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`____________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________
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`SAMSUNG ELECTRONICS CO. LTD., SAMSUNG ELECTRONICS
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`AMERICA, INC. AND APPLE, INC.,
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`Petitioners
`
`v.
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`NEONODE SMARTPHONE LLC,
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`Patent Owner
`
`____________
`
`Case IPR2021-00145
`U.S. Patent No. 8,095,993
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`DECLARATION OF JOSEPH SHAIN
`
`Samsung et al. v. Neonode
`IPR2021-00145 (US 8,812,993)
`Neonode Ex. 2019
`Page 1
`
`
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`Declaration of Joseph Shain
`IPR2021-00145
`
`1.
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`2.
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`I, Joseph Shain, declare as follows:
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`I am over 18 years of age and, if I am called upon to do so, I would be
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`competent to do testify as to the matters set forth herein.
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`3.
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`I have been employed by Neonode, Inc. as its Vice President of
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`Intellectual Property from January 1, 2011 through May 31, 2017, and by Neonode
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`Technologies AB as its Vice President of Intellectual Property from June 1, 2017
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`through October 31, 2020, and as its Intellectual Property manager from November
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`1, 2020 to date. Currently, among my job functions is to serve as intellectual
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`property manager and to preform functions related to market intelligence.
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`4.
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`I am personally familiar with the operation of the user interface of the
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`Neonode N1 and N2 phones, having used the phones many times.
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`5.
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`The Neonode N1 and N2 phones were mobile electronic devices
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`having a memory storing code for, among other things, presenting an interface to a
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`user. The phones had both a processor and a touch-sensitive display screen.
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`6.
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`Both the Neonode N1 and N2 had three icons that were displayed in a
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`strip along the lower edge of the display immediately following unlocking of the
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`phone. One of the three icons was for the Start Menu. None of these three icons
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`were tap-activatable, nor were there any other tap-activatable icons on the screen
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`immediately after unlocking the phone. The three icons were activatable by a
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`1
`
`EX2019
`
`Samsung et al. v. Neonode
`IPR2021-00145 (US 8,812,993)
`Neonode Ex. 2019
`Page 2
`
`
`
`Declaration of Joseph Shain
`IPR2021-00145
`
`gesture in which a thumb or finger touches the icon, and swipes up toward the
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`center of the screen before lifting off of the screen.
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`7. When the Start Menu icon was activated, the display presented a
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`menu of icons including an icon for a file manager, and others, all of which could
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`be activated by a tap gesture.
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`8. When the N1 and N2 phones displayed tap-activatable icons, they
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`were presented full-screen, not within a window.
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`9.
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`One of the tap-activatable icons on the Start Menu of both the N1 and
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`N2 phones was an alarm function.
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`10.
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`The strip at the bottom edge of the display in which the icon for
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`activating the Start Menu was contained was less than a thumb’s width in the N1
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`and N2 phones.
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`11.
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`To activate the Start Menu of the N1 and N2 phones, the user would
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`touch the Start Menu icon and swipe up on the display toward the top edge of the
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`display, out of the strip containing the Start Menu icon.
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`12.
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`I declare under penalty of perjury under the laws of the United States
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`of America that all statements made herein of my knowledge are true, and that all
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`statements made on information and belief are believed to be true, and that these
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`statements were made with the knowledge that willful false statements and the like
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`2
`
`EX2019
`
`Samsung et al. v. Neonode
`IPR2021-00145 (US 8,812,993)
`Neonode Ex. 2019
`Page 3
`
`
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`so made are punishable by fine or imprisonment, or both, under Section 1001 of
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`Declaration of Joseph Shain
`IPR2021-00145
`
`Title 18 of the United States Code.
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`Dated: September 20, 2021
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`________________________________
`Joseph Shain
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`3
`
`EX2019
`
`Samsung et al. v. Neonode
`IPR2021-00145 (US 8,812,993)
`Neonode Ex. 2019
`Page 4
`
`