UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`____________
`
`Case IPR2020-01715
`Patent 10,631,765
`____________
`
`
`
`PETITIONER’S SUBMISSION OF SUPPLEMENTAL INFORMATION
`
`
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`
`
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`____________
`
`Case IPR2020-01715
`Patent 10,631,765
`____________
`
`
`
`PETITIONER’S SUBMISSION OF SUPPLEMENTAL INFORMATION
`
`
`
`
`
`
`
`
`
`
`
`Case No. IPR2020-01715
`Attorney Docket: 50095-0024IP2
`
`EXHIBIT LIST
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`APPLE-1001
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`U.S. Patent No. 10,631,765
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`APPLE-1002
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`File History for the ‘765 Patent
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`APPLE-1003
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`Declaration of Dr. Kenny
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`APPLE-1004
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`Curriculum Vitae of Dr. Kenny
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`APPLE-1005
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`Masimo Corporation, et al. v. Apple Inc., Complaint, Civil
`Action No. 8:20-cv-00048 (C.D. Cal.)
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`APPLE-1006
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`US Pub. No. 2002/0188210 (“Aizawa”)
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`APPLE-1007
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`JP Pub. No. 2006/296564 (“Inokawa”)
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`APPLE-1008
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`Certified English Translation of Inokawa and Translator’s
`Declaration
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`APPLE-1009
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`US Pub. No. 2001/0056243 (“Ohsaki”)
`
`APPLE-1010
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`“A Wearable Reflectance Pulse Oximeter for Remote
`Physiological Monitoring,” Y. Mendelson, et al.; Proceedings
`of the 28th IEEE EMBS Annual International Conference,
`2006; pp. 912-915 (“Mendelson-2006”)
`
`APPLE-1011
`
`US Pub. No. US 2007/0093786 (“Goldsmith”)
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`APPLE-1012
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`US Patent No. 6,801,799 (“Mendelson-799”)
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`APPLE-1013
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`US Pub. No. 2004/0054291 (“Schulz”)
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`APPLE-1014
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`RESERVED
`
`APPLE-1015
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`RESERVED
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`
`
`i
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`APPLE-1016
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`APPLE-1017
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`Case No. IPR2020-01715
`Attorney Docket: 50095-0024IP2
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`US Patent No. 3,789,601 (“Bergey”)
`
`“Design and Evaluation of a New Reflectance Pulse Oximeter
`Sensor,” Y. Mendelson, et al.; Worcester Polytechnic Institute,
`Biomedical Engineering Program, Worcester, MA 01609;
`Association for the Advancement of Medical Instrumentation,
`vol. 22, No. 4, 1988; pp. 167-173 (“Mendelson-1988”)
`
`APPLE-1018
`
`“Skin Reflectance Pulse Oximetry: In Vivo Measurements from
`the Forearm and Calf,” Y. Mendelson, et al.; Journal of Clinical
`Monitoring, vol. 7, No. 1, January 1991 (“Mendelson 1991”)
`
`APPLE-1019
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`Excerpts from Design of Pulse Oximeters, J.G. Webster;
`Institution of Physics Publishing, 1997 (“Webster”)
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`APPLE-1020
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`QuickSpecs; HP iPAQ Pocket PC h4150 Series
`
`APPLE-1021
`
`Excerpts from How to Do Everything with Windows Mobile,
`Frank McPherson; McGraw Hill, 2006 (“McPherson”)
`
`APPLE-1022
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`Excerpts from Master Visually Windows Mobile 2003, Bill
`Landon, et al.; Wiley Publishing, Inc., 2004 (“Landon”)
`
`APPLE-1023
`
`“Stimulating Student Learning with a Novel ‘In-House’ Pulse
`Oximeter Design,” J. Yao and S. Warren; Proceedings of the
`2005 American Society for Engineering Education Annual
`Conference & Exposition, 2005 (“Yao”)
`
`APPLE-1024
`
`US Pub. No. 2008/0194932 (“Ayers”)
`
`APPLE-1025
`
`U.S. Patent No. 7,031,728 (“Beyer”)
`
`APPLE-1026
`
`RESERVED
`
`APPLE-1027
`
`National Instruments LabVIEW User Manual
`
`APPLE-1028 to 1030
`
`RESERVED
`
`
`
`ii
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`
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`APPLE-1031
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`Case No. IPR2020-01715
`Attorney Docket: 50095-0024IP2
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`Scheduling Order, Masimo v. Apple et al., Case 8:20-cv-00048,
`Paper 37 (April 17, 2020)
`
`APPLE-1032
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`Stipulation by Apple
`
`APPLE-1033
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`Telephonic Status Conference, Masimo v. Apple et al., Case
`8:20-cv-00048, Paper 78 (July 13, 2020)
`
`APPLE-1034
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`APPLE-1035
`
`Joseph Guzman, “Fauci says second wave of coronavirus is
`‘inevitable’”, TheHill.com (Apr. 29, 2020), available at:
`https://thehill.com/changing-america/resilience/natural-
`disasters/495211-fauci-says-second-wave-of-coronavirus-is
`
`“Tracking the coronavirus in Los Angeles County,”
`LATimes.com (Aug. 20, 2020), available at
`https://www.latimes.com/projects/california-coronavirus-cases-
`tracking-outbreak/los-angeles-county/
`
`APPLE-1036
`
`
`APPLE-1037
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`Order Amending Scheduling Order, Masimo et al. v. True
`Wearables et al., Case 8:18-CV-02001 (July 7, 2020)
`
`Masimo Corporation, et al. v. Apple Inc., Second Amended
`Complaint, Civil Action No. 8:20-cv-00048 (C.D. Cal.)
`
`APPLE-1038
`
`U.S. Patent No. 7,558,622 (“Tran”)
`
`APPLE-1039
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`Declaration of Jacob R. Munford
`
`APPLE-1040
`
`Order Granting Stipulation to Amend the Scheduling Order,
`Masimo v. Apple et al., Case 8:20-cv-00048, Paper 201
`(September 21, 2020)
`
`APPLE-1041
`
`U.S. Patent No. 7,251,513 (“Kondoh”)
`
`APPLE-1042
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`JP Pub. No. 2005-270543 (“Tanagi”)
`
`APPLE-1043
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`Certified English Translation of Tanagi and Translator’s
`Declaration
`
`
`
`iii
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`
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`Case No. IPR2020-01715
`Attorney Docket: 50095-0024IP2
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`Order Regarding Motion to Stay (Redacted) in Masimo
`Corporation et al. v. Apple Inc., Case 8:20-cv-00048, October
`13, 2020
`
`Declaration of Jacob Robert Munford
`
`Declaration of Gordon MacPherson
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`
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`APPLE-1044
`
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`APPLE-1045
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`APPLE-1046
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`iv
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`Case No. IPR2020-01715
`Attorney Docket: 50095-0024IP2
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`Pursuant to the Board’s Order of May 26, 2021, granting Petitioner’s Motion
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`
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`to Submit Supplemental Information (Paper 12), Petitioner submits herewith
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`Exhibit 1045, Declaration of Jacob Robert Munford and its appendices, and
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`Exhibit 1046, Declaration of Gordon MacPherson, and its appendices. These
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`exhibits are true and exact copies of the exhibits attached to Petitioner’s motion.
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`Dated: June 1, 2021
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`Respectfully submitted,
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`
` /Andrew B. Patrick/
`W. Karl Renner, Reg. No. 41,265
`Andrew B. Patrick, Reg. No. 63,471
`Fish & Richardson P.C.
`3200 RBC Plaza, 60 South Sixth Street
`Minneapolis, MN 55402
`T: 202-783-5553
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`Case No. IPR2020-01715
`Attorney Docket: 50095-0024IP2
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 CFR §§ 42.6(e)(4)(i) et seq., the undersigned certifies that on
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`June 1, 2021, a complete and entire copy of this “Petitioner’s Submission of
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`Supplemental Information” and its exhibits were provided by electronic mail to the
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`Patent Owner by serving the correspondence email address of record as follows:
`
`Joseph R. Re
`Stephen W. Larson
`Jarom D. Kesler
`Jacob L. Peterson
`Knobbe, Martens, Olson, & Bear, LLP
`2040 Main St., 14th Floor
`Irvine, CA 92614
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`Email: AppleIPR2020-1715-765@knobbe.com
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`/Edward G. Faeth/
`Edward G. Faeth
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`(202) 626-6420
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