`
`First Inventor—: Ammar Al-Ali
`
`
`
`Docket No.: MAS.1007C1
`
`Page 1 of 1
`
`REQUEST FOR CERTIFICATE OF CORRECTION
`
`App. No.
`
`Filed
`
`Patent No.
`
`Issue Date
`
`Title
`
`Conf. No.
`
`:
`
`:
`
`:
`
`:
`
`:
`
`:
`
`16/226249
`
`December 19, 2018
`
`10,470,695
`
`November 12, 2019
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`1002
`
`Commissionerfor Patents
`Office of Data Management
`Attention: Certificates of Correction Branch
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Commissioner:
`
`Enclosed for filing is a Certificate of Correction in connection with the above-identified
`
`patent.
`
`Some of the errors cited in the Certificate of Correction appear to have been incurred
`throughthe fault of the PTO (see 35 USC § 254, 37 CFR § 1.322, and MPEP § 1480). However,
`because this may not apply to each item in the Certificate of Correction, the $150 fee under
`37 CFR § 1.20(a) is submitted herewith. Please charge any additional fees to our Deposit
`Account No. 11-1410.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`Dated: August 10, 2020
`
`33262661
`
`By:
`
`/Jarom Kesler/
`Jarom D. Kesler
`Registration No. 57,046
`Registered Practitioner
`(949) 760-0404
`
`1
`
`APPLE 1002
`
`1
`
`APPLE 1002
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 10,470,695
`
`Page 1 of 1
`
`APPLICATION NO.—: 16/226249
`
`ISSUE DATE
`
`: November 12, 2019
`
`INVENTOR(S)
`
`: Ammar AI-Ali
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters
`
`Patent is hereby corrected as shown below:
`
`On Page 9, Column 1, Item (56), Line 30, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 1, Item (56), Line 35, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 1, Item (56), Line 39, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 6, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 8, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 9, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 10, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 11, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 12, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 13, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 14, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 15, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Page 9, Column 2, Item (56), Line 16, under U.S. Patent Documents, delete “Ai” and insert --Al--.
`
`On Sheet 7 of 7, FIG. 8, Reference Number 810, Line 2 (Approx.),
`
`delete “PROCESOR” and insert --PROCESSOR--.
`
`In Column 1, Line 39, delete “ua,” and insert --pe,--.
`
`In Column 1, Line 42 (Approx.), delete “ua,” and insert --[1e,--.
`
`In Column 7, Line 52, delete “(also” and insert --also--.
`
`In Column 8, Line 1, delete “Gausian” and insert --Gaussian--.
`
`In Column 12, Line 37, delete “light emitting” and insert --light-emitting--.
`
`MAILING ADDRESS OF SENDER:
`
`Jarom D. Kesler
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 MainStreet, 14 Floor
`Irvine, California 92614
`
`PTO/SB/44 Equivalent
`
`DOCKET NO. MAS.1007C1
`
`2
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`16226249
`
`19-Dec-2018
`
`Title of Invention:
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`First NamedInventor/Applicant Name:
`
`Ammar Al-Ali
`
`Jarom D. Kesler/Lorraine Yoo Lin
`
`Attorney Docket Number:
`
`MAS.1007C1
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`
`
`
`
`CERTIFICATE OF CORRECTION
`
`Sub-Total in
`Fee Code Quantity AmountDescription USD(S)
`
`
`
`
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`
`3
`
`

`

`Extension-of-Time:
`
`Total in USD ($)
`
`Miscellaneous:
`
`4
`
`

`

`Electronic AcknowledgementReceipt
`
`ee
`
`seen
`
`
`
`64735j=
`ee
`
`Title of Invention:
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`First Named Inventor/Applicant Name:
`
`Ammar AI-Ali
`
`Customer Number:
`
`Utility under 35 USC 111{a)
`Application Type:
`
`
`Paymentinformation:
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Deposit Account
`Authorized User
`
`111410
`Elizabeth Rutherford
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`5
`
`

`

`
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`
`
`Number Message Digest|Part /.zip|P (if appl.)
`
`
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`NewInternational Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`Information:
`
`Requestfor Certificate of Correction
`
`1007C1.pdf
`
`6627icfe4404999932caDace6a8903afb706)
`5675
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`€253 164ccec834a79843210¢e325ac76d510|
`A7ed7
`
`Information:
`
`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`6
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.goyv
`
`
`
`ATTORNEY DOCKFT NO.
`
`CONFIRMATION NO.
`
`MAS. 1007C1
`
`1002
`
`APPLICATION NO.
`
`16/226,249
`
`ISSUE DATE
`
`11/12/2019
`
`PATENT NO.
`
`10470695
`
`64735
`
`7590
`
`10/23/2019
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`ISSUE NOTIFICATION
`
`The projected patent number andissue date are specified above.
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmentonthe front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office
`of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments
`should be directed to the Application Assistance Unit (AAU) of the Office of Data Management (ODM)at
`(571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair-uspto.gov for additional applicants):
`
`Ammar Al-Ah, San Juan Capistrano, CA;
`MASIMO CORPORATION,Irvine, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`IR103 (Rev. 10/09)
`
`7
`
`

`

`
`
`United States Patent and Trademark Office
`Ofer of the Chief Finenciel Ofkvr
`
`Document Code WFEE
`
`User :C464¢7e2
`
`Sale Accounting Dated O/O2/2019
`
`Sale Item Reference Number
`16226249
`
`Effective Date
`09/30/2019
`
`Document Number
`1201902841092646
`
`Fee Code
`1501
`
`Fee Code Description
`UTILITY APPL ISSUE FEE
`
`Amount Paid
`$1,000.00
`
`Payment Method
`Salea
`
`8
`
`

`

`Complete and send this form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`
`PART B - FEE(S) TRANSMITTAL
`
`By mail, send to:
`
`By fax, send to:
`
`(571)-273-2885
`
`Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATIONFEE(if required). Blocks 1 through 5 should be completed where appropriate. All
`further correspondenceincluding the Patent, advance orders and notification of maintenancefees will be mailed to the current correspondence address as indicated unless corrected
`below ordirected otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for maintenance fee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Rach additional paper, such as an assignment or formal drawing, must
`haveits owncertificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being transmitted to
`the USPTO via EFS-Webor by facsimile to (571) 273-2885, on the date below.
`(Typed or printed name)
`(Signature)
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any changeof address)
`
`09/27/2019
`7590
`64735
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`,
`°
`,
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`(Date
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`16/226,249
`
`12/19/2018
`
`Ammar Al-Ali
`
`MAS.1007C1
`
`1002
`
`TITLE OF INVENTION: ADVANCED PULSE OXIMETRY SENSOR
`
` APPLN. ‘TYPE PUBLICATION FEE DUEJPREY, PALD ISSUE FEEEN'LLLY STATUS ISSUE FEE DUE TOVAL FEE(S) DUE DATE DUE
`12/27/2019
`$0
`nonprovisional
`UNDISCOUNTED
`$1000
`$0.00
`$1000.00
`
`
`
`
`
`
`
`
`
`
`
`
`
`FARDANESH, MARJAN
`
`3791
`
`600-323000
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`or agents OR,alternatively,Knobbe,1Martens,
`
`
`
`2. For printing on the patent front page,list
`1. Change of correspondence addressor indication of "Fee Address” (37
`CER1.363).
`(1) The namesof up to 3 registered patent attorneys
`
`
`| Change of correspondence address (or Change of Correspondence
`(2) The nameofa single firm (having as a member a
`Address form PTO/SB/122)attached.
`registered attorney or agent) and the names of upto—_2. Olson & Bear, LLP
`2 registered patent attorneys or agents. If no nameis
`listed, no name will be printed.
`
` (LI "Fee Address"indication (or "Fee Address" Indication form PTO/
`
`
`
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`PLEASE NOTE: Unlessan assigneeis identified below, no assignee data will appear on the patent. If an assigneeis identified below, the document must have been previously
`recorded, orfiled for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.81(a). Completion of this form is NOTa substitute forfiling an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`
`
`Masimo Corporation
`
`Irvine, CA
`
`Please check the appropriate assignee categoryor categories (will not be printed on the patent) : J Individual Corporation or otherprivate group entity —] Government
`4a. Fees submitted:
`Ri ssue Hee
`(Ipublication Fee (if required)
`(VAdvance Order - # of Copies
`4b. Method of Payment: (Please first reapply any previously paidfee shown above)
`RY} tlectronic Payment via EFS-Web
`(LI Enclosed check
`(I Non-electronic payment by credit card (Attach form PTO-2038)}
`XY The Directoris hereby authorized to charge trereqiretsfeeesy, any deficiency, or credit any overpayment to Deposit Account No. 11-1410
`
`5. Change in Entity Status (from status indicated above)
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/1SA and 1SB), issue
`I Applicant certifying micro entity status. See 37 CFR 1.29
`fee paymentin the micro entity amountwill not be accepted atthe risk of application abandonment.
`NOTE:If the application was previously undcr micro entity status, checking this box will be taken
`I Applicant asserting small entity status. See 37 CFR 1.27
`to be a notification of loss of cntitkement to micro cntity status.
`
`NOTE: Checking this box will be taken to be a notification ofloss of entitlement to small or micro
`| Applicant changing to regular undiscountedfee status.
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. Sce 37 CFR 1.4 for signature requirements and certifications.
`
`/Aaron S. Johnson/
`Date
`September 30, 2019
`Authorized Signature
`
`
`Typedorprinted name__Aaron S. Johnson Registration No. 74,164
`
`
`PTOL-85 Part B (08-18) Approved for use through 01/31/2020
`
`Page 2 of 3
`OMB 0651-0033
`
`9
`
`USS. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`9
`
`

`

`18:51:49
`
`
`
`Application Type: Utility under 35 USC 111{a)
`
`Paymentinformation:
`
`Submitted with Payment
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`217542
`
`Issue Fee Payment (PTO-85B)
`
`ISSUE-FEE_MAS1007C1.PDF
`
`bld066f2fac10d43db28M1 7-88ele8b7d209
`
`bae3
`
`10
`
`Electronic AcknowledgementReceipt
`
`a s
`
`een
`
`Title of Invention:
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`First Named Inventor/Applicant Name:
`
`Ammar AI-Ali
`
`Customer Number:
`
`64735
`
`Aaron Samuel Johnson/ThuyQuyen Nguyen
`
`Filer Authorized By:
`
`Aaron Samuel Johnson
`
`Attorney Docket Number:
`
`MAS.1007C1
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`30-SEP-2019
`
`19-DEC-2018
`
`10
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`11
`
`11
`
`

`

`
`
`By fax, send to:
`
`(571)-273-2885
`
`
`
`
`
`
`Best Availables49PKER(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`By mail, send to: Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`INSTRUCTIONS: Thisform should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1 through 5 should be completed where appropriate. All
`further correspondence including the Patent, advance ordersandnotification of maintenance fees will be mailed to the current correspondence addressas indicated unless corrected
`
`
`
`below or directed otherwise in Block 1, by
`(a) specifying a new correspondenceaddress; and/or (b) indicating a separate FEE ADDRESS"for maintenancefee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignmentor formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`I herebycertify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`MASIMO CORPORATION (MASIMO)
`% addressed to the Mail Stop ISSUE FEE address above,or being transmitted to
`2040 MAIN STREET
`§
`3 the USPTO via EFS-Weborby facsimile to (571) 273-2885, on the date below.
`
`
`
`
`
`FOURTEENTH FLOOR
`EP 30 209 ©
`
`
`
`IRVINE, CA 92614
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block ! for any change of address)
`
`64735
`
`7590
`
`09/27/2019
`
`
`
`FILING DATE ATTORNEY DOCKET NO.|CONFIRMATION NO.FIRST NAMED INVENTOR
`
`
`
`16/226,249
`
`12/19/2018
`
`Ammar Al-Ali
`
`MAS.1007C1
`
`1002
`
`TITLE OF INVENTION: ADVANCED PULSE OXIMETRY SENSOR
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1000
`
`$0.00
`
`$1000.00
`
`$0
`
`12/27/2019
`
`EXAMINER
`
`CLASS-SUBCLASS
`
`FARDANESH, MARJAN
`
`3791
`
`600-323000
`
`Change of correspondence addressor indication of "Fee Address" (37
`1,
`
`CFR1.363).
`
`
` 2. For printing on thepatent front page, list
`(1) The namesof up to 3 registered patent attorneys
`
`1 Knobbe, Martens,
`or agents OR,alternatively,
`
`O Changeofcorrespondence address (or Change of Correspondence
`(2) The nameof a single firm (having as a member a
`Address form PTO/SB/122) attached.
`registered attorney or agent) and the names of upto—_2 Olson & Bear, LLP
`
`2 registered patent attorneysor agents. If no name is
`3 "Fee Address" indication (or "Fee Address" Indication form PTO/
`
`listed, no name will be printed.
`3
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Numberis required.
`
`3. ASSIGNEE NAME AND RESIDENCE DATATO BE PRINTED ON THE PATENT(print or type)
`PLEASENOTE:Unlessan assigneeis identified below, no assignee data will appear on the patent. If an assignee is identified below, the document must have been previously
`recorded,orfiled for recordation,as set forth in 37 CFR 3.11 and 37 CFR 3.81(a). Completion ofthis form is NOT a substitute forfiling an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`Irvine, CA
`Masimo Corporation
`
`Please check the appropriate assignee category orcategories (will not be printed on the patent) : (LD Individual Corporationor otherprivate groupentity (J Government
`4a. Fees submitted:
`Rlissue Fee
`(publication Fee (if required)
`(Advance Order - # of Copies
`4b. Method of Payment: (Please first reapply any previously paidfee shown above)
`Electronic Payment via EFS-Web
`(SF) Enclosed check
`( Non-electronic payment bycredit card (Attach form PTO-2038)
`
`The Directoris hereby authorized to charge srereqeireemieetsy, any deficiency, or credit any overpaymentto Deposit Account No. _1 1-1 410
`
`in
`
`. Changein Entity Status (from status indicated above)
`B/SA and 15B)
`5
`-M E
`4
`:
`tp:
`:
`:
`Status (see forms PTO/SB/15A
`an
`Micro
`NOTE: Absenta valid certification of
`Entity
`, issue
`Q Applicantcertifying micro entity status. See 37 CFR 1.29
`fee paymentin the micro entity amountwill not be acceptedat the risk of application abandonment.
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`QO Applicantasserting small entity status. See 37 CFR 1.27
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`O Applicant changing to regular undiscounted fee status.
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`Authorized Signature___
`/Aaron S. Johnson/
`Date
`September 30, 2019
`
`Typed or printed name__Aaron S. Johnson Registration No. 74,164
`
`
`
`PTOL-85 Part B (08-18) Approved for use through 01/31/2020
`
`Page 2 of 3
`OMB 0651-0033
`
`:
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`12
`
`12
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`WWW.USPLO.gOV
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`64735
`
`7590
`
`09/27/2019
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`FARDANESH, MARJAN
`
`PAPER NUMBER
`
`3791
`
`DATE MAILED: 09/27/2019
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATIONNO.
`
`16/226.249
`
`12/19/2018
`
`Ammar Al-Ali
`
`MAS.1007C1
`
`1002
`
`TITLE OF INVENTION: ADVANCED PULSE OXIMETRY SENSOR
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1000
`
`$0.00
`
`$1000.00
`
`$0
`
`12/27/2019
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITSIS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROMISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THEISSUE FEE AND PUBLICATIONFEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE MAILING
`
`DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY PERIOD
`CANNOTBE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES NOT REFLECT A CREDIT
`FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS PREVIOUSLY BEEN PAID IN
`THIS APPLICATION(AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM WILL BE CONSIDERED A REQUEST
`TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THEISSUE FEE NOW DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shownabove.If the ENTITY STATUSis shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shownabove.
`
`If the ENTITY STATUS is changed from that shown above, on PARTB - FEE(S) TRANSMITTAL, complete section number5 titled
`"Change in Entity Status (from status indicated above)”.
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`Il. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occurdueto the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`I. All communications regarding this application must give the application number.Please direct all communicationsprior to issuance to Mail
`Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER:Maintenancefees are duein utility patents issuing on applications filed on or after Dec. 12, 1980.
`It is patentee's responsibility to ensure timely payment of maintenance fees when due. More informationis available at
`www.uspto.gov/PatentMaintenanceFees.
`
`Page 1 of 3
`
`PTOL-85 (Rev. 02/11)
`
`13
`
`13
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`By tax, send to:
`
`(571)-273-2885
`
`Complete and send this form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`By mail, send to:
`Mail Stop ISSUE FEE
`Commissionerfor Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`INSTRUCTIONS: This form should be usedfor transmitting the ISSUE FEE and PUBLICATIONFEE(if required). Blocks | through 5 should be completed where appropriate. All
`further correspondenceincluding the Patent, advanceorders and notification of maintenancefees will be mailedto the current correspondence addressas indicated unless corrected
`below or dirccted othcrwisc in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for maintenance fec notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its owncertificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby cerlify that this Fee(s) Transmittal is being deposiled with the Uniled
`Stales Postal Service with sufficient postage for first class mail in an envelope
`addressed lo the Mail Stop ISSUE FEE address above, or being transmilled to
`the USPTO via EFS-Webor by facsimile to (571) 273-2885, on the date below.
`(ped or printed name)
`(Signature)
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any change of address)
`
`09/27/2019
`7590
`64735
`KNOBBE, MARTENS. OLSON & BEAR, LLP
`>
`>
`,
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 926 1 4
`
`(Datei
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`
`
`16/226,249
`
`12/19/2018
`
`Ammar Al-Ali
`
`MAS.1007C1
`
`1002
`
`TITLE OF INVENTION: ADVANCED PULSE OXIMETRY SENSOR
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1000
`
`$0.00
`
`$1000.00
`
`12/27/2019
`
` EXAMINER
`
`FARDANESH, MARJAN
`
`3791
`
`600-323000
`
`ARTUNIT
`
`CLASS-SUBCLASS
`
`1. Change of correspondence addressor indication of "Fee Address" (37
`CFR 1.363).
`
`| Changeof correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`
` (I “Fee Address”indication (or "Fee Address" Indication form PTO/
`
`2. For printing on the patent front page,list
`(1) The namesof up to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameof a single firm (having as a member a
`registered attorney or agent) and the namesof up to
`2 registered patent attorneys or agents. If no nameis
`listed, no name will be printed.
`
`1
`wo
`
`Ga
`
`
`
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor lype)
`PLEASE NOTE:Unless an assignee is identified below, no assignee dala will appear onthe patent. If an assigneeis identified below, the document must have been previously
`recorded, or filed for recordation, as sel forth in 37 CFR 3.11 and 37 CFR 3.81(a). Completion of this form is NOT a substitute for filing an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`
`
`Please check the appropriate assignee category or categories (will not he printed on the patent) : Individual LI Corporation or other private group entity I Government
`4a. Fees submitted:
`(lissue Fee
`(lpublication Fee (if required)
`(J Advance Order- # of Copies
`4b. Method of Payment: (Please first reapply any previously paidfee shown above)
`(LJ Electronic Payment via EFS-Web
`(LI Enclosed check
`(I Non-electronic paymentby credit card (Attach form PTO-2038)
`I The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any overpayment to Deposit Account No.
`
`5. Change in Entity Status (from status indicated above)
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`| Applicant certifying micro entity status. See 37 CFR 1.29
`fee paymentin the micro entity amountwill not be acceptedatthe risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`| Applicant asserting small entity status. See 37 CFR 1.27
`to be a notification of loss of entitlement to micro entity status.
`
`NOTE:Checking this box will be taken to be a notification of loss of entitlement to small or micro
`| Applicant changing to regular undiscounted fee status.
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Date
`
`Registration No.
`
`Authorized Signature
`
`Typedor printed name
`
`PTOL-85 Part B (08-18) Approved for use through 01/31/2020
`
`Page 2 of 3
`OMB0651-0033
`
`14
`
`USS. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`14
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`WWW.USPLO.gOV
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`
`
`16/226,249
`
`12/19/2018
`
`Ammar Al-Ali
`
`MAS.1007C1
`
`1002
`
`64735
`
`7590
`
`09/27/2019
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`MASIMO CORPORATION (MASIMO)
`
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`FARDANESH, MARJAN
`
`3791
`DATE MAILED:09/27/2019
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)() to eliminate the requirement
`that the Office provide a patent term adjustment determination with the notice of allowance. See Revisions to Patent
`Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer providing an initial
`patent term adjustment determination with the notice of allowance. The Office will continue to provide a patent term
`adjustment determination with the Issue Notification Letter that is mailed to applicant approximately three weeks prior
`to the issue date of the patent, and will include the patent term adjustment on the patent. Any request for reconsideration
`of the patent term adjustment determination (or reinstatement of patent term adjustment) should follow the process
`outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`15
`
`15
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`

`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA)of 1995 requires Federal agencies to obtain Office of Management and Budget
`approval before requesting most types of information from the public. When OMB approvesan agency request to
`collect information from the public, OMB (i) provides a valid OMB Control Number and expiration date for the
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