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`ACCOMPANYING APPLICATION PARTS
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`
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`]
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`11. [:1 English Translation Document (if applicable)
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`Preliminary Amendment
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`PATENT APPLICATION
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`Application Number
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`11298.0188-08000 I
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`1
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` Title Of Invention
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`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
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`A . . licant Information:
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`Applicant Authority @Inventor OLegal Representative under 35 U.S.C. 117 OParty of Interest under 35 U.S.C. 118
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`Prefix Given Name
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`Residence Information (Select One) O US Residency
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`(9 Non US Residency 0 Active US Military Service
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`295 Phillip Street
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`City Waterloo
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`CA
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`Citizenship under 37 CFR 1.41(bi
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`CA
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`City
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`waste
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`Postal Code
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`300 Regina Street, North
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`A - . licant 3
`Applicant Authority @Inventor
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`OLegaI Representative under 35 U.S.C. 117
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`I— IUIODI I“? \I I‘UD}
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`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
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`CA
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`12 Sudbury Street
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`Toronto
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`svw
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`Applicant Authority @Inventor OLegal Representative under 35 U.S.C. 117
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`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
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`City Mississauga
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`CA
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`CA
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`Address 2
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`5847 Mersey Street
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`City
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`Mississauga
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`Postal Code
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`L5V1V9
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`State/Province
`CA
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`O
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`Applicant Authority @Inventor OLegal Representative under 35 U.S.C. 117
`Given Name
`Middle Name
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`OParty of Interest under 35 U.S.C. 118
`Family Name
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`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
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`Kitchener
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`CA
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`Address 1
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`Address 2
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`100 Highland Crescent
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`City
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`Kitchener
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`Postal Code
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`N2M 501
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`State/Province
`CA
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`N
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`O
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`l" IUIODI l" \l I'UU)
`Approved for use through 09/30/2010. OMB 0651-0032
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`_
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`11298.0188—08000
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`
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`
`
`
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` Email Address
`RmvEmar
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`Title Of Invention
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`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`
`Application Information:
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`Hl
`Title of the Invention
`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`Attorney DocketNumber_ Small Entity Status Claimed
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`Application Type
`Nonprovisional
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`Sub Class (if any)—
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`Suggested Figure for Publication (if any) -
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`Enter
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`Application Data Sheet 37 CFR 1.76
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`MULTIFUNCTIONAL CHARGER SYSTEM AND METHOD
`Title of invention
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`
`
`r IUIODI l-t \I I‘UU)
`
`Application
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`Contrnurty Type
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`12905934
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`Continuation of
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`Prior Application
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`12714204
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`2010-06-15
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`2007—05-1 6
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`7453233
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`2008-11—18
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`Issue Date
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`7239111
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`11175885
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`Continuation of
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`10087629
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`2002-03-01
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`6936936
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`2006-08—30
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`60273021
`2001-03-01
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`60330486
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`Approved for use through 09/30/2010. OMB 0651-0032
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`2012—06-28
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`
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`Appncanupatem Owner, RESEARCH IN MOTION LIMITED
`
`Application No./Patent No.: 12/905,934
`
`1
`Filed/Issue Date: October 15. 2010
`
`RESEARCH IN MOTION LIMITED
`(Name of Assignee)
`
`,a
`
`Corporation
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`states that it is:
`
`the assignee of the entire right, title, and interest in;
`
`2. El
`
`an assignee of less than the entire right, title, and Interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`Titled:
`
`3. El
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`the patent application/patent identified above, by virtue of either:
`
`A.
`
`OR
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel 013155
`, Frame 0301
`,orfor which a
`copy therefore is attached.
`
`B. I:
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1. From:
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`2. From:
`
`3. From:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`To:
`
`E Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE A separate copy (is, a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. fl MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`IBRYAN C. DINER/
`
`Signature
`
`BRYAN C. DINER
`
`November 10, 2010
`
`Date
`
`Reg. No. 32,409
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
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`POWER OF ATTORNEY TO PROSECUTE APPLiCATIONS BEFORE THE USPTO
` I hereby revoke all previous powers of attorney given in the application identified in the attached statement under
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`OR
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`93377
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`B Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
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`93377
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`as attomey(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
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`individual Name
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`City Zip ' l State
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`IPR USP 8,624,550
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`

`

`PATENT
`
`Customer No. 93377
`
`Attorney Docket No. 11298.0188-08
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`
`Daniel M. FISCHER et al.
`
`Application No.: Unknown
`(Continuation of Appln. No. 13/175,509)
`
`Filed: June 28, 2012
`
`For: MULTIFUNCTlONAL CHARGER
`
`SYSTEM AND METHOD
`
`vvvvvvvvvvv
`
`Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`Sir:
`
`Parent Group Art Unit: 2858
`
`Parent Examiner: Edward H. Tso
`
`Confirmation No.: Unknown
`
`INFORMATION DISCLOSURE STATEMENT UNDER 37 C.F.R.
`
`1.97 b
`
`Pursuant to 37 C.F.R. §§ 1.56 and 1.97(b), Applicants bring to the attention of
`
`the Examiner the listed documents on the attached listing. This Information Disclosure
`
`Statement is being filed concurrently with the continuation application.
`
`Copies of the listed documents are not attached since they were submitted in the
`
`parent case (Application No. 13/175,509).
`
`Applicants respectfully request that the Examiner consider the listed documents
`
`and indicate that they were considered by making appropriate notations on the attached
`
`form.
`
`This submission does not represent that a search has been made or that no
`
`better art exists and does not constitute an admission that each or all of the listed
`
`documents are material or constitute "prior art." It the Examiner applies any of the
`
`Petitioners Ex. 1002
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`

`

`Application No.: Unknown
`Customer No. 93377
`
`Attorney Docket No.: 11298.0188-08
`
`documents as prior art against any claim in the application and Applicants determine
`
`that the cited documents do not constitute "prior art" under United States law,
`
`Applicants reserve the right to present to the US. Patent and Trademark Office the
`
`relevant facts and law regarding the appropriate status of such documents.
`
`Applicants further reserve the right to take appropriate action to establish the
`
`patentability of the disclosed invention over the listed documents, should one or more of
`
`the documents be applied against the claims of the present application.
`
`if there is any fee due in connection with the filing of this Statement, please
`
`charge the fee to Deposit Account No. 06-0916.
`
`Respectfully submitted,
`
`FINNEGAN, HENDERSON, FARABOW,
`GARRETT & DUNNER, L.L.P.
`
`Dated: June 28, 2012
`
`By: M Yu/
`Yi Yu
`
`Reg. No. 69,397
`(571) 203-2700
`
`-2-
`
`Petitioners Ex. 1002
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`IPR USP 8,624,550
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`

`Doc code: IDS
`
`PTO/SB/OBa (01-10)
`Approved for use through 07/31/2012 OMB 0651—0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number
`
`INFORMATION DISCLOSURE
`
`
`I Unknown
`.-I Application Number
`I Filing Date
`June 28, 2012
`
`First Named inventor
`I Daniel M. Fischer
`Art Unit
`TUnknown
`
`
`I Examiner Name I Unknown
`IAttorney Docket Number
`
`
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`U.S. PATENTS
`'l—
`
`.
`
`.
`
`.
`
`.
`
`Effigy”
`
`
`
`Pages, Columns, Lines
`
`\évrhgreeeF‘Q/ggetvgigtuli’ss'sziggsar
`
`:IfacmzdfiDZELenqteer: orApplicant
`E3?:1_I Issue Date
`Patent Number
`(tilde
`__I Carlsen, II
`1973-11—27
`3775659
`1
`
`‘~I 2
`4433251
`1984-02—21
`Banks et al.
`
`
`3
`4510431
`1985—04—09
`Winkler
`L
`4
`5173855
`1992—12-22
`I Nielsen et al.
`‘I 6 F272475
`_I 1993-12-21
`Eaton etal.
`7
`5444378
`1995-08—22
`Rogers
`
`It
`
`5
`
`5229649
`
`1993-07-20
`
`Nielsen et al.
`
`
`
`I—
`
`__I
`
`
`
`I
`
`8
`5631503
`1997-05-20
`Cioffi
`
`
`
`
`I? 5638540
`10
`5651057
`IE‘I 5850113
`
`13
`
`5939860
`
`I
`
`1997-06-10
`1997-0722
`‘I 1998—12-15
`
`Aldous
`Iglood et al.
`Weimeret al.
`
`“I
`
` 11298.0188-08000
`
`
`
`
`
`
`
`
`
`
`
`
`
`11
`5769877
`1998-06-23
`Barreras, Sr.
`
`
`
`
`1999-08-17
`
`William
`
`_I
`
`14
`
`6006088
`
`1999-12-21
`
`Couse
`
`
`
`‘I15
`
`6104162
`
`2000-08-15
`
`Sanisbury et al.
`
`16
`6104759
`2000—08-1 5
`Carkner et al.
`
`
`17
`
`6130518
`
`2000—10-10
`
`Gabehart et al.
`
`18
`6138242
`2000—10-24
`Massman et al.
`
`
`
`
`19 I 6184652
`20
`6211649
`
`:I
`
`I 2001-02-06
`2001~04-03
`
`Yang
`Matsuda
`
`
`
`21
`6252375
`2001-06-26
`Richter et al.
`
`
`
`
`22
`23
`
`6255800
`6283789
`
`I'2001-07-03
`2001—09—04
`
`Bork
`Tsai
`
`I:'
`
`
`
`24
`6357011
`2002-03-12
`Gilbert
`
`
`Ogami
`2002—06—04
`I6397695
`25
`Xiao
`2003—12-16
`6663420
`26
`
`lDougherty et al,
`2003-12-23
`6668296
`_L_27
`P W
`E
`| 0 02
`
`IPR USP 8,624,550
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`I_'
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`2
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`

`
`I Unknown Application Number
`IPiling Date
`
`I June 28, 2012
`
`First Named Inventor Daniel M. Fischer
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`I Unknown
`Art Unit
`Examiner Name
`
`I11298.0188—08000
`
`
`
`I
`I Milley etal.
`2004-05-18
`I
`6738856
`28
`I
`I
`29
`7159132
`I
`2007-01-02
`Takahashi et al.
`I
`
`
`30
`7170259
`2007-01-30
`Veseiic
`
`I 31
`I 7340627
`£008—03—04
`Harvey
`
`32
`I 7629767
`2009-12-08
`Kang
`
`33
`7631111
`2009-12-08
`Monks et al.
`I
`
`
`34
`7698490
`2010-04-13
`Terrell, ||
`
`35
`7737657
`2010-06-15
`Fischer, et at.
`
`
`I
`
`‘I'
`
`
`
`Bayne etai.
`2010-10-12
`I 7812565
`I 36
`
`37
`7884570
`2011-02-08
`Purdy et at.
`I
`38
`7986127
`2011-07-26
`Fischer et aI.
`39
`7834586
`2010-02-26
`Fischeret al.
`u.s. PATENT APPLICATION PUBLICATIONS
`31515333530“
`ggige.
`publication Dar] 5532:4022?“quorAppIcaI-t
`or Relevant Figures Appear
`
`
`1
`2001/0003205
`2001-06-07
`Gilbert
`
`2
`2003/0034898
`2003-02-20
`‘I Shamoon et al.
`-I
`
`3
`2004/0063464
`2004-04-01
`Akam et al.
`
`4
`2004/0251878
`2004-12-16
`Veseiic
`5
`2005/0269883
`2005-12-08
`Drader et al.
`~I
`
`
`
`I:
`33338
`
`I Unknown Attorney Docket Number
`
`
`
`
`
`
`
`
`
`
`Sfiifé‘R‘é‘ié‘éZESI-é‘s”;zes
`
`6
`
`2006/0181241
`
`2008-08-17
`
`Veseiic
`
`7
`
`2007/0108938
`
`2007-05-17
`
`Veseiic
`
`
`
`
`
`I
`
`Purdy et ai.
`2009-05-21
`2009/0128091
`I8
`:IEngiund
`2009-05-21
`2009/0130874
`9
`Wong
`2010-03-04
`I 2010/0052620
`10
`Kung et at.
`I 2010-03-11
`I
`2010/0060233
`11
`12
`2010/0201308
`2010-08-12
`Lindhoim
`
`
`13
`
`2004/0251878 vIfi
`
`I3004-12-16
`
`Veseiic
`
`I
`
`
`
`
`EFS Web 2.1.17
`
`Petitioners Ex. 1002
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`

`
`I Unknown
`Application Number
`Filing Date
`| June 28, 2012
`
`First Named inventor—I DanIeI IVI. FISCher
`
`
`Art Unit
`1 Unknown
`
`Examiner Name Unknown
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`INFORMATION DISCLOSURE
`
`Attorney Docket Number 1 1298-0188-08000
`
`
`
`FOREIGN PATENT DOCUMENTS
`T—
`I.
`
`Name of Patentee or
`
`Pages, Columns,
`Lines where Relevant
`
`Kind
`Cite
`Examiner
`Country
`Foreign Document
`Applicant of cited
`No
`|nitial*
`Code1
`Passages or Relevant
`Codezi
`Number
`Document
`Figures Appear
`Nokia Mobile Phones
`
`1995—11—29
`0684680
`Ltd.
`
`
`Publication
`Date
`
`l
`
`lap 1
`
`Sony International
`2002-04—1 7
`EP
`1198049
`(Eur.)__
`Cross Match
`E301—01-04
`2001/01330
`WO
`1
`
`
`US. Office Action for US. Application No. 11/175,885 dated August 24, 2006 (6 pages)
`
`
`
`
`
`
`
`
`
`Electric Double-Layer Capacitors, Vol. 2, October 25, 1996, (Japan, Tokin Corp., Cat. No. EC-200E)
`
`Technologies, Inc.
`Matsushita Electric
`Inc. Co. Ltd.
`Research in Motion
`Ltd.
`
`._|
`
`2005063355
`
`l—jP
`
`2005-03-10
`
`L2002-09—01
`
`
`2517333
`
`CA
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Include the name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`item (book, magazine, journal, serial, symposium, catalog, etc), date, page(s), volume-issue number(s),
`ublisher, city and/or country where pu_blished.
`
`w—i
`
` 1
`
`Examiner
`lnitial*
`
`Cite
`
`No I?
`Canadian Office Action for Canadian Application No. 2,374,344 dated March 12, 2004 (3 pages)
`
` L
`
` 32
`
`‘LCharging Big Supercaps, Portable Design, p. 26, March 1997
`
`4
`Supercapacitor: User's Manual, Vol. 2, Japan, Tokin Corporation, January 1997 (47 pages)
`
`U.S. Office Action for US. Application 10/087,629 dated September 7, 2004 (6 pages)
`
`. Office Action for US. Application 11/175,885 dated April 4, 2006 (5 pages)
`71 US. Office Action for US. Application 11/175,885 dated October 20, 2005 (8 pages)
`8
`US. Office Action for US. Application 11/749,680 dated September 25, 2007 (9 pages)
`19
`10
`US Office Action for US.
`Application 12/268,297 dated August 18, 2009 (9 pages)
`
`US. Office Action for US.
`
`Application 12/174,204 dated August 5, 2010 (11 pages)
`
`US. Office Action for US. Application 12/905,934 dated November 29, 2010 (11 pages) 11‘.
`
`12
`
`13
`US. Office Action for US Application No. 12/714,204 dated August 5, 2010 (11 pages)
`
`
`EFS Web 2.1.17
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`

`
`Application Number
`Unknown
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`Filing Date
`June 28, 2012
`
`F,,S,Named,nven,0, Daniel M_ Fischer
`
`mum,
`lUnknown
`Examiner Name
`‘ Unknown
`Attorney Docket Number
`1 11298.01 88-08000
`
`
`
`
`
`
`
`
`US. Office Action for US. Application 11/175,885 dated August 24, 2006 (6 pages)
`14
`
`
`US. Office Action for US. Application 13/175,487dated December 12, 2011 (10 pages)
`15
`
`
`EXAMINER SIGNATURE
`
`1 See Kind Codes of USPTO Patent Document at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two letter code (WIPO
`Standard ST.3).
`3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document.
`4 Kind of document by the appropriate symbols as indicated on the document under WlPO Standard ST.16 if possible.
`5 Applicant to place a
`check mark here if English language translation is attached.
`
`
`Examiner Signature
`
`
`
`TDate Considered L
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`*EXAMlNER:
`citation if not in conformance and not considered.
`Include copy of this form with next communication to_applicant.,
`
`EFSWeb2.1.17
`
`.
`.
`Petitioners Ex. 1002
`
`IPR