
`*
`*
`*
`*
`*
`
`*
`
`*
`
`D US-20040025018-A 1
`
`02-2004
`
`Haas, Zygmunt J.
`
`E U S-6550011-B 1
`
`04-2003
`
`Sims, Ill; J Robert
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Country
`
`Name
`
`CPC Classification
`
`FOREIGN PATENT DOCUMENTS
`
`NON-PATENT DOCUMENTS
`
`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
`
`F
`
`G
`
`H
`
`I
`
`J
`
`K
`
`L
`
`M
`
`N
`
`0
`
`p
`
`Q
`
`R
`s
`
`T
`
`u
`
`V
`
`w
`
`X
`
`*A copy of this reference Is not being furnished with this Office action. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`
`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20190105
`
`17
`
`TCL Exhibit 1002
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`EAST Search History (Prior Art)
`
`Search Query DBs
`
`Plurals
`
`Time Stamp
`
`Defa
`ult
`Oper
`ator
`
`(certificate) with (node device computer US-PGPUB; OR
`terminal) and (certificate) with (compliant USPAT;
`compliance) USOCR;
`FPRS;
`EPO; JPO;
`DERWENT;
`IBM_TDB
`
`1 and @ad<"20030627" US-PGPUB; OR
`USPAT;
`USOCR;
`FPRS;
`EPO; JPO;
`DERWENT;
`IBM_TDB
`
`(certificate) with (node device computer US-PGPUB; OR
`terminal) and ((round$1trip round adj trip) USPAT;
`adj time) USOCR;
`FPRS;
`EPO; JPO;
`DERWENT;
`IBM_TDB
`
`3 and @ad<"20030627" US-PGPUB; OR
`USPAT;
`USOCR;
`FPRS;
`EPO; JPO;
`DERWENT;
`IBM_TDB
`
`(KONINKLIJKE PHILIPS).as. (KONINKLIJKE US-PGPUB; OR
`PHILIPS).aanm. (KAMPERMAN near4 USPAT;
`Franciscus).inv. USOCR;
`FPRS;
`EPO; JPO;
`DERWENT;
`IBM_TDB
`
`5 and secret with deriv$5 with time with US-PGPUB; OR
`protect$3 and certificate with complian$2 USPAT;
`USOCR;
`FPRS;
`EPO; JPO;
`DERWENT;
`IBM_TDB
`
`ON
`
`2019/01/05 18:52
`
`ON
`
`2019/01/05 18:52
`
`ON
`
`2019/01/05 18:56
`
`ON
`
`2019/01/05 18:57
`
`ON
`
`2019/01/05 18:59
`
`ON
`
`2019/01/05 19:00
`
`ON
`
`2019/01/05 19:00
`
`Ref
`#
`
`Hits
`
`L1
`
`1228
`
`L2
`
`199
`
`L3
`
`542
`
`L4
`
`26
`
`LS
`
`581914
`
`L9
`
`6
`
`LlO
`
`10 secret with deriv$5 with time with protect$3 US-PGPUB; OR
`and certificate with complian$2 USPAT;
`USOCR;
`FPRS;
`EPO; JPO;
`DERWENT;
`IBM_TDB
`
`1/5/2019 7:00:59 PM
`C: \Users\dschwa rtzl \Docu ments\Critica I Data\dschwa rtzl \DarrenActiveWorkspaces\16117019\ workspace!. wsp
`
`Page 1
`
`25
`
`TCL Exhibit 1002
`
`
`
`EAST Search History (Interference)
`
`Ref
`#
`
`L6
`
`L7
`
`LS
`
`Hits
`
`Search Query DBs
`
`Plurals
`
`Time Stamp
`
`Defa
`ult
`Oper
`ator
`
`70479
`
`(KONINKLIJKE PHILIPS).as. (KONINKLIJKE US-PGPUB; OR
`PHILIPS).aanm. (KAMPERMAN near4 USPAT
`Franciscus).inv.
`
`ON
`
`2019/01/05 18:59
`
`6
`
`6 and secret with deriv$5 with time with US-PGPUB; OR
`protect$3 and certificate with complian$2 USPAT
`
`10 secret with deriv$5 with time with protect$3 US-PGPUB; OR
`and certificate with complian$2 USPAT
`
`ON
`
`ON
`
`2019/01/05 18:59
`
`2019/01/05 18:59
`
`1/5/2019 7:00:59 PM
`C: \Users\dschwa rtzl \Docu ments\Critica I Data\dschwa rtzl \DarrenActiveWorkspaces\16117019\ workspace!. wsp
`
`Page 2
`
`26
`
`TCL Exhibit 1002
`
`
`
`1/5/2019
`
`certificate compliance signal time less than - Google Scholar
`
`Soy isoflavones improve systemic arterial compliance but not plasma lipids in
`menopausal and perimenopausal women
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`close to 100% but in some of the cases were banking was not ... sellers did not offer all their
`certificates on the market, buyers were simply not able to buy enough certificates and had ...
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