`v.
`Masimo Corporation (Patent Owner)
`Petitioner Demonstratives
`Case Nos. IPR2021-00193, -00195, -00208, -00209
`U.S. Patent Nos. 10,299,708; 10,376,190; 10,258,266; 10,376,191
`Before Hon. Josiah C. Cocks, Robert L. Kinder, Amanda F. Wieker
`Administrative Patent Judges
`
`1
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE 1053
`Apple v. Masimo
`IPR2021-00208
`
`1
`
`
`
`Table of Contents
`
`Issue 1: Implementing a Cover with a Protruding Convex Surface
`
`1A: The Cover’s Protruding Convex Surface would Enhance Light Gathering Ability
`
`1B: The Cover’s Protruding Convex Surface would Improve Adhesion and Signal Strength
`
`Issue 2: Adding a Second Emitter to Aizawa
`
`Issue 3: Circular/Cylindrical Housing
`
`Overview of the Challenged Patents
`
`Overview of the Instituted Grounds
`
`3
`
`5
`
`24
`
`35
`
`43
`
`45
`
`54
`
`2
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`2
`
`
`
`Issue 1
`
`Implementing a Cover with a
`Protruding Convex Surface
`
`Case Nos. IPR2021-00193, -00195, -00208, -00209
`U.S. Patent Nos. 10,299,708; 10,376,190; 10,258,266; 10,376,191
`
`3
`3
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`3
`
`
`
`Multiple Benefits of Combining the References
`Dr. Kenny’s Second Declaration
`
`IPR2021-00193, APPLE-1047, ¶ 7.
`
`Aizawa
`
`IPR2021-00193, APPLE-1047, ¶ 35.
`
`IPR2021-00193 APPLE-1006, FIG. 1(b); APPLE-1003, ¶ 87.
`4
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`4
`
`
`
`Issue 1A
`
`The Cover’s Protruding Convex Surface would
`Enhance Light-Gathering Ability
`
`5
`5
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`5
`
`
`
`A POSITA would have Modified Aizawa’s Flat Cover
`
`Dr. Kenny’s Second Declaration
`
`IPR2021-00193, APPLE-1047, ¶ 7.
`
`IPR2021-00193, APPLE-1006, FIG. 1(b); APPLE-1003, ¶ 87.
`
`IPR2021-00193, APPLE-1047, ¶ 9.
`
`6
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`6
`
`
`
`A POSITA Would Have Modified Aizawa’s Flat Cover
`
`Dr. Kenny’s Second Declaration
`
`Dr. Kenny’s Deposition Transcript
`
`IPR2021-00193, APPLE-1047, ¶ 9.
`
`IPR2021-00193, Ex. 2006, 164:8-16, 202:11-20.
`
`7
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`7
`
`
`
`A POSITA Would Have Modified Aizawa’s Flat Cover
`
`Dr. Kenny’s First Declaration
`
`Inokawa
`
`
`
`IPR2021-00193, APPLE-1003, ¶¶ 86, 88.IPR2021 00193 APPLE 1003 ¶¶ 86
`
`8
`IPR2021-00193, APPLE-1008, FIGS. 2, 17, 16.
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`8
`
`
`
`A Convex Lens/Protrusion Improves Light-Gathering Ability at All Locations
`
`Dr. Kenny’s Second Declaration
`
`Inokawa (top) and Aizawa (bottom)
`
`IPR2021-00193, APPLE-1047, ¶ 20.
`
`IPR2021-00193, APPLE-1047, ¶ 21.
`
`9
`IPR2021-00193 APPLE-1008 (top); APPLE-1014, FIG. 2 (bottom).
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`9
`
`
`
`A Convex Lens/Protrusion Improves Light-Gathering Ability at All Locations
`
`Dr. Kenny’s Deposition Transcript
`
`IPR2021-00193, Ex. 2027, 20:9-22:18.
`
`IPR2021-00193, Ex. 2027, 219:15-220:8.
`
`IPR2021-00193, Ex. 2027, 220:22-222:7.
`
`IPR2021-00193, Ex. 2027, 213:11-19.
`10
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`10
`
`
`
`A Convex Lens/Protrusion Improves Light-Gathering Ability at All Locations
`
`Dr. Kenny’s Second Declaration
`
`APPLE-1051 (Webster)
`
`IPR2021-00193, APPLE-1051, 90.
`Aizawa
`
`IPR2021-00193, APPLE-1047, ¶ 26.
`
`IPR2021-00193, APPLE-1006, FIG. 1(b)
`(annotated with protruding cover)(APPLE-1003, ¶ 90).
`
`11
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`11
`
`
`
`Masimo Ignores the Behavior of Scattered Light
`
`Dr. Kenny’s Second Declaration
`
`IPR2021-00193, APPLE-1047, ¶¶ 13-14, 32-33.
`
`12
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`12
`
`
`
`The Principle of Reversibility Confirms the Cover’s Optical Benefits
`
`Dr. Kenny’s Second Declaration
`
`IPR2021-00193, APPLE-1050, ¶ 15.
`
`13
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`13
`
`
`
`The Principle of Reversibility Confirms the Cover’s Optical Benefits
`
`Dr. Kenny’s Second Declaration
`
`Aizawa
`
`APPLE-1006, ¶ [0033].
`
`IPR2021-00193, APPLE-1047, ¶ 19.
`
`14
`IPR2021-00193, APPLE-1047, ¶ 22.
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`14
`
`
`
`The Principle of Reversibility Confirms the Cover’s Optical Benefits
`
`Dr. Kenny’s Second Declaration
`
`IPR2021-00193, APPLE-1047, ¶ 10.
`
`IPR2021-00193, APPLE-1047, ¶ 11.
`
`IPR2021-00193, APPLE-1008, FIG. 2
`(as annotated at APPLE-1047, ¶ 10).
`
`IPR2021-00193, APPLE-1008, FIG. 2
`(as annotated at APPLE-1047, ¶ 11).
`
`15
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`15
`
`
`
`Masimo Ignores the Principle of Reversibility
`
`Patent Owner’s Sur-Reply
`
`Dr. Kenny’s Deposition Transcript
`
`IPR2021-00193, Pap. 19 (Sur-Reply), 7-8
`(citing Ex. 2027, 207:9-208:22).
`
`Ex. 2027, 208:1-22.
`
`16
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`16
`
`
`
`Masimo Ignores the Principle of Reversibility
`
`Dr. Kenny’s Deposition Transcript
`
`Ex. 2027, 208:1-22 (cited at Pap. 19, 8).
`
`Ex. 2027, 209:1-21.
`
`17
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`17
`
`
`
`Masimo Ignores the Principle of Reversibility
`
`Patent Owner’s Sur-Reply
`
`Dr. Kenny’s Deposition Transcript
`
`IPR2021-00193, Pap. 19 (Sur-Reply),8
`(citing Ex. 2027 207:17-209:21).
`
`Ex. 2027, 209:11-21.
`
`18
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`18
`
`
`
`Masimo’s Position is Incoherent
`
`Dr. Kenny’s Second Declaration
`
`IPR2022-00193, APPLE-1047, ¶¶ 27-29.
`
`IPR2021-00193, APPLE-1001, FIG. 14B
`(as annotated at Pap. 14, 40).
`
`19
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`19
`
`
`
`Masimo’s Position is Incoherent
`
`Dr. Madisetti’s Declaration
`
`Dr. Madisetti’s Deposition Transcript
`
`IPR2021-00193, Ex. 2004, ¶ 55.
`
`IPR2021-00193, Ex. 1001, FIG. 14B.
`
`IPR2021-00193, APPLE-1034,133:21-134:18.
`
`20
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`20
`
`
`
`Masimo’s Position is Incoherent
`
`Dr. Kenny’s Second Declaration
`
`Aizawa
`
`IPR2021-00193, APPLE-1047, ¶ 31.
`
`APPLE-1006, FIGS. 1(a), 1(b).
`21
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`21
`
`
`
`A POSITA would have Modified Mendelson-1988 to
`Include a Protruding Lens-Like Cover
`Dr. Kenny’s First Declaration
`
`IPR2021-00193, APPLE-1003, ¶ 67.
`
`IPR2021-00193, APPLE-1003, ¶¶ 174-176.
`
`IPR2021-00193, APPLE-1015, FIG 2(B)
`(as annotated at APPLE-1003, ¶ 176).
`
`22
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`22
`
`
`
`A POSITA would have Modified Mendelson-1988 to
`Include a Protruding Lens-Like Cover
`Dr. Kenny’s Second Declaration
`
`IPR2021-00193, APPLE-1047, ¶ 43.
`
`IPR2021-00193, APPLE-1047, ¶ 47.
`
`IPR2021-00193, APPLE-1047, ¶ 46.
`
`IPR2021-00193, APPLE-1047, ¶ 49.
`23
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`23
`
`
`
`Issue 1B
`
`The Cover’s Protruding Convex Surface would
`Improve Adhesion and Signal Strength
`
`24
`24
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`24
`
`
`
`A POSITA would have Modified Aizawa’s Flat Cover
`
`Dr. Kenny’s Second Declaration
`
`IPR2021-00193, APPLE-1047, ¶ 35.
`Aizawa
`
`IPR2021-00193, APPLE-1006, FIG. 1(b); APPLE-1003, ¶ 87.
`
`25
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`25
`
`
`
`A POSITA would have Modified Aizawa’s Flat Cover
`
`Dr. Kenny’s Second Declaration
`
`IPR2021-00193, APPLE-1047, ¶ 37.
`
`26
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`26
`
`
`
`Ohsaki Teaches that a Protruding Convex Surface
`Prevents Slippage and Improves Signal Strength
`
`Dr. Kenny’s First Declaration
`
`* * *
`
`27
`IPR2021-0193, APPLE-1003, ¶¶ 125-126.
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`27
`
`
`
`Ohsaki Teaches that a Protruding Convex Surface Prevents Slippage
`
`Ohsaki
`
`IPR2021-00193, APPLE-1014, ¶ [0025]
`
`IPR2021-00193, APPLE-1014, FIG. 2.
`
`IPR2021-00193, APPLE-1014, FIG. 1.
`
`28
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`28
`
`
`
`Ohsaki Teaches that a Protruding Convex Surface Improves Signal Strength
`
`Ohsaki
`
`IPR2021-00193, APPLE-1014, ¶ [0025].
`
`29
`IPR2021-00193, APPLE-1014, FIGS. 2, 4A, 4B.
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`29
`
`
`
`Masimo Fails to Rebut Dr. Kenny’s Testimony
`
`Dr. Kenny’s Second Declaration
`
`IPR2021-00193, APPLE-1047, ¶ 36.
`
`30
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`30
`
`
`
`Sensor Structures and Shapes
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`* * *
`
`APPLE-1014, FIG. 2
`
`IPR2021-00193, APPLE-1047, ¶ 37.
`
`31
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`31
`
`
`
`Measurement Locations
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2021-00193, APPLE-1047, ¶ 38.
`
`IPR2021-00193, APPLE-1014, claims 5, 6.
`
`32
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`32
`
`
`
`Masimo Improperly Relies on Bodily Incorporation
`
`Petitioner’s Reply
`
`IPR2021-00193, Pap. 16 (Petitioner’s Reply), 18-19.
`
`IPR2021-00193, Pap. 16 (Petitioner’s Reply), 17-18.
`
`33
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`33
`
`
`
`Ohsaki Does Not Limit its Sensor to the Backside of the Wrist
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2021-00193, APPLE-1047, ¶ 28.
`
`IPR2021-00193, APPLE-1014, FIGS. 3A, 3B.
`
`34
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`34
`
`
`
`Issue 2
`
`Adding a Second Emitter to Aizawa
`
`Case Nos. IPR2021-00208, -00209
`U.S. Patent Nos. 10,258,266; 10,376,191
`
`35
`35
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`35
`
`
`
`A POSITA would have Modified Aizawa to Feature Two Emitters
`
`Dr. Kenny’s Second Declaration
`
`Aizawa
`
`IPR2021-00208, APPLE-1047, ¶¶ 35, 38.
`
`IPR2021-00208, APPLE-1006, FIG. (b)
`(as annotated at APPLE-1003, ¶ 72).
`
`36
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`36
`
`
`
`Two Emitters would Enable Aizawa to Account for Motion Load
`
`Dr. Kenny’s First Declaration
`
`Aizawa
`
`IPR2021-00208, APPLE-1006, ¶ [0006].
`
`IPR2021-00208, APPLE-1003, ¶ 73.
`
`IPR2021-00208, APPLE-1006, ¶ [0028].
`37
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`37
`
`
`
`Two Emitters would Enable Aizawa to Account for Motion Load
`
`Dr. Kenny’s First Declaration
`
`Inokawa
`
`IPR2021-00208, APPLE-1003, ¶ 70.
`
`IPR2021-00208, APPLE-1003, ¶ 71.
`
`APPLE-1008, ¶¶ [0014], [0058]-[0059], FIG. 2.
`
`38
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`38
`
`
`
`A POSITA would have Modified Aizawa to Feature
`Two Emitters to Account for Motion Load
`
`Dr. Kenny’s First Declarationy
`Aizawa
`
`* * *
`
`IPR2021-00208, APPLE-1003, ¶ 72.
`
`IPR2021-00208, APPLE-1006, FIG. (b)
`(as annotated at APPLE-1003, ¶ 72).
`
`39
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`39
`
`
`
`Two Emitters would
`Enable Wireless Communication
`Dr. Kenny’s First Declaration
`Inokawa
`
`IPR2021-00208, APPLE-1003, ¶ 77.
`
`IPR2021-00208, APPLE-1008, FIG. 19
`(as annotated at APPLE-1003 ¶ 78).
`
`IPR2021-00208, APPLE-1003, ¶ 78.
`
`40
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`40
`
`
`
`Masimo Fails to Rebut that a POSITA would have Added a
`Second Emitter to Aizawa to Improve Accuracy
`Dr. Kenny’s Second Declaration
`
`IPR2021-00208, APPLE-1047, ¶¶ 36-37.
`
`41
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`41
`
`
`
`Masimo Fails to Rebut that a POSITA would have Added a
`Second Emitter to Aizawa to Improve Accuracy
`
`Rebuttal
`to: Dr. Kenny’s Second Declaration
`
`Dr. Kenny’s Deposition
`
`IPR2021-00208, APPLE-1047, ¶ 38.
`
`Ex. 2007, 407:7-408:4.
`
`42
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`42
`
`
`
`Issue 3
`
`Circular/Cylindrical Housing
`
`Case Nos. IPR2021-00193, -00195, -00208, -00209
`U.S. Patent Nos. 10,299,708; 10,376,190; 10,258,266; 10,376,191
`
`43
`43
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`43
`
`
`
`A POSITA would have Modified Mendelson-1988 to
`Include a Circular/Cylindrical Housing
`
`IPR2021-00193, APPLE-1003, ¶ 186.
`
`IPR2021-00193, APPLE-1025, FIG. 7.
`
`IPR2021-0193, APPLE-1047, ¶ 48.
`
`44
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`44
`
`
`
`Overview of the
`Challenged Patents
`
`45
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`45
`
`45
`
`
`
`’708 Patent Overview
`• The ’708 Patent’s earliest effective filing
`date is July 3, 2008.
`
`• The ’708 Patent includes 29 claims, of
`which claims 1 and 19 are independent.
`
`•
`
`Independent claim 1, recites, among other
`features:
`“A noninvasive optical physiological
`sensing system comprising: a platform . . .
`a housing . . . at least four detectors . . .
`the housing including a protruding light
`permeable cover . . . .”
`
`IPR2021-00193, APPLE-1001.
`
`46
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`46
`
`
`
`’708 Patent: Background
`Dr. Thomas Kenny’s First Declaration
`’708 Patent
`
`IPR20210-00193, APPLE-1003 ¶ 44.
`
`IPR2021-00193, APPLE-1003 ¶ 46.
`
`IPR2021-00193, APPLE-1001, 1:66-2:18.
`
`47
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`47
`
`
`
`’708 Patent: Brief Description
`Dr. Kenny’s Declaration
`’708 Patent
`
`IPR2021-00193, APPLE-1003 ¶ 47..
`
`IPR2021-00193, APPLE-1003 ¶ 50.
`
`IPR2021-00193, APPLE-1001 FIGS. 1, 14C, 14D; Pet. 5-7.
`
`48
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`48
`
`
`
`’708 Patent: Brief Description
`Dr. Kenny’s Declaration
`
`IPR2021-00193, APPLE-1003 ¶ 42.
`
`IPR2021-00193, APPLE-1003 ¶ 51.
`
`49
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`49
`
`
`
`’708 Patent: Exemplary Claim
`’708 Patent
`
`50
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`50
`
`
`
`’190 Patent: Exemplary Claim
`’190 Patent
`
`51
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`51
`
`
`
`’266 Patent: Exemplary Claim
`’266 Patent
`
`52
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`52
`
`
`
`’191 Patent: Exemplary Claim
`’191Patent
`
`53
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`53
`
`
`
`Overview of the Instituted Grounds
`
`54
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`54
`
`54
`
`
`
`Instituted Aizawa-based Grounds
`
`Ground
`
`Obvious over Aizawa, Inokawa
`
`Obvious over Aizawa, Inokawa, Ohsaki
`
`Challenged Claim(s)
`
`IPR2021-00193
`(’708 patent)
`
`IPR2021-00195
`(’190 patent)
`
`IPR2021-00208
`(’266 patent)
`
`IPR2021-00209
`(’191 patent)
`
`1-9, 11, 13-15,
`19-22, 24-27
`
`1-14, 16, 17,
`19-23, 26-29
`
`1-6, 8-16, 18,
`19
`
`1-6, 8-16, 18,
`19
`
`1-9, 11, 13-15,
`19-22, 24-27
`
`1-14, 16, 17,
`19-23, 26-29
`
`1-6, 8-16, 18,
`19
`
`1-6, 8-16, 18,
`19
`
`Obvious over Aizawa, Inokawa, Mendelson-2006
`
`Obvious over Aizawa, Inokawa, Mendelson-
`2006, Beyer
`
`Obvious over Aizawa, Inokawa, Goldsmith, Lo
`
`Obvious over Aizawa, Inokawa, Al-Ali
`
`16, 27, 28
`
`23, 24
`
`17, 18, 29
`
`25
`
`16-18, 27-29
`
`23-25
`
`10
`
`5
`
`55
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`55
`
`
`
`Instituted Mendelson-1988-based Grounds
`
`Ground
`
`Obvious over Mendelson-1988, Inokawa
`
`Obvious over Mendelson-1988, Inokawa,
`Mendelson-2006
`
`Obvious over Mendelson-1988, Inokawa,
`Mendelson-2006, Beyer
`
`Challenged Claim(s)
`
`IPR2021-00193
`(’708 patent)
`
`IPR2021-00195
`(’190 patent)
`
`IPR2021-00208
`(’266 patent)
`
`IPR2021-00209
`(’191 patent)
`
`1-9, 11-15, 19-
`26
`
`1-14, 16-22,
`26-30
`
`1-6, 8-16, 18,
`19
`
`1-6, 8-16, 18,
`19
`
`16, 27, 28
`
`23, 24
`
`17, 18, 29
`
`25
`
`17, 18, 29
`
`56
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`56
`
`