throbber
PTO/SB/0Ba (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I l',llohammed N. ISLAM
`
`Art Unit
`
`I
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`I OMNI 0101 PUSA5
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`p084880
`
`h992-01-2a
`
`Esterowitz, et al.
`
`2
`
`p180378
`
`h993-01-19
`
`Kung, et al.
`
`3
`
`p400165
`
`h995-03-21
`
`3nauck, et al.
`
`4
`
`p458122
`
`h995-10-11
`
`Hethuin
`
`5
`
`p617871
`
`h997-04-0B
`
`Burrows
`
`6
`
`p631758
`
`h997-os-20
`
`Knox, et al.
`
`7
`
`p687734
`
`h997-11-1a
`
`Dempsey, et al.
`
`8
`
`p696778
`
`h997-12-09
`
`MacPherson
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 1
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`9
`
`5704351
`
`n998-01-06
`
`Mortara, et al.
`
`10
`
`5718234
`
`n998-02-11
`
`Narden, et al.
`
`11
`
`5748103
`
`n998-o5-o5
`
`rlach, et al.
`
`12
`
`5855550
`
`n999-01-05
`
`ai, et al.
`
`13
`
`5862803
`
`n999-01-26
`
`Besson, et al.
`
`14
`
`5867305
`
`n999-02-02
`
`Naarts, et al.
`
`15
`
`5912749
`
`n999-o6-15
`
`Harstead, et al.
`
`16
`
`5944659
`
`n999-o8-31
`
`Flach, et al.
`
`17
`
`5957854
`
`n999-o9-28
`
`Besson, et al.
`
`18
`
`6014249
`
`Q000-01-11
`
`Fermann, et al.
`
`19
`
`6043927
`
`t/000-03-28
`
`slam
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 2
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`20
`
`6289238
`
`t/001-09-11
`
`Besson, et al.
`
`21
`
`6333803
`
`Q001-12-25
`
`Kurotori, et al.
`
`22
`
`6364834
`
`t/002-04-02
`
`Reuss, et al.
`
`23
`
`6381391
`
`Q002-04-30
`
`slam, et al.
`
`24
`
`6402691
`
`t/002-06-11
`
`Peddicord, et al.
`
`25
`
`6407853
`
`Q002-06-18
`
`Samson, et al.
`
`26
`
`6441747
`
`t/002-08-27
`
`Khair, et al.
`
`27
`
`6443890
`
`Q002-09-03
`
`Schulze, et al.
`
`28
`
`6454705
`
`t/002-09-24
`
`:;osentino, et al.
`
`29
`
`6480656
`
`Q002-11-12
`
`slam, et al.
`
`30
`
`6549702
`
`t/003-04-15
`
`slam, et al.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 3
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`31
`
`6603910
`
`t/003-08-05
`
`slam, et al.
`
`32
`
`6659947
`
`Q003-12-09
`
`:;arter, et al.
`
`33
`
`6802811
`
`t/004-10-12
`
`Slepian
`
`34
`
`~167300
`
`Q007-01-23
`
`Fermann, et al.
`
`35
`
`~209657
`
`t/007-04-24
`
`slam
`
`36
`
`~263288
`
`Q007-08-28
`
`slam
`
`37
`
`~519253
`
`t/009-04-14
`
`slam
`
`38
`
`6885683
`
`Q005-04-26
`
`FERMANN ET AL.
`
`39
`
`6281471
`
`t/001-08-28
`
`SMART
`
`40
`
`6340806
`
`Q002-01-22
`
`SMART ET AL.
`
`41
`
`6301271
`
`t/001-10-09
`
`SANDERS ET AL.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 4
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`42
`
`~294105
`
`t/007-11-13
`
`SLAM
`
`43
`
`~787503
`
`Q010-08-31
`
`NADSWORTH
`
`44
`
`~800818
`
`t/010-09-21
`
`MATTSSON
`
`45
`
`8000574
`
`Q011-08-16
`
`BUCHTER
`
`46
`
`6611643
`
`t/003-08-26
`
`BIRK
`
`47
`
`6246896
`
`Q001-06-12
`
`DUMOULIN
`
`48
`
`6285897
`
`t/001-09-04
`
`KILCOYNE
`
`49
`
`6847336
`
`Q005-01-25
`
`EMELSON
`
`50
`
`6181414
`
`t/001-01-30
`
`Raz et al.
`
`51
`
`~105823
`
`Q006-09-12
`
`l\brahamsson et al.
`
`52
`
`8472108
`
`t/013-06-25
`
`slam
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 5
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`53
`
`8157730
`
`t/012-04-17
`
`eBoeuf, et al.
`
`54
`
`8430310
`
`Q013-04-30
`
`Ho, et al.
`
`55
`
`8509882
`
`t/013-08-13
`
`l\lbert, et al.
`
`56
`
`8788002
`
`Q014-07-22
`
`eBoeuf, et al.
`
`57
`
`8948832
`
`t/015-02-03
`
`Hong, et al.
`
`58
`
`$212310
`
`Q001-04-03
`
`Naarts, et al.
`
`59
`
`~890158
`
`t/011-02-15
`
`Rowe, et al.
`
`60
`
`8213007
`
`t1012-07-03
`
`Nang, et al.
`
`61
`
`~848605
`
`t/010-12-07
`
`Ridder, et al.
`
`62
`
`8158493
`
`t1012-04-17
`
`Shah, et al.
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I
`I Add
`I Remove I
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 6
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`20020013518
`
`Q002-01-31
`
`I/Vest, Kenneth G. ; et al.
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`20020019584
`
`t/002-02-14
`
`Schulze, Arthur E. ; et al.
`
`20020032468
`
`Q002-03-14
`
`Hill, Michael R.S. ; et al.
`
`20020082612
`
`t/002-06-27
`
`Moll, Frederic H. ; et al.
`
`20020109621
`
`Q002-08-15
`
`Khair, Mohammad ; et al.
`
`20020115914
`
`t/002-08-22
`
`Russ, Tomas
`
`20020178003
`
`Q002-11-28
`
`3ehrke, James K. ; et al.
`
`20040174914
`
`t/004-09-09
`
`rukatsu, Susumu
`
`20040240037
`
`Q004-12-02
`
`Harter, Donald J_
`
`10
`
`20050111500
`
`t/005-05-26
`
`Harter, Donald J_ ; et al.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 7
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`11
`
`20060245461
`
`t/006-11-02
`
`slam; Mohammed N.
`
`12
`
`20060268393
`
`Q006-11-30
`
`slam; Mohammed N.
`
`13
`
`20070078348
`
`t/007 -04-05
`
`Holman; Hoi-Ying N.
`
`14
`
`20090028193
`
`Q009-01-29
`
`slam; Mohammed N.
`
`15
`
`20090204110
`
`t/009-08-13
`
`slam; Mohammed N.
`
`16
`
`20100046067
`
`t1010-02-25
`
`FERMANN ET AL.
`
`17
`
`20080105665
`
`t/008-05-08
`
`KONDO
`
`18
`
`20060283931
`
`Q006-12-21
`
`Polli et al.
`
`19
`
`20120239013
`
`t/012-09-20
`
`slam
`
`20
`
`20130274569
`
`t1013-10-17
`
`slam
`
`21
`
`20140236021
`
`t/014-08-21
`
`slam
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 8
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`22
`
`20080086318
`
`t/008-04-10
`
`3illey, et al.
`
`23
`
`20090287067
`
`Q009-11-19
`
`Dorogusker, et al.
`
`24
`
`20130281795
`
`t/013-10-24
`
`Varadan
`
`25
`
`20140081100
`
`Q014-03-20
`
`Muhsin, et al.
`
`26
`
`20150011851
`
`t/015-01-08
`
`Mehta, et al.
`
`27
`
`20060198397
`
`Q006-09-07
`
`Korolev, et al.
`
`28
`
`20090105605
`
`t/009-04-23
`
`l\breu
`
`29
`
`20100160794
`
`t1010-06-24
`
`Banet, et al.
`
`30
`
`20110292376
`
`t/011-12-01
`
`Kukushkin, et al.
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
`IRemovel
`
`FOREIGN PATENT DOCUMENTS
`
`I
`
`Examiner Cite Foreign Document
`Initial*
`No Number3
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 9
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`1
`
`)00189362
`
`2
`
`)00227640
`
`3
`
`)00228123
`
`4
`
`)013012938
`
`5
`
`)015084376
`
`WO
`
`wo
`
`WO
`
`wo
`
`WO
`
`2001-11-29 West Kenneth G et al.
`
`2002-04-04
`
`Whittington Charles Lynn
`et al.
`
`2002-04-04 Whittington Charles Lynn
`
`2013-01-24
`
`Raskin, et al.
`
`2015-06-11
`
`Han, et al.
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add
`IRemovel
`NON-PATENT LITERATURE DOCUMENTS
`
`I
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`STEPANIAN, ROBERT H., "The Comparative Performance of Mobile Telemedical Systems based on the IS-54 and
`3SM Cellular Telephone Standards"; Journal ofTelemedicine and Telecare 1999; pp 97-104
`
`I\RIS, ISHAK BIN, "An Internet-Based Blood Pressure Monitoring System for Patients"; Journal ofTelemedicine and
`Telecare 2001; pp 51-53.
`
`SUN, Y., C.F. Booker, S. Kumari, R.N. Day, M. Davidson, A. Periasamy, "Characterization of an orange acceptor
`iuorescent protein for sensitized spectral fluorescence resonant energy transfer microscopy using a white-light laser,"
`Journal of Biomedical Optics, Vol. 14, no. 5, paper 054009 (2009).
`
`BORLINGHAUS, R., "Colours Count: how the challenge of fluorescence was solved in confocal microscopy," in
`Modern Research and Educational Topics in Microscopy, A. Mendez-Vilas and J_ Diaz, eds, pp. 890-899, Formatex
`2007)
`
`1
`
`2
`
`3
`
`4
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 10
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`BORLINGHAUS, R., "The White Confocal: Continuous Spectral Tuning in Excitation and Emission," in Optical
`rluorescence Microscopy, A. Diaspro {Ed), Chapter 2, pp. 37-54, ISBN 978-3-642-15174-3, Springer-Verlag, Berlin
`2011 ).
`
`BORLINGHAUS, R.T., L. Kuschel, 'White Light Laser: The Ultimate Source for Confocal Microscopy," http://www.
`eica-microsystems.com/science-lab/white-light-laser {June 27, 2012).
`
`llEGLER, U., A.G. Bittermann, M. Hoechli, "Introduction to Confocal Laser Scanning Microscopy {LEICA)," www.zmb.
`unizh.ch, May 29, 2013.
`
`'Application Brief The role of infrared microprobe analysis in forensic drug analysis," www.smithsdetection.com, June
`]7, 2005.
`
`Jasco Application Note No. 200DR0188-E, "Rapid Identification of illegal drug using NIR {identification of MOMA
`able!)", September 4, 2008.
`
`PALOU, A. J_ CRUZ, M. BLANCO, J_ TOMAS, J_ DE LOS RIOS, M. ALCALA, "Determination of drug, excipients and
`::eating distribution in pharmaceutical tablets using NIR-CI," Journal of Pharmaceutical Analysis, Vol. 2, no. 2, pp.
`~0-97 (2012).
`
`I\RNOLD, T., M. De BIASIO, R. LEITNER, "Near-Infrared Imaging Spectroscopy for Counterfeit Drug Detection," Next
`Generation Spectroscopic Technologies IV, edited by M.A. Druy, R.A. Crocombe, Proceedings of SPIE, Vol. 8032,
`go320Y-1 to 7, (2011).
`
`12
`
`NEDD ING, B.B., C. WRIGHT, S. GRAUF, R.D. WHITE, "The application of near infrared spectroscopy for the
`~ssessment of avocado quality attributes," Infrared Spectroscopy- Life and Biomedical Sciences, pp. 211-230 (2011).
`
`13
`
`MICHAELS, C.A., T. MASIELLO, P.M. CHU, "Fourier transform spectrometry with a near infrared supercontinuum
`source," Optical Society of America, CLEO/IQEC Conference, paper CMDD6 (2009).
`
`14
`
`MICHAELS, C.A., T. MASIELLO, P.M. CHU, "Fourier transform spectrometry with a near-infrared supercontinuum
`source," Applied Spectroscopy, Vol. 63, no. 5, pp. 538-543 (2009).
`
`15
`
`MOROS,J., J_ KULIGOWSKI, G. QUINTAS, S. GARRIGUES, M. Dela GUARDIA, "New cut--0ff criterion for
`uninformative variable elimination in multivariate calibration of near-infrared spectra for the determination of heroin in
`llicit street drugs," Analytica Chimica Acta, Vol. 630, pp. 150-160 (2008).
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 11
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`16
`
`17
`
`MOROS, J_ N. GALLPIENSO, R. VILCHES, S. GARRIGUES, M. Dela GUARDIA, "Nondestructive direct
`:letermination of heroin in seized illicit street drugs by diffuse reflectance near-infrared spectroscopy," Analytical
`:;hemistry, Vol. 80, no. 19, pp. 7257-7265 {October 1, 2008).
`
`ROGGO, Y. P. CHALUS, L. MAURER, C. LEMA-MARTINEZ, A. EDMOND, N. JENT, "A review of near infrared
`spectroscopy and chemometrics in pharmaceutical technologies," Journal of Pharmaceutical and Biomedical Analysis,
`Vol. 44, pp. 683-700 (2007).
`
`18
`
`DOJIC, M. J_ MASTILOVIC, N. MAJCEN, "The application of near infrared spectroscopy in wheat quality control,"
`nfrared Spectroscopy - Life and Biomedical Sciences, pp. 167-184 (2012).
`
`19
`
`REICH, G. "Near-infrared spectroscopy and imaging: basic principles and pharmaceutical applications," Advanced
`Drug Delivery Reviews, vol. 57, pp. 1109-1143 (2005).
`
`20
`
`RODIONOVA, O.Y., L.P. HOUMOLLER, A.L. POMERANTSEV, P. GELADI, J_ BURGER, V.L. DOROFEYEV, A.P.
`I\RZAMASTSEV, "NIR spectrometry for counterfeit drug detection: a feasibility study," Analytica Chimica Acta, vol.
`549, pp. 151-158 (2005).
`
`21
`
`SCHNEIDER, R.C., K.A. KOVAR, "Analysis of ecstasy tablets: comparison of reflectance and transmittance near
`nfrared spectroscopy," Forensic Science International, vol. 134, pp. 187-195 (2003).
`
`22
`
`::>LSEN, B.A., M.W. BORER, F.M. PERRY, R.A. FORBES, "Screening for counterfeit drugs using near-infrared
`spectroscopy," Pharmaceutical Technology, pp. 62-71 {June 2002).
`
`23
`
`SCAFI, S.H.F., C. PASQUINI, "Identification of counterfeit drugs using near-infrared spectroscopy," Analyst, vol. 126,
`PP- 2218-2224 (2001).
`
`24
`
`SONDERMANN, N., K.A. KOVAR, "Identification of ecstasy in complex matrices using near-infrared spectroscopy,"
`rorensic Science International, vol. 102, pp. 133-147 (1999).
`
`25
`
`RAMBLA, F.J., S. GARRIGUES, M. Dela GUARDIA, "PLS-NIR determination of total sugar, glucose, fructose and
`sucrose in aqueous solutions of fruit juices," Analytica Chimica Acta, vol. 344, pp. 41-53 (1997).
`
`Bizheva, K, et al., "Compact, broad-bandwidth fiberlaserforsub-2-pm axial resolution
`Jptical coherence tomography in the 1300-nm wavelength region," OPTICS LETTERS,
`Vol. 28, No. 9, May 1, 2003, pages 707-709.
`
`26
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 12
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`Nang, Yimin, et al., "Ultrahigh-resolution optical coherence tomography by broadband
`::onlinuum generation from a pholonic crystal fiber'', OPTICS LETTERS, Vol. 28, No. 3,
`rebruary 1, 2003, pages 182-184.
`
`27
`
`Seefeldt, Michael, et al., "Compact while-light source with an average output power of 2.4
`Nand 900 nm spectral bandwidth", Optics Communications 216, pages 199-202.
`
`28
`
`Kie, T.-Q., et al., "Detection of tumorigenesis in urinary bladder with optical coherence
`omography: optical characterization of morphological changes", OPTICS EXPRESS, Vol.
`10, No. 24, December 2, 2002, 2003, pages 1431-1443.
`
`29
`
`Povazay, B., et al., "Submicromeler axial resolution optical coherence tomography",
`::>PTICS LETTERS, Vol. 27, No. 20, October 15, 2002, pages 1800-1802.
`
`30
`
`Kowalevicz, Andrew M., et al., "Ultrahigh resolution optical coherence tomography using a
`,uperluminescenl light source" OPTICS EXPRESS 349, Vol. 10, No. 7, April 8, 2002, pages 349-353.
`
`31
`
`::>ughstun, Kurt E., "Influence of precursor fields on ultrashort pulse autocorrelation
`measurements and pulse width evolution", OPTICS EXPRESS, Vol. 8, No. 8, April 9, 2001,
`pages 481-491.
`
`32
`
`33
`
`i, Xingde, et al., "Imaging needle for optical coherence tomography", OPTICS LETTERS,
`Vol. 25, No. 20, Oclober15, 2000, pages 1520-1522.
`
`34
`
`35
`
`36
`
`D'Amico, Anthony V., et al., "Optical Coherence Tomography As A Method For Identifying
`Benign And Malignant Microscopic Structures In The Prostate Gland", Basic Science,
`Urology 55 (5), 2000, pages 783-787.
`
`Rollins, Andrew M., et al., "Real-lime in vivo imaging of human gastrointestinal
`ultrastructure by use of endoscopic optical coherence tomography with a novel efficient
`nlerferomelerdesign", OPTICS LETTERS, Vol. 24, No. 19, Oclober1,1999, pages 1358-1360.
`
`:le Boer, Johannes F., et al., "Determination of the depth-resolved Stokes parameters of
`ight backscattered from turbid media by use of polarization-sensitive optical coherence
`omography", OPTICS LETTERS, Vol. 24, No. 5; March 1, 1999, pages 300-302.
`
`37
`
`Roggan, Andre, et al., "Optical Properties of Circulating Human Blood in the Wavelength
`Range 400-2500 NM", Journal of Biomedical Optics, Vol. 4, No. 1, January 1999, pages 36-46.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 13
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`38
`
`:le Boer, Johannes F., et al., "Imaging thermally damaged tissue by polarization sensitive
`Jplical coherence tomography", OPTICS EXPRESS 212, Vol. 3, No. 6, September 14,1998, pages 212-218.
`
`39
`
`~earney, Guillermo J., et al., "In vivo Endoscopic Optical Biopsy with Optical Coherence
`~omography", Science, New Series, Volume 276, June 27, 1997, pages 2037-2039.
`
`40
`
`Boppart, Stephen A., et al., "Noninvasive assessment of the developing Xenopus
`::ardiovascular system using optical coherence tomography", Pree. Nall. Acad. Sci. USA,
`Vol. 94, April 1997, pages 4256-4261.
`
`41
`
`Boppart, Stephen A., et al., "Imaging developing neural morphology using optical
`::oherence tomography", Journal of Neuroscience Methods 70, 1996, pages 65-72.
`
`42
`
`l\aviksoo, J., et al., "Observation of optical precursors at pulse propagation in GaAs",
`Physical Review A, Volume 44, Number 9, November 1, 1991, pages R5353-R5356.
`
`43
`
`Harrington, James A., "Infrared Fiber Optics", OSA Handbook, Vol. Ill, while paper, to be
`published by McGraw Hill, Undated, 13 pages
`
`44
`
`redolova, 0., et al., "Superconlinuum generation in planar rib waveguides enabled by
`~nomalous dispersion", OPTICS EXPRESS, Vol. 14, No. 4, February 20, 2006, pages 1512-1517.
`
`45
`
`46
`
`Moon, Sucbei, et al., "Generation of octave-spanning superconlinuum with I550-nm
`~mplified diode-laser pulses and a dispersion-shilled fiber'', OPTICS EXPRESS, Vol. 14,
`No. 1, January 9,2006, pages 270-278.
`
`Hagen, C. L., et al., "Generation of a Continuum Extending to the Midinfrared by Pumping
`lBLAN Fiber With an Ultrafast 1550-nm Source", IEEE PHOTONICS TECHNOLOGY
`ETTERS, Vol. 18, No. 1, January 1, 2006, pages 91-93.
`
`47
`
`~ravers, J_ C., et al., "Extended blue superconlinuum generation in cascaded holey
`Ibers", OPTICS LETTERS, Vol. 30, No. 23, December 1, 2005, pages 3132-3134.
`
`48
`
`Schreiber, T., et al., "Superconlinuum generation by femlosecond single and dual
`,vavelength pumping in pholonic crystal fibers with two zero dispersion wavelengths",
`::>PTICS EXPRESS, Vol. 13, No. 23, November 14, 2005, pages 9556-9569.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 14
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`49
`
`3enty, G., et al., "Supercontinuum generation in large mode-area microstructured fibers",
`::>PTICS EXPRESS, Vol. 13, No. 21, October 17, 2005, pages 8625-8633.
`
`50
`
`cee, Ju Han, et al., "Continuous-wave supercontinuum laser based on an erbium-doped
`Iber ring cavity incorporating a highly nonlinear optical fiber'', OPTICS LETTERS, Vol. 30,
`No. 19, October 1, 2005, pages 2599-2601.
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add
`EXAMINER SIGNATURE
`
`I
`
`Examiner Signature 11
`
`I Date Considered
`11
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`English language translation is attached.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 15
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`Fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`X None
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`/David S. Bir/
`
`David S. Bir
`
`Date (YYYY-MM-DD)
`
`2019-07-08
`
`Registration Number
`
`~8383
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 16
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`8.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 17
`
`

`

`PTO/SB/0Ba (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I l',llohammed N. ISLAM
`
`Art Unit
`
`I
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`I OMNI 0101 PUSA5
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`~063106
`
`h971-12-13
`
`l\shkin, et al.
`
`2
`
`~158750
`
`h979-06-19
`
`Sakoe, et al.
`
`3
`
`~221997
`
`h980-09-09
`
`~lemming
`
`4
`
`~275266
`
`h981-06-23
`
`asar
`
`5
`
`~374618
`
`h983-02-22
`
`Howard
`
`6
`
`~403605
`
`h983-09-13
`
`Tanikawa
`
`7
`
`~462080
`
`h984-01-24
`
`Johnstone, et al.
`
`8
`
`~516207
`
`h985-05-07
`
`Moriyama, et al.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 18
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`9
`
`~523884
`
`n985-06-18
`
`:;Iement, et al.
`
`10
`
`~605080
`
`n986-08-12
`
`emelson
`
`11
`
`~641292
`
`n987-02-03
`
`Tunnell, et al.
`
`12
`
`~704696
`
`n987-11-03
`
`Reimer, et al.
`
`13
`
`~728974
`
`n988-03-01
`
`Nio, et al.
`
`14
`
`~762455
`
`n988-08-09
`
`:;oughlan, et al.
`
`15
`
`~776016
`
`n988-10-04
`
`Hansen
`
`16
`
`~958910
`
`n99o-o9-25
`
`Taylor, et al.
`
`17
`
`~989253
`
`n991-01-29
`
`iang, et al.
`
`18
`
`5078140
`
`n992-01-01
`
`Kwoh
`
`19
`
`5084880
`
`n992-01-28
`
`Esterowitz, et al.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 19
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`20
`
`5086401
`
`n992-02-04
`
`Glassman, et al.
`
`21
`
`5134620
`
`n992-01-28
`
`Huber
`
`22
`
`5142930
`
`n992-09-01
`
`l\llen, et al.
`
`23
`
`5180378
`
`n993-01-19
`
`Kung, et al.
`
`24
`
`5191628
`
`n993-o3-02
`
`Byron
`
`25
`
`5218655
`
`n993-o6-o8
`
`Mizrahi
`
`26
`
`5230023
`
`n993-01-20
`
`Nakano
`
`27
`
`5267256
`
`n993-11-3o
`
`Saruwatari, et al.
`
`28
`
`5267323
`
`n993-11-3o
`
`Kimura
`
`29
`
`5300097
`
`n994-o4-o5
`
`emer, et al.
`
`30
`
`5303148
`
`n994-04-12
`
`Mattson, et al.
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 20
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`31
`
`5305427
`
`n994-04-19
`
`Nagata
`
`32
`
`5313306
`
`n994-o5-11
`
`Kuban, et al.
`
`33
`
`5323404
`
`n994-06-21
`
`3rubb
`
`34
`
`5345538
`
`n994-o9-o6
`
`Narayannan, et al.
`
`35
`
`5408409
`
`n995-o4-18
`
`Glassman, et al.
`
`36
`
`5544654
`
`n996-o8-13
`
`Murphy, et al.
`
`37
`
`5572999
`
`n996-11-12
`
`runda, et al.
`
`38
`
`5695493
`
`n991-12-09
`
`Nakajima, et al.
`
`39
`
`5696778
`
`n991-12-09
`
`MacPherson
`
`40
`
`5792204
`
`n998-08-11
`
`Snell
`
`41
`
`5812978
`
`n998-o9-22
`
`Nolan
`
`EFSWeb2.1.17
`
`Petitioner Apple Inc. – Ex. 1002, p. 21
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`I Mohammed N. ISLAM
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`OMNI 0101 PUSA5
`
`42
`
`5950629
`
`n999-o9-14
`
`Taylor, et al.
`
`43
`
`5970457
`
`n999-10-19
`
`Brant, et al.
`
`44
`
`6014249
`
`t/000-01-11
`
`r ermann, et al.
`
`45
`
`6185535
`
`Q001-02-06
`
`Hedin, et al.
`
`46
`
`6200309
`
`t/001-03-13
`
`Rice, et al.
`
`47
`
`6224542
`
`Q001-05-01
`
`:;hang, et al.
`
`48
`
`6246707
`
`t/001-06-12
`
`"in, et al.
`
`49
`
`6273858
`
`Q001-08-14
`
`Fox, et al.
`
`50
`
`6278975
`
`t/001-08-21
`
`Brant, et al.
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket