PTO/AlA/15 (03-13)
`Approved for use through 01/31/1014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Pa - erwork Reduction Act of 1995 no oersons are re- uired to res-ond to a collection of information unless it dis ula s a valid OMB control number
`
`UTILITY
`
`PATENT APPLICATION
`
`
`
`
`ADDRESS TO:
`
`
`
`[Total Pages 26
`4. 2 Specification
`Both the claims and abstract must start on a new page.
`
`10'
`
`]
`
`11.
`
`_ (See MPEP § 608,01(a)for information on the preferred arrangement)
`5. L, Drawingis) (35 u.s.c. 113)
`[Total Sheets 15
`]
`6. Inventor‘s Oath or Declaration
`[Total Pages 2
`]
`(including substitute statements under 37 CFR 1.64 and assignments
`
`Assignment Papers
`(cover sheet & documentisi)
`Name Of Assigneem
`
`
`37 CFR 3.73[c) Statement
`(when there is an assignee)
`
`Power of Attorney
`
`
`
`
`
`12- : English Translation Document
`(ifappil’cable)
`13. Z, Information Disclosure Statement
`iPTO/S 5/08 or PTO—1449)
`
`
`
`
`
`
`TRANSM ITTAL
`SYSTEM WITH WIRELESS EARPHONES
`
`(Onlyfor new nonprovlsional applications under37 CFR 1.53(b)) _—
`
`
`
`
`
`APPLICATION ELEMENTS
`Commissioner for Patents
`See MPEP chapter 600 concerning utility patent application contents.
`P-O- BOX 1450
`
`Alexandria, VA 22313-1450
`
`
`
`L F“ T""‘""“‘" ,F‘""‘
`ACCO MPANYING APPLICATION PAPERS
`
`
`(PTO/SW17 or equwalent)
`_
`
`2. I Applicant asserts small entity status.
`
`
`_ See 37 may
`
`
`
`
`3. :) Applicant certifies micro entity status. See 37 CFR 1.29.
`Applicant must attach form PTO/SB/ISA or E or equivalent.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`8.
`
`serving as an oath ordeciaration under37 CFR 163(2))
`a. j Newly executed (original or copy)
`b. I] A copy from a prior application (37 CFR 1.63(d))
`7. )2 Application Data Sheet
`* See note below
`See 37 CFR 1.76 (PTO/AlA/14 or equivalent)
`CD-ROM or CD-R
`
`in duplicate, large table, or Computer Program (Appendix)
`
`Landscape Table on CD
`9. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, items a. — c. are required)
`a. P— Computer Readable Form (CRF)
`
`
`
`
`
`[Z Copies of citations attached
`14. : Preliminary Amendment
`15. i: Return Receipt Postcard
`lMPEP § 503) (Should be specifically itemized)
`Certified Copy of Priority Documentis)
`(ifforeign priority is claimed)
`Nonpublication Request
`Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/SB/SS
`_ °r eqU'Va'ent-
`
`Other:
`
`
`
`
`
`
`
`16.
`
`17.
`
`18.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`b. : Specification Sequence Listing on:
`
`
`i. D CD-ROM or CD—R (2 copies); or
`
`
`ii.i:l Paper
`
`
`c.
`Statements verifying identity of above copies
`*Note: (1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
`
`
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicant if the applicant is an
`assignee, person to whom the inventor is under an obligation to assign, or person who otherwise shows sufficient proprietary
`interest in the matter. See 37 CFR 1.46(b).
`
`
`19. CORRESPONDENCE ADDRESS
`
`
`
`
`OR B Correspondence address below
`
` E The address associated with Customer Number: 26285
`Name
`Address
`
`
`my _—— zmcwe
`
`
`Country— Telephone_-
`
`sIgnawre
`IMarkG. Knedeisen/
`_Iuly14, 2017
`
`
`
`
`
`NW.
`Mark G. KnedeIsen
`“eg'stia*'°"“°~ 42,747
`(Print/Type)
`(Attorn ey/Agent)
`
`
`
`This collection of information is required by 37 CFR 1.53[b). The information is required to obtain or retain a benefit by the public which is to file [and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES 0R COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: commissioner for Patents, P.0. EM 1450, Alexandria, VA 223134450.
`ifyou need assistance in completing the form, call l-800-PTO-9199 and select option 2.
`
`,
`
`Exhibit 1094 - p. 1
`Exhibit 1094 _ p. 1
`
`Bose Exhibit 1094 Bose v. Koss
`
`

`

`Complete if known
`
`:| Check D Credit Card
`
`
`
`Z] Charge fee(s) indicated below, except for the filing fee
`
`
`
`Fee (SI
`0
`
`=
`
`Multiple Dependent Claims
`Fee (5)
`Fee Paid (5)
`
`PTO/SB/17 (0313)
`Approved for usethrough 01/31/2014. OMB 0651-0032
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act of 1995 no nersons are re- uired to res ond to a collection ofinformation unless it dis-Ia s a valid OMB control number
`
`
`
`
` Application Number
`FEE TRANSMITTAL
`
`
`
` Filing Date
`
`
`First Named Inventor
`Michael J. Koss
`
`
`Z] Applicant asserts small entity status. See 37 CFR 1.27.
`
`
`
`Applicant certifies micro entity status. See 37 CFR 1.29.
`
`
`Form PTO/SB/lSA or B or equivalent must either be enclosed or have
`
`
`been submitted previously.
`
`
`
`TOTAL AMOUNT OF PAYMENT
`
`
`
`
`
`
`
`METHOD OF PAYMENT (check a I that apply)
`
`
`
`
`
`Money Order I
`None
`Other (please identify):
`
`
`
`
`
`
` Zl Deposit Account Deposit Account Number: 024818
`
`Deposit Account Name: K&L Gates LLP
`For the above-identified deposit account, the Director is hereby authorized to (check all that apply):
`
`
`J Charge fee(s) indicated below
`
`
`
`/ Charge any additional fee(s) or underpayment of fee(s) :I Credit any overpayment of fee(s)
`
`
`
`under 37 CFR 1.16 and 1.17
`WARNING: Information on this form may become public. Credit card information should not be included on this form. Provide credit card
`
`information and authorization on PTO.2038.
`FEE CALCULATION
`
`1. BASIC FILING, SEARCH, AND EXAMINATION FEES (U = undiscounted fee; 5 = small entity fee; M = micro entity fee)
`
`
`FILlNG FEES
`SEARCH FEES
`EXAMINATION FEES
`
`U_(§)_
`ms)
`LL51
`Application Type
`Fees Paid [fl
`S_(§1
`S_($_) M U_(§)_
`S_(_$_)_ M)
`
`
`500
`70
`280
`Utility
`$730.00
`140*
`300
`150
`720
`360
`180
`
`
`120
`45
`180
`Design
`9D
`60
`30
`460
`230
`115
`
`
`380
`45
`180
`Plant
`90
`190
`95
`580
`290
`145
`600
`70
`230
`Reissue
`140
`300
`150
`2,160
`1,080
`540
`
`
`0
`65
`260
`Provisional
`130
`0
`O
`0
`0
`0
`
`* The 5140 small entity status filing fee for a utility application is further reduced to $70 for a small entity status applicant who files the application via EFS-Web.
`
`
`Z. EXCESS CLAIM FEES
`
`
`Fee Description
`
` Undiscounted Fee (5) Small Entity Fee (5) Micro Entity Fee ($1
`Each claim over 20 (including Reissues)
`80
`40
`20
`
`Each independent claim over 3 (including Reissues)
`420
`210
`105
`
`
`Multiple dependent claims
`780
`390
`195
`
`
`Extra Claims
`Total Claims
`Fee Paid (5)
`
`
`
`x
`'0’
`-20 or HP :
`1
`’0'
` HP = highest number of total claims paid for, if greaterthan 20.
`Fee Paid (S)
`Fee (S)
`indep. Claims
`Extra Claims
`
`1
`-3 or HP =
`0‘
`x
`41
`
`HP = highest number of independent claims paid for, if greater than 3.
`
`3. APPLICATION SIZE FEE
`
`
`
`
`
`
`
`
`
`
`If the specification and drawings exceed 100 sheets of paper (excluding electronically filed sequence or computer listings under 37 CFR 1.52(e)),
`the application size fee due is $400 ($200 for small entity) ($100 for micro entity) for each additional 50 sheets or fraction thereof. See 35 U.S.C.
`41(a)(1)(G) and 37 CFR 1.16(S).
`Total Sheets
`Extra Sheets
`
`
`
`
`
`
`, 100 =
`
`
`4. OTHER FEE(S)
`
`
`Non—English specification, $130 fee (no small or micro entity discount)
`
`
` Non-electronic filing fee under 37 CFR 1.16(t) for a utility application, $400 fee ($200 small or micro entity)
`
`
`Other (e.g., late filing surcharge):
`
`
`SUBMITTED BY
`
`
`Registration No.
`Signature
`
`
`
`
`
`/Mark G. Knedeisen!
`Telephone(412) 355—6342
`(Attorney/Agent) 4'2 7 747
`
` Name (Print/Type)
`
`
`
`
`Date July 14, 2017
`Mark G. Knedeisen
`This collection of information is required by 37 CFR 1.135. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 30 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, U.S. Department of Commerce, PO Box 1450, Alexandria, VA 223134450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, F.D. Box 1450. Alexandria, VA 22313-1450.
`Ifyou need assistance in completing theform, call 1-800—PTO-9199 and select option 2.
`
`/50 =
`
`Number of each additional 50 or fraction thereof
`(round up to a whole number)
`x
`
`Fee (5)
`
`Fee Paid (5)
`
`Fees Paid (s)
`
`
`
`Exhibit 1094 _ p. 2
`
`Exhibit 1094 - p. 2
`
`

`

`COPY
`
`PTCMENW {98-4 2)
`
`9&3)va {0? £533 mmh 9331326?“ 0MB 0651‘0932
`usv Pam: and: imwam Emma; 11$, mvmmam OF COMMERCE
`kinda; me Pageer Rwum’mAc:of 19’35 no gemons are raguired to rmmnd tea a Wm :93 infemmim «Mew it diamays a valid 0% WW numberf
`
`
`
`
`DECLARATWN (37 CFR 1.63} FOR UTILITY GR DESKEN APPLiBATfQN USING AN
`w;
`
`
`APPLECATION DATA SHEET (3’? CFR 1 3'6)
`
`
`
`
`Tlfia osf
`hinvantiun .
`
`As the new named inventor, z hereby deciare that
`
`
`
`Thés designation
`,
`,
`i
`,
`.
`_
`i5 directedta:
`The attached agpézcahonmr
`[:1
`D United States appiicafim 9r PCT iniamafionai appfiwfiofi number
`
`
`fixed on
`
`
`
` The above~idamifiad appficatian was made or summarized it: has: mafia by me.
`
`I befieve that 1 am they otigifiai invenmr or as: ariginal jam: inventor of a claim inventicn in the appéicafm.
`
`
`t hereby acknowedga that any with! falsa statemem made @n this declafatim is pumsmbie under 18 U33, 1001
`by fine at imprisonment 9i ml more than five {5} years, or both
`
`LEGAL NAME OF INVENTOR
`
`
`
`WARNING:
`y Pafifioneriappficam i3 cautianed to amid submitting gamma! informatian in dammit; fled in a 981th apwcatien that may
`
`
`cantfibme to idenfity thafl. Petsanai informatian such as swim security numbers“ bank account numbers, or stem card numbers ,
`
`
`{fithat than a check orcredit card authofizatiaa mm PTOvaB submifiedfar payment gurpoaes} is never masked by the USPTO
`
`
`“to wager: a peiiiion 0: an appfication.
`if this. Kym of gamma: lnfvnmation is imtuded in éewmts submitted m the USFTQ,
`
`
`
`pelitioneryapplicants shouid consa’der radaoting auch gamma! mfnrmation from the documents before submitting them an the
`
`
`USPTO. Patmomriappfimm is advised than the {word of a patent appiicatim is availabie 20 mg pubfic after pubficatim of ma
`
`
`‘ apgfimfim (amass a Wpumication mamas? in comaéiame with 37 CSR 5.213(9) is «13% in the afiplmfim) Or issuance 0f 3
`
`
`patem. Furthermsre, the meme? frum an abandmw apgficafim my aim Be avaizbie in the pubiic ifthe appsmfian is
`
`
`:efamncad in a puhfished application cram issued {latent {m 37' CPR 1.14)» Checks and credit card auihafizafiofl forms
`PTGQMS wbmitted far payment purposes. are: m: maimed “m the appficafion fiie and therefora am not wbfidy avafiabie,
`
`
`
`
`
`
`Inventor:
`Gate {Optima} :
`
`
`
`
`Nfie: An appficatian data ~
`"~ t {PTOJSBIM m equivamx managing naming the amire inventiva army, must accompany this farm
`been graviwsw maxi Um an afid‘amnal PYOIAWM form 5m each sddifionfi invmiur.
`
`TbisMn 91* imam is Imum by 35 U370 115 and 37 OFF! L83. The infon‘naflw ts mum to
`by that USP‘TG no amass) an Wm WWW 339mm by 35 9,5913: and 3”! cm H} and 114» Thismama is mated m was: minmeto
`mm, may gamefing, praps‘aring, and submng theWW mm the: USPTQ Tim «iii van: Whg umthe knmviomt case. My
`cmnmemsan the 3mmoftime gnu team £9 mm: this term mamsuggestions fa!W9 this human, shouid b9 sentto the Chiai‘mmmm {Ween US.
`Pamm and Tm09503, USAWofW, PD Bait £459.. Naxamfiaubk 223134553 m N0? SEN}? FfiES 0R COMFLETEDmans TO
`THIS MESS» SEMI? TO: Wmissim fer PM. 19.0. 6m: “59, Ammmfifia‘ VA 2231M¢5m
`”you mad assz‘sfanw in wmpmflng ma form, cal? :wams andMaw 2t
`
`
`
`Exhibit 1094 — p. 3
`
`Exhibit 1094 - p. 3
`
`

`

`COPY
`
`PTO/AWN (0642)
`Approved for use through 01/31/2014, OMB 0851-0032
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB conuci number,
`
`DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`ifle of
`T.
`invention
`
`WIRELESS EARPHONE SET
`
`As the below named inventor, I hereby declare that:
`
`This declaration
`is directed to:
`
`,
`l
`,
`The attached application, or
`IiI
`D United States application or PCT international application number
`filed on
`
`The above-identified application was made or authorized to be made by me.
`
`i believe that i am the original inventor or an originalioint inventor of a claimed invention in the application.
`
`l hereby acknowledge that any willful false statement made in this declaration is punishable under 18 USC. 1001
`by fine or imprisonment of not more than five (5) years, or both.
`
`
`
`WARNING:
`
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(other than a check or credit card authorization form PTO—2038 submitted for payment purposes) is never required by the USPTO
`to support a petition or an application if this type of personal information is included in documents submitted to the USPTO,
`petitioners/applicants should consider redacting such personal information from the documents before submitting them to the
`USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public after publication of the
`application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of a
`patent. Furthermore, the record from an abandoned application may also be available to the public if the application is
`referenced in a published application or an issued patent (see 37 CFR 1.14), Checks and credit card authorization forms
`PTO—2038 submitted for payment purposes are not retained in the application file and therefore are not publicly available
`
`LEGAL NAME OF lNVENTOR
`
`inventor. MIChaeIJ' KO,
`
`Signature:
`
`H
`
`.
`
`.
`
`Date (Optional): ?‘ 7' ’2
`
`Note: An application data sheei(PTO/SBI14 or equivalent), including naming the entire inventive entity, must accompany this form or must have
`been previously filed. Use an additional PTO/AlA/O‘l form for each additional inventor,
`
`This collection of information is required by 35 U.S.C. 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 114. This collection is estimated to take 1 minute to
`complete, including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US.
`Patent and Trademark Office, US. Department of Commerce, PO. Box 1450. Alexandria, VA 22313-1450i DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND To: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2,
`
`Exhibit 1094 _ p. 4
`
`Exhibit 1094 - p. 4
`
`

`

`PTOIAIAI‘I 4 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`.
`
`.
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention
`
`SYSTEM WITH WIRELESS EARPHONES
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.78.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
`
`
`CI Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`
`
`Middle Name
`
`
`
`0 US Residency
`Non US Residency
`Active US Military Service
`Residence Information (Select One)
`StatelProvince I“ Country of Residence
`-I
`
`
`Mailing Address of Inventor:
`
`I 129 N. Port Washington Road
`
`
`
`
`
`Address 1
`Address 2
`
`I_
`
`_ statervrov-nce
`
`@—
`
`wmm
`
`I-EI_ -
`_I-E
`Residence Information (Select One) © US Residency
`Non US Residency
`Active US Military Service
`
`
`
`Mailing Address of Inventor:
`
`I 4626 Wildwood Lane
`Address 1
`—I
`im
`I
`—|— statetvrovince
`
`Postal Code
`Country i
`| US
`All
`Inventors Must Be Listed - Additional
`Inventor Information blocks may be
`
`generated within this form by selecting the Add button.
`
`
`
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`EFS Web 2.2.12
`
`Exhibit 1094 — p. 5
`
`Exhibit 1094 - p. 5
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number 080188PCTUSCON7
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`Title of Invention
`
`SYSTEM WITH WIRELESS EARPHONES
`
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`
`
`Application Information:
`
`Total Number of Drawing Sheets (if any) I_ Suggested Figure for Publication (if any) '-
`Filing By Reference:
`
`Only complete this section when filing an application by reference under 35 U.S.C. 1 11(c) and 37 CFR1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`For the purposes of a filing date under 37 CFR1.53(b), the description and any drawings of the present application are replaced by this
`
`I6285
`
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a). Application number of the previously
`
`filed application
`
`Intellectual Property Authority or Country
`Filing date (YYYY—MM-DD)
`
`
`
`
`fififi
`
`
`Publication Information:
`
`
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`
`
`1:1
`
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`
`
`
`Please Select One:
`0 Customer Number
`US Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
`I'6285
`Customer Number
`
`EFS Web 2.2.12
`
`Exhibit 1094 - p. 6
`
`Exhibit 1094 - p. 6
`
`

`

`PTO/AlA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Attorney Docket Number 080188PCTUSCON7
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`SYSTEM WITH WIRELESS EARPHONES
`
`Title of Invention
`
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the "Application Number” field blank.
`
`
`
`
`
`
`Application Number
`
`Continuity Type
`
`
`
`
`Filing or 371(c) Date
`(YYYY-MM-DD)
`
`Prior Application Status_I
`Application
`.
`.
`Prior Application
`
`I ontinuation of
`
`Issue Date
`
`
`
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`
`
`016-11-15
`97535
`I016—03—28
`“15/082040
`I ontinuation of
`I15/293785
`
`
`Remove
`Prior Application Status_I
`Application
`.
`.
`Prior Application
`
`
`Filing Date
`P t
`tN b
`Issue Date
`
`Number
`(YYYY-MM-DD)
`(YYYY—MM—DD)
`39”
`”m er
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`
`
`' 016—09—06
`I' 015—04—24
`
`I15/082040
`I I14l695696
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`Prior Application
`Filing Date
`Issue Date
`Application
`.
`.
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`(YYYY-MM-DD)
`(YYYY-MM-DD)
`Pater“ Number
`Number
`commu'w Type
`Number
`
`
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` l2012—09—1 1 9049502 l2015—06-02
`
`
`14/695696
`ontinuation of
`I 13/609409
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`Remove
`Prior Application Status_I
`
`
`
`Application
`.
`.
`Prior Application
`Filing Date
`Issue Date
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`
`I I13/459291
`I ontinuation of
`I13/609409
`Ir012—04—30
`1571544
`I'013—10-29
`
`
`Prior Application Status_l
`Remove
`Application
`.
`.
`Prior Application
` Filing Date
`
`P t
`tN b
`Issue Date
`
`Number
`(YYYY-MM-DD)
`(YYYY—MM—DD)
`39”
`”m er
`
`
`V 010—12—20
`' 012—05—29
`
`
`
`Fil-in-gor 371(c) Date
`
`
`
`
`
`
`Prior Application Number
`
`
`
`
`
`
`
`Remove
`
`Filing Date
`
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`Application Number
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`Continuity Type
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`Prior Application Number
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`(YYYY-MM- DD)
`
`'00—904—07
`I PCT/US2009/039754
`I: 371 of Intematlonal
`I 2/936488
`
`
`_emove
`Prior Application Status Imn
`Fil-in_gor 371(c) Date
`
`
`
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`Prior Application Number
`(YYYY-MM-DD)
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`
`
`I' 008—04—07
`I 61/123265
`I laims benefit of provisional
`I ' CTIU82009/039754
`
` Add
`Additional Domestic Benefit/National Stage Data may be generated within this form
`
`by selecting the Add button.
`
`Application Number
`
`Continuity Type
`
`
`
`EFS Web 2.2.12
`
`Exhibit 1094 — p. 7
`
`
`
`Exhibit 1094 - p. 7
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`Attorney Docket Number 080188PCTUSCON7
`Application Number
`
`SYSTEM WITH WIRELESS EARPHONES
`
`Title of Invention
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.5_5. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)l the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`
`Remove
`
`Add button.
`
`Application Number
`
`I
`
`Access Codei (if applicable)
`
`
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`
`
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`
`Applications
`
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`D 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`EFS Web 2.2.12
`
`Exhibit 1094 - p. 8
`
`Exhibit 1094 - p. 8
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number 080188PCTUSCON7
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`SYSTEM WITH WIRELESS EARPHONES
`
`Title of Invention
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application—as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/BQ must be used as appropriate.
`
`
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1)-
`
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt—out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`D application-as—filed.
`If this box is checked, the USPTO will not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`|:|
`
`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Once the application has published or is othenNise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.12
`
`Exhibit 1094 - p. 9
`
`Exhibit 1094 - p. 9
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`Attorney Docket Number
`080188PCTUSCON7
`
`SYSTEM WITH WIRELESS EARPHONES
`
`Title of Invention
`
`Applicant Information:
`
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`
`1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`Legal Representative under 35 U.S.C. 117
`
`Joint Inventor
`
`Person to whom the inventor is obligated to assign.
`
`Person who shows sufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`
`
`
`
`
`Name of the Deceased or Legally lncapacitated Inventor:
`
`If the Applicant is an Organization check here.
`
`IX
`
`Mailing Address Information For Applicant:
`
`Address 1
`
`AddressZ
`
`. 129 N. Port Washington Road
`
`
`
`Email Address
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Assignee Information including Non-Applicant Assignee Information:
`
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`37 of CFR to have an assignment recorded by the Office.
`
`
`EFS Web 2.2.12
`
`Exhibit 1094 — p. 10
`
`Exhibit 1094 - p. 10
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`Attorney Docket Number 080188PCTUSCON7
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention
`
`SYSTEM WITH WIRELESS EARPHONES
`
`
`Assignee 1
`Complete this section if assignee information, including non—applicant assignee information, is desired to be included on the patent
`application publication. An assignee—applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee—applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`Remove
`
`
`
`|:|
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`
`Given Name
`
`M