`
`
`
`
`FIRST NAMED APPLICANT
`
`Walter G. MAYFIELD
`
`
`
`U.S. APPLICATION NUMBERNO.
`
`14/343 ,665
`
`87627
`Mossman, Kumar& Tyler PC
`P.O. Box 421239
`Houston, TX 77242
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`Q. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`ATTY. DOCKET NO.
`
`MAYG-1001-US
`
`PCT/US2012/049562
`
`08/03/2012
`
`08/05/2011
`
`CONFIRMATION NO. 7378
`371 FORMALITIES LETTER
`
`0000000
`
`NOTIFICATION OF MISSING REQUIREMENTS UNDER 35 U.S.C. 371
`IN THE UNITED STATES DESIGNATED/ELECTED OFFICE (DO/EO/US)
`
`The following items have been submitted by the applicant or the IB to the United States Patent and Trademark
`Office as a Designated Office (87 CFR 1.495).
`
`¢ Priority Document
`* Copy of the International Application filed on 03/07/2014
`* Copy of the International Search Reportfiled on 03/07/2014
`* Preliminary Amendmentsfiled on 03/07/2014
`« Request for Immediate Examination filed on 03/07/2014
`«U.S. Basic National Feesfiled on 03/07/2014
`¢ Priority Documentsfiled on 03/07/2014
`
`The applicant needs to satisfy supplemental fees problems indicated below.
`
`The following items MUSTbe furnished within the period set forth below in order to complete the requirements for
`acceptance under 35 U.S.C. 371:
`
`* Oath or declaration of the inventors, in compliance with 37 CFR 1.497(a) and (b), identifying the application by
`the International application number and internationalfiling date.
`«To avoid abandonment, a surcharge(for late submission offiling fee, search fee, examination fee or oath or
`declaration) as set forth in 37 CFR 1.492(h) of $140 for an undiscounted entity , must be submitted with the
`missing items identified in this letter.
`SUMMARYOF FEES DUE:
`
`Total additional fees required for this application is $140 for an Undiscounted Entity:
`* $140 Surcharge.
`
`ALL OF THE ITEMS SET FORTH ABOVE MUSTBE SUBMITTED WITHIN TWO (2) MONTHS FROM THE
`DATE OF THIS NOTICE OR BY 32 MONTHS FROM THE PRIORITY DATE FOR THE APPLICATION,
`WHICHEVER IS LATER. FAILURE TO PROPERLY RESPOND WILL RESULT IN ABANDONMENT.
`
`The time period set above may be extendedbyfiling a petition and fee for extension of time under the provisions
`of 37 CFR 1.136(a).
`
`Applicant is reminded that any communications to the United States Patent and Trademark Office must be mailed
`to the address given in the heading andinclude the U.S. application no. shown above (37 CFR 1.5)
`
`—
`FORM PCT/DO/EO/905 (371 Formalities Notice)
`
`page 1 of 2
`
`APPLE 1087
`Apple V GUI
`IPR2021-00471
`
`1
`
`APPLE 1087
`Apple v. GUI
`IPR2021-00471
`
`
`
`Registered users of EFS-Web mayalternatively submit their reply to this notice via EFS-Web.
`https ://sportal.uspto.gov/authenticate/AuthenticateUserLocalEPF.html
`
`For more information about EFS-Webplease call the USPTO Electronic Business Center at 1-866-217-9197 or
`visit our website at http://www.uspto.gov/ebc.
`
`If you are not using EFS-Webto submit your reply, you must include a copyof this notice.
`
`SHAKEEL AHMED
`
`
`Telephone: (703) 756-1423
`
`FORM PCT/DO/EO/905 (371 Formalities Notice)
`
`page 2 of 2
`
`2
`
`
`
`PTO-1390 (03-13)
`Approved for use through 4/30/2013. OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`TRANSMITTAL LETTER TO THE UNITED STATES
`DESIGNATED/ELECTED OFFICE (DO/EO/US)
`US. Application No. (ifknown, see 37 CFR15)
`CONCERNING A SUBMISSION UNDER35 U.S.C. 371oSRepleaonNeoneSee
`
`International Application No.
`
`International Filing Date
`
`Priority Date Claimed
`
`Title of Invention
`
`First Named Inventor MAYFIELD, Walter G.; VALDEZ, Daniel Martin
`
`Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other information.
`1.
`[e] This is an express request to begin national examination procedures (35 U.S.C. 371(f)). NOTE: The express request under
`35 U.S.C. 371(f) will not be effective unless the requirements under 35 U.S.C. 371(c)(1), (2), and (4) for payment of the basic national
`fee, copy of the International Application and English translation thereof(if required), and the oath or declaration of the inventor(s)
`have been received.
`
`A copyofthe International Application (35 U.S.C. 371(c)(2)) is attached hereto (not required if the International Application was
`previously communicated by the International Bureau or wasfiled in the United States Receiving Office (RO/US)).
`An English language translation of the International Application (35 U.S.C. 371(c)(2))
`. [| is attached hereto.
`. [| has been previously submitted under 35 U.S.C. 154(d)(4).
`Anoath or declaration of the inventor(s) (35 U.S.C. 371(c)(4))
`CT]
`a.
`is attached.
`b. [| waspreviously filed in the international phase under PCT Rule 4.17(iv).
`Items 5 to 8 below concern amendments made in the international phase.
`PCTArticle 19 and 34 amendments
`
`5. [| Amendmentsto the claims under PCTArticle 19 are attached (not required if communicated by the International Bureau) (35 U.S.C.
`37 1(c)(3)).
`6. [| English translation of the PCT Article 19 amendmentis attached (35 U.S.C. 371(c)(3)).
`7. [| English translation of annexes (Article 19 and/or 34 amendments only) of the International Preliminary Examination Reportis
`attached (35 U.S.C. 371(c)(5)).
`
`Cancellation of amendments madein the international phase
`
`16. ( 37 CFR 3.73(c) Statement (when there is an Assignee).
`
`The following items 9 to 17 concern a document(s) or information included.
`9.
`[e] An Information Disclosure Statement under 37 CFR 1.97 and 1.98.
`iinte
`10. [e] A preliminary amendment.
`11. [| An Application Data Sheet under 37 CFR 1.76.
`12. [| A substitute specification. NOTE: A substitute specification cannotinclude claims. See 37 CFR 1.125(b).
`13. C] A powerof attorney and/or change of addressletter.
`14. [| A computer-readable form of the sequencelisting in accordance with PCT Rule 13ter.3 and 37 CFR 1.821-1.825.
`
`15. [| Assignment papers (cover sheet and document(s)). Name of Assignee:
`
`
`8a.[] Do not enter the amendment madein the international phase under PCT Article 19.
`8b. [| Do not enter the amendment madein the international phase under PCT Article 34.
`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the U.S. national phase application absent a clear
`instruction from applicant not to enter the amendmenit(s).
`
`This collection of information is required by 37 CFR 1.414 and 1.491-1.492. The information is required to obtain or retain a benefit by the public, whichis to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 15
`minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending uponthe individual
`case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this burden should be sent to the Chief Information
`Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMSTO THIS ADDRESS. SEND TO: Mail Stop PCT, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`3
`
`
`
`PTO-1390 (03-13)
`Approved for use through 4/30/2013. OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`U.S. APPLN. No. (if known — see 37 CFR 1.5)
`
`INTERNATIONAL APPLICATION No.
`PCT/US2012/049562
`
`ATTORNEY DOCKET No.
`MAYG-1001-US
`
`17. e| Other items or information:
`1. PCT Requestfiled 03 August 2012;
`2. Publication No.: WO2013/022768 published 14 February 2013
`3. International Search Report dated 02 June 2013
`
`The following fees have been submitted.
`
`$
`
`$
`
`§
`
`CALCULATIONS
`
`PTO USE ONLY
`
`280.00 Po
`
`720.00
`
`600.00
`
`18. [e] Basic national fee (37 CFR 1.492(a)) .........ccccccceccesessceeeesesteeeenenteeees $280
`19. [e] Examination fee (37 CFR 1.492(c))
`If the written opinion prepared by ISA/US orthe international preliminary
`examination report prepared by IPEA/US indicatesall claims satisfy provisions of
`PCT Article 33(1)-(4) 00.0... cceccceeceeeeeeeeeeeeeee teeter eeeeeeeeeeeteneereeenee $0
`All other situations 2.0.0.0... ccc ccccce ccc ceeeeeeeeeee eee eeeeeeeeeeaeeeeaeeeeeneteeeaees $720
`Search fee (37 CFR 1.492(b))
`If the written opinion prepared by ISA/US orthe international preliminary
`examination report prepared by IPEA/US indicatesall claims satisfy provisions of
`PCT Article 33(1)-(4) 000... cccceceeceeeeeee eter eeee eee eeteteeeeeeeeeteneereeenee $0
`Searchfee (37 CFR 1.445(a)(2)) has been paid on the international application to
`the USPTOasan International Searching Authority ..................:::000 $120
`International Search Report prepared by an ISA other than the US and provided to
`the Office or previously communicated to the US by the IB ................... $480
`All other situations «2.0.0.0... ccc ccceceeceeeeeeeeeee eee ee ee eeeeeee este eeeeeeeeeeanenens $600
`
`charged:
`
`Additional fee for specification and drawingsfiled in paper over 100 sheets
`(excluding sequencelisting in compliance with 37 CFR 1.821(c) or (e) in an
`electronic medium or computer program listing in an electronic medium) (37 CFR
`1.492(j)).
`Fee for each additional 50 sheets of paper or fraction thereof ............... $400
`
`Total Sheets|Extra Sheets Numberof each addition 50 or fraction RATE
`
`thereof (round up to a whole number)
`
`s 16000 |
`
`Surcharge of $140.00 for furnishing any of the search fee, examination fee, or the oath or
`declaration after the date of commencementof the national stage (37 CFR 1.492(h)).
`
`CLAIMS
`
`NUMBERFILED
`
`NUMBER EXTRA
`
`RATE Po
`
`MULTIPLE DEPENDENTCLAIM(S)(if applicable)
`
`+ $780 a
`
`Processing fee of $140.00 for furnishing the English translation later than 30 months from the
`earliest claimed priority date (37 CFR 1.492(i)).
`
`TOTAL OF ABOVE CALCULATIONS =|$ 1600.00
`[| Applicant asserts small entity status. See 37 CFR 1.27. Fees above are reduced by %.
`] Applicantcertifies micro entity status. See 37 CFR 1.29. Fees above are reduced by %.
`Applicant must attach form PTO/SB/15Aor B or equivalent.
`
`Fee for recording the enclosed assignment (37 CFR 1.21(h)). The assignment must be
`accompanied by an appropriate cover sheet
`(37 CFR 3.28, 3.31). $40.00 per property.
`
`+
`
`$1600.00
`
`Amount to be
`refunded:
`
`pO eagses”
`
`|S
`
`1800.00
`
`[Page 2 of 3]
`
`4
`
`
`
`PTO-1390 (03-13)
`Approved for use through 4/30/2013. OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`a. CJ Acheckin the amountof $
`to cover the above fees is enclosed.
`
`Please charge my Deposit Account No.
`
`in the amount of $
`
`to cover the abovefees.
`
`The Director is hereby authorized to charge additional fees which may be required, or credit any overpayment, to Deposit Account
`No. 50-4920
`as follows:
`[e] any required fee.
`C] any required fee except for excess claims fees required under 37 CFR 1.492(d) and (e) and multiple dependent claim fee
`required under 37 CFR 1.492(f).
`Fees are to be charged to a credit card. WARNING: Information on this form may become public. Credit card information should not
`be included on this form. Provide credit card information and authorization on PTO-2038. The PTO-2038 should only be mailed or
`faxed to the USPTO. However, when paying the basic national fee, the PTO-2038 may NOTbefaxed to the USPTO.
`
`ADVISORY: Iffiling by EFS-Web, do NOTattach the PTO-2038 form as a PDF along with your EFS-Web submission. Please be
`advised thatthis is not recommended and by doing so your credit card information may be displayed via PAIR. To protect your
`information, it is recommended to pay fees online by using the electronic payment method.
`
`NOTE: Wherean appropriate time limit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137(a) or (b)) must be
`filed and granted to restore the International Application to pending status.
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File)Transition Applications
`C] This application (1) claims priority to or the benefit of an application filed before March 16, 2013, and (2) also contains, or contained at
`any time, a claim to a claimed invention that has an effective filing date on or after March 16, 2013.
`NOTE: A U.S. national stage application may not claim priority to the international application of whichit is the national phase. The filing date
`of a U.S. national stage application is the internationalfiling date. See 35 U.S.C. 363.
`
`Correspondence Address
`
`
`
`8 762v
`[e] The address associated with Customer Number:
`ed
`es
`
`OR [| Correspondence address below
`
`Country
`
`Telephone
`
`/GeneL. Tyler/
`
`2014-03-07
`
`Registration No.
`Name
`
`(PrinvType)|Gene L. Tyler (Attorney/Agent)|35,395
`
`[Page 3 of 3]
`
`5
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`APPARATUS FOR CLEANING VIEW SCREENS AND LENSES AND METHOD FOR
`THE USE THEREOF
`
`omen
`
`Quantity
`
`First Named Inventor/Applicant Name:
`
`Walter G. Mayfield
`
`Filed as Large Entity
`
`U.S. National Stage under 35 USC 371 Filing Fees
`
`Description
`
`Fee Code
`
`Sub-Total in
`USD(S$)
`
`Miscellaneous-Filing:
`
`Pet. Revive Abandon App, Delay Pymt-Resp
`
`1453
`
`1700
`
`1700
`
`6
`
`6
`
`
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD(S$)
`
`Patent-Appeals-and-Interference:
`
`3300
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time
`
`Miscellaneous:
`
`Total in USD (S$)
`
`7
`
`
`
`Electronic AcknowledgementReceipt
`
`ee
`
`
`
`Title of Invention:
`
`APPARATUS FOR CLEANING VIEW SCREENS AND LENSES AND METHOD FOR
`THE USE THEREOF
`
`ee
`
`a
`
`Paymentinformation:
`
`Submitted with Payment
`
`Payment Type
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Credit Card
`
`504920
`
`TYLER, GENE L
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees
`
`TheDirector of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`Charge any Additional Fees required under 37 C.F.R. 1.492 (National application filing, search, and examination fees)
`
`8
`
`
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`gs
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Petition for review by the PCTlegal
`office.
`
`MAYG_1001WO_Petition_pto.
`
`129928
`
`299f197031a6cdafbff87eee4f7d01af7746a
`esf
`
`Documents submitted with 371
`Applications
`
`MAYG_1001US_1390Transmitt
`al_pto.pdf
`
`125336
`
`64026557ad 1a5c4326107c561eda2105728}
`e5b6a
`
`Documents submitted with 371
`Applications
`
`MAYG_1001US_PreliminaryAm
`endment_pto.pdf
`
`c978b4da05e90fdedc! effddbc34d4c7faf65|
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`#3977868aef566b8b1d919233fe5e1 9c891 2
`
`File Listing:
`
`Document
`
`Information:
`
`Information:
`
`Information:
`
`Information:
`
`Documents submitted with 371
`Applications
`
`MAYG_1001WO_ISRWrittenOpi
`nion_pto.pdf
`
`2471956
`
`14160d79efb78c858cffc27519086a801492|
`Obc8
`
`;
`;
`Documents submitted with 371
`Applications
`
`W02013022768_pto.pdf
`
`a1877c7500c6cc8464d657e5fl 38ce0a2b91
`062d
`
`4891430
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`9
`
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`10
`
`10
`
`
`
`PATENT COOPERATION TREATY
`
`PCT
`
`INTERNATIONAL PRELIMINARY REPORT ON PATENTABILITY
`(Chapter I of the Patent Cooperation Treaty)
`
`(PCT Rule 44bis)
`
`Applicant’s or agent’s file reference
`MAYG-1001-WO
`
`FOR FURTHER ACTION
`
`See item 4 below
`
`International filing date (day/month/year)
`International application No.
`03 August 2012 (03.08.2012)
`PCT/US2012/049562
`International Patent Classification (8th edition unless older edition indicated)
`See relevant information in Form PCT/ISA/237
`
`Priority date (day/month/year)
`05 August 2011 (05.08.2011)
`
`Applicant
`GUI GLOBAL PRODUCTS, LTD.
`
`This international preliminary report on patentability (Chapter I) is issued by the International Bureau on behalf of the
`International Searching Authority under Rule 44 bis.1(a).
`
`This REPORT consists of a total of 13 sheets, including this cover sheet.
`
`In the attached sheets, any reference to the written opinion of the International Searching Authority should be read as a
`reference to the international preliminary report on patentability (Chapter I) instead.
`
`Box No. I
`
`Box No. II
`
`
`
`Xx
`Xx
`
`LI]
`
`4 L
`
`I
`
`
`
`This report contains indications relating to the following items:
`Xx
`LI
`Xx
`
`
`
`Box No. II
`
`Box No. IV
`
`Box No. V
`
`Box No. VI
`
`Box No.
`
`Box No.
`
`Basis of the report
`
`Priority
`
`Non-establishment of opinion with regard to novelty, inventive step and industrial
`applicability
`
`Lack of unity of invention
`
`Reasoned statement under Article 35(2) with regard to novelty, inventive step or
`industrial applicability; citations and explanations supporting such statement
`
`Certain documents cited
`
`Certain defects in the international application
`
`Certain observations on the international application
`
`‘Lhe International Bureau will communicate this report to designated Offices in accordance with Rules 44bis.3(c) and 93bis.1
`but not, except where the applicant makes an express request under Article 23(2), before the expiration of 30 months from
`the priority date (Rule 44bis .2).
`
`The International Bureau of WIPO
`34, chemin des Colombcttes
`1211 Geneva 20, Switzerland
`Facsimile No. +41 22 338 82 70
`Form PCT/IB/373 (January 2004)
`
`Date of issuance of this report
`11 February 2014 (11.02.2014)
`Authorized officer
`
`.
`.
`Mineko Mohri
`e-mail: pt08.pct@wipo. int
`
`11
`
`11
`
`
`
`From the
`INTERNATIONAL SEARCHING AUTHORITY
`
`PATENT COOPERATION TREATY
`
`PCT/US2012/049562
`
`To:
`
`TYLER GENEL.
`
`MOSSMAN, KUMAR & TYLER P.O.BOX 421239
`HOUSTON TX 77242 USA
`
`PC I
`
`WRITTEN OPINION OF THE
`INTERNATIONAL SEARCHING AUTHORITY
`
`(PCT Rule 43bis.1)
`
`
`
`
`
`
`
`Date of mailing
`
`(day/month/year)
`02 June 2013 (02.06.2013)
`
`
`Applicant's or agent's file reference
`
`FOR FURTHER ACTION
`
`MAYG-1001-WO
`
`International filing date (day/month/year)
`International application No.
`03 August 2012 (03.08.2012)
`PCT/US2012/049562
`International Patent Classification (IPC) or both national classification and IPC
`
`See paragraph 2 below
`
`Priority date(day/month/year)
`05 August 2011 (05.08.2011)
`
` BOS8B 1/00(2006.0Di, H0O4B 1/40(2006.0Di
`
`Applicant
`GUI GLOBAL PRODUCTS, LTD. et al
`
`This opinion contains indications relating to the following items:
`
`ORO2RRO: Box No
`
`
`
`Box No. I
`
`Box No. IT
`
`Box No. HI
`
`Box No. TV
`
`Box No. V
`
`Box No. VI
`
`Box No.
`
`Basis of the opinion
`
`Priority
`
` Non-establishment of opinion with regard to novelty, inventive step and industrial applicability
`
`Lack of unity of invention
`
`Reasoned statement under Rule 43bis.1(a)(i) with regard to novelty, inventive step or industrial applicability;
`citations and explanations supporting such statement
`Certain documents cited
`
`Certain defects in the international application
`
`Certain observations on the international application
`
`FURTHER ACTION
`
`If a demand for international preliminary examination is made, this opinion will be considered to be a written opinionof the
`International Preliminary Examining Authority ("IPEA") except that this docs not apply where the applicant chooses an Authority
`other than this one to be the IPEA and the chosen IPEA hasnotified the International Bureau under Rule 66.1bis(b) that written
`opinions of this International Searching Authority will not be so considered.
`
`If this opinion is, as provided above, considered to be a written opinion of the IPEA, the applicant is invited to submit to the
`IPEA a written reply together, where appropriate, with amendments, before the expiration of 3 months from the date of mailing
`of Form PCT/ISA/220 or before the expiration of 22 months from the priority date, whichever expires later.
`For further options, see Form PCT/ISA/220.
`
`Nameand mailing address of the ISA/KR Date of completion of this opinion|Authorized officer
`
`,
`:
`Korean Intellectual Property Office
`R189 Cheongsa-ro, Seo-gu, Daejeon
`* Metropolitan City, 302-701, Republic of
`Korea
`Facsimile No. 82-42-472-7140
`
`KIM, Hyun Jac
`
`Telephone No. 82-42-481-3389
`
`31 May 2013 (31.05.2013)
`—~
`
`Form PCT/ISA/237 (coversheet) July 2011)
`
`12
`
`12
`
`
`
`, which is the language of a
`L] a (translation of (the international application into
`translation furnished for the purposes of international search (Rules 12.3(a) and 23.1(b))
`2. CJ This opinion has been established taking into accountthe rectification of an obvious mistake authorized by or notified
`to this Authority under Rule 91 (Rule 434is.1(a))
`
`3. With regard to any nucleotide and/or amino acid sequence disclosed in the international application, this opinion has been
`established on the basis of:
`
`a. a sequencelisting filed or furnished
`[] on paper
`[] in electronic form
`
`b. time of filing or furnishing
`[] contained in the international application asfiled.
`[] filed together with the international application in electronic form.
`[] furnished subsequently to this Authority for the purposesof search.
`
`A.[] In addition, in the case that more than one version or copy of a sequencelisting has been filed or furnished, the required
`statements that the information in the subsequent or additioanl copies is identical to that
`in the applicationas filed or does
`not go beyondthe application as filed, as appropriate, were furnished.
`
`WRITTEN OPINION OF THE
`INTERNATIONAL SEARCHING AUTHORITY
`
`International application No.
`
`PCT/US2012/049562
`
`Box No. I Basis of this opinion
`
`1. With regard to the language, this opinion has beenestablished on the basis of :
`
`the international application in the language in whichit wasfiled
`
`5. Additional comments:
`
`Form PC'I/ISA/237 (Box No. 1July 2011)
`
`13
`
`13
`
`
`
`WRITTEN OPINION OF THE
`INTERNATIONAL SEARCHING AUTHORITY
`
`International application No.
`PCT/US2012/049562
`
`Box No. IIT Non-establishment of opinion with regard to novelty, inventive step and industrial applicability
`
`‘lhe questions whether the claimed invention appears to be novel, to involve an inventive step (to be non obvious), or to be
`industrially applicable have not been examined in respect of:
`[| the entire international application
`Xx claims Nos. 23-27
`because:
`[| the said international application, or the said claims Nos.
`relate to the following subject matter which does not require an international search (specify):
`
`the description, claims or drawings (indicate particular elements below) or said claims Nos. 23
`are so unclear that no meaningtul opinion could be formed (specify):
`
`It is not clear what is the meaning of "A cleaning component, case, device or system °-: constructed without a cleaning
`surface or component".
`
`the claims, or said claims Nos.
`by the description that no meaningful opinion could be formed (specify):
`
`are so inadequately supported
`
`[| See Supplemental Box for further details.
`
`Xx no international search report has beenestablished for said claims Nos. 23-27
`[] a meaningful opinion could not be formed without the sequencelisting; the applicant did not, within the prescribed timelimit:
`furnish a sequencelisting on paper complying with the standard provided for in Annex C of the Administrative
`Istructions, and such listing was not available to the International Scarching Authority in a form and manneracceptable
`to it.
`
`furnish a sequencelisting in electronic form complying with the standard provided for in Annex C of the Administrative
`Istructions, and such listing was not available to the International Searching Authority in a form and manneracceptable
`to it.
`
`pay the required late furnishing fee tor the furnishing of a sequencelisting in response to an invitation under Rule
`13ter.1(a) or (b).
`
`Torm PCT/ISA/237 (Box No. II} (July 2011)
`
`14
`
`14
`
`
`
`WRITTEN OPINION OF THE
`
`International application No.
`
`INTERNATIONAL SEARCHING AUTHORITY
`
`PCT/US2012/049562
`
`Box No. IV Lack of unity of invention
`
`1. XI In response to the invitation (Form PCT/ISA/206)to pay additional fees the applicant has, within the applicable time limit:
`x! paid additional fees
`[] paid additional fees under protest and, where applicable, the protest fee
`[| paid additional fees under protest but the applicable protest fee was not paid
`[] not paid additional fees
`2. [| This Authority found that the requirement of unity of invention is not complied with and chose not to invite the applicant
`to pay additionalfees.
`
`3.
`
`‘This Authority considers that the requirement of unity of invention in accordance with Rule 13.1, 13.2 and 13.3 is
`[| complied with
`x not complied with for the following reasons:
`
`KR 20-0428882 Y1 discloses a cleaning component(10,20)
`
`for wiping a view screen of an
`
`electronic device; wherein the cleaning component is configured to selectively couple to the at
`
`least one case of the electronic device using a magnetic attractive force(fig. 4a); wherein the
`
`cleaning component comprises a cleaning material(14,24) covering at
`
`least one surface of a
`
`ferromagnetic or
`
`ferrimagnetic substrate(30a,30b); wherein the cleaning component cleans
`
`a
`
`lens
`
`for use with a mechanical or non-electronic device(fig. 4b); and wherein the cleaning
`
`component
`
`is configured to adhere to a portable object(fig.
`
`1) and used for advertising(fig.
`
`Sb).
`
`With respect to the disclosure of the above document,
`
`Group 1:
`
`In Claims
`
`1-6,
`
`12,
`
`15, 22, 25-27 and 28,
`
`the common feature is a cleaning
`
`component to be received at a first case or a second case by a magnet.
`
`Group 2:
`
`In claims 7, 11, 18-20 and 21,
`
`the common feature is that the cleaning component
`
`has a magnet element to activate or deactivate a magnet switch,
`
`Group 3: In claims 8, 9 and 24,
`
`the common feature is that a cleaning surface is replaceable
`
`and held in place within the cleaning component with a tacky adhesive or by force of the
`
`magnet,
`
`[| the parts relating to claims Nos.
`
`Continued on Supplemental Box
`4. Consequently, this opinion has been established in respect of the following parts of the international application :
`
`Xx all parts.
`
`Form PCT/ISA/237 (Box No. TV) July 2011)
`
`15
`
`15
`
`
`
`WRITTEN OPINION OF THE
`
`International application No.
`
`INTERNATIONAL SEARCHING AUTHORITY
`
`PCT/US2012/049562
`
`Box No. V Reasoned statement under Rule 43bis.1(a)(i) with regard to novelty, inventive step or industrial applicability;
`citations and explanations supporting such statement
`
`1. Statement
`
`Novelty (N)
`
`Claims
`Claims
`
`2-7,11-13,15,18-22,28
`1,8-10,14,16,17
`
`Inventive step (IS)
`
`Industrial applicability (IA)
`
`Claims
`
`NONE
`
`Claims
`
`1-22,28
`
`Claims
`Claims
`
`1-22,28
`NONE
`
`2. Citations and explanations:
`
`Reference is made to the following documents:
`
`Continued on Supplemental Box
`
`DI:
`
`D2:
`
`D3:
`
`D4:
`
`DS:
`
`D6:
`
`D7:
`
`D8:
`
`KR 20-0428882 Yl
`
`(HAN, WOO DONG) 16 October 2006
`
`KR 20-0375852 Y1 (HWANG, SANG CHUL) 11 March 2005
`
`KR 20-0305620 Y1 (JUN, BYUNG KI) 03 March 2003
`
`KR 20-0424183 Yl GM, SUNG HOON) 18 August 2006
`
`JP 2009-160024 A CYOSHIMOTO, HIROKOet al.) 23 July 2009
`
`KR 20-0426083 Y1 CKIM, TAE HUN et al.) 14 September 2006
`
`KR 20-0377164 Y1 (ARTRANG CO., LTD.) 11 March 2005
`
`KR 20-0402667 Y1 CHAM, MI DUCK) 02 December 2005
`
`1. Novelty and Inventive step
`
`1.1 Claim 1
`
`D1 discloses a method of cleaning a view screen of an electronic device having at
`
`least one
`
`case comprising wiping the vicw screen with a cleaning component(10,20) wherein the cleaning
`
`component
`
`is configured to selectively couple
`
`to
`
`the at
`
`least one case using a magnetic
`
`attractive force (see fig. 4a).
`
`As all of the features of claim 1
`
`are disclosed in D1,
`
`this claim is anticipated by D1.
`
`Therefore, claim 1
`
`lacks novelty under PCT Article 33(2).
`
`Form PCT/ISA/237 (Box No. V) (July 2011)
`
`16
`
`16
`
`
`
`Box No. VII Certain defects in the international application
`
`The following defects in the form or contents of the international application have been noted:
`
`Claims 23-27 do not comply with PCT Rule 6.4(a) because multiple dependent claims should notserve as a basis for any other
`
`WRITTEN OPINION OF THE
`
`International application No.
`
`INTERNATIONAL SEARCHING AUTHORITY
`
`PCT/US2012/049562
`
`multiple dependentclaim.
`
`Form PCT/ISA/237 (Box No. VID) July 2011)
`
`17
`
`17
`
`
`
`WRITTEN OPINION OF THE
`INTERNATIONAL SEARCHING AUTHORITY
`
`Supplemental Box
`
`In case the space in any of the preceding boxesis not sufficient.
`
`
`
`
`International application No.
`
`PCT/US2012/049562
`
`
`
`In claim 10,
`
`the feature is that a cleaning device has an external cover which is
`
`reversible so that it may be folded over to expose the cleaning surface,
`
`Group 5:
`
`In claim 13,
`
`the feature is that the cleaning component
`
`is used as a game wherein
`
`the
`
`cleaning component
`
`is
`
`tossed at
`
`the device
`
`case
`
`configured to receive the cleaning
`
`component,
`
`Group 6:
`
`In claim 14,
`
`the feature is
`
`that a stylus
`
`is configured to receive the cleaning
`
`component,
`
`Group 7:
`tab.
`
`In claims 16 and 17,
`
`the common feature is that the cleaning component
`
`includes a
`
`Continuation of : Box No. [IV Group 4:
`
`Thus,
`
`there is no technical relationship left over the prior art, KR 20-0428882 Y1, among the
`
`above groups of inventions,
`
`leaving the claims without
`
`a single general
`
`inventive concept.
`
`Hence,
`
`there is lack of unity "a posteriori"(PCT Rules 13.1 and 13.2)
`
`Dorm PCT/ISA/237 (Supplemental Box) (July 2011)
`
`18
`
`18
`
`
`
`WRITTEN OPINION OF THE
`INTERNATIONAL SEARCHING AUTHORITY
`
`Supplemental Box
`
`In case the space in any of the preceding boxesis not sufficient.
`
`
`
`
`International application No.
`
`PCT/US2012/049562
`
`
`
`D1
`
`discloses
`
`a cleaning component(10,20)
`
`for use on an electronic device view screen
`
`comprising a cleaning material(14,24) covering at
`
`least one
`
`surface of a ferromagnetic or
`
`ferrimagnetic substrate(30a,30b).
`
`Regarding claim 2, D1 does not suggest that the cleaning component has maximum thickness
`
`of 1.5cm. But such a selection in claim 2 can only be regarded as inventive, if the maximum
`
`thickness presents unexpected effects or properties in relation to the rest of the range. However,
`
`no such effects or properties are expected in the application. Therefore, claim 2 lacks an
`
`inventive step under PCT Article 33(3) as being obvious over D1.
`
`1.3 Claim 3
`
`Continuation of : Box No. V 1.2 Claim 2
`
`D2 discloses that a small electronic device(10) comprises a case, a view screen, and internal
`
`electronic components, wherein the view screen and internal electronic components are mounted
`
`within the case and the view screen is externally visible in at
`
`least one configuration of the
`
`case;
`
`the case has a surface that
`
`is substantially diamagnetic; and the at
`
`least one part of the
`
`surface of
`
`the
`
`case
`
`is
`
`ferromagnetic
`
`or
`
`ferrimagnetic
`
`ferrimagnetic material(20) (see figs.
`
`1 and 2).
`
`or overlays
`
`a
`
`ferromagnetic
`
`or
`
`Regarding claim 3, D2 lacks the cleaning component to be configured to selectively couple to
`
`the at
`
`least one part of the surface of the case by a ma