`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`APPLE, INC.,
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`____________
`
`Case IPR2021-00193
`Patent 10,299,708
`
`
`
`
`
`
`
`
`
`
`PETITIONER’S EXHIBIT LIST
`
`
`
`Case IPR2021-00193
`Attorney Docket No: 50095-0009IP1
`
`APPLE-1001
`APPLE-1002
`
`APPLE-1003
`APPLE-1004
`APPLE-1005
`
`APPLE-1006
`APPLE-1007
`APPLE-1008
`
`APPLE-1009
`APPLE-1010
`APPLE-1011
`APPLE-1012
`APPLE-1013
`APPLE-1014
`APPLE-1015
`
`APPLE-1016
`
`APPLE-1017
`
`EXHIBITS
`U.S. Patent No. 10,299,708 to Poeze, et al. (“the ’708 patent”)
`Excerpts from the Prosecution History of the ’708 patent (“the
`Prosecution History”)
`Declaration of Dr. Thomas W. Kenny
`Curriculum Vitae of Dr. Thomas W. Kenny
`Masimo Corporation, et al. v. Apple Inc., Complaint, Civil
`Action No. 8:20-cv-00048 (C.D. Cal.)
` U.S. Pub. No. 2002/0188210 (“Aizawa”)
`
`JP 2006-296564 (“Inokawa”)
` Certified English Translation of Inokawa and Translator’s
`Declaration
` U.S. Pat. No. 7,088,040 (“Ducharme”)
` U.S. Pat. No. 8,177,720 (“Nanba”)
` RESERVED
` U.S. Pat. No. 6,853,304 (“Reisman”)
` U.S. Pub. No. 2004/0220738 (“Nissila”)
` U.S. Pub. No. 2001/0056243 (“Ohsaki”)
`
`“Design and Evaluation of a New Reflectance Pulse Oximeter
`Sensor,” Y. Mendelson, et al.; Worcester Polytechnic Institute,
`Biomedical Engineering Program, Worcester, MA 01609;
`Association for the Advancement of Medical Instrumentation,
`vol. 22, No. 4, 1988; pp. 167-173 (“Mendelson-1988”)
`“A Wearable Reflectance Pulse Oximeter for Remote
`Physiological Monitoring,” Y. Mendelson, et al.; Proceedings
`of the 28th IEEE EMBS Annual International Conference,
`2006; pp. 912-915 (“Mendelson-2006”)
` Excerpt from Merriam-Webster Dictionary
`
`
`
`2
`
`
`
`APPLE-1018
`
`
`
`APPLE-1019
`APPLE-1020
`APPLE-1021
`APPLE-1022
`APPLE-1023
`APPLE-1024
`
`Case IPR2021-00193
`Attorney Docket No: 50095-0009IP1
`“Acrylic: Strong, stiff, clear plastic available in a variety of
`brilliant colors,” available at
`https://www.curbellplastics.com/Research-
`Solutions/Materials/Acrylic
` U.S. Pat. No. 7,031,728 (“Beyer”)
` U.S. Pat. No. 7,092,735 (“Osann, Jr.”)
` U.S. Pat. No. 6,415,166 (“Van Hoy”)
` QuickSpecs; HP iPAQ Pocket PC h4150 Series
` U.S. Pat. App. Pub. No. 2007/0145255 (“Nishikawa”)
`
`“Measurement Site and Photodetector Size Considerations in
`Optimizing Power Consumption of a Wearable Reflectance
`Pulse Oximeter,” Y. Mendelson, et al.; Proceedings of the 25th
`IEEE EMBS Annual International Conference, 2003; pp. 3016-
`3019 (“Mendelson-2003”)
` U.S. Pat. No. 6,801,799 (“Mendelson-’799”)
` Declaration of Jacob Munford
` U.S. Pub. No. 2007/0093786 (“Goldsmith”)
` U.S. Pub. No. 2004/0138568 (“Lo”)
` Wikipedia: The Free Encyclopedia, “Universal asynchronous
`receiver-transmitter” at
`https://en.wikipedia.org/wiki/Universal_asynchronous_receiver
`-transmitter, last accessed 08/27/2020
` U.S. Pub. No. 2008/0242958 to Al-Ali et al. (“Al-Ali”)
`APPLE_1030
`APPLE-1031 to 1036
`
`RESERVED
`APPLE-1037
` Masimo Corporation, et al. v. Apple Inc., Second Amended
`Complaint, Civil Action No. 8:20-cv-00048 (C.D. Cal.)
`(Redacted)
` U.S. Patent No. 8,577,431 to Lamego et al. (“CIP Patent”)
`Order Re Motion to Stay in Masimo Corporation et al. v. Apple
`Inc., Case 8:20-cv-00048-JVS-JDE, October 13, 2020
`
`APPLE-1025
`APPLE-1026
`APPLE-1027
`APPLE-1028
`APPLE-1029
`
`APPLE-1038
`APPLE-1039
`
`3
`
`
`
`Case IPR2021-00193
`Attorney Docket No: 50095-0009IP1
`
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 CFR § 42.6(e), the undersigned certifies that on March 8,
`
`2021, a complete and entire copy of this Petitioner’s Exhibit List and Exhibit 1039
`
`were provided via email, to the Patent Owner by serving the correspondence
`
`addresses of record as follows:
`
`Joseph R. Re
`Jarom D. Kesler
`Stephen W. Larson
`Jacob L. Peterson
`Knobbe, Martens, Olson, & Bear, LLP
`2040 Main St., 14th Floor
`Irvine, CA 92614
`
`Email: 2jrr@knobbe.com
`Email: 2jzk@knobbe.com
`Email: 2swl@knobbe.com
`Email: 2jup@knobbe.com
`
`
`
`
`
`
`
`/Edward G. Faeth/
`Edward G. Faeth
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(202) 626-6420
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`4
`
`
`
`
`
`
`
`
`
`
`