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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_________________
`
`SAMSUNG ELECTRONICS CO., LTD,
`Petitioner,
`
`v.
`
`ERICSSON,
`Patent Owner.
`
`U.S. Patent No.: 10,512,027
`Issued: Dec. 17, 2019
`Application No.: 15/568,431
`Filed: Sep. 13, 2017
`Title: ON-DEMAND REQUEST FOR SYSTEM INFORMATION
`
`_________________
`
`DECLARATION OF FRIEDHELM RODERMUND
`IN SUPPORT OF PETITION FOR INTER PARTES REVIEW OF U.S.
`PATENT NO. 10,512,027
`
`
`
`Page 1
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`TABLE OF CONTENTS
`
`Patent 10,512,027
`
`Page
`
`I.
`INTRODUCTION AND ENGAGEMENT .......................................... 3
`II.
`BACKGROUND AND QUALIFICATIONS ...................................... 4
`III.
`SUMMARY OF MY OPINIONS ......................................................... 9
`IV.
`PUBLICATION OF 3GPP SPECIFICATIONS AND RELATED
`DOCUMENTS ........................................................................................................... 9
`A. General Practices ................................................................................... 9
`B.
`Specific Documents .............................................................................17
`1.
`R2-166120 .................................................................................17
`
`V.
`
`
`
`A.
`B.
`
`AVAILABILITY FOR CROSS-EXAMINATION ............................21
`Right To Supplement ..........................................................................21
`Signature ..............................................................................................21
`
`
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`Patent 10,512,027
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`I, Friedhelm Rodermund, do hereby declare as follows:
`
`I.
`
`INTRODUCTION AND ENGAGEMENT
`
`1.
`
`I have been retained in this matter by Samsung Electronics Co., Ltd
`
`(“Petitioner” or “Samsung”) to provide testimony regarding 3GPP’s standard
`
`business practices for record keeping and publishing technical specifications,
`
`change request proposals, reports, and other documents developed during the
`
`course of standards activities carried out by the 3rd Generation Partnership Project
`
`(“3GPP”) and the European Telecommunications Standards Institute (“ETSI”).
`
`2.
`
`I have been asked to provide my opinions regarding the authenticity
`
`and dates of public accessibility of the following 3GPP document:
`
`(cid:120) T-doc R2-166120, which represents a document with the title “On-
`
`demand system information delivery mechanism” (hereinafter “R2-
`
`166120”, Ex. 1009)
`
`3.
`
`As an ETSI Project Manager and Secretary, from June 1998 to
`
`December 2004, I have personal knowledge of 3GPP’s standard business and
`
`records keeping practices. I continued following 3GPP’s work ever since. Thus,
`
`based on my experience, personal knowledge, and review of 3GPP’s business
`
`records, I am able to testify regarding the authenticity of certain documents
`
`published by 3GPP and the timing of their publication.
`
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`4.
`
`I am being compensated for my time spent on this matter at my usual
`
`rate of €450 per hour. My fee is not contingent on the outcome of this or any
`
`matter, or on the content of any of the testimony I give in this declaration. I have
`
`no financial interest in Petitioner.
`
`5.
`
`I have been informed that Ericsson (hereinafter referred to as “Patent
`
`Owner”) alleges ownership and is the current assignee of U.S. Patent No.
`
`10,512,027 (“the ’027 Patent”) (Ex. 1001). I have no financial interest in the Patent
`
`Owner or the ’027 patent.
`
`II.
`
`BACKGROUND AND QUALIFICATIONS
`
`6.
`
`I have more than 20 years of experience working with standards
`
`development organizations including the Third Generation Partnership Project
`
`(“3GPP”), the European Telecommunications Standards Institute (“ETSI”), and the
`
`Open Mobile Alliance (“OMA”). I have particular experience with the
`
`development of standards related to cellular telecommunications, including the
`
`standards for the Universal Mobile Telecommunications System (“UMTS”), Long
`
`Term Evolution (“LTE”), and 5G, which are all standards developed by the 3GPP.
`
`7.
`
`I attended the University of Technology Aachen in Aachen, Germany,
`
`where I performed graduate studies in Electrical Engineering with a focus on
`
`telecommunications technologies (“Dipl.-Ing. TH” degree). I also attended the
`
`University of Technology Trondheim in Trondheim, Norway, and completed my
`
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`Patent 10,512,027
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`Diploma thesis, “Design of a dual processor computer for digital signal processing
`
`in power electronics,” in 1993.
`
`8.
`
`From December 1993 to June 1998, I worked at Mannesmann
`
`Mobilfunk as a System Engineer and Project Manager in Quality Assurance and
`
`Technical Standards. One of my responsibilities was to ensure by managing and
`
`performing related test activities that cellular network equipment was compatible
`
`with the Global System for Mobile Communications (“GSM”) standard developed
`
`by ETSI. During that time, I also started working as a standards delegate. I
`
`attended my first ETSI meeting in 1996 (although I was already following ETSI
`
`developments from 1992 during my studies).
`
`9.
`
`From June 1998 to December 2004, I worked at ETSI as a project
`
`manager for various ETSI Special Mobile Group (“SMG”) and 3GPP working
`
`groups. First, I served as a secretary of SMG4 “Data Services” and SMG8 “Base
`
`Stations Testing.” Then, as a project manager with the ETSI Mobile Competence
`
`Center (“MCC”), I supported establishing 3GPP as the new international standards
`
`development organization for cellular telecommunications. One of my roles was
`
`acting as Secretary for 3GPP’s Technical Specifications Group Terminals,
`
`Working Group (“T2”), the group which played a leading role in the creation of
`
`standards for Multimedia such as the Multimedia Messaging Service (“MMS”).
`
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`10. Later, I was a secretary of the highest-level Technical Specifications
`
`Group Terminals which was besides other things responsible for the development
`
`of test specifications including tests for the radio interface.
`
`11.
`
`I edited all technical specifications produced by my working groups
`
`and presented results to the parent body for approval. I attended all meetings (apart
`
`from some sub-working group meetings) and was also responsible for compiling
`
`meeting reports, for handling all the meeting documents, and managing the work
`
`plan. It was also my role to guide the groups and to advise the chairmen regarding
`
`3GPP working methods and procedures including document handling, and to make
`
`sure delegates were aware of their company’s obligations under the 3GPP
`
`Intellectual Property Right policy.
`
`12. As part of my responsibilities at ETSI, I acted as a 3GPP custodian of
`
`records by personally managing 3GPP’s public File Transfer Protocol (ftp) folders,
`
`which I used to make publicly accessible various 3GPP documents, including
`
`versions of 3GPP specifications, technical reports, liaison statements, change
`
`requests, contributions, agendas, meeting reports, and other 3GPP documents from
`
`my working groups. I am also knowledgeable about document management
`
`practices used in other working groups and within 3GPP in general with regard to
`
`making documents publicly accessible through the same, public ftp server of
`
`3GPP.
`
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`13. Since I left ETSI as a staff member in 2005, I have been continuously
`
`involved in standardization activities, including with Open Mobile Alliance, ETSI,
`
`and 3GPP. Since 2017, I also have been attending the ETSI IPR Special
`
`Committee, which is responsible for the maintenance of the ETSI IPR Policy.
`
`14. After I left ETSI, I worked from January 2005 to October 2014 at
`
`Vodafone, first as a Project Manager for Mobile Broadcast Standards, and then as
`
`Vice Chairman of the Device Management working group of the Open Mobile
`
`Alliance, and then as a Senior Standards Strategist, all with responsibilities as
`
`described on my C.V. At Vodafone, I was deeply involved in standards work with
`
`ETSI and 3GPP and other standards setting organizations, including as a delegate
`
`to 3GPP SA1 “Services.” As part of my responsibilities, I attended selected 3GPP
`
`meetings, submitted documents to 3GPP, used 3GPP resources (including 3GPP’s
`
`ftp server) extensively, and remained knowledgeable about 3GPP policies and
`
`procedures with regard to document management and public accessibility. I was
`
`also involved in the creation of patents, defense activities related to patent
`
`litigations, and patent evaluation, mostly in the context of standards development.
`
`15. Since leaving Vodafone in 2014, I have performed consulting work
`
`regarding Internet of Things (IoT) and Machine to Machine (M2M) technology
`
`and standards, first at Friedhelm Rodermund Consulting and then as the Founder
`
`and Director of IOTECC GmbH. In connection with my work, I regularly deal with
`
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`standards such as OMA’s Lightweight M2M, 3GPP’s LTE, Narrowband IoT (NB-
`
`IoT) and 5G standards. And I have extensively used 3GPP resources and have
`
`remained knowledgeable about 3GPP policies and procedures with regard to
`
`document management and public accessibility.
`
`16.
`
`I also provide consulting services related to patents, in particular
`
`around 3GPP Standard Essential Patents (“SEPs”), and I have been working as an
`
`expert witness on a number of occasions. I continue to closely follow the
`
`maintenance of the ETSI IPR Policy as a delegate to the ETSI IPR Special
`
`Committee. Furthermore, I’m conducting a seminar on SEPs and the Internet of
`
`Things at the Technical University of Ilmenau, Germany.
`
`17. At the time of writing this declaration, I am following – including
`
`attending selected meetings - the following standards committees: ETSI oneM2M,
`
`ETSI IPR Special Committee, Open Mobile Alliance, and 3GPP.
`
`18. A copy of my curriculum vitae, which includes a detailed description
`
`of my experience and education, is attached as Exhibit A. A list of litigation
`
`matters on which I have worked over the last five years is also included in my
`
`curriculum vitae.
`
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`Patent 10,512,027
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`III.
`
`SUMMARY OF MY OPINIONS
`
`19.
`
`It is my opinion that R2-166120 is an authentic 3GPP T-doc and
`
`would have been publicly accessible through ftp.3gpp.org no later than September
`
`30, 2016.
`
`IV. PUBLICATION OF 3GPP
`SPECIFICATIONS AND RELATED DOCUMENTS
`A. General Practices
`
`20. Unless otherwise noted, the following is an accurate description of
`
`3GPP general practices from 1998 to the present, regardless of whether I use the
`
`present or past tense to describe those practices.
`
`21.
`
`3GPP was established in 1998 by a group of telecommunications
`
`standard development organizations from Japan, Korea, China, Europe, and the
`
`United States to jointly develop worldwide standards for mobile
`
`telecommunications. Today, 3GPP consists of seven partners: Association of Radio
`
`Industries and Businesses, Japan (“ARIB”), Alliance for Telecommunications
`
`Industry Solutions, USA (“ATIS”), China Communications Standards Association
`
`(“CCSA”), European Telecommunications Standards Institute (“ETSI”),
`
`Telecommunications Technology Association, Korea (“TTA”),
`
`Telecommunication Technology Committee, Japan (“TTC”). In addition to being
`
`one of the founding partners, ETSI hosts the Mobile Competence Centre (“MCC”),
`
`which provides administrative and technical support to the day-to-day work of
`
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`3GPP. Furthermore, ETSI manages 3GPP’s IT services such as the 3GPP website,
`
`ftp server, and email exploders.
`
`22.
`
`3GPP is the world’s leading organization for developing and
`
`maintaining cellular telecommunications standards, which it has done since its
`
`foundation in 1998. As noted above and in my C.V., I began working for 3GPP, as
`
`part of my work at ETSI, the European-based organizational partner of 3GPP.
`
`23.
`
`In the ordinary course of its regularly conducted business activities,
`
`and pursuant to its standard business practices, 3GPP publishes technical
`
`specifications, proposals, reports, and other documents related to the development
`
`of cellular telecommunications standards. Such documents are published for the
`
`purposes of discussion and establishment of industry standards for cellular
`
`telecommunications. This has been 3GPP’s ordinary course of business since when
`
`I began working at ETSI in 1998.
`
`24.
`
`In the ordinary course of 3GPP’s regularly conducted business
`
`activities, and pursuant to its standard business practices, all draft technical
`
`specifications, proposals, reports, and other temporary documents to be discussed
`
`or considered in relation to 3GPP’s telecommunications standards activities were,
`
`and continue to be, assigned a temporary document number and made publicly
`
`available, including on the ftp server associated with the 3GPP website, currently
`
`residing at ftp.3gpp.org. Such documents are referred to as “T-docs.” Final
`
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`versions of the technical specifications also were, and continue to be, publicly
`
`available from that same ftp server.
`
`25. The names and the structure of 3GPP working groups, as of
`
`2007/2008 can be found below1:
`
`
`
`26. Each Technical Specification Group (TSG) or Working Group adopts
`
`a structured numbering system for the documents associated with their meetings,
`
`and those systems typically follow a consistent numbering system as shown in the
`
`following example: xminnzzzz. The numbering system normally comprises five
`
`logical elements: (1) x: a single letter corresponding to the TSG; where in
`
`
`1 See https://web.archive.org/web/20071230120440/http://www.3gpp.org/TB/home.htm
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`2007/2008 x was one of R (Radio Access Network), C (Core and Terminals), S
`
`(Service and System Aspects), or G (GSM/EDGE Radio Access Network); (2) m:
`
`A single character corresponding to the Working Group identity (typically 1, 2, 3,
`
`etc.) or, in the case of the TSG itself, the letter “P”; (3) i: Normally the hyphen
`
`character “-”; (4) nn: the calendar year of the meeting to which the document was
`
`submitted; (5) zzzz: a running number.
`
`27.
`
`In the ordinary course of 3GPP’s regularly conducted business
`
`activities, and pursuant to its standard business practices, from December 1998
`
`onwards, 3GPP published all of its T-docs and all final versions of its technical
`
`specifications on its ftp server, which has always been easily and publicly
`
`accessible from its website and currently resides at ftp.3gpp.org.
`
`28. As early as December 1998, 3GPP’s ftp server was freely accessible
`
`to the general public with no login, password, or membership requirement.
`
`29. By 1999, at least 100 companies were members of 3GPP (by
`
`December 2020: 719 companies), ranging from Bosch to Ericsson to Nokia to
`
`Samsung and generally including those interested in the discussion, creation, and
`
`adoption of cellular telecommunications standards, including UMTS. Each of these
`
`companies typically delegated multiple individuals to regularly participate in 3GPP
`
`meetings. Further, pursuant to 3GPP’s standard business practices, 3GPP working
`
`groups sent emails notifying these individuals as soon as new or additional
`
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`documents had been uploaded to 3GPP’s ftp server. Thus, not only did the general
`
`public have access to the documents on the ftp server, but some of the most
`
`interested members of the public—those working to develop standards for cellular
`
`telecommunication or working to implement the standards—were personally
`
`informed of their availability by email. Based on my experience with 3GPP and the
`
`telecommunications industry, I would expect any person implementing a cellular
`
`network or device, e.g., an LTE network or device, to consult the corresponding
`
`specifications on the 3GPP ftp server, as well as other related documents. The
`
`whole purpose of 3GPP creating and making these specifications available was so
`
`that engineers and other individuals would have ready access to them when
`
`developing and implementing cellular networks and devices.
`
`30. By June 1999, 3GPP’s ftp server was well-known to persons in the
`
`cellular telecommunications industry as a source of public information regarding
`
`industry standards and technological advances.
`
`31.
`
`3GPP specifications bear a specification number consisting of four or
`
`five digits, e.g., 09.02 or 29.002. The first two digits define the specification series
`
`which are defined to group the different aspects of the 3GPP system into e.g.
`
`requirements, service aspects, radio aspects codecs, security aspects, and test
`
`specifications. The series digits are followed by two additional digits for the 01 to
`
`13 series or three further digits for the 21 to 55 series. The subjects of the
`
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`individual specification series are explained on 3GPP’s website at
`
`https://www.3gpp.org/specifications/specification-numbering, and reproduced
`
`below:
`
`
`
`
`
`32. The LTE radio standard is covered in the “36 series” and is further
`
`subdivided into separate sections or specifications. The LTE radio specification
`
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`starts at TS 36.101 and ends at TR 36.978. Excluding withdrawn specifications, the
`
`LTE standard consists of more than 250 specifications. Each specification can span
`
`from a few pages to hundreds of pages. One full version of the LTE standard is
`
`massive, spanning tens of thousands of pages.
`
`33.
`
`In the ordinary course of 3GPP’s regularly conducted business
`
`activities, and pursuant to its standard business practices, T-docs are usually
`
`uploaded to 3GPP’s ftp server and website before the meeting where they are to be
`
`discussed. Documents created or revised during the course of a meeting are
`
`normally uploaded at the latest during the week following the meeting (e.g., the
`
`meeting report of the meeting is usually published for review during the week
`
`following the meeting).
`
`34.
`
`In the ordinary course of 3GPP’s regularly conducted business
`
`activities, and pursuant to its standard business practices, 3GPP maintains archives
`
`that include different versions of the specifications, as well as email
`
`communications to its membership, including emails announcing the uploading of
`
`new or additional documents to 3GPP’s ftp server. These archives are created at
`
`the time the emails are initially sent.
`
`35.
`
`3GPP specifications almost always are duplicated in at least two and
`
`sometime more locations on the ftp server. One location corresponds to a
`
`“snapshot” of the specifications corresponding to a particular plenary meeting
`
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`cycle, e.g., the 2018-12 snapshot contains a snapshot of numerous specifications
`
`after the December 2018 3GPP plenary meetings. The second location is an
`
`“archive” that contains all versions over time for a given specification. While
`
`3GPP aims to upload the updated specifications to both locations at the same time,
`
`occasionally there may be a small difference in the upload date, and thus the date
`
`stamp, for the same specification uploaded to the two locations. Additionally,
`
`specifications which are not yet approved (so call “draft” specifications) are
`
`available as T-docs at working group and at plenary meetings (as soon the working
`
`group decides to submit the specification to the plenary meeting for information or
`
`approval).
`
`36. The timestamp on 3GPP’s ftp server shows the date when the
`
`document was uploaded the last time. Thus, the timestamp shows the latest
`
`possible date the document became publicly available and accessible on 3GPP’s
`
`ftp server. The given document might have been available earlier and the original
`
`timestamp might have been overwritten because the document was uploaded again.
`
`According to my experience, this is something which happened quite frequently.
`
`Thus, the ftp timestamp is reliable as the latest possible upload date but one cannot
`
`determine whether it represents the first upload of a document to the ftp server.
`
`37.
`
`3GPP’s working practice to store their documents on their ftp server,
`
`as described above, has not changed over time. Starting from the first 3GPP
`
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`meetings in 1998 until present, all WGs and plenary meetings are represented by
`
`dedicated meeting folders on the ftp server. These meeting folders include the
`
`documents discussed at the meetings. Both the folders and the documents are
`
`accessible to the public. Almost every week, a new meeting folder with the
`
`respective documents is added. In addition to the plenary and WG meeting folders,
`
`and some other folders, there is also the “Specs” folder, which holds all 3GPP
`
`specifications including the aforementioned “snapshot” and archive folders. Since
`
`the early days of 3GPP a new folder is added inside the “Specs” folder after each
`
`TSG plenary meeting to hold the latest versions of specifications approved at those
`
`TSG plenary meetings. This is still 3GPP’s working practice today; thus, this
`
`practice has not changed over time.
`
`B.
`
`Specific Documents
`
`1.
`
`R2-166120
`
`38. Based on my personal knowledge and my review of 3GPP’s business
`
`records, I recognize Ex. 1009 as a true and correct copy of T-doc R2-166120,
`
`which represents a document submitted by CATT with the title “On-demand
`
`system information delivery mechanism.” The document offers an evaluation of
`
`four approaches of on-demand system information acquisition and makes some
`
`related proposals. On its face, R2-166120 refers to the RAN WG2 meeting #95bis
`
`held on October 10-14, 2016 in Kaohsiung. Thus, based on my personal
`
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`knowledge and experience with ETSI’s and 3GPP’s standard business practices,
`
`this information tells me that R2-166120 was available either prior or during that
`
`meeting to at least all attending 3GPP members. The availability of the document
`
`is confirmed by the date stamp, September 30, 2016, shown on the historic 3GPP
`
`ftp server for the corresponding downloadable file (“R2-166120.zip”), as
`
`maintained by the Internet Archive at
`
`https://web.archive.org/web/20170804133953/http://www.3gpp.org/ftp/tsg_ran/W
`
`G2_RL2/TSGR2_95bis/Docs/ as well as the date stamp for the present-day listing
`
`of the same document on the 3GPP ftp server
`
`https://www.3gpp.org/ftp/tsg_ran/WG2_RL2/TSGR2_95bis/Docs. Thus, based on
`
`my personal knowledge and experience with ETSI’s and 3GPP’s standard business
`
`practices, this information tells me that this document was available to all 3GPP
`
`members and the general public by September 30, 2016, at the latest.
`
`
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`
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`39.
`
`In addition, the information for the downloaded and extracted T-doc
`
`file states a Last Modified date of “30. Sep 2016.” Here is a screenshot showing
`
`
`
`those file details:
`
`
`
`
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`
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`40. The official meeting report of that meeting can be found in Ex. 1021.
`
`It mentions on its cover page that 221 delegates attended the meeting and 1325
`
`documents were registered for the meeting. The report mentions on page 84 that T-
`
`doc R2-166120 was not treated at the meeting although it had been registered. It is
`
`likely that the document was not treated - as many other documents - due to lack of
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`time given the high number of registered documents. The document was
`
`nevertheless available to all 3GPP members and to the general public via the 3GPP
`
`Patent 10,512,027
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`ftp server no later than September 30, 2016.
`
`
`
`V.
`
`AVAILABILITY FOR CROSS-EXAMINATION
`
`41.
`
`In signing this declaration, I recognize that the declaration may be
`
`filed as evidence in a contested case before the Patent Trial and Appeal Board of
`
`the United States Patent and Trademark Office. I also recognize that I may be
`
`subject to cross examination in the case and that cross examination will take place
`
`within the United States. If cross examination is required of me, I will cooperate to
`
`the best of my ability to appear for cross examination within the United States
`
`during the time allotted for cross examination.
`
`A. Right To Supplement
`
`42.
`
`I reserve the right to supplement my opinions in the future to respond
`
`to any arguments that the Patent Owner raises and to take into account new
`
`information as it becomes available to me.
`
`B.
`
`43.
`
`Signature
`
`I declare that all statements made herein of my own knowledge are
`
`true and that all statements made on information and belief are believed to be true;
`
`and further that these statements were made with the knowledge that willful false
`
`DECLARATION OF FRIEDHELM RODERMUND
`
`Page 21
`
`Samsung Ex. 1020
`
`

`

`Patent 10,512,027
`
`statements and the like so made are punishable by fine or imprisonment, or both,
`
`under Section 1001 of Title 18 of the United States Code.
`
`44.
`
`I declare under penalty of perjury that the foregoing is true and
`
`correct.
`
`Dated: January 29, 2021
`
`____________________________
`Friedhelm Rodermund
`
`DECLARATION OF FRIEDHELM RODERMUND
`
`Page 22
`
`Samsung Ex. 1020
`
`

`

`CURRICULUM VITAE
`
`I.
`
`PERSONAL DATA
`
`Name:
`
`Friedhelm RODERMUND
`
`Mailing address:
`
`Phone:
`
`Email:
`
`Am Steiner Graben 18
`56077 Koblenz, Germany
`
`+49 172 2606489
`
`friedhelm.rodermund@iotecc.com
`
`II. PROFESSIONAL EXPERIENCE
`
`Summary
`
`Senior expert in telecommunications and Internet of Things (IoT) technology. 25 years of experience within the
`mobile communications industry, and several years in the IoT domain in various roles such as project
`management, technology innovation and evolution, standards development, technology strategy, patent
`creation and support of patent litigations, and development/introduction of new services.
`
`Widely recognized standards expert who was actively involved in leading roles in the development of key
`standards for mobile telephony/data and service anablers across standards development organizations such
`as 3GPP, ETSI, GSMA, IETF, OMA, and oneM2M. Currently focussing on standards for the Internet of Things.
`
`Founder and director of IOTECC GmbH which provides consulting services around technologies and
`standards enabling the Internet of Things, and provides consulting services related to patents for mobile
`telcommunications and IoT.
`
`01/2015 – present
`
`IOTECC GmbH
`
` Koblenz, Germany
`
`Founder and CEO
`Ø Mobile telecommunications, Internet of Things (IoT) and Machine to Machine (M2M)
`technology and standards consulting
`Ø Telecommunications and IoT patent consulting
`o Consulting services around telecommunications and IoT patents in particular
`related to ETSI, 3GPP, and OMA standards
`o State of the art/prior art research services related to patent creation e.g. for new
`5G patents
`o Prior art research, patent infringement analysis related to litigations and validity
`actions
`o Advising on Standards Development Organisations (SDO) working processes
`and IPR policy, ETSI IPR Special Committee delegate
`o Experienced expert witness (please see section III for a list of supported actions)
`
`11/2014 – 12/2014
`
`Friedhelm Rodermund Consulting
`
` Koblenz, Germany
`
`Internet of Things (IoT) Consultant
`o M2M/IoT standards development and introduction of new M2M/IoT services
`
`Curriculum Vitae – Friedhelm RODERMUND
`
`Page 1 of 7
`
`Samsung Ex. 1020
`
`

`

`CURRICULUM VITAE
`01/2011 – 10/2014 Vodafone Germany / Vodafone Group R&D
`
`Senior Standards Strategist
`o Representing Vodafone in various standardisation bodies
`o Driving the standardisation of the Internet of Things
`o Work item lead, technical editor and key contributor of Open Mobile Alliance (OMA)
`“Lightweight M2M (LwM2M)” – the new standard for the Internet of Things
`o Advising and supporting various M2M projects related to e.g. automotive, smart
`metering, health, industry
`o Advising on the introduction of new M2M technologies and services
`o Leading Proof of Concepts of emerging technologies
`o Involved in innovation projects
`o Supporting the creation and protection of Intellectual Property
`
`Düsseldorf, Germany
`
`Düsseldorf, Germany
`
`
`
`01/2009 – 12/2010 Vodafone Germany
`
`Vice Chairman Open Mobile Alliance (OMA) Device Management (DM)
`o Responsible for Vodafone’s Device Management standardisation
`o As OMA DM Vice Chairman, co-leading the group, chairing committee meetings and
`web conferences, steering the technical direction, management of the different work
`items
`o Editor of several specifications, rapporteur of various work items
`o Support of projects for the introduction of device management
`o Delegate to 3GPP SA1 where I was responsible for the introduction of MTC
`(machine type communications) related service/network requirements
`
`Düsseldorf, Germany
`
`
`
`
`01/2005 – 12/2008 Vodafone Germany
`
`Project Manager Mobile Broadcast Standards
`o Responsible for Mobile Broadcast standardisation across different broadcast
`systems/standards bodies and across all Vodafone local operations
`o Responsible for Mobile Broadcast standardisation strategy development and
`implementation
`o Delegation Lead for the Open Mobile Alliance (OMA) BCAST working group
`o Initiated and managed the BCAST device profile development in the BMCO Forum
`o Leading the "Service Protection" (pay-TV) stream of the German DVB-H Consortium
`o Filed several patents
`o Supporting patent litigations and patent portfolio evaluation (various technical areas)
`
`
`
`
`04/2003 – 12/2003 GSM Association
`Member of the MMS Task Force
`o Verification of the MMS operator interworking framework
`o Supporting the definition and specification of the MMS functional evolution
`o Acting as a “link” between 3GPP and GSMA in the area of MMS
`
`London, United Kingdom
`
`
`
`
`06/1998 – 12/2004 European Telecommunications Standards Institute (ETSI)
` Sophia Antipolis, France
`
`
`01/2002 – 12/2004: Secretary 3GPP Technical Specifications Group “Terminals” and
`
`Terminals Working Group 2 “Terminal Services and Capabilities”
`
`01/1999 – 12/2001: Secretary 3GPP Terminals Working Group 2 “Terminal Services and
`Capabilities” and GERAN 3 “Base Station Testing”
`
`
`
`Curriculum Vitae – Friedhelm RODERMUND
`
`
`
`Page 2 of 7
`
`Samsung Ex. 1020
`
`

`

`CURRICULUM VITAE
`06/1998 – 03/1999: Secretary ETSI SMG4 “Data Services” and SMG8 “Base Station
`Testing”
`
`Ø Supported the establishment of 3GPP (3rd Generation Partnership Project) as the
`leading standards organization for mobile telecommunications
`Ø Project manager and secretary of TSG “Terminals” reponsbile for Terminal
`Conformance Testing, Terminal Services and Capabilities, Universal Subscriber
`Identity Module (USIM)
`Ø Project manager and secretary of Terminals Working Group 2 “Terminal Services
`and Capabilities” that was responsible for Terminal Execution Environments,
`Messaging including Short Message Service (SMS), Cell Broadcast Service (CBS),
`Enhanced Messaging Service (EMS), Multimedia Messaging Service (MMS),
`Terminal Interfaces incl. AT-commands, Generic User Profile, Data Synchronization
`and others
`Ø Establishment and management of the Work Plan and follow-up and report on the
`progress of the related work items
`Ø Advising the chairmen and the standards groups on technical, procedural and
`political issues
`Ø Editorship of various GSM and UMTS technical specifications
`Ø Responsible for presenting the te

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