`571-272-7822
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`
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`
`
`Paper 52
`Entered: January 5, 2022
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`SAMSUNG ELECTRONICS CO. LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC. and APPLE, INC.,
`Petitioner,
`
`v.
`
`NEONODE SMARTPHONE LLC,
`Patent Owner.
`
`IPR2021-00145
`Patent 8,812,993 B2
`
`
`
`
`
`
`
`
`
`Before MICHELLE N. ANKENBRAND, KARA L. SZPONDOWSKI, and
`CHRISTOPHER L. OGDEN, Administrative Patent Judges.
`
`OGDEN, Administrative Patent Judge.
`
`ORDER
`Granting Joint Request for Entry of Protective Order
`37 C.F.R. § 42.54
`
`
`
`
`
`IPR2021-00145
`Patent 8,812,993 B2
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`
`With our authorization, Petitioners Samsung Electronics Co. Ltd. and
`Samsung Electronics America, Inc. (collectively, “Samsung”) filed a Motion
`to Seal and for Entry of Protective Order. Paper 31. This motion included an
`initial proposed protective order that differs from the Board’s Default
`Protective Order.1 Id. at 9–10, App’x A. Because the initial proposed
`protective order was not a joint submission as the Scheduling Order (Paper
`25) requires, we ordered the parties to meet and confer with the goal of
`agreeing to a proposed protective order that the parties could submit jointly.
`Paper 34, 2.
`On November 19, 2021, Samsung and Patent Owner Neonode
`Smartphone LLC (“Neonode”) jointly filed a second proposed protective
`order (Paper 36, App’x A). But as we previously determined, this proposal
`was inadequate because it was not a joint submission that included Petitioner
`Apple, Inc. (“Apple”) and, while it introduced a heightened confidentiality
`tier, it failed to retain the normal confidentiality category of the Default
`Protective Order. See Paper 46. Thus, we denied the aspect of the Motion
`relating to entry of a protective order, without prejudice. See id.
`On December 17, 2021, the parties, including Apple, jointly submitted
`another Proposed Protective Order. Paper 50. The joint proposal (Paper 50,
`Attachment A) differs from the Default Protective Order in two significant
`ways. See Ex. 1059 (marked-up version comparing the proposal with the
`Default Protective Order).
`
`
`1 “Protective Order Guidelines,” PTAB Consolidated Trial Practice Guide
`107, App’x B (Nov. 2019), https://go.usa.gov/xpvPF (“Consolidated Trial
`Practice Guide”).
`
`
`
`2
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`IPR2021-00145
`Patent 8,812,993 B2
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`First, it adds to the normal confidentiality category a heightened
`confidentiality tier designated as “SAMSUNG-NEONODE-
`CONFIDENTIAL—APPLE ATTORNEY’S EYES ONLY” to cover
`material that “constitutes or includes, in whole or in part, confidential or
`proprietary information or trade secrets of the Party and shared between the
`Samsung and Neonode Parties or their predecessors in interest.” Ex. 1059, 1.
`These documents are accessible to Apple’s outside counsel, but not to other
`Apple party representatives who were not involved in the preparation or
`drafting of the protected materials. See id. at 2–3.
`Second, the joint proposal alters who may have access to material in
`the lower confidentiality tier: it allows persons with prior knowledge
`concerning the materials to continue to have access, regardless of their
`affiliation with a party in this proceeding. See Ex. 1059, 4; Paper 50, 2. The
`parties argue that this provision is warranted because “Neonode has
`submitted declarations from four third party witnesses who have already
`been deposed in this proceeding,” and these witnesses should have access to
`these declarations if they are designated according ot the proposed lower
`confidentiality tier. Paper 50, 2.
`We agree with the parties that there is good cause to enter the
`proposed protective order, and that the modifications to the Default
`Protective Order are reasonable under the circumstances. Thus, we grant the
`parties’ joint request to adopt Appendix A of Paper 50 as the Protective
`Order in this proceeding.
`We remind the parties of the public’s interest in maintaining a
`complete and understandable file history. “There is an expectation that
`information will be made public where the existence of the information . . .
`
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`3
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`IPR2021-00145
`Patent 8,812,993 B2
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`is identified in a final written decision following a trial.” Consolidated Trial
`Practice Guide 22. However, a party seeking to maintain the confidentiality
`of information “may file a motion to expunge the information from the
`record prior to the information becoming public.” Id. (citing 37 C.F.R.
`§ 42.56).
`
`Accordingly, it is
`ORDERED that the parties’ joint request for entry of the proposed
`Protective Order (Paper 50) is granted; and
`FURTHER ORDERED that the jointly submitted Protective Order
`(Paper 50, App’x A) is hereby entered, and will govern the conduct of the
`proceeding unless modified by the Board.
`
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`4
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`IPR2021-00145
`Patent 8,812,993 B2
`
`For PETITIONER:
`Walter Renner
`David Holt
`FISH & RICHARDSON P.C.
`axf-ptab@fr.com
`holt2@fr.com
`
`Tiffany Miller
`James Heintz
`DLA PIPER LLP
`tiffany.miller@dlapiper.com
`jim.heintz@dlapiper.com
`
`
`For PATENT OWNER:
`Robert Asher
`Bruce Sunstein
`Timothy M. Murphy
`SUNSTEIN LLP
`rasher@sunsteinlaw.com
`bsunstein@sunsteinlaw.com
`tmurphy@sunsteinlaw.com
`
`Philip J. Graves
`HAGENS BERMAN SOBOL SHAPIRO LLP
`philipg@hbsslaw.com
`
`
`
`
`5
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