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UNITED STATES PATENT AND TRADEMARK OEEICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMNIISS IONER FOR PATENTS
`PO Box 1450
`Alexandria, Virginia 22313-1450
`www.uspt0 gov
`
`APPLICATION NO.
`
`13/310755
`
`ISSUE DATE
`
`08/19/2014
`
`PATENT NO.
`
`8812993
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`NEONODE.P039
`
`1066
`
`75660
`
`7590
`
`07/30/2014
`
`Soquel Group. LLC
`PO. Box 691
`Soquel, CA 95073
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pairuspto gov for additional applicants):
`
`Magnus Goertz, Lidingo, SWEDEN;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSAgov.
`
`IR103 (Rev. 10/09)
`
`1
`
`APPLE 1003
`
`1
`
`APPLE 1003
`
`

`

`
`
`
`l2171
`
`Application Number 13310755
`
`Filing Date 2011-12-04
`
`First Named Inventor Magnus Goertz
`Art Unit
`
`Examiner Name Ryan F. Pitaro
`Attorney Docket Number
`I NEONODE.P039
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(Not for submission under 37 CFR 1.99)
`
`Add
`tcitation information please click the Add button.
`If you wish to add additional U.S. Paten
`Remove
`
`[RP]
`Gangsta afiPigea
`to clocumcn
`
`/D.D./
`7/84201‘1—SWeb 2.1.17
`
`A1
`
`2002-05-23
`
`D'Agostini
`
`20020060699
`
`
`
`/RP./
`
`9
`
`6690387
`
`BZ
`
`2004-02-10
`
`Zimmerman et al.
`
`I
`I
`/
`'R-F"
`
`1'RIP 1'
`
`10
`
`6707449
`
`B2
`
`2004-03-16
`
`Hinckley et al.
`
`11
`
`6788292
`
`B1
`
`2004—09—07
`
`Nako et al.
`
`"lR-P-I’l
`
`12
`
`6874683
`
`B1
`
`2005—04—05
`
`Keronen et al.
`
`RP]
`
`13
`
`7441196
`
`B2
`
`2008-10-21
`
`Gottfurcht et al.
`
`/l:l.Pf
`
`14
`
`8120625
`
`B2
`
`2012—02—21
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`E’F‘i‘mjner Cite No
`Initial
`
`Publication
`Number
`
`Publication
`Kind
`Code1 Date
`
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`l/R,P./
`
`1
`
`20010030641
`
`A1
`
`2001-10-18
`
`/RP./
`
`2
`
`20010043189
`
`A1
`
`2001—11—22
`
`Brisebois et al.
`
`Hinckley
`
`
`
`
`
`
`
`
`
`2
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PD. Box I450
`Alexandria. Virginia ZZJlJ-IASO
`wwwusplugnv
`
`APPLICATION NO.
`
`FILING DATE
`
`.
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION N0.
`
`I3/3 IO,755
`
`I2/04/201 I
`
`Magnus Goerlz
`
`NEONODE.P039
`
`|066
`
`EXAMINER
`Sequel mam _
`07/23/2014 —
`759°
`75°“
`130. Box 69]
`PITARO. RYAN F
`Soquel, CA 95073
`
`PAPER NUMBER
`
`ART UNIT
`
`2I7|
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`07/23/2014
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`pto@soquelgroup.com
`rqumberg@soquelgroup.com
`mberger@soquelgroup.com
`
`PTOL-90A (Rev. 04/07)
`
`3
`
`

`

`
`Applicant(s) Application No.
`
` MAGNUS G. 13/310,755
`
`Response to Rule 312 Communication
`I
`
`
`'1
`
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address —
`
`1. IE The amendment filed on 21 July 2014 under 37 CFR 1312 has been considered, and has been:
`3) IE entered.
`
`b) C] entered as directed to matters of form not affecting the scope of the invention.
`
`c) E] disapproved because the amendment was filed after the payment of the issue fee.
`
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.‘
`
`d) E] disapproved. See explanation below.
`
`e) I] entered in part. See explanation below.
`
`
`
`B.Crittenden
`
`
`
`US. Patent and Trademark Office
`PTOL-271 (Rev. 04-01)
`
`Reponse to Rule 312 Communication
`
`Part of Paper NOV
`
`4
`
`

`

`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO, Box 1450
`Alexandria. Virginia 22313-1450
`wwwrusptogov
`
`13/310,755
`
`12/04/2011
`
`Magnus Goertz
`
`NEONODE.P039
`
`1066
`
`EXAMINER
`Soquelemupnc —
`°7’2”2°” _
`7”"
`”6"“
`PO. Box 691
`PITARO, RYAN F
`PAPER NUMBER
`Soquel, CA 95073
`
`ART UNIT
`
`2171
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`07/2 1/20 I4
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`pto@soquelgroup.com
`rblumberg@soquelgroup.com
`mberger@soquelgroup.com
`
`PTOL-90A (Rev. 04/07)
`
`5
`
`

`

`
`
`Commissioner for Patents
`United States Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Application No. : 13310755
`Applicant
`: Goertz
`Filing Date : 12/04/2011
`Date Mailed : 07/21/2014
`
`NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Notice ofAllowance Mailed
`
`This application has been accorded an Allowance Date and is being prepared for issuance.
`application, however, is incomplete for the reasons below.
`
`The
`
`Applicant is given two (2) months from the mail date of this Notice within which to respond. This
`time period for reply is extendable under 37 CFR 1.136(a) for only TWO additional MONTHS.
`
`The informalities requiring correction are indicated in the attachment(s). If the informality pertains to the
`abstract, specification (including claims) or drawings,
`the informality must be corrected with an
`amendment in compliance with 37 CFR 1.121 (or, if the application is a reissue application, 37 CFR
`1.173). Such an amendment may be filed after payment of the issue fee if limited to correction of
`inforrnalities noted herein. See Waiver of 37 CFR 1.312 for Documents Required by the Office of Patent
`Publication, 1280 Off. Gaz. Patent Office 918 (March 23, 2004).
`In addition, if the informality is not
`corrected until after payment of the issue fee, for purposes of 35 U.S.C. 154(b)(l)(iv), “all outstanding
`requirements” will be considered to have been satisfied when the informality has been corrected. A
`failure to respond within the above-identified time period will
`result
`in the application being
`ABANDONED.
`
`See attachment(s).
`
`
`A copy of this notice MUST be returned with the reply. Please address response to
`“Mail Stop Issue Fee, Commissioner for Patents,
`P. 0. Box 1450, Alexandria, VA 22313-1450”.
`
`/Karn Sin/
`Publication Branch
`
`Office of Data Management
`(571) 272-4200
`
`6
`
`

`

`Application No. 13310755
`
`IDENTIFICATION OF SPECIFICATION/DRAWING INCONSISTENCIES
`
`
`
`
` On Page of the specification there is a brief description of FIG. , but the drawings filed do not
`include a drawing with that designation. Applicant must respond either by supplying the
`omitted drawing or by amending the specification to remove all references to that drawing.
`
`
`
` X
`
`
`The drawings filed 12/04/2011 include FIG. H, but the specification's brief description of the
`drawings does not describe a drawing with that designation. Applicant must respond either by
`amending the specification to add a brief description of that drawing or by correcting the
`drawings to remove the drawing in question.
`
`
`
`
` Drawings are present in the application and are referred to in the detailed description of the
`invention, but the specification does not contain a brief description ofthe drawings as required
`by 37 CFR 1.74 and 37 CFR 1.77(b)(8).
`
`
`
`
`
`
`
`
`
`Page of the specification refers to FIG. , but no drawing with that designation is described in the
`brief description of the drawings and no drawing with that designation is present in the
`application. Applicant must respond either by amending the specification to remove all
`references to that drawing, or by supplying that drawing and amending the specification to add a
`brief description of it.
`
`OTHER:
`
`
`
` COMMENTS:
`
`
`
`7
`
`

`

`Attorney’s Docket No.: NEONODE.P039
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In Re Patent Application of:
`
`Magnus Goertz
`
`Application No: 13/310,755
`
`Filed: December 4, 2011
`
`For:
`
`USER INTERFACE
`
`Mail Stop AMENDMENT
`Commissioner for Patents
`P. O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Examiner: Ryan F. Pitaro
`
`Art Unit:
`
`2171
`
`vvvvvvvvvv
`
`AMENDMENT AFTER ALLOWANCE UNDER 37 C.F.R. §1.312
`
`In response to the Notice to File Corrected Application
`
`Papers of July 21, 2014, applicant respectfully requests that the above-
`
`identified application be amended as follows.
`
`8
`
`

`

`IN THE DESCRIPTION:
`
`Please amend the specification as follows.
`
`Please add the following text immediately after page 5, line 3:
`
`-- Figure 14 shows a computer readable medium in the form of a solid
`
`state memory. --
`
`Magnus Goertz
`Application No. 13/310,755
`
`-2-
`
`Examiner: Pitaro, Ryan F.
`Art Unit: 2171
`
`9
`
`

`

`If any matters can be resolved by telephone, applicant
`
`requests that the Patent and Trademark Office please contact applicant’s
`
`representative at the telephone number listed below.
`
`Respectfully submitted,
`
`SOQUEL GROUP LLC
`
`[Marc A. Berger[
`Marc A. Berger
`Reg. No. 44,029
`
`Dated: July 21, 2014
`
`P.O. Box 691
`
`Soquel, CA 95073
`(831) 426-8200
`Customer No. 75660
`
`Magnus Goertz
`Application No. 13/310,755
`
`-3-
`
`10
`
`Examiner: Pitaro, Ryan F.
`Art Unit: 2171
`
`10
`
`

`

`Electronic Acknowledgement Receipt
`
`1 9627549
`
`Confirmation Number:
`
`Title of Invention:
`
`USER INTERFACE
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`Magnus Goertz
`
`——
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`NEONODE.P039
`
`08:38:00
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Payment information:
`
`
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`NEONODE-
`
`FileSize(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (ifappl.)
`
`Post Allowance Communication -
`Incoming
`
`P039_Rep|yToNoticeToFiIeCorr
`ectedApp|icationPapers_O7-21- 7ff62b92330l30d862dlaD71c9ceaOSad0d3
`2014.pdf
`odn
`
`Information:
`
`11
`
`11
`
`

`

`NEONODE—
`P039_Amendment_O7—21—201 4
`.pdf
`
`b3004
`717730307171H78153(9hdha7l1389lgf55d7
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Amendment after Notice of Allowance (Rule 312)
`
`Specification
`
`Applicant Arguments/Remarks Made in an Amendment
`
`
`
`
`
`Information:
`Total Files Size (in bytes)l 108623
`
`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`Ifa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`12
`
`12
`
`

`

`Attorney’s Docket No.: NEONODE.P039
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Examiner: Ryan F. Pitaro
`
`Art Unit:
`
`2171
`
`In Re Patent Application of:
`
`Magnus Goertz
`
`Application No: 13/310,755
`
`Filed: December 4, 2011
`
`For:
`
`USER INTERFACE
`
`Commissioner for Patents
`P. O. Box 1450
`
`Alexandria, VA 22313-1450
`
`vvvvvvvvvvv
`
`REPLY TO NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`In response to the Notice to File Corrected Application
`
`Papers of July 21, 2014, applicant is submitting herewith an Amendment
`
`after Allowance with the required amendment to the specification.
`
`If any matters can be resolved by telephone, applicant
`
`requests that the Patent and Trademark Office please contact applicant’s
`
`representative at the telephone number listed below.
`
`Dated: July 21, 2014
`
`P.O. Box 691
`
`Soquel, CA 95073
`(831) 426—8200
`Customer No. 75660
`
`Respectfully submitted,
`SOQUEL GROUP LLC
`
`[Marc A. Berger[
`Marc A. Berger
`Reg. No. 44,029
`
`13
`
`13
`
`

`

`PART B . [3512(5) ’l‘RANSMTN'AL
`
`Complete and send this form, together with applicable fee{s}, to: Mail Mail Stop ISSUE IEE
`Commissioner far Patents
`[’20. Box 1450
`Alexandria. Virginia 2331 3-1458
`or m (571)-273-2885
`
`
`
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`uvaaymem. to Deposit Armum Numtm ‘‘‘‘‘‘W icnciosc an extra
`'95' of Kim farm)
`5. Change in Emily Status (fmm Slama indicated abou'.)
`CI Appficnm venifying micm entity sums». Ste 37 CPR L29
`
`D Appiiwm asseniug small entity shuns. Sec 3."? CFR 3:2?
`
`39:32; Abssm a valsfi cemficalicn of Minn) Emit}; Status {Sure farms PI‘OFSBH 5A ism! ESE). issue
`fee payment in the micro cmity amount m2: am he. mutepled at the riktk nf :Jppiimn‘m abandonmem
`(.0 be. :1 notification of $055 of satiric ment to micro cmky 3mm.
`N931: If 2th application was previous? under min-:5 :RSIEY 53213115. checking ibis “*1" WM ‘0“ taken
`king this box win I» when m be :1 nuuficmkm Cflosa ofenfidesmm m smn'fi m smut-3
`D Appficnn: changing m rtgulzr ussdiuf'oumnd the status.
`. :n applicnhic.
`N033: This form must be signed in aircodmce with 3? CFR 3,3! and L33. Sec 3? CPR H for Si Imam recuirements and ceriiiivaiinns.
`
`
`r? y? Q {2
`Authorized Signatum ww’é‘______5......
`.-
`'
`
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`“A..."nnu..-"
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`Typed m gunmen name. ,
`
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`
`PTOL»SS Part B (19-13) Appmvcd for use through {0.93312 ‘5
`
`9A
`
`GMB (Xfii-mfl
`
`US. Path and Trwrmark Office; I:S.1'}EF/»\RT;\'IENI‘ OF CEIMMERCE
`
`Page. 2 of 3
`
`14
`
`14
`
`

`

`Attorney’s Docket No.: NEONODE.P039
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Examiner: Ryan F. Pitaro
`
`Art Unit:
`
`2171
`
`In Re Patent Application of:
`
`Magnus Goertz
`
`Application No: 13/310,755
`
`Filed: December 4, 2011
`
`For:
`
`USER INTERFACE
`
`Commissioner for Patents
`P. O. Box 1450
`
`Alexandria, VA 22313—1450
`
`vvvvvvvvvv
`
`COMMENTS ON STATEMENT OF REASONS FOR ALLOWANCE
`
`In the Notice of Allowability mailed on June 2, 2014, the
`
`Examiner allowed claims 21, 37, 39 — 42, 46 and 47. Applicant
`
`acknowledges the Examiner's Statements of Reasons for Allowance of the
`
`above-referenced patent application, and agrees that the claimed subject
`
`matter is patentable. However, applicant takes no position regarding the
`
`Reasons
`
`for Allowance presented by the Examiner other
`
`than the
`
`positions applicant may have previously taken during prosecution.
`
`Therefore, the Examiner's Reasons for Allowance should not be attributed
`
`to applicant as an indication of the basis for applicant’s belief that the
`
`claims are patentable. Furthermore, applicant respectfully asserts that
`
`there may also be additional
`
`reasons for patentability of the claimed
`
`subject matter not explicitly stated in this record, and applicant does not
`
`waive its rights to such arguments by not further addressing such reasons
`
`herein.
`
`15
`
`15
`
`

`

`Respectfully submitted,
`
`SOQUEL GROUP LLC
`
`[Marc A. Berger[
`Marc A. Berger
`Reg. No. 44,029
`
`Dated: July 5, 2014
`
`P.O. Box 691
`
`Soquel, CA 95073
`(831) 426-8200
`Customer No. 75660
`
`Magnus Goertz
`Application No. 13/310,755
`
`-2-
`
`16
`
`Examiner: Pitaro, Ryan F.
`Art Unit: 2171
`
`16
`
`

`

`
`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`04-Dec-2011
`
`Title of Invention:
`
`USER INTERFACE
`
`
`
`First Named Inventor/Applicant Name: Magnus Goertz
`
`Filer:
`
`Marc Aron Berger
`
`Filed as Large Entity
`
`Utility under 35 USC111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Claims:
`
`
`Miscellaneous-Filing:
`
`Patent-Appeals—and-Interference:
`
`
`Post-Allowance-and-Post-lssuance:
`
`o P
`
`1501-“
`UtilityAppl Issue Fee
`
`
`ubl. Fee— Early,Voluntary, or Normal ‘ 1504 ioi‘
`
`
`
`
`
`'l
`
`
`
`17
`
`17
`
`

`

`
`
`
`
`Sub-Total in
`Description USD($) Quantity
`
`Total in USD (5)
`
`Extension-of—Time:
`
`Miscellaneous:
`
`18
`
`18
`
`

`

`Electronic Acknowledgement Receipt
`
`19498121
`
`Confirmation Number:
`
`
`Title of Invention:
`
`USER INTERFACE
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`Magnus Goertz
`
`Customer Number:
`
`75660
`
`— marc Aron Berger
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`NEONODE.P039
`
`16:44:38
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 1 i 1(a)
`
`Payment information:
`
`Submitted with Payment
`yes
`PaymentType Credit Card
`
`
`
`Payment was successfully received in RAM
`RAM confirmation Number
`
`$960
`
`Deposit Account
`
`Authorized User
`
`
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`FileSize(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (ifappl.)
`
`19
`
`19
`
`

`

`Issue Fee Payment (PTO—853)
`
`NEONODE—
`P039_IssueFeeTransmitta|_07—0
`53-2014.de
`
`750225
`
`0193b9
`79144wwnwmqsmamhnqdni397nm
`
`Post Allowance Communication -
`Incoming
`
`NEONODE-
`P039_CommentsOnStatement
`OfReasonsForAIlowance_07—05 Bellrl1508205U9U8b7L5dLbll5l343b99393
`-2014.pdf
`edce
`
`
`
`Information:
`
`Fee Worksheet (SBO6)
`
`fee-info.pdf
`
`acf7c9f4469231bf99dIOCOB496chO4e04aJ
`Sec
`
`Warnings:
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/D0/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`20
`
`20
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF CONEVIERCE
`United States Patent and Trademark Office
`Add1ess: COMSIISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria. Virginm 2231371430
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`Soquel Group. LLC
`PO. Box 691
`sandman
`
`EXAMINER
`
`PITARO,RYA1\'F
`
`2171
`
`DATE MAILED: 06/02/2014
`
`12/04/2011
`13/310,755
`TITLE OF INVENTION: USER INTERFACE
`
`Magnus Goertz
`
`NEONODEP039
`
`1066
`
`APPIN TYPE
`ENTITY STATIIS
`ISSUE FEE DIIE
`PIIEI IC ATION FEE DIIE
`PREV. PAID ISSITE FEE
`TOTAI FEE(S) DUE
`DATE DUE
`
`nonprovisional
`UNDISCOUN TED
`$960
`09/02/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON TIIE MERITS IS CLOSED. TIIIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGIITS.
`THIS APPLICATION IS SUBJECT TO WITHDRAVVAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORlVI
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUSis shown as SMALL or MICRO verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUSIS the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—SS (Rev. 02/11)
`
`Page 1 of 3
`
`21
`
`21
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: M_ail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571 )-273-2885
`through 5 should be completed where
`INSTRUCIIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`propriate. All further correspondence including the Patent advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`incated unless corrected below or directed otherwise in Block 1 by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Uh: Block HUI any chime: of minim»)
`
`7590
`75660
`Soquel Group, LLC
`P O B
`691
`'
`'
`OX
`Soquel, CA 95073
`
`06/02/2014
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the Lnited
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`
`
`
`APPLICATION 1\O.
`FILING DATE
`FIRST NMIED INVENTOR
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`13/310755
`12/04/2011
`Magnus GoertZ
`NEONODE.P039
`1066
`TITLE OF INVENTION: USER INTERFACE
`
`
`
`
`PREV. PA ) ISSLE FEE
`APPLN. TYPE
`ENTITY STATUS
`ISSUE FEE DUE
`PUELICATION FEE DUE
`TOTAL FEE(S) DUE
`DATE DUE
`
`nonprovisional
`UNDISCOUNTED
`$960
`09/02/2014
`
`PITARO, RYAN F
`
`2171
`
`715-716000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CF 1 1.363).
`3 Chan e of correspondence address (or Change of Correspondence
`Addressoorm PTO/SB/l 22) attached.
`3 ”Fee Address" indication (or ”Fee Address" Indication form
`)TO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`or agents OR alternatively.
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of 11p to
`2 registered patent attorneys or agents. If no name is
`listed no name will be printed
`
`2
`w
`
`
`
`
`
`3. ASSIGNEE NAVIE AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignce is identified below. the document has been filed for
`jLEASE NOTE: Unless an assignee is identified below. no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual D Corporation or other private group entity D Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`3 Publication Fee (No smalI entity discount permitted)
`3 Advance Order — # of Copies
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`3 Applicant changing to regular undiscounted fee status.
`
`
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`3 Payment by credit card. Form PTOA2038 is attached.
`3 The Director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B). issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status. checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status. as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 131 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Date
`
`Registration No.
`
`Typed or printed name
`
`Authorized Signature
`
`l’TOL-85 Part B (IO-l3) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`22
`
`22
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF CONEVIERCE
`United States Patent and Trademark Office
`Addiess: COME/IISSION'ER FOR PATENTS
`P.O. Box 1450
`Alexandria. Virginia 2231371430
`www.mspto.gov
`
`APPLICATION NO.
`FILING DATE
`FIRST NAIVIED INVENTOR
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`13/310,755
`12/04/2011
`Magnus Goerlz
`NEONODE.P039
`1066
`
`75660
`
`7590
`
`06/02/2014
`
`Soquel Group. LLC
`PO. Box 691
`Sequemmsm
`
`PITARO,RYA1\'F
`
`2171
`
`DATE MAILED: 06/02/2014
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation With the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act am

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