Docket No.: MAS.1007C1
`
`Page 1 of 1
`
`REQUEST FOR CERTIFICATE OF CORRECTION
`
`First Inventor
`
`App. No.
`
`Filed
`
`Patent No.
`
`Issue Date
`
`Title
`
`Conf. No.
`
`:
`
`:
`
`:
`
`:
`
`:
`
`:
`
`:
`
`Ammar Al—Ali
`
`16/226249
`
`December 19, 2018
`
`10,470,695
`
`November 12, 2019
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`1002
`
`
`
`Commissioner for Patents
`
`Office of Data Management
`Attention: Certificates of Correction Branch
`
`PO. Box 1450
`
`Alexandria, VA 22313—1450
`
`Dear Commissioner:
`
`Enclosed for filing is a Certificate of Correction in connection with the above—identified
`
`patent.
`
`Some of the errors cited in the Certificate of Correction appear to have been incurred
`through the fault of the PTO (see 35 USC § 254, 37 CFR § 1.322, and MPEP § 1480). However,
`because this may not apply to each item in the Certificate of Correction, the $150 fee under
`37 CFR § 1.20(a) is submitted herewith. Please charge any additional fees to our Deposit
`Account No. 11—1410.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`Dated: August 10, 2020
`
`33262661
`
`By:
`
`/Jarom Kesler/
`J arom D. Kesler
`
`Registration No. 57,046
`Registered Practitioner
`(949) 760—0404
`
`1
`
`APPLE 1002
`
`1
`
`APPLE 1002
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 10,470,695
`
`APPLICATION NO.
`
`: 16/226249
`
`ISSUE DATE
`
`: November 12, 2019
`
`INVENTOR(S)
`
`: Ammar Al-Ali
`
`Page 1 of1
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters
`
`Patent is hereby corrected as shown below:
`
`On Page 9, Column 1, Item (56), Line 30, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 1, Item (56), Line 35, under U.S. Patent Documents, delete “Ai” and insert ——Al——.
`
`On Page 9, Column 1, Item (56), Line 39, under U.S. Patent Documents, delete “Ai” and insert --AI--.
`
`On Page 9, Column 2, Item (56), Line 6, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 8, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 9, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 10, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 1 l , under U.S. Patent Documents, delete “Ai” and insert ——Al——.
`
`On Page 9, Column 2, Item (56), Line 12, under U.S. Patent Documents, delete “Ai” and insert ——Al——.
`
`On Page 9, Column 2, Item (56), Line 13, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 14, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 15, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Linc 16, undcr U.S. Patcnt Documcnts, dclctc “Ai” and inscrt --Al--.
`
`On Sheet 7 of 7, FIG. 8, Reference Number 810, Line 2 (Approx.),
`
`delete “PROCESOR” and insert ——PROCESSOR——.
`
`In Column 1, Line 39, delete “gap,” and insert "Hal"-
`
`In Column 1, Line 42 (Approx.), delete “par” and insert "Hal"-
`
`In Column 7, Line 52, delete “(also” and insert --also--.
`
`In Column 8, Linc l, dclctc “Gausian” and insert --Gaussian--.
`
`In Column 12, Line 37, delete “light emitting" and insert ——light—emitting——.
`
`MAILING ADDRESS OF SENDER:
`
`Jarom D. Kesler
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, 14th Floor
`Irvine, California 92614
`
`PTO/SB/44 Equivalent
`
`DOCKET NO. MAS.1007C1
`
`2
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`First Named Inventor/Applicant Name:
`
`AmmarAI—Ali
`
`Attorney Docket Number:
`
`MAS.1007C1
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`
`
`Sub-Total in
`Description USD($) Quantity
`
`
`
`
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-lnterference:
`
`Post-Allowance-and-Post-lssuance:
`
`
`CERTIFICATE OF CORRECTION
`
`3
`
`

`

`Extension-of—Time:
`
`Total in USD ($)
`
`Miscellaneous:
`
`4
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`
`
`“—
`
`Utility under 35 USC 111(a)
`Application Type:
`
`
`Payment information:
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Deposit Account
`Authorized User
`
`111410
`Elizabeth Rutherford
`
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`5
`
`

`

`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)I
`Message Digest
`
`Pages
`Multi
`Part I.zip (if appl.)
`
`Request for Certificate of Correction
`
`1007C1.pdf
`
`6627lcfe4404999932G03ce6a39033fb706
`5675
`
`Fee Worksheet ($806)
`
`feeiinfopdf
`
`c153164cccc834n7984321003150c76d510
`47ed7
`
`
`
`Information:
`
`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`
`Document
`Number
`
`Information:
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`6
`
`

`

`
`
`UNITED STATES PATENT AND TRADEIWARK OFFICE
`
`UNITED STATES DEPARTMENT OF COIWIVEERCE
`United States Patent and Trademark Office
`Address: COMIVIISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Virginia 22313-1450
`\vwwuspto gov
`
`APPLICATION NO.
`ISSUE DATE
`PATENT NO.
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`16/226,249
`11/12/2019
`10470695
`MAS,1007C1
`1002
`
`64735
`
`7590
`
`10/23/2019
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`ISSUE NOTIFICATION
`
`The projected patent number and issue date are specified above.
`
`Determination of Patent Term Adjustment under 35 U .S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office
`of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments
`should be directed to the Application Assistance Unit (AAU) of the Office of Data Management (ODM) at
`(571)-272-4200.
`
`APPLICANT( S)
`
`(Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Ammar Al-Ali, San Juan Capistrano, CA;
`MASIMO CORPORATION, Irvine, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`1R103 (Rev, 10/09)
`
`7
`
`

`

`
`
`fifléteé States §§aier§€ and Yméemafie {Effiee
`
`Office of fife Chiqff-‘émmciar’ (win?
`
`Decument fiodeWE-TEE
`
`{wiser 3&4???
`
`Sate Aemunting Betefi {3:032:31 9
`
`Sale Item Reference Number
`16226249
`
`Effective Date
`09/30/2019
`
`Document Number
`I201902841092646
`
`Fee Code
`1501
`
`Fee Code Description
`UTILITY APPL ISSUE FEE
`
`Amount Paid
`$1 ,000.00
`
`Payment Method
`Salea
`
`8
`
`

`

`Complete and send this form. together with applicable fee(s), by mail or fax, or via EFS-Web.
`
`PART B - FEE(S) TRANSMITTAL
`
`By mail. send to:
`
`By fax. send to:
`
`(571)—273—2885
`
`Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where appropriate. All
`further correspondence including the Patent. advance orders and notification of maintenance fees will be mailed to the current correspondence address as indicated unless corrected
`below or directed otherwise in Block 1. by (a) specifying a new correspondence address; and/or (b) indicating a separate ”FEE ADDRESS" for maintenance fee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper. such as an assignment or formal drawing. must
`have its own certificate of mailing or transmission.
`Certificate of Mailing 0r Transmission
`I hereby certify that this Fee(_s) Transmittal is being deposited witli the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above. or being transmitted to
`the USPTO via EFS-Web or by facsimile to (571) 273-2885. on the date below.
`(Typcd UI minim] udmc)
`(Signature)
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`09/27/2019
`7590
`64735
`KNOBBE MARTENS OLSON & BEAR LL13
`’
`’
`’
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRIVIATION NO.
`
`16/226249
`
`12/19/2018
`
`Ammar Al-Ali
`
`MAS.1007C1
`
`1002
`
`TITLE OF INVENTION: ADVANCED PULSE OXIMETRY SENS OR
`
`APPLN. TYPE
`ENTITY STATUS
`ISSUE EEE DUE
`PUBLICATION EEE DUE
`PREV. PAID ISSUE EEE
`TOTAL EEE(S) DUE
`DATE DUE
`
`$0
`nonprovi sional
`UNDISCOUNTED
`55 l 000
`$0.00
`$1000.00
`12/27/2019
`
`EXAMINER
`ART UNIT
`CLASS-SUBCLASS
`
`FARDANES H. MARIAN
`3791
`600-323000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/ 122) attached.
`
` 3 ”Fee Address” indication (or ”Fee Address" Indication form PTO/
`
`2. For printing on the patent front page. list
`(1) The names of up to 3 registered patent attorneys
`or agents OR. alternatively.
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed. no name will be printed.
`
`
`
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below. no assignee data will appear on the patent. If an assignee is identified below. the document must have been previously
`recorded. or filed for recordation. as set forth in 37 CFR 3.11 and 37 CFR 3.81(_a). Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`1 KnObbe’ Martens,
`
`2 Olson & Bear, LLP
`
`Masimo Corporation
`
`Irvine, CA
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 3 Individual KI Corporation or other private group entity 3 Government
`
`DAdvance Order - # of Copies
`DI’uincation Fee (if required)
`mlssue Fee
`4a. Fees submitted:
`4b. Method of Payment: (Pleasefirst reapply any previously paidfee shown above)
`
`D Non-electronic payment by credit card (Attach form PTO-2038)
`D Enclosed check
`ZI Electronic Payment via EFS-Web
`XI The Director is hereby authorized to chargeW- any deficiency. or credit any overpayment to Deposit Account No.
`
`1 1'1 41 0
`
`
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B). issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status. checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`3 Applicant changing to regular undiscounted fee status.
`entity status. as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 131 and 1.33. See 37 CFR 1.4 for signature requ1rements and certifications.
`
`/Aaron S' Johnson/
`Date
`september 301 2019
`
`Typed or primed name Aaron S. Joh nson
`Registramn M 74.164
`
`Authorized Signature
`
`PTOL—85 Part B (08-18) Approved for use through 01/31/2020
`
`Page 2 of 3
`OMB 0651-0033
`
`9
`
`US. Patent and Trademark Office; US. DEPARTIVIENT OF COMIVIERCE
`
`9
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`
`
`Title of Invention:
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`First Named Inventor/Applicant Name:
`
`Ammar AI—Ali
`
`Customer Number:
`
`64735
`
`Aaron Samuel Johnson/Thquuyen Nguyen
`
`Filer Authorized By:
`
`Aaron Samuel Johnson
`
`Attorney Docket Number:
`
`MAS.1007C1
`
`Receipt Date:
`
`Filing Date:
`
`30—SEP—201 9
`
`19—DEC—201 8
`
`Time Stamp:
`
`18:51 :49
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`baei
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File SizelBytes)I
`Message Digest
`217542
`
`Pages
`Multi
`Part I.zip (if appl.)
`
`Issue Fee Payment (PTO—85 B)
`
`ISSUE—FEE_MASlOO7Cl .PDF
`
`blLlOfifilZlaLl ULMSUDZSH 7L88ele3b7d2c9
`
`10
`
`10
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCTIROI1 05) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`11
`
`11
`
`

`

`Complete and send this form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`
`Best Availflgml’lfiEm) TRANSMITTAL
`
`By fax, send to:
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Black 1 for any change ofaddress)
`
`64735
`
`7590
`
`09/27/2019
`
`(571)-273-2885
`By mail, send to: Mail Stop ISSUE FEE
`
`Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, Virginia 22313-1450
`
`
`
`INSTRUCTIONS: This form should be used for transmitting the IS SUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where appropria e. All
`further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as indicated unless corrected
`below or directed otherwisein Block 1 b (a) s eci
`ndence address and/or (b) indicatin a se arate "FEE ADDRESS" for maintenance fee notifications
`
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing. must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being transmitted to
`the USPTO via EFS-Web or by facsimile to (571) 273-2885, on the date below.
`
`
`
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FLOOR
`
`mva, CA 92614
`
`
`
`
`
`16/226,249
`
`FILING DATE
`
`12/19/2018
`
`FIRST NAMED INVENTOR
`
`ATTORNEY 130cm NO
`
`CONFIRMATION NO.
`
`Ammar Al-Ali
`
`MAS. 1007Cl
`
`TITLE OF INVENTION: ADVANCED PULSE OXIMETRY SENSOR
`
`APPLN TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$ 1000
`
`$0.00
`
`$ 1000. 00
`
`12/27/2019
`
`EXAMINER
`
`CLASS-SUBCLASS
`
`FARDANESH. MARIAN
`
`3791
`
`600-323000
`
`hange o correspondence address or 1nd1cauon of "Fee Address" (37
`l.
`
`CFR 1.363).
`
`D Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/ 122) attached.
`
` 2. For pnntlng on the patent ront page. list
`
`(1) The names of up to 3 registered patent attorneys
`
`or agents OR. alternatively,
`
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`
`2 registered patent attorneys or agents. If no name is
`D "Fee Address" indication (or "Fee Address" Indication form PTO/
`
`listed, no name will be printed.
`3
`SB/47; Rev 0309 or more recent) attached. Use of a Customer
`Number is re uired.
`
`3 ASSIGNEE NAIVIE AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE. Unless an assignee is identified below no assignee data will appear on the patent. If an assignee is identified below the document must have been previously
`recorded or filed for recordation as set forth1n 37 CFR 3.11 and 37 CFR 3.81(3). Completion of this formis NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`1 KnODbe' Manens'
`
`2 Olson & Bear, LLP
`
`Irvine, CA
`Masimo Corporation
`Please check the appropriate assignee category or categories (will not be printed on the patent) : D Individual Corporation or other private group entity CI Government
`
`4a. Fees submitted:
`.Issue Fee
`DPublication Fee (if required)
`DAdvance Order - # of Copies
`4b. Method of Payment: {Please first reapply any previously paidfee shown above)
`
`D Non-electronic payment by credit card (Attach form PTO-2038)
`D Enclosed check
`Electronic Payment via EFS—Web
`The Director is hereby authorized to charge dimmed-teem, any deficiency. or credit any overpayment to Deposit Account No. 1 1-141 0
`
`
`
`5. Change in Entity Status (from status indicated above)
`
`D Apphcant certifying micro entity status. See 37 CFR 1'29
`D Applicant asserting small entity status. See 37 CFR 1.27
`
`N__OTE: Absent a valid certification of Micro Entity Status (see forms PTO/SBIISA and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`N_OTE: If the application was previously under micro entity status checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`MEL Checking this box will be taken to be a notification of loss of entitlement to small or micro
`D Applicant changing to regular undiscounted fee status.
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature reguirements and certifications.
`
`Authorized Signature
`
`/Aaron 3 Johnson/
`
`Date
`
`September 30, 2019
`
`“med or Printed name Aaron S. Johnson
`Registration No.
`741164
`
`
`PTOL-85 Part B (08-18) Approved for use through 01/31/2020
`
`Page 2 of 3
`OMB 0651-0033
`
`-
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`12
`
`12
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addiess: COMMISSIONER FOR PATENTS
`P O. Box 1450
`Alexandria. Virginia 2231371450
`wwwusptogov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`64755
`
`7590
`
`09/27/2019
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`MASIMO CORPORATION (MASIMO)
`2040 MAIN 5mm
`FOURTEENTH FLOOR
`
`MW IN E, CA 92614
`
`PARDANESl-1,1V1ARJAN
`
`3791
`
`DATE MAILED: 09/27/2019
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`16/226249
`
`12/19/2018
`
`Amman" Al—Ali
`
`MAS.1007C1
`
`1002
`
`TITLE OF INVENTION: ADVANCED PULSE OXIMETRY SENS OR
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$ 1000
`
`$0.00
`
`$1000.00
`
`$0
`
`12/27/2019
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO VVITHDRAVVAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY TIIE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE MAILING
`DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY PERIOD
`CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES NOT REFLECT A CREDIT
`FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS PREVIOUSLY BEEN PAID IN
`THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM WILL BE CONSIDERED A REQUEST
`TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify Whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the EN 'l'lTY STATUS is changed from that shown above, on PART B - FEE(S) TRAN SMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`11. PART B — FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your lSSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B — Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to Mail
`Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Maintenance fees are due in utility patents issuing on applications filed on or after Dec. 12, 1980.
`It is patentee's responsibility to ensure timely payment of maintenance fees when due. More information is available at
`www.uspto.gov/PatentMaintenanceFees.
`
`Page 1 of 3
`
`PTOL—SS (Rev. 02/11)
`
`13
`
`13
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`By fax, send to:
`
`(571)-273-2885
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`Complete and send this form, together with applicable fee(s), by mail or fax, or Via EFS—Web.
`By mail, send to:
`Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 14-50
`Alexandria, Virginia 22313—1450
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where appropriate All
`further correspondence including the Patent. advance orders and notification of maintenance fees will be mailed to the current correspondence address as indicated unless corrected
`below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate ”FEE ADDRESS" for maintenance fee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper. such as an assignment or formal drawing. must
`have its own certificate of mailing or transmission.
`Certificate of Mailing 0r Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being transmitted to
`the USPTO via EFS-Web or by facsimile to (571) 273-2885, on the date below.
`
`09/27/2019
`7590
`64735
`KNOBBE MARTENS OLSON & BEAR LL13
`5
`5
`’
`MASIMO CORPORATION (MASIMO)
`0040 MAIN STREET
`FOURTEENTHFLOOR
`
`MINE, CA 92614
`
`APPLICATION NO.
`FILING DATE
`FIRST NAMED INVENTOR
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`16/226,249
`12/19/2018
`Ammar Al-Ali
`MAS. 1007C]
`1002
`
`TITLE OF INVENTION: ADVANCED PULSE OXIMETRY SENSOR
`
`AP.PLN TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PALD ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1000
`
`$0.00
`
`$1000 00
`
`12/27/2019
`
`EXAIVILNER
`ART UNIT
`CLASSASUBCLASS
`
`FARDANES H, MARJ AN
`379]
`600-323000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/ 122) attached.
`
` 3 ”Fee Address” indication (or ”Fee Address" Indication form PTO/
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively.
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed. no name will be printed.
`
`l
`IQ
`
`I):
`
`
`
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document Inusl have been previously
`recorded, or filed for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.81(a). Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : J Individual LI Corporation or other private group entity J Government
`4a. Fees submitted:
`Dlssue Fee
`l:IPublication Fee (if required)
`DAdvance Order — # of Copies
`4b. Method of Payment: (Pleasefirsr reapply any previously paidfee shown above)
`
`D Non—electronic payment by credit card (Attach form PTO-2038)
`D Enclosed check
`3 Electronic Payment Via EFS—Web
`J The Director is hereby authorized to charge the required feets). any deficiency, or credit any overpayment to Deposit Account No.
`
`
`
`Authorized Signature
`
`Typed or printed name
`
`PTOL-85 Part B (08-18) Approved for use through 01/31/2020
`
`Page 2 of 3
`OMB 0651-0033
`
`14
`
`US. Patent and Trademark Office; US. DEPARTIVIENT OF COIVIMERCE
`
`5. Change in Entity Status (from status indicated above)
`
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/lSA and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`3 Applicant changing to regular undiscounted fee status.
`entity status. as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 131 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Date
`
`Registration No.
`
`14
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address; COMMISSIONER FOR PATENTS
`I’ O. Box 1450
`Alexandria, Virginia 2231371450
`www.uspto.gov
`
`
`16/226,249
`12/19/2018
`Ammar Al—Ali
`MAS. 1007C]
`1002
`
`64735
`
`7590
`
`09/27/2019
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`MASIMO CORPORATION (MASIMO)
`2040 MAIN 5mm
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`PARDANESl-LMARJAN
`
`3791
`
`DATE MAILED: 09/27/2019
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i) to eliminate the requirement
`that the Office provide a patent term adjustment determination with the notice of allowance. See Revisions to Patent
`Term Adjustment. 78 Fed. Reg. 19416. 19417 (Apr. 1, 2013). Therefore. the Office is no longer providing an initial
`patent term adjustment determination with the notice of allowance. The Office will continue to provide a patent term
`adjustment determination with the Issue Notification Letter that is mailed to applicant approximately three weeks prior
`to the issue date of the patent, and will include the patent term adjustment on the patent. Any request for reconsideration
`of the patent term adjustment determination (or reinstatement of patent term adjustment) should follow the process
`outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL—SS (Rev. 02/11)
`
`Page 3 of 3
`
`15
`
`15
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`

`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and Budget
`approval before requesting most types of information from the public. When OMB approves an agency request to
`collect information from the public, OMB (i) provides a valid OMB Control Number and expiration date for the
`agency to display on the instrument that will be used to collect the information and (ii) requires the agency to inform
`the public about the OMB Control N umber’s legal significance in accordance with 5 CFR 1320.5(b).
`
`The information collected by PTOL—85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take