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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`____________
`
`Case IPR2020-01737
`Patent 10,709,366
`____________
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`
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`PETITIONER’S SUBMISSION OF SUPPLEMENTAL INFORMATION
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`APPLE-1001
`APPLE-1002
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`APPLE-1003
`APPLE-1004
`APPLE-1005
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`APPLE-1006
`APPLE-1007
`APPLE-1008
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`APPLE-1009
`APPLE-1010
`APPLE-1011
`APPLE-1012
`APPLE-1013
`APPLE-1014
`APPLE-1015
`
`APPLE-1016
`
`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
`
`EXHIBIT LIST
`
`
`U.S. Patent No. 10,709,366 to Poeze, et al. (“the ’366 patent”)
`Excerpts from the Prosecution History of the ’366 patent (“the
`Prosecution History”)
`Declaration of Dr. Thomas W. Kenny
`Curriculum Vitae of Dr. Thomas W. Kenny
`Masimo Corporation, et al. v. Apple Inc., Complaint, Civil
`Action No. 8:20-cv-00048 (C.D. Cal.)
` U.S. Pub. No. 2002/0188210 (“Aizawa”)
`
`JP 2006-296564 (“Inokawa”)
` Certified English Translation of Inokawa and Translator’s
`Declaration
` U.S. Pat. No. 7,088,040 (“Ducharme”)
` U.S. Pat. No. 6,198,951 (“Kosuda”)
` RESERVED
` RESERVED
` RESERVED
` U.S. Pub. No. 2001/0056243 (“Ohsaki”)
`
`“Design and Evaluation of a New Reflectance Pulse Oximeter
`Sensor,” Y. Mendelson, et al.; Worcester Polytechnic Institute,
`Biomedical Engineering Program, Worcester, MA 01609;
`Association for the Advancement of Medical Instrumentation,
`Vol. 22, No. 4, 1988; pp. 167-173 (“Mendelson-1988”)
`“A Wearable Reflectance Pulse Oximeter for Remote
`Physiological Monitoring,” Y. Mendelson, et al.; Proceedings
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`i
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`APPLE-1017
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`APPLE-1018
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`APPLE-1019
`APPLE-1020
`APPLE-1021
`APPLE-1022
`APPLE-1023
`APPLE-1024
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`APPLE-1025
`APPLE-1026
`APPLE-1027
`APPLE-1028
`APPLE-1029
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`APPLE-1030
`
`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
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`
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`
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`of the 28th IEEE EMBS Annual International Conference,
`2006; pp. 912-915 (“Mendelson-2006”)
`“Noninvasive Pulse Oximetry Utilizing Skin Reflectance
`Photoplethysmography,” Y. Mendelson, et al.; IEEE
`Transactions on Biomedical Engineering, Vol. 35, No. 10,
`October 1988; pp. 798-805 (“Mendelson-IEEE-1988”)
`“Acrylic: Strong, stiff, clear plastic available in a variety of
`brilliant colors,” available at
`https://www.curbellplastics.com/Research-
`Solutions/Materials/Acrylic
` U.S. Pat. No. 7,031,728 (“Beyer”)
` U.S. Pat. No. 7,092,735 (“Osann, Jr.”)
` U.S. Pat. No. 6,415,166 (“Van Hoy”)
` RESERVED
` RESERVED
`
`“Measurement Site and Photodetector Size Considerations in
`Optimizing Power Consumption of a Wearable Reflectance
`Pulse Oximeter,” Y. Mendelson, et al.; Proceedings of the 25th
`IEEE EMBS Annual International Conference, 2003; pp. 3016-
`3019 (“Mendelson-2003”)
` U.S. Pat. No. 6,801,799 (“Mendelson-’799”)
` Declaration of Jacob Munford
` U.S. Pub. No. 2007/0093786 (“Goldsmith”)
` RESERVED
` Wikipedia: The Free Encyclopedia, “Universal asynchronous
`receiver-transmitter” at
`https://en.wikipedia.org/wiki/Universal_asynchronous_receiver
`-transmitter, last accessed 08/27/2020
` RESERVED
`
`ii
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`
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`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
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`APPLE-1031
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`APPLE-1032
`APPLE-1033
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`APPLE-1034
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`
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` Scheduling Order, Masimo v. Apple et al., Case 8:20-cv-00048,
`Paper 37 (April 17, 2020)
` Stipulation by Apple
`
` Telephonic Status Conference, Masimo v. Apple et al., Case
`8:20-cv-00048, Paper 78 (July 13, 2020)
`Joseph Guzman, “Fauci says second wave of coronavirus is
`‘inevitable’”, TheHill.com (Apr. 29, 2020), available at:
`https://thehill.com/changing-america/resilience/natural-
`disasters/495211-fauci-says-second-wave-of-coronavirus-is
`“Tracking the coronavirus in Los Angeles County,”
`LATimes.com (Aug. 20, 2020), available at
`https://www.latimes.com/projects/california-coronavirus-cases-
`tracking-outbreak/los-angeles-county/
`Order Amending Scheduling Order, Masimo et al. v. True
`Wearables et al., Case 8:18-CV-02001 (July 7, 2020)
`Masimo Corporation, et al. v. Apple Inc., Second Amended
`Complaint, Civil Action No. 8:20-cv-00048 (C.D. Cal.)
`RESERVED
`RESERVED
`Order Granting Stipulation to Amend the Scheduling Order,
`Masimo v. Apple et al., Case 8:20-cv-00048, Paper 201
`(September 21, 2020)
` RESERVED
`APPLE-1041
` U.S. Patent No. 7,230,227 (“Wilcken”)
`APPLE-1042
`APPLE-1043 to 1046
`RESERVED
`APPLE-1047
`U.S. Patent No. 4,941,236 (“Sherman”)
`APPLE-1048
`Order Re Motion to Stay in Masimo Corporation et al. v. Apple
`Inc., Case 8:20-cv-00048-JVS-JDE, October 13, 2020
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`APPLE-1038
`APPLE-1039
`APPLE-1040
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`APPLE-1035
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`APPLE-1036
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`APPLE-1037
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`iii
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`APPLE-1049
`APPLE-1050
`APPLE-1051
`APPLE-1052
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`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
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`Declaration of Jacob Munford
`Declaration of Gordon MacPherson: Mendelson-2006
`Declaration of Gordon MacPherson: Mendelson-2003
`Declaration of Gordon MacPherson: Mendelson-IEEE-1988
`
`iv
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`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
`
`Pursuant to the Board’s Order of June 14, 2021, granting Petitioner’s Motion
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`
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`to Submit Supplemental Information (Paper 11), Petitioner submits herewith
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`Exhibit 1049 (“Declaration of Jacob Munford”), Exhibit 1050 (“Declaration of
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`Gordon MacPherson: Mendelson-2006”), Exhibit 1051 (“Declaration of Gordon
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`MacPherson: Mendelson-2003”), and Exhibit 1052 (“Declaration of Gordon
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`MacPherson: Mendelson-IEEE-1988”) and their respective appendices. These
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`exhibits are true and exact copies of the exhibits attached to Petitioner’s motion.
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`Dated:
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`June 21, 2021
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`Respectfully submitted,
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`
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`/Hyun Jin In/
`
`W. Karl Renner, Reg. No. 41,265
`Roberto J. Devoto, Reg. No. 55,108
`Hyun Jin In, Reg. No. 70,014
`Fish & Richardson P.C.
`3200 RBC Plaza, 60 South Sixth Street
`Minneapolis, MN 55402
`T: 202-783-5553
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`Case No. IPR2020-01737
`Attorney Docket: 50095-0027IP1
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 CFR §§ 42.6(e)(4)(i) et seq., the undersigned certifies that on
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`June 21, 2021, a complete and entire copy of this Petitioner’s Submission of
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`Supplemental Information and its attached exhibits were provided by electronic
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`mail to the Patent Owner by serving the correspondence e-mail address of record
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`as follows:
`
`Joseph R. Re
`Stephen W. Larson
`Jarom D. Kesler
`Jacob L. Peterson
`Knobbe, Martens, Olson, & Bear, LLP
`2040 Main St., 14th Floor
`Irvine, CA 92614
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`Email: AppleIPR2020-1737-366@knobbe.com
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`/Christopher R. Fitting/
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`Christopher R. Fitting
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`Fish & Richardson P.C.
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`3200 RBC Plaza
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`60 South Sixth Street
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`Minneapolis, MN 55402
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`(202) 626-6420
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