`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2020-01733
`Patent 10,702,195
`
`
`
`
`
`
`
`
`
`
`
`
`PETITIONER’S EXHIBIT LIST
`
`
`
`Case IPR2020-01733
`Attorney Docket No: 50095-0026IP1
`
`EXHIBIT LIST
`
`
`U.S. Patent No. 10,702,195 to Poeze, et al. (“the ’195 patent”)
`
`Excerpts from the Prosecution History of the ’195 Patent (“the
`Prosecution History”)
`
`
`APPLE-1001
`
`APPLE-1002
`
`APPLE-1003
`
`Declaration of Dr. Thomas W. Kenny
`
`APPLE-1004
`
`Curriculum Vitae of Dr. Thomas W. Kenny
`
`APPLE-1005
`
`Masimo Corporation, et al. v. Apple Inc., Complaint, Civil
`Action No. 8:20-cv-00048 (C.D. Cal.)
`
`APPLE-1006
`
` U.S. Pub. No. 2002/0188210 (“Aizawa”)
`
`APPLE-1007
`
`
`
`JP 2006-296564 (“Inokawa”)
`
`APPLE-1008
`
` Certified English Translation of Inokawa and Translator’s
`Declaration
`
`APPLE-1009
`
` U.S. Pat. No. 7,088,040 (“Ducharme”)
`
`APPLE-1010
`
` U.S. Pat. No. 6,198,951 (“Kosuda”)
`
`APPLE-1011
`
` RESERVED
`
`APPLE-1012
`
` RESERVED
`
`APPLE-1013
`
` RESERVED
`
`APPLE-1014
`
` U.S. Pub. No. 2001/0056243 (“Ohsaki”)
`
`2
`
`
`
`APPLE-1015
`
`
`
`APPLE-1016
`
`
`
`APPLE-1017
`
`
`
`APPLE-1018
`
`
`
`Case IPR2020-01733
`Attorney Docket No: 50095-0026IP1
`“Design and Evaluation of a New Reflectance Pulse Oximeter
`Sensor,” Y. Mendelson, et al.; Worcester Polytechnic Institute,
`Biomedical Engineering Program, Worcester, MA 01609;
`Association for the Advancement of Medical Instrumentation,
`Vol. 22, No. 4, 1988; pp. 167-173 (“Mendelson-1988”)
`
`“A Wearable Reflectance Pulse Oximeter for Remote
`Physiological Monitoring,” Y. Mendelson, et al.; Proceedings
`of the 28th IEEE EMBS Annual International Conference,
`2006; pp. 912-915 (“Mendelson-2006”)
`
`“Noninvasive Pulse Oximetry Utilizing Skin Reflectance
`Photoplethysmography,” Y. Mendelson, et al.; IEEE
`Transactions on Biomedical Engineering, Vol. 35, No. 10,
`October 1988; pp. 798-805 (“Mendelson-IEEE-1988”)
`
`“Acrylic: Strong, stiff, clear plastic available in a variety of
`brilliant colors,” available at
`https://www.curbellplastics.com/Research-
`Solutions/Materials/Acrylic
`
`APPLE-1019
`
` U.S. Pat. No. 7,031,728 (“Beyer”)
`
`APPLE-1020
`
` U.S. Pat. No. 7,092,735 (“Osann, Jr.”)
`
`APPLE-1021
`
` U.S. Pat. No. 6,415,166 (“Van Hoy”)
`
`APPLE-1022
`
` RESERVED
`
`APPLE-1023
`
` U.S. Pub. No. 2005/0276164 (“Amron”)
`
`APPLE-1024
`
`
`
`“Measurement Site and Photodetector Size Considerations in
`Optimizing Power Consumption of a Wearable Reflectance
`Pulse Oximeter,” Y. Mendelson, et al.; Proceedings of the 25th
`
`3
`
`
`
`Case IPR2020-01733
`Attorney Docket No: 50095-0026IP1
`IEEE EMBS Annual International Conference, 2003; pp. 3016-
`3019 (“Mendelson-2003”)
`
`APPLE-1025
`
` U.S. Pat. No. 6,801,799 (“Mendelson-’799”)
`
`APPLE-1026
`
` Declaration of Jacob Munford
`
`APPLE-1027
`
` U.S. Pub. No. 2007/0093786 (“Goldsmith”)
`
`APPLE-1028
`
` U.S. Patent No. 7,251,513 (“Kondoh”)
`
`APPLE-1029
`
` Wikipedia: The Free Encyclopedia, “Universal asynchronous
`receiver-transmitter” at
`https://en.wikipedia.org/wiki/Universal_asynchronous_receiver
`-transmitter, last accessed 08/27/2020
`
`APPLE-1030
`
` U.S. Pat. No. 6,081,735 (“Diab”)
`
`APPLE-1031
`
` Scheduling Order, Masimo v. Apple et al., Case 8:20-cv-00048,
`Paper 37 (April 17, 2020)
`
`APPLE-1032
`
` Stipulation by Apple
`
`
`
`APPLE-1033
`
` Telephonic Status Conference, Masimo v. Apple et al., Case
`8:20-cv-00048, Paper 78 (July 13, 2020)
`
`APPLE-1034
`
`
`
`APPLE-1035
`
`Joseph Guzman, “Fauci says second wave of coronavirus is
`‘inevitable’”, TheHill.com (Apr. 29, 2020), available at:
`https://thehill.com/changing-america/resilience/natural-
`disasters/495211-fauci-says-second-wave-of-coronavirus-is
`
`“Tracking the coronavirus in Los Angeles County,”
`LATimes.com (Aug. 20, 2020), available at
`https://www.latimes.com/projects/california-coronavirus-cases-
`tracking-outbreak/los-angeles-county/
`
`APPLE-1036
`
`Order Amending Scheduling Order, Masimo et al. v. True
`Wearables et al., Case 8:18-CV-02001 (July 7, 2020)
`
`4
`
`
`
`Case IPR2020-01733
`Attorney Docket No: 50095-0026IP1
`
`
`
`APPLE-1037
`
`Masimo Corporation, et al. v. Apple Inc., Second Amended
`Complaint, Civil Action No. 8:20-cv-00048 (C.D. Cal.)
`
`APPLE-1038 to 1039
`
`RESERVED
`
`APPLE-1040
`
`Order Granting Stipulation to Amend the Scheduling Order,
`Masimo v. Apple et al., Case 8:20-cv-00048, Paper 201
`(September 21, 2020)
`
`APPLE-1041
`
` U.S. Patent No. 5,355,242 (“Eastmond”)
`
`APPLE-1042
`
` U.S. Patent No. 7,230,227 (“Wilcken”)
`
`APPLE-1043
`
` RESERVED
`
`APPLE-1044
`
` U.S. Patent No. 8,040,758 (“Dickinson”)
`
`APPLE-1045
`
` U.S. Patent No. 7,656,393 (“King”)
`
`APPLE-1046
`
` U.S. Patent No. 6,584,336 (“Ali”)
`
`APPLE-1047
`APPLE-1048
`
`RESERVED
`Order Re Motion to Stay in Masimo Corporation et al. v. Apple
`Inc., Case 8:20-cv-00048-JVS-JDE, October 13, 2020
`
`
`
`5
`
`
`
`Case IPR2020-01733
`Attorney Docket No: 50095-0026IP1
`
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 CFR § 42.6(e), the undersigned certifies that on January 22,
`
`2021, a complete and entire copy of this Petitioner’s Exhibit List and Exhibit 1048
`
`were provided via email, to the Patent Owner by serving the correspondence
`
`address of record as follows:
`
`
`
`
`
`
`
`
`
`
`Joseph R. Re
`Jarom D. Kesler
`Stephen W. Larson
`Jacob L. Peterson
`Knobbe, Martens, Olson & Bear, LLP
`2040 Main St., 14th Floor
`Irvine, CA 92614
`
`Email: AppleIPR2020-1733-195@knobbe.com
`
`
`
`
`
`
`
`/Edward G. Faeth/
`Edward G. Faeth
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(202) 626-6420
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`6
`
`