UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`: 10,631,765 B1
`: 16/725478
`
`DATED
`INVENTOR(S)
`
`: April 28, 2020
`: Jeroen Poeze
`
`Page 1 Ofl
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`On the Title Page
`
`Item (63), Page 2, Column 1 at Line 12, Related US. Application Data, Change “and a continuation—
`
`in—pa ” to «said application No. 12/829,352 is a continuation—in-part——.
`
`In the Specification
`
`In Column 38 at Line 22, Change “15008” to --1500B--.
`
`In Column 41 at Line 33, Change “40 M0” to --40 M9".
`
`In Column 41 at Line 35, Change “40 M0” to --40 M9".
`
`In the Claims
`
`In Column 46 at Line 16, In Claim 16, change “the least” to -—the at least--.
`
`Signed and Sealed this
`
`Second Day of June, 2020
`
`Andrei Iancu
`Director offhe United States Patent and Trademark Ofice
`
`1
`
`APPLE 1002
`
`1
`
`APPLE 1002
`
`

`

`Docket N0.: MASCER.002C16
`
`Page 1 of 1
`
`REQUEST FOR CERTIFICATE OF CORRECTION
`
`First Inventor
`
`App. No.
`
`Filed
`
`Patent No.
`
`Issue Date
`
`Title
`
`Conf. No.
`
`:
`
`:
`
`:
`
`:
`
`:
`
`:
`
`:
`
`J eroen Poeze
`
`16/725478
`
`December 23, 2019
`
`10,631,765
`
`April 28, 2020
`
`MULTI—STREAM DATA COLLECTION SYSTEM FOR
`NONINVASIVE MEASUREMENT OF BLOOD CONSTITUENTS
`
`9249
`
`
`
`Commissioner for Patents
`
`Office of Data Management
`Attention: Certificates of Correction Branch
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`Dear Commissioner:
`
`Enclosed for filing is a Certificate of Correction in connection with the above—identified
`
`patent.
`
`Some of the errors cited in the Certificate of Correction appear to have been incurred
`through the fault of the PTO (see 35 USC § 254, '37 CFR § 1.322, and MPEP § 1480). However,
`because this may not apply to each item in the Certificate of Correction, the $150 fee under
`37 CFR §
`l.20(a) is submitted herewith. Please charge any additional fees to our Deposit
`Account No. 11-1410.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`Dated: May 1, 2020
`
`32749316
`
`By: /Scott Cromar/
`Scott A. Cromar
`
`Registration No. 65,066
`Registered Practitioner
`(949) 760-0404
`
`2
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 10,631,765
`
`APPLICATION NO.
`
`: 16/725478
`
`ISSUE DATE
`
`: April 28, 2020
`
`INVENTOR(S)
`
`: Jcrocn Poczc
`
`Page 1 of1
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters
`
`Patent is hereby corrected as shown below:
`
`On the Title Page
`
`Item (63), Page 2, Column l at Line 12, Related US. Application Data, Change “and a continuation—in—
`
`part” to --said application No. 12/829,352 is a continuation-in-part--.
`
`In the Specification
`
`In Column 38 at Line 22, Change “15008” to --ISOOB--.
`
`In Column 41 at Line 33, Change “40 M0” to --40 MS)".
`
`In Column 41 at Line 35, Change “40 M0” to ——40 MQ——.
`
`In the Claims
`
`In Column 46 at Line 16, In Claim 16, change “the least” to --the at least--.
`
`
`
`32749153
`
`MAILING ADDRESS OF SENDER:
`
`Scott A. Cromar
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, 14th Floor
`Irvine, California 92614
`
`PTO/SB/44 Equivalent
`
`DOCKET NO. MASCER.002C16
`
`3
`
`

`

`Electronic Patent Application Fee Transmittal
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`T't'e °f "New”:
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`MULTI—STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
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`Filed as Large Entity
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`
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`
`
`
`Sub-Total in
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`Basic Filing:
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`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-lnterference:
`
`Post-Allowance-and-Post-lssuance:
`
`
`CERTIFICATE OF CORRECTION
`
`4
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`

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`Extension-of—Time:
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`Miscellaneous:
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`5
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`Electronic Acknowledgement Receipt
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`Document Descri
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`tion
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`Request for Certificate of Correction
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`CoC_C16.pdf
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`1947204c3c154c9f2c87bf3f5039341E47bd
`fe6
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`Fee Worksheet ($806)
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`feeiinfopdf
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`b77053cd0c02f5c4c47b53754c069408flu6
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAVED APPLICANT ATTY. DOCKET NOJTITLE
`
`
`
`UVTTET‘I STATES DEPARTVIEVT 0F COM—MERGE
`United States Patent and Trademark Office
`Addless. COMMTSSTOWR FOR PATENTS
`P O Box 1450
`Alexandria, Yngnia 22313-1450
`www.uspto.gov
`
`
`16/725,478
`12/23/2019
`.Icrocn Poczc
`MASCER.002C16
`CONFIRMATION NO. 9249
`PUBLICATION NOTICE
`
`64735
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`memo coRPoRAnoN (MAW
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`I|||I|||||||||||||||||Illllllllyllllilllllll11111111111|||||I|I|||||||||||I|||
`
`Title:MULT|—STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE MEASUREMENT OF BLOOD
`CONSTITUENTS
`
`Publication No.US-2020-0129097-A1
`Publication Date:04/30/2020
`
`NOTICE OF PUBLICATION OF APPLICATION
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`The above-identified application will be electronically published as a patent application publication pursuant to 37
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`be obtained by applicant using the private side of PAIR.
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`Further assistance in electronically accessing the publication, or about PAIR, is available by calling the Patent
`Electronic Business Center at 1-866-217-9197.
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`Office of Data Managmcnt, Application Assistance Unit (571) 272—4000, or (571) 272—4200, or 1—888—786—0101
`
`page 1 of 1
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`8
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`

`

`UNITED STATES PATENT AND TRADEMARK OEEICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVIISS IONER FOR PATENTS
`PO Box 1450
`Alexandria, Virginia 22313-1450
`www.uspt0 gov
`
`APPLICATION NO.
`
`ISSUE DATE
`
`16/725478
`
`PATENT NO.
`
`10631765
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`MASCER002C16
`
`64735
`
`7590
`
`04/08/2020
`
`KNOBBE, MARTEN S, OLSON & BEAR, LLl’
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
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`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
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`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pairllspto gov for additional applicants):
`
`Masimo Corporation, Irvine, CA;
`Jeroen Poeze. Rancho Santa Margarita, CA;
`Marcelo Lainego, Cupertino, CA;
`Sean Merritt, Lake Forest, CA;
`Cristiano DalVi, Lake Forest, CA;
`IIung Vo, Fountain Valley, CA;
`Johannes Bminsma, Opeinde, NETHERLANDS;
`Ferdyan Lesmana, Irvine, CA;
`Massi Joe E. Kiani, Laguna Niguel, CA;
`Greg Olsen, Lake Forest, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about whyI the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (ReV. 10/09)
`
`9
`
`

`

`INFORMATION DISCLOSURE
`
`Application No.
`16/725478
`
`Filing Date
`December 23, 2019
`
`PTO/SB/OS E uivalent
`
`STATEMENT BY APPLICANT
`
`First Niamed Inventor
`Art Unit
`
`Jernen Poeze
`3791
`
`(Multiple sheets used when necessary)
`Examiner
`Liu, Chu Chuan
`
`SHEET 1 OF 1
`Attorney Docket No.
`MASCER.002C16
`
`
`
`
`
`
`
`
`
`Examiner
`Initials
`
`Cite
`No.
`
`Document Number
`Number - Kind Code (if known)
`Example: 1.234567 B1
`
`Publication
`Date
`MM-DD-YYYY
`
`Name
`
`U.S. PATENT DOCUMENTS
`
`FOREIGN PATENT DOCUMENTS
`
`Pages, Columns, Lines Where
`Relevant Passages or
`Relevant Figures Appear
`
`
`
`Foreign Patent Document
`Pages, Columns, Lines
`
`
`Examiner Cite
`Country Code—Number—Kind
`Pubgliggtion
`Name
`Where Relevant Passages
`T1
`
`
`MM-DD-YYYY
`or Relevant Figures
`Initials
`No.
`Code
`A ear
`
`
`Examcle: JP 1234567 A1
`
`
`
`NON PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`Initials
`No.
`item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume—issue
`
`numbers , ublisher, cit and/or countr where ublished.
`2020—03—25 First Amended Complaint for (1) Patent Infringement (2) Trade Secret Misappropriation (3)
`Correction of Inventorship and (4) Ownership of Patents and Demand for Jury Trial, and including
`Exhibits 13-24 (Exhibits 1-12 and 25-31 comprise copies of publicly available U.S. patents and U.S.
`patent application publications, and are not included herein for ease of transmission), Masimo
`Corporation and Cercacor Laboratories, Inc. v. Apple Inc., Case No. 8:20-cv-00048, pgs. 1-94, 983-
`
`1043 (total of 156 pages).
`
`1
`
`
`
`
`
`Examiner Signature
`
`Date Considered
`
`Include copy of this form with next communication to applicant.
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not
`*Examiner:
`in conformance and not considered.
`
`T1 - Place a check mark in this area when an English language Translation is attached.
`
`10
`
`10
`
`

`

`
`
`Docket N0.: MASCER.002C16 Page 1 of 3
`
`INFORMATION DISCLOSURE STATEMENT
`AND NOTICE OF CONCURRENT LITIGATION
`
`First Inventor :
`
`Jeroen Poeze
`
`App. No.
`
`:
`
`16/725478
`
`Filed
`
`For
`
`: December 23, 2019
`
`: MULTI—STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`Examiner
`
`: Liu, Chu Chuan
`
`Art Unit
`
`Conf. No.
`
`:
`
`:
`
`3791
`
`9249
`
`Commissioner for Patents
`PO. Box 1450
`
`Alexandria, VA 22313—1450
`
`References and Listing
`
`
`
`Pursuant to 37 CFR 1.56, an Information Disclosure Statement listing references is
`
`provided herewith. Copies of any listed foreign and non—patent literature references are being
`
`submitted.
`
`Pursuant
`
`to 37 CFR l.97(g) and (h), Applicant makes no representation that
`
`the
`
`information is considered to be material to patentability. Additionally, inclusion on this list is
`
`not an admission that any of the cited documents are prior art in this application. Further,
`
`Applicant makes no representation regarding the completeness of this list, or that better art does
`
`not exist.
`
`Related Proceedings
`
`Pursuant
`
`to M.P.E.P § 2001.06(c), Applicant provides this notification of related
`
`litigation proceedings. On January 9, 2020, Applicant, Masimo Corporation, and Cercacor
`
`Laboratories, Inc., filed a complaint in the United States Court for the Central District of
`
`California (Case No. 8:20-cv-00048) against Apple Inc.. The complaint alleges infringement of
`
`US. Patent Nos. 10,258,265; 10,258,266; 10,292,628; 10,299,708; 10,376,190; 10,376,191;
`
`10,588,553; 10,588,554; 10,470,695; 6,771,994; 8,457,703; and 10,433,776. At least US. Patent
`
`Nos. 10,258,265; 10,258,266; 10,292,628; 10,299,708; 10,376,190; 10,376,191; and 10,588,553;
`
`11
`
`11
`
`

`

`Docket N0.: MASCER.OO2C16
`App. N0.: 16/725478
`
`Page 2 of 3
`
`10,588,554 share a common priority claim with the present application. Copies of related
`
`documents in the proceeding are being submitted herewith.
`
`For convenience in reviewing this submission, the following chart is provided showing
`
`the pending applications which share at least one common priority claim with each of the
`
`asserted patents. It should be noted that other family members that share at least one common
`
`priority claim may have issued as well.
`
`
`
`Patent No.
`
`Pending Family Members
`
`10,258,265
`
`10,258,266
`
`10,292,628
`
`10,299,708
`
`10,376,190
`
`10,376,191
`
`10,588,553
`
`10,588,554
`
`10,470,695
`
`6,771,994
`
`8,457,703
`
`
`
`16/449143
`
`16/534956
`
`16/541987
`
`16/725478
`
`16/725292
`
`16/829510
`
`16/829578
`
`16/829536
`
`16/834467
`
`16/834538
`
`16/532061
`
`16/532065
`
`16/791955
`
`16/791963
`
`15/820082
`
`
`
`
`
`16/834533
`
`
`16/174130
`10,433,776
`
`
`N0 Disclaimers
`
`To thc cxtcnt
`
`that anything in thc Information Disclosure Statcmcnt or thc listcd
`
`references could be construed as a disclaimer of any subject matter supported by the present
`
`application, Applicant hereby rescinds and retracts such disclaimer.
`
`-2-
`
`12
`
`12
`
`

`

`Docket N0.: MASCER.002C16
`App. N0.: 16/725478
`
`Timing of Disclosure
`
`Page 3 of 3
`
`This Information Disclosure Statement is being filed after the mailing date of a final
`
`action or after the mailing date of a Notice of Allowance.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`By: /Scott Cromar/
`Scott A. Cromar
`
`Registration No. 65,066
`Registered Practitioner
`(949) 760-0404
`
`Dated: April 7, 2020
`
`325 84679
`
`13
`
`13
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`T'tle °f '"Venmm
`
`MULTI—STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`
`
`First Named Inventor/Applicant Name:
`
`Jeroen Poeze
`
`Customer Number:
`
`64735
`
`Scott Cromar/Frances Tsai
`
`Filer Authorized By:
`
`Scott Cromar
`
`Attorney Docket Number:
`
`MASCER.002C16
`
`Receipt Date:
`
`Filing Date:
`
`07—APR—2020
`
`23—DEC—201 9
`
`Time Stamp:
`
`15:44:30
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File SizelBytes)I
`Message Digest
`
`Pages
`Multi
`Part I.zip (if appl.)
`
`1
`
`|DS_C16.pdf
`
`el 43d9am990L1U640b6t-4022l88ddbl SB
`25441]
`
`14
`
`14
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`

`

`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Information Disclosure Statement (IDS) Form (5808)
`
`Transmittal Letter
`
`Warnings:
`Information:
`2095391
`
`Non Patent Literature
`
`
`
`the application.
`
`2020—03—25_First—Amended—
`Complaint—w—Claim—Chart—
`Exh i bits, pdf
`
`3545
`04n9r3464b5264037gaccndieI7f514|b742
`
`Warnings:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`15
`
`15
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`

`

`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(Multiple sheets used When necessary)
`
`16/725478
`Application No.
`December 23, 2019
`Filing Date
`Jernen Poeze
`First Named Inventor
`
`PTO/SB/OS E uivalent
`
`Art Unit
`
`Examiner
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`2688
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`Unassigned
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`SHEET 45 OF 57
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`Attorney Docket No.
`
`MASCER.002C16
`
`U.S. PATENT DOCUMENTS
`
`Efigfser
`
`Fagin:lirarszgggzzrier
`gig? )I
`
`Example: 1,234,567 B1
`MM-DD-YYYY
`Relevant Figures Appear
`2019/0192076
`06-27-2010 McHaIe et al.
`
`1233
`
`
`1234
`2019/0200941
`07—04—2019
`Chandran et al.
`
`2019/0201623
`
`07-04-2019
`
`Kiani
`
`2019/0214778
`2019/0209025
`
`07-11-2019
`07-11-2019
`
`Scruggs et al.
`AI-Ali
`
`2019/0216319
`
`07-18-2019
`
`Poeze et al.
`
`1235
`
`1236
`1237
`
`1238
`
`239
`
`CI’Ian .
`to CIO
`
`/M.
`
`5/5 I
`
`2018/0216370 W Sci'rurmarreral. 08/1018
`2019/0216379
`07-18-2019
`AI-Ali et al.
`
`151,; um Ct 81‘
`
`
`F‘
`1241
`2019/0221966
`07-18-2019
`Kiani et al.
`.
`1242
`2019/0223804
`07-25-2019
`Blank et al
`
`1243
`2019/0231199
`08—01—2019
`AI-Ali et al.
`
`1244
`
`2019/0231241
`
`08-01-2019
`
`AI-Ali et al.
`
`
`1245
`2019/0231270
`08—01—2019
`Abdul-Hafiz et al.
`
`1246
`1247
`
`1248
`1249
`
`1250
`
`1251
`
`2019/0239787
`2019/0239824
`
`2019/0254578
`2019/0261857
`
`2019/0269370
`
`Pauley et al.
`08-08-2019
`08-08-2019 Muhsin et al.
`
`08-22-2019
`08-29-2019
`
`Lamego
`AI-Ali
`
`09-05-2019
`
`Al-AIi et al.
`
`2019/0274627
`
`09-12-2019
`
`AI-Ali et al.
`
`
`1252
`2019/0274635
`09-12-2019
`AI-Ali et al.
`
`1253
`
`2019/0290136
`
`09-26-2019
`
`Dalvi et al.
`
`
`1254
`2019/0298270
`10—03-201 9
`AI-Ali et al.
`
`1255
`1256
`
`1257
`
`1258
`
`1259
`
`2019/0304601
`2019/0304605
`
`2019/0307377
`
`2019/0320906
`
`2019/0320959
`
`10-03-2019
`10—03—201 9
`
`Sampath et al.
`AI—AIi
`
`10-10-2019
`
`Perea et al.
`
`10-24-2019 Olsen
`
`10-24-2019
`
`Al-AIi
`
`1260
`
`2019/0320988
`
`10-24-2019
`
`Ahmed et al.
`
`
`
`Examiner Signature
`
`Date Considered
`
`ache. E“ "IJ’
`
`Initial if reference considered. whether or not citation is in conformance with MPEP 609. Draw line through citation if not
`*Examiner:
`in conformance and not considered.
`Include copy of this form with next communication to applicant.
`.
`.H _ .V
`,7. V,
`Itfl'f
`7,3,”..1 .1
`1’
`IS areaw en an
`‘ransa Ion Is
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`
`T1 - Place a check mar
`
`16
`
`16
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`T'tle °f '"Venmm
`
`MULTI—STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`
`
`First Named Inventor/Applicant Name:
`
`Jeroen Poeze
`
`Customer Number:
`
`64735
`
`Scott Cromar/Jennifer Neat
`
`Filer Authorized By:
`
`Scott Cromar
`
`Attorney Docket Number:
`
`MASCER.002C16
`
`Receipt Date:
`
`Filing Date:
`
`23—MAR—2020
`
`23—DEC—201 9
`
`Time Stamp:
`
`16:16:59
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`90m
`
`Document
`Number
`
`Document Descri
`
`tion
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`p
`
`File SizelBytes)I
`Message Digest
`
`Pages
`Multi
`Part I.zip (if appl.)
`
`Post Allowance Communication —
`Incoming
`
`MASCER002C16.pdf
`
`9b467ldL7l5182151437Dddd4d2370733b1
`
`17
`
`17
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
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`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCTIROI1 05) will be issued in due course, subject to prescriptions concerning
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`
`18
`
`18
`
`

`

`
`
`Docket N0.: MASCER.002C16 Page 1 of l
`
`RESPONSE TO NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Inventor
`
`:
`
`J eroen POCLC
`
`App. No.
`
`:
`
`16/725478
`
`
`
`Filed
`
`For
`
`: December 23, 2019
`
`: MULTI—STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`Art Unit
`
`Conf No.
`
`:
`
`:
`
`3791
`
`9249
`
`Mail Stop Issue Fee
`Commissioner for Patents
`PO. BOX 1450
`
`Alexandria, VA 22313-1450
`
`Dear Commissioner:
`
`In response to the Notice to File Corrected Application Papers dated March 20, 2020, in
`connection with the above-identified patent application, Applicant respectfully requests that the
`patent specification be printed as—is with the references to the paragraph numbers on pages 31—32.
`Along with this reply, as requested, Applicant submits the following:
`
`(X)
`
`A copy of the Notice to File Corrected Application Papers
`
`Dated: March 23, 2020
`
`32492123
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`By1/ScottCromar/
`Scott A. Cromar
`
`Registration No. 65,066
`Registered Practitioner
`(949) 760-0404
`
`19
`
`19
`
`

`

`
`
`Commissioner for Patents
`United States Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Application No. : 16725478
`Applicant
`: Poeze
`Filing Date I 12/23/2019
`Date Mailed : 03/20/2020
`
`NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Notice ofAllowance Mailed
`
`This application has been accorded an Allowance Date and is being prepared for issuance.
`application, however, is incomplete for the reasons below.
`
`The
`
`Applicant is given two (2) months from the mail date of this Notice within which to respond. This
`time period for reply is extendable under 37 CFR 1.136(a) for only TWO additional MONTHS.
`
`The informalities requiring correction are indicated in the attachment(s). If the informality pertains to the
`abstract, specification (including claims) or drawings,
`the informality must be corrected with an
`amendment in compliance with 37 CFR 1.121 (or, if the application is a reissue application, 37 CFR
`1.173). Such an amendment may be filed after payment of the issue fee if limited to correction of
`informalities noted herein. See Waiver of 37 CFR 1.312 for Documents Required by the Office of Patent
`Publication, 1280 Off. Gaz. Patent Office 918 (March 23, 2004).
`In addition, if the informality is not
`corrected until after payment of the issue fee, for purposes of 35 U.S.C. 154(b)(l)(iv), “all outstanding
`requirements” will be considered to have been satisfied when the informality has been corrected. A
`failure to respond within the above-identified time period will
`result
`in the application being
`ABANDONED.
`
`See attachment(s).
`
`
`A copy of this notice MUST be returned with the reply. Please address response to
`“Mail Stop Issue Fee, Commissioner for Patents,
`P. 0. Box 1450, Alexandria, VA 22313-1450”.
`
`/J0seph Boris/
`Publication Branch
`
`Office of Data Management
`(571) 272-4200
`
`20
`
`20
`
`

`

`Application No. 16725478
`
`
`
`
` X
`
`
`
`
`
`
`SPECIFICATION REFERS TO ITS OWN PAGE/PARAGRAPH NUMBER(S) AND/OR
`SPECIFICATION REFERS TO NONEXISTENT CLAIM(S)
`
`The patent will be printed in numbered columns with intercolumnar line numbers and without
`paragraph numbers. Any reference(s) within the applicant-filed specification to its own page
`number(s) or paragraph number(s) will have no meaning in the printed patent.
`
`In response to this notice, the applicant either should file an amendment to the specification that
`removes the reference(s) to the page number(s) or paragraph number(s) or should submit a letter
`stating that the patent specification should be printed with the reference(s) to the page number(s)
`or paragraph number(s).
`
`See Page(s)/Paragraph(s) 31—32.
`
`The specification refers by number to one or more claims that are not present in the allowed
`application — that is, the claim number(s) mentioned in the specification are higher than the total
`number of allowed Claims.
`
`In response to this notice, the applicant either should file an amendment to the specification that
`removes the reference(s) to the nonexistent claim(s) or should submit a letter stating that the
`patent specification should be printed with the reference(s) to the nonexistent claim(s).
`
`See Page(s)/Paragraph(s) .
`
`21
`
`21
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES [)EPART‘IENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P‘O‘ BOX I450
`Alexandria Virginia 223 I JVHSO
`WWW owing“
`
`CONFIRMATION NO.
`ATTORNEY DOCKET NO.
`FIRQT NAMFD INVENTOR
`FILING DATI’,
`APPLICATION NO,
`
`16/725478
`12/1/20“)
`.lcrocu P0020
`MASCEROUZCM
`924‘)
`
`03'20’2020
`7590
`64735
`KNOBBE, MARTENR OLSON & BEAR, LLP
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 926 I4
`
`I
`:
`”AW”
`W, cm CHUAN
`
`ART UNIT
`3791
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`DELIVERY MODE
` 03/20/2020 ELECTRONIC
`
`
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, ifany, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above—indicated "Notification Date" to the
`following c-mail address(cs):
`jayna.cartee@knobbc.com
`cfiling@knobbc.com
`
`PTO LAMA (Rev, 04/07]
`
`22
`
`22
`
`

`

`
`
`Commissioner for Patents
`United States Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Application No. : 16725478
`Applicant
`: Poeze
`Filing Date I 12/23/2019
`Date Mailed : 03/20/2020
`
`NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Notice ofAllowance Mailed
`
`This application has been accorded an Allowance Date and is being prepared for issuance.
`application, however, is incomplete for the reasons below.
`
`The
`
`Applicant is given two (2) months from the mail date of this Notice within which to respond. This
`time period for reply is extendable under 37 CFR 1.136(a) for only TWO additional MONTHS.
`
`The informalities requiring correction are indicated in the attachment(s). If the informality pertains to the
`abstract, specification (including claims) or drawings,
`the informality must be corrected with an
`amendment in compliance with 37 CFR 1.121 (or, if the application is a reissue application, 37 CFR
`1.173). Such an amendment may be filed after payment of the issue fee if limited to correction of
`informalities noted herein. See Waiver of 37 CFR 1.312 for Documents Required by the Office of Patent
`Publication, 1280 Off. Gaz. Patent Office 918 (March 23, 2004).
`In addition, if the informality is not
`corrected until after payment of the issue fee, for purposes of 35 U.S.C. 154(b)(l)(iv), “all outstanding
`requirements” will be considered to have been satisfied when the informality has been corrected. A
`failure to respond within the above-identified time period will
`result
`in the application being
`ABANDONED.
`
`See attachment(s).
`
`
`A copy of this notice MUST be returned with the reply. Please address response to
`“Mail Stop Issue Fee, Commissioner for Patents,
`P. 0. Box 1450, Alexandria, VA 22313-1450”.
`
`/J0seph Boris/
`Publication Branch
`
`Office of Data Management
`(571) 272-4200
`
`23
`
`23
`
`

`

`Application No. 16725478
`
`
`
`
` X
`
`
`
`
`
`
`SPECIFICATION REFERS TO ITS OWN PAGE/PARAGRAPH NUMBER(S) AND/OR
`SPECIFICATION REFERS TO NONEXISTENT CLAIM(S)
`
`The patent will be printed in numbered columns with intercolumnar line numbers and without
`paragraph numbers. Any reference(s) within the applicant-filed specification to its own page
`number(s) or paragraph number(s) will have no meaning in the printed patent.
`
`In response to this notice, the applicant either should file an amendment to the specification that
`removes the reference(s) to the page number(s) or paragraph number(s) or should submit a letter
`stating that the patent specification should be printed with the reference(s) to the page number(s)
`or paragraph number(s).
`
`See Page(s)/Paragraph(s) 31—32.
`
`The specification refers by number to one or more claims that are not present in the allowed
`application — that is, the claim number(s) mentioned in the specification are higher than the total
`number of allowed Claims.
`
`In response to this notice, the applicant either should file an amendment to the specification that
`removes the reference(s) to the nonexistent claim(s) or should submit a letter stating that the
`patent specification should be printed with the reference(s) to the nonexistent claim(s).
`
`See Page(s)/Paragraph(s) .
`
`24
`
`24
`
`

`

`Application N0.:
`Filing Date:
`
`16/725478
`
`December 23, 2019
`
`References for Examiner Consideration
`
`Applicant wishes to draw the Examiner's attention to, and encourages the Examiner to
`
`review,
`
`the following co-owned patents and/or applications and their existing and ongoing
`
`prosecution history, including without limitation Office Actions, Amendments, Remarks, and
`
`any other potentially relevant documents:
`
`
`
`
`
`
`MASCER.002C1
`
`9,277,880
`
`MASCER.002C2
`
`10,335,068
`
`