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Samsung-Petitioners’ Objections to Evidence
`IPR2021-00145 (U.S. Patent No. 8,812,993)
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`SAMSUNG ELECTRONICS CO. LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC., AND
`APPLE INC.
`
`Petitioners,
`
`v.
`
`NEONODE SMARTPHONE LLC
`
`Patent Owner.
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2021-00145
`Patent No. 8,812,993
`
`
`
`
`
`
`
`
`PETITIONER SAMSUNG ELECTRONICS CO. LTD. and SAMSUNG
`ELECTRONICS AMERICA, INC.’S
`OBJECTIONS TO EVIDENCE
`UNDER 37 C.F.R. § 42.64
`
`
`WEST\296241258.1
`
`
`
`

`

`Samsung-Petitioners’ Objections to Evidence
`IPR2021-00145 (U.S. Patent No. 8,812,993)
`
`
`Samsung Electronics Co. Ltd. and Samsung Electronics America, Inc.
`
`(“Samsung-Petitioners”), object under the Federal Rules of Evidence and 37
`
`C.F.R. § 42.64(b)(1) to the admissibility of the following documents submitted
`
`by Neonode Smartphone LLC (“Patent Owner”) with its Patent Owner
`
`Response.1 Paper No. 29.
`
`Patent Owner’s Reply was filed on September 22, 2021. Paper No. 29.
`
`Thus, Samsung-Petitioners’ objections are timely under 37 C.F.R. § 42.64(b)(1).
`
`Samsung-Petitioners serve Patent Owner with these objections to provide notice
`
`that Samsung-Petitioners will move to exclude these exhibits as improper
`
`evidence.
`
`I.
`
`DECLARATION OF PER BYSTEDT (EXHIBIT 2015)
`
`Samsung-Petitioners object to the admissibility of the Declaration of Per
`
`Bystedt for at least the following reasons:
`
`1. Samsung-Petitioners object to the Bystedt declaration because the
`
`declarant is not testifying as an expert and does not limit their opinion to
`
`
`1 These objections are brought at this time by only the Samsung-Petitioners due to
`
`a dispute between the parties whether the information at objected-to Exhibits 2015
`
`and 2016 are confidential to Samsung and Neonode, and therefore should not be
`
`disclosed to Petitioner Apple Inc.
`
`
`
`WEST\296241258.1
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`1
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`

`Samsung-Petitioners’ Objections to Evidence
`IPR2021-00145 (U.S. Patent No. 8,812,993)
`
`
`one that is rationally based on the witness’s perception, helpful to clearly
`
`understand the witness’ testimony or determine a fact in issue, and is not
`
`based on scientific, technical, or other specialized knowledge within the
`
`scope of FRE 702. The declarant also offers opinions that merely state a
`
`legal conclusion in a way that says nothing about the facts, and are
`
`therefore objectionable because such opinions are not helpful to the trier
`
`of fact. FRE 704.
`
`2. For example, ¶ 3 of the Bystedt declaration describes the N1 phone’s
`
`design as “novel;” ¶ 5 describes an “original conception” of a user
`
`interface and that “Magnus invented a new technology;” and ¶ 11
`
`concludes the “company enjoyed substantial commercial success.” The
`
`identified statements are inadmissible under FRE 702 and FRE 704.
`
`3. Samsung-Petitioners object to the Bystedt declaration because it contains
`
`hearsay under FRE 801 and does not fall within a hearsay exception
`
`under FRE 802 or FRE 803. For example, at ¶ 5 the declarant begins a
`
`statement with “they told me,” and at ¶ 9 the declarant begins statements
`
`with “Ki Tai Lee … told us,” and “Mr. Lee told Samsung’s negotiators.”
`
`The identified statements (the contents of which are not further repeated
`
`here due to a confidentiality dispute between the parties) are inadmissible
`
`under FRE 801.
`
`
`
`WEST\296241258.1
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`2
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`

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`Samsung-Petitioners’ Objections to Evidence
`IPR2021-00145 (U.S. Patent No. 8,812,993)
`
`II.
`
`DECLARATION OF MARCUS BÄCKLUND (EXHIBIT 2016)
`Samsung-Petitioners object to the admissibility of the Declaration of Marcus
`
`Bäcklund for at least the following reasons:
`
`1. Samsung-Petitioners object to the Bäcklund declaration because it
`
`contains hearsay under FRE 801 and does not fall within a hearsay
`
`exception under FRE 802 or FRE 803.
`
`2. For example, at ¶ 4 of Exhibit 2016, the declarant recounts what others
`
`“told us,” and ¶ 12 recites what representatives “told us.” These
`
`statements are inadmissible under FRE 801.
`
`III. CONCLUSION
`Therefore, Samsung-Petitioners reserve their rights to file motions to
`
`exclude this evidence and exhibits under 37 C.F.R. § 42.64(c).
`
`Date: September 29, 2021
`
`Respectfully submitted,
`
`
`/Tiffany C. Miller/
`Tiffany C. Miller, Reg. 52,032
`James M. Heintz, Reg. No. 41,828
`
`Attorneys for Samsung-Petitioners
`
`WEST\296241258.1
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`3
`
`

`

`Samsung-Petitioners’ Objections to Evidence
`IPR2021-00145 (U.S. Patent No. 8,812,993)
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies, in accordance with 37 D.F.R. § 42.6(e), that service
`
`was made on the Patent Owner as detailed below:
`
`Date of Service:
`
`September 29, 2021
`
`Manner of Service:
`
`Electronic Mail
`rasher@sunsteinlaw.com,
`bsunstein@sunsteinlaw.com,
`tmurphy@sunsteinlaw.com,
`ahans@sunsteinlaw.com, philipg@hbsslaw.com
`greers@hbsslaw.com, markc@hbsslaw.com,
`sunsteinip@sunsteinlaw.com
`
`Documents Served:
`
`Samsung-Petitioners’ Objections to Evidence
`
`Persons Served:
`
`
`
`
`
`Robert M. Asher, Bruce D. Sunstein, Timothy M.
`Murphy, Arne Hans, Phil J. Graves, Greer N.
`Shaw, Mark S. Carlson
`
`
`
`
`
`/Tiffany C. Miller/
`Tiffany C. Miller
`Registration No. 52,032
`Attorney for Samsung-Petitioners
`
`
`
`
`
`
`
`WEST\296241258.1
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`4
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`

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