throbber
Under the Pa" erwork Reduction Act of 199:5; no
`
`UTELETY
`
`PATENT APPLECATiGN
`
`PiO/AlA/IS (03713)
`Approved for use through [liz’EiljZiCii-i. OMB 0651—0032
`.5; DEPARTMENT OF COMMERCE
`'
`*
`ia‘ s a vaiid OMB cumroi number
`
`TRANSMEWAL
`(Oniyfc-r new nonprovisionai apniications under 37 CFR 1.53114 ,‘
`
`Express Mail Label No
`
`APPLECAHON ELEMENTS
`See MFEP chapter 600 concerning utiii’ty patent application contents.
`
`ADDRESS TO:
`
`Commissioner for Patents;
`9.0. Box 1450
`Alexandria, VA 223134450
`
`1. I Fee Transmittai Form
`(PTO/'55/17 or equivalent)
`Applicant asserts smaii entity status.
`See 37 CFR 1.27
`
`Appiicsnt certifies micro entity status, See .37 CPR -..7.§.
`r’xppiitant must attach form PTO/Si WA or E5 or equivalent.
`
`l'Toml Pages 2%777777777777777777 ]
`Specification
`Both the claims and abstract must start on a new pa _,
`(Se-E MPEP 5? 603.01(0)fo/ information an the preferred arrangement]
`{Tami Sheets
`.- Drawingis)(35l_i.<.c.113)
`[Total Pages
`I inventor’s Oath or Declaration
`{1! ”ilej“ ' ubstituti’ 32 merits iindar'37CFR 1.54 and ass
`serving as an out}; a! decimation wide! 37 CFR 163(9))
`
`a. D Newly executed (originai or copy)
`b. I: A copy from a prior application (37 CFR 1.53(d))
`Application Data Sheet
`" See note below.
`See 37 CFR 176 (PTO/NA,’14 or equivalent)
`CED—ROM or CD41
`in duplicate, large table, or Computer Program (Appendix)
`
`I: Lands-2am Table on CD
`9 Nucieotide arid/or Amino Acid Sequence Submission
`(if applicabie, items a.
`c. are required)
`
`
`
`nnn
`nnnn‘n
`
`ACCGMPANYENG APPLECATEGN PAPERS
`Assignment 9399K
`(cover sheet 8: documentis
`Name of Assign
`
`l:
`
`i’ower of Attorney
`
`37 CFR 35131:) Statement
`(when there is an USS/grief)
`English Translation Document
`(if app/imbic)
`information Disclosure Statement
`(FTO/SB/US or PTO- 1449)
`Copies of citations attached
`Preliminary Amendment
`Return Receipt Postcard
`(MPEP § 503} {Should be specificnliy itemized)
`Certified Copy of Priority Documenfis)
`{’jforeign priority is ciaimen’)
`Nonpubiication Request
`Under .35 U.S.C. iZZinZH
`or equivalent.
`
`Applicant must attach form PTO/5885
`
`a. D Computer Readable Form (CRF)
`b.|:| Specification Sequence Listing on:
`i. |:' CDVVROM or CUR (2 copies); or
`ii.|:' Paper
`.|:| Statements verifying identity of above taxes
`1 1mg under 37 CPR 1.678 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
`For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicant if the applicant is an
`assignee, person to whom the inventor is under an obiigatlon to assign, or person who otherwise shows sufficient proprietary
`interest in the matter. See 37 CFR 1.46m).
`19. CGRRESi’GNDENCE ADDRESS
`
`ihe address associated with Customer Number: 26285
`
`
`
`
`
`
`CR |:| Correspondence address beiow
`
`Tl".
`n of information is c
`imated to talxe 12
`an application. Confid
`
` compieted app!
`252. Any coi
`inciuding gathering, preparing, and submitting
`m to the USPTO. T .9 will vary dep
`mg Lip-3n the individ
`
`
`
`
`the amount oftime you req “
`3 compiete this form and/or sugge- uns for reclu
`'ng this bi
`i1, should be sent to the Chief information Officer, U.S.
`
`
`Trademark Office, U.S Department of Commerce. F20. F50): 1450, Aiexahdria, VA 22313-1450. DO NOT SENS FEES (JP. COMPLETED FORMS TU TiiiS ADDRESS. SEND
`TO: Commisslm‘ier for Patents, 53.6). Eiox 145a, Alexandria, VA 22313-1450.
`ifyou need assistance in completing theform, call .Z-SUO—PTO—BJQQ {iridSE/ECF option 2.
`
`(Aim rriey/‘ALO
`
`Bose V. Koss Exhibit 1092 _ p. 1
`
`Exhibit 1092 - p. 1
`
`Bose Exhibit 1092
`
`

`

`PTO/SB/lf’ifli-l")
`
`/2C-l4 0M8 065.“ '
`'
`Approved for use through (ilj:
`.
`45L .S DEPARTME;NTOl- (20M
`Li.S. Patentand“.radema
`Under the Pa" erwork Reduction Act 0F1995i no tiers-ans are rer'uired to res 30nd to a collection ._I.‘irIFornIation unl
`t dIsnla s a valid OMB control fluFI er
`
`Complete if known
`
`
`:
`Application Number
`
`"FIIIng Date
`T---------------------------------------------------------------------
`
`
`HES? Named “3
`EMichaei J. K055
`small en ty status See 7 CFR 1.27.
`./ Applicant assert
`
`
`miner Name
`
`
`Form PT(USES/15,4 or B or ethIvalerII. must 9,
`r be enclosed or have
`,
`.
`.
`‘
`Art UrII‘I
`
`been submitted preVIously.
`
`
`AMC‘It“
`METHQD OF PAVMENTR
`
`FEE ”{RANSM ETTAL
`
`
`
` Applicant cert es mi crez tity‘ status Se 37CFR1 9.
`
`l$l 73'0ij
`kall that appiy)
`
`Practitioner Docket No.
`
`
`
`.+_........_
`
`'080188PCTUSCON6
`
`
`
`
`
`
`
`
`
`
`rIIey Order |:| None El OtIIer’Iineas identify): ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,
`— Check |:| CI-editCard
`.
`.
`“z
`,
`.
`.
`K84. Gates LLP
`DeI
`sit Account DeposIt Account Number:
`Depggit Account Name:
`For the aboveridentified den
`i. account; the Director is hereby authorized to (check ail that appiy):
`
`Charge teeis) indicates below
`
`
`
`2| Charge fee(s) indicated below, except far the fiiing fee
`
`Charge any additional feeis) or underpayment of fee(s,‘-
`under37CFR116aItd 1 -7
`WARNENG: Information on this forrn may become public. Credit card Information should not be inciuded on this form. Provrde credit card
`information and authorization on PTO—2038.
`FEE CALCULATEON
`
`|:| Credit any overpayment of ieeIs)
`
`Fees Paid £5;
`’
`
`~_(§j
`150
`.
`
`.
`
`’
`
`.
`
`.
`
`Fee Bescrigtion
`Each claim over 20 lincluding Reissues)
`Each independent C?
`II ever 3 (
`uding Reissues}
`Multiple dependent claims
`Extra Ciaims
`Total Ciaime
`x
`'0'
`20 or HP =
`i
`P = highest number of total ciairris paid for, if greater than 20,
`Extra Ciaims
`
`-3 or HP =
`
`3. AFFLHCATION SIZE FEE
`
`Undismunted Fee (Si
`80
`420
`780
`
`Small Entity Fee §$i Micro Entigx Fee lg};
`4C)
`20
`210
`105
`390
`195
`
`Fee l§l
`'0‘
`
`-
`
`Muitigie Degendent Ciaims
`'
`
`lithe specification and drawings exceed 100 sheets of paper (excluding electronically filed sequence oromputer listings under 37 [FR‘ 52(el).
`the application size fee due is $400 ($200 for small entity)- I$1GDi Ir micro entity) for each additione lSO sheets or IractioI tnereof See 35 L151;
`41(aiil'IIei and 3:1 0R 1.1615).
`Tate! Sheets
`Extra 5heets
`
`,/50 =
`
`Number of each additional 50 or fraction thereof
`(round up to a whole ‘Iumberi
`x
`
`Fee §§§
`
`1. BASiC FILING, SEARCH, AND EXAMINATIGN FEES (U = undiscounted fee; S = small entity fee; Ni = micro entity feel
`FliING FEES
`SEARCH FEES
`EXAMINATION FEES
`“fl m Lg},
`fl
`5.5.15).
`54$}
`mil
`“(5}
`Anglication Tyge
`140*
`xi)
`600
`300
`72C-
`36C-
`1811
`28!.)
`Utility
`90
`4'3
`120
`460
`230
`115
`1.80
`Design
`90
`..
`38.0
`580
`291)
`145
`180
`Plant
`40
`600
`2,160
`1.080
`540
`28C)
`Reissue
`130
`I’,‘
`O
`0
`O
`260
`Provisional
`‘ The $140 small entity status filing fee for a utility apnlication is further reduced to $70 for a SIIIali entity status appiicaIIt who files the application
`2. EXCESS ClAilVi FEES
`
`
`
`--1D() =
`4. QTHER rEEis)
`Noannglish specification, $130 fee (no smali or micro entity discount)
`Non-electmnic filing fee wafer 37 CPR 1.16m fer a utiiity application, $40!: fee ($200 small or micm entity}
`
`Other (Eng, late filing surcharge):
`5U BM i'i'TED BY
`
`Fee Paid EEE
`
`-
`
`SIgnawre
`
`[Mark G. Knedeisen/
`
`“Fi‘it‘m’m‘ 42,747
`(Attorney/Agent)
`
`TIIC412) 355—6342
`
`We October14,2016
`NameiirirII/Tvpe) MarkG Knedeisen
`ired{II/37’ (FF...” 1.3.“6he In‘orIIIatIo-nI required :0 Obtain or retain a bane-it bythe “ “blic which is to file Find by t“ USPTO to
`overnedby 35 U301]? and 3,7 CFP. 1.14. This ml!’
`tion is estima
`d to take 30 IIIinutes to compiete, includ
`ng upon the individual case. Anv comments on the
`_
`_
`..
`
`cunt of time you require to complete this form and/or suggestions for reducingthis burden shoeild be sent to the Chief information Officer, U.S. Patent and
`
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexan
`.a_. VA 22313-1450. DO N T SEND FEES OR COMPLETED FORMS To “(His ADDRESS. SEND
`TG: Commissioner for Patents, PI). 50x 145E, Alexandria, VA 22313—145fl
`ifyou need assistance in completing t/Ieform, call 1 EGO-PTO9199 and 59/25: option 2.
`
`Exhibit 1092 _ p. 2
`
`Exhibit 1092 - p. 2
`
`

`

`PTOIAIAI‘I 4 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`.
`
`.
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention
`
`SYSTEM WITH WIRELESS EARPHONES
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.78.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
`
`
`CI Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`
`
`Middle Name
`
`
`
`0 US Residency
`Non US Residency
`Active US Military Service
`Residence Information (Select One)
`StatelProvince I“ Country of Residence
`-I
`
`
`Mailing Address of Inventor:
`
`I 129 N. Port Washington Road
`
`
`
`
`
`Address 1
`Address 2
`
`I_
`
`_ statervrov-nce
`
`@—
`
`wmm
`
`I-EI_ -
`_I-E
`Residence Information (Select One) © US Residency
`Non US Residency
`Active US Military Service
`
`
`
`Mailing Address of Inventor:
`
`I 4626 Wildwood Lane
`Address 1
`—I
`im
`I
`—|— statetvrovince
`
`Postal Code
`Country i
`| US
`All
`Inventors Must Be Listed - Additional
`Inventor Information blocks may be
`
`generated within this form by selecting the Add button.
`
`
`
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`EFS Web 2.2.12
`
`Exhibit 1092 - p. 3
`
`Exhibit 1092 - p. 3
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number 080188PCTUSCON6
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`Title of Invention
`
`SYSTEM WITH WIRELESS EARPHONES
`
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`
`
`Application Information:
`
`Total Number of Drawing Sheets (if any) I_ Suggested Figure for Publication (if any) '-
`Filing By Reference:
`
`Only complete this section when filing an application by reference under 35 U.S.C. 1 11(c) and 37 CFR1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`For the purposes of a filing date under 37 CFR1.53(b), the description and any drawings of the present application are replaced by this
`
`I6285
`
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a). Application number of the previously
`
`filed application
`
`Intellectual Property Authority or Country
`Filing date (YYYY—MM-DD)
`
`
`
`
`fififi
`
`
`Publication Information:
`
`
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`
`
`1:1
`
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`
`
`
`Please Select One:
`0 Customer Number
`US Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
`I'6285
`Customer Number
`
`EFS Web 2.2.12
`
`Exhibit 1092 _ p. 4
`
`Exhibit 1092 - p. 4
`
`

`

`PTO/AlA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Attorney Docket Number 080188PCTUSCON6
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`SYSTEM WITH WIRELESS EARPHONES
`
`Title of Invention
`
`
`
`
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the "Application Number” field blank.
`
`
`
`
`
`Application Number
`
`Continuity Type
`
`
`
`
`
`
`Prior Application Status_I
`Application
`.
`.
`Prior Application
`
`
`
`
`
`
`
`Filing or 371(c) Date
`(YYYY-MM-DD)
`
`
`
`Filing Date
`
`Issue Date
`
`
`
`
`Prior Application Number
`
`Remove
`
`
`
`
`016-09-06
`: 38987
`Iro15—o4—24
`“14/695696
`I ontinuation of
`I15/082040
`
`
`Remove
`Prior Application Status_I
`Application
`.
`.
`Prior Application
`
`
`Filing Date
`P t
`tN b
`Issue Date
`
`Number
`(YYYY—MM—DD)
`39”
`”m er
`(YYYY-MM-DD)
`
`
`
`I' 012—09—11
`' 015—06—02
`
`I I13/609409
`
`
`
`
`
`
`Prior Application
`Application
`Issue Date
`Filing Date
`P 1
`tN b
`Continuity Type
`Number
`Number
`
`
`
`
`(YYYY-MM-DD)
`(YYYY-MM-DD)
`ae”
`”m er
`
`
` l2012—04—30 8571544 l2013-10-29
`
`
`
`13/609409
`ontinuation of
`I 13/459291
`
`
`
`
`
`
`
`
`Prior Application Status II Remove
`
`
`Application
`.
`.
`Prior Application
`Filing Date
`
`
`
`Issue Date
`
`
`
`
`
`
`I14/695696
`
`I ontinuation of
`
`
`
`
`
`
`I13/459291
`
`I ontinuation of
`
`I I12l936488
`
`Application Number
`
`Continuity Type
`
`I 2/936488
`
`I: 371 of international
`
`I PCT/US2009/039754
`
`Application Number
`
`Continuity Type
`
`
`
`
`
`
`
`
`
`Foreign Priority Information:
`
`EFS Web 2.2.12
`
`Exhibit 1092 — p. 5
`
`
`I'012—05-29
`1190203
`I7010—12—20
`
`
`
`
`Filing or 371(c) Date
`
`
`
` Prior Application Number
`(YYYY-MM-DD)
`
`
`'009—04—07
`
`
`
`Filing or 371(c) Date
`
`Prior Application Number
`(YYYY-MM-DD)
`
`
`2008-04-07
`
`I 61/123265
`I laims benefit of provisional
`I ' CT/U82009/039754
`
`
`Add
`Additional Domestic Benefit/National Stage Data may be generated within this form
`
`
`
`by selecting the Add button.
`
`Exhibit 1092 - p. 5
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`_
`Application Data Sheet 37 CFR 1.76
`
`080188PCTUSCON6
`Attorney Docket Number
`
`
`Application Number
`
`Title of Invention
`
`SYSTEM WITH WIRELESS EARPHONES
`
`Add button.
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.5_5. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)l the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1)_
`
`Remove
`
`Application Number
`
`I
`
`Access Codei (if applicable)
`
`
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`
`
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`
`Applications
`
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`D 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`EFS Web 2.2.12
`
`Exhibit 1092 - p. 6
`
`Exhibit 1092 - p. 6
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Attorney Docket Number 080188PCTUSCON6
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`SYSTEM WITH WIRELESS EARPHONES
`
`Title of Invention
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application—as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/BQ must be used as appropriate.
`
`
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1)-
`
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt—out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`D application-as—filed.
`If this box is checked, the USPTO will not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`|:|
`
`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Once the application has published or is othenNise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.12
`
`Exhibit 1092 — p. 7
`
`Exhibit 1092 - p. 7
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`Attorney Docket Number
`080188PCTUSCON6
`
`SYSTEM WITH WIRELESS EARPHONES
`
`Title of Invention
`
`Applicant Information:
`
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`
`1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`Legal Representative under 35 U.S.C. 117
`
`Joint Inventor
`
`Person to whom the inventor is obligated to assign.
`
`Person who shows sufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`
`
`
`
`
`Name of the Deceased or Legally lncapacitated Inventor:
`
`If the Applicant is an Organization check here.
`
`IX
`
`Mailing Address Information For Applicant:
`
`Address 1
`
`AddressZ
`
`. 129 N. Port Washington Road
`
`
`
`Email Address
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Assignee Information including Non-Applicant Assignee Information:
`
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`37 of CFR to have an assignment recorded by the Office.
`
`
`EFS Web 2.2.12
`
`Exhibit 1092 - p. 8
`
`Exhibit 1092 - p. 8
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`Attorney Docket Number 080188PCTUSCON6
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention
`
`SYSTEM WITH WIRELESS EARPHONES
`
`
`Assignee 1
`Complete this section if assignee information, including non—applicant assignee information, is desired to be included on the patent
`application publication. An assignee—applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee—applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`Remove
`
`
`
`|:|
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`
`Given Name
`
`Middle Name
`
`Family Name
`
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`
`
`selecting the Add button.
`
`_I—
`_I———
`
`
`
`Phone Number
`
`Fax Number
`
`—
`
`Email Address
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`
`
`
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However, if this Application
`Data Sheet is submitted with the INITIAL filing of the application fl either box A or B is n_ot checked in
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access” section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`This Application Data Sheet must be signed by a patent practitioner if one or more of the applicants is a juristic
`entity (e.g., corporation or association). If the applicant is two or more joint inventors, this form must be signed by a
`
`patent practitioner, all joint inventors who are the applicant, or one or more joint inventor-applicants who have been given
`power of attorney (e.g., see USPTO Form PTO/AIA/81) on behalf of ill joint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`016—10—14
`Date (YYYY-MM-DD)
`'
`.
`Signature
`
`
`First Name
`
`Last Name
`
`'
`
`Registration Number
`
`
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`EFS Web 2.2.12
`
`Exhibit 1092 - p. 9
`
`Exhibit 1092 - p. 9
`
`

`

`PTOIAIAI14 (11-15)
`Approved for use through 0413012017. OMB 0651-0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`Attorney Docket Number
`080188PCTUSCON6
`
`SYSTEM WITH WIRELESS EARPHONES
`
`Title of Invention
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313—1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.12
`
`Exhibit 1092 — p. 10
`
`Exhibit 1092 - p. 10
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (PL 93—579) requires that you be given certain information in connection with your submission of the attached form related to a patent
`application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection of this information
`is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary: and (3) the principal purpose for which the information is used by the U.S. Patent and
`Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not furnish the requested information, the U.S.
`Patent and Trademark Office may not be able to process and/or examine your submission, which may result in termination of proceedings or abandonment of
`the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552) and the Privacy
`Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department ofJustice to determine whether the Freedom of
`Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or administrative
`tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an individual, to whom
`the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in order to perform
`a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552alm).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed, as a routine use,
`to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent CooperationTreaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security review (35 U.S.C. 181)
`and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee, during an
`inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records management practices and
`programs, under authority of44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of
`records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about
`individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant to 35 U.S.C.
`122(b) or issuance ofa patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use,
`to the public if the record was filed in an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the USPTO becomes
`
`aware of a violation or potential violation of law or regulation.
`
`EFS Web 2.2.12
`
`Exhibit 1092 — p. 11
`
`Exhibit 1092 - p. 11
`
`

`

`Doc Corie: PA.
`
`DTOAABZA 0,13)
`_.
`.
`.
`,.
`App.oved tarirsethrng'i 11.130120: 4 OMB 0135': 0051
`Document Descarption. PGWBV 0f Attorney
`US Patent and Trademark Office Li 3 DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a wiiectinn of iniurmatisn uniess it dispiays a valid OMB controi number.
`
`TRANEWTTAL FQR PQWER OF ATTQRNEY TC) (ENE @R MQRE
`
`REEESTEREQ PRACTiTiQNERS
`
`on to which the
`NOTE: This term is to he submitted with the Fewer of Attorney by Appiieent form tPTOiAiA/SZB) to identity the eppi
`Pewer eiAtterney is directed, in accordance with 37 CFR 5, uniess the appiicetien number and fiiing date are identified in the Power of
`Attorney by Applicant form.
`if neither form PTO/AIAISZA net term PTO/AIASZB identifies the eppiication tn which the Power efAtterney is
`ciireeteci, the Power ofAttorney tl‘
`net he recognized in the apniieatien.
`
`First Named inventor
`
`Mieheei J' K035
`
`SYSTEM ‘WETH WiRELESS EARPHONES
`
`
`
`SEGNATU RE of Amiieant er Patent Prectitiener
`
`Iiiiierk G. Knedeieen/
`
`Registration
`5 Number
`
`Appiieant Name (if Appiinant is; a juristie entity)
`
`i
`“\iGTE: This form must be signed in accordance with 37 (EFF-21.33. See 37 CFR 1.4M) for signature requirements and certifications. if
`more than one appii

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket