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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`SAMSUNG ELECTRONICS CO. LTD., SAMSUNG ELECTRONICS
`AMERICA, INC., AND APPLE, INC.,
`Petitioners
`
`v.
`
`NEONODE SMARTPHONE LLC,
`Patent Owner
`____________
`
`Case IPR2021-00144
`Patent 8,095,879
`____________
`
`PATENT OWNER’S OBJECTIONS PURSUANT TO 37 C.F.R. § 42.64(b)(1)
`
`
`
`Case IPR2021-00144
`Patent 8,095,879
`
`
`
`

`

`Pursuant to 37 C.F.R. § 42.64(b)(1) and the Federal Rules of Evidence
`
`(“FRE”), Patent Owner Neonode Smartphone LLC hereby objects to the following
`
`documents submitted by Petitioners Samsung Electronics Co. Ltd., Samsung
`
`Electronics America, Inc., and Apple, Inc.
`
`Nothing in this paper should be construed as an admission that any rights of
`
`Patent Owner would have been waived or forfeited had the paper or any objection
`
`herein not been filed, or that 37 C.F.R. § 42.64(b) applies to any of the objections
`
`herein if § 42.64(b) would not otherwise apply. The objections herein are
`
`premised upon § 42.64 potentially being determined to apply to the document in
`
`question, and are submitted solely to preserve the rights of Patent Owner should
`
`§ 42.64(b) be determined to apply.
`
`Patent Owner further objects to Petitioner’s Reply to the extent it relies on
`
`any of the Exhibits objected to herein, and to the extent it relies on any untimely
`
`arguments or evidence which are relied upon to establish the Petition’s case-in-
`
`chief and could have been submitted with the Petition.
`
`1.
`
`Exhibit 1051
`
`Under FRE 602/701/801/802 and 37 C.F.R. § 42.61, this document includes
`
`testimony that is not shown to be based on first-hand knowledge including of how
`
`relied-upon data was generated, is based on speculation, and constitutes and
`
`contains inadmissible hearsay. Under FRE 401/402/403/702, this document
`
`- 1 -
`
`

`

`includes testimony not relevant to the instituted review, because, among other
`
`things, it has not been shown that the purportedly expert declarant is qualified to
`
`testify competently regarding the matters the opinions are said to address, or that
`
`the declarant’s testimony is based on sufficient facts or data or arrived at by
`
`reliable principles, procedures, or methods reliably applied to the facts of this case,
`
`or that the declarant’s opinion will assist the trier of fact to understand the evidence
`
`or to determine any fact in issue and does not have a greater potential to mislead
`
`than to enlighten. Under FRE 401/705 and 37 C.F.R. § 42.65, this document does
`
`not disclose underlying facts and data. Under FRE 401/705 and 37 C.F.R. § 42.65,
`
`this document includes testimony on patent law and practice. Under the Trial
`
`Practice Guide, this declaration contains untimely arguments and reference to
`
`untimely exhibits which are relied upon to establish the Petition’s case-in-chief and
`
`could have been submitted with the Petition.
`
`2.
`
`Exhibit 1052
`
`Under FRE 106/1001, 35 U.S.C. § 312(a)(3) & (5), and 37 C.F.R. §
`
`42.51(b)(1), this document is incomplete and is not a copy which accurately
`
`reproduces the original. Under the Trial Practice Guide, this exhibit is untimely
`
`because it is relied upon to establish the Petition’s case-in-chief and could have
`
`been submitted with the Petition.
`
`- 2 -
`
`

`

`3.
`
`Exhibit 1054
`
`Under FRE 106/1001, 35 U.S.C. § 312(a)(3) & (5), and 37 C.F.R. §
`
`42.51(b)(1), this document is incomplete and is not a copy which accurately
`
`reproduces the original. Under the Trial Practice Guide, this exhibit is untimely
`
`because it is relied upon to establish the Petition’s case-in-chief and could have
`
`been submitted with the Petition. Under FRE 401/402/403, this document is
`
`inadmissible as irrelevant because, among other things, it does not form a basis of
`
`the instituted grounds, and its probative value is outweighed by other
`
`considerations including prejudice, confusion and waste of time. Under the Trial
`
`Practice Guide, this exhibit is improper as it is never cited or discussed in
`
`Petitioner’s Reply, and is only incorporated by reference.
`
`4.
`
`Exhibits 1055 - 1056
`
`Under FRE 401/402/403, these documents are inadmissible as irrelevant
`
`because, among other things, they do not form a basis of the instituted grounds,
`
`and their probative value is outweighed by other considerations including
`
`prejudice, confusion and waste of time.
`
`5.
`
`Exhibits 1057 - 1058
`
`Under FRE 801/802, these documents constitute and contain inadmissible
`
`hearsay. Under FRE 401/402/403, these documents are inadmissible as irrelevant
`
`because, among other things, they do not form a basis of the instituted grounds,
`
`- 3 -
`
`

`

`and their probative value is outweighed by other considerations including
`
`prejudice, confusion and waste of time.
`
`6.
`
`Exhibits 1059 - 1062, 1064
`
`Under FRE 106/1001, 35 U.S.C. § 312(a)(3) & (5), and 37 C.F.R. §
`
`42.51(b)(1), these documents are incomplete and are not a copy which accurately
`
`reproduces the original. Under FRE 801/802, these documents constitute and
`
`contain inadmissible hearsay. Under FRE 401/705 and 37 C.F.R. § 42.65, these
`
`documents do not disclose underlying facts and data. Under FRE 401/402/403,
`
`these documents are inadmissible as irrelevant because, among other things, they
`
`do not form a basis of the instituted grounds, and their probative value is
`
`outweighed by other considerations including prejudice, confusion and waste of
`
`time. Under FRE 901, these documents are inadmissible because they have not
`
`been shown to be authenticated or identified. Under the Trial Practice Guide, these
`
`exhibits are untimely because they are relied upon to establish the Petition’s case-
`
`in-chief and could have been submitted with the Petition.
`
`7.
`
`Exhibit 1063
`
`Under FRE 106/1001, 35 U.S.C. § 312(a)(3) & (5), and 37 C.F.R. §
`
`42.51(b)(1), this document is incomplete and is not a copy which accurately
`
`reproduces the original. Under FRE 801/802, this document constitutes and
`
`contains inadmissible hearsay. Under FRE 401/705 and 37 C.F.R. § 42.65, this
`
`- 4 -
`
`

`

`document does not disclose underlying facts and data. Under FRE 401/402/403,
`
`this document is inadmissible as irrelevant because, among other things, it does not
`
`form a basis of the instituted grounds, and its probative value is outweighed by
`
`other considerations including prejudice, confusion and waste of time. Under FRE
`
`901, this document is inadmissible because it has not been shown to be
`
`authenticated or identified. Under the Trial Practice Guide, this exhibit is untimely
`
`because it is relied upon to establish the Petition’s case-in-chief and could have
`
`been submitted with the Petition. Under the Trial Practice Guide, this exhibit is
`
`improper as it is never cited or discussed in Petitioner’s Reply, and is only
`
`incorporated by reference.
`
`8.
`
`Exhibits 1065 - 1072
`
`Under FRE 106/1001, 35 U.S.C. § 312(a)(3) & (5), and 37 C.F.R. §
`
`42.51(b)(1), these documents are incomplete and are not a copy which accurately
`
`reproduces the original. Under FRE 801/802, these documents constitute and
`
`contain inadmissible hearsay. Under FRE 401/705 and 37 C.F.R. § 42.65, these
`
`documents do not disclose underlying facts and data. Under FRE 401/402/403,
`
`these documents are inadmissible as irrelevant because, among other things, they
`
`do not form a basis of the instituted grounds, and their probative value is
`
`outweighed by other considerations including prejudice, confusion and waste of
`
`time. Under FRE 901, these documents are inadmissible because they have not
`
`- 5 -
`
`

`

`been shown to be authenticated or identified. Under the Trial Practice Guide, these
`
`exhibits are untimely because they are relied upon to establish the Petition’s case-
`
`in-chief and could have been submitted with the Petition. Under the Trial Practice
`
`Guide, these exhibits are improper as they are never cited or discussed in
`
`Petitioner’s Reply, and are only incorporated by reference.
`
`
`
`Date: July 1, 2022
`
`
`Respectfully submitted,
`
`____/ Kenneth J. Weatherwax /_________
`Kenneth J. Weatherwax, Reg. No. 54,528
`Lowenstein & Weatherwax LLP
`
`- 6 -
`
`

`

`
`
`CERTIFICATE OF SERVICE
`
`Case IPR2021-00144
`Patent 8,095,879
`
`The undersigned hereby certifies that the following documents were served
`by electronic service, by agreement between the parties, on the date signed below:
`
`PATENT OWNER’S OBJECTIONS PURSUANT TO 37 C.F.R. § 42.64(b)(1)
`
`
`The names and address of the parties being served are as follows:
`
`W. Karl Renner
`David Holt
`Tiffany C. Miller
`James M. Heintz
`
`
`
`IPR50095-0015IP1@fr.com
`holt@fr.com
`tiffany.miller@dlapiper.com
`jim.heintz@dlapiper.com
`PTABInbound@fr.com
`axf-ptab@fr.com
`
`Respectfully submitted,
`
` / Vinson Lin /
`
`Date: July 1, 2022
`
`
`
`
`
`

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