UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`DATED
`INVENTOR(S)
`
`: 10,631,765 BI
`: 16/725478
`
`: April 28, 2020
`: Jeroen Poeze
`
`Page | of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`On the Title Page
`
`Item (63), Page 2, Column 1 at Line 12, Related U.S. Application Data, Change‘and a continuation-
`in-part”to --said application No. 12/829,352 is a continuation-in-part--.
`
`In the Specification
`
`In Column 38 at Line 22, Change “15008”to --1500B--.
`
`In Column 41 at Line 33, Change “40 MO”to --40 MO--.
`
`In Column 41 at Line 35, Change “40 MO”to --40 MOQ--.
`
`In the Claims
`
`In Column 46 at Line 16, In Claim 16, change “the least” to --the at least--.
`
`Signed and Sealed this
`Second Dayof June, 2020
`
`Andrei Iancu
`Director ofthe United States Patent and Trademark Office
`
`1
`
`APPLE 1002
`
`1
`
`APPLE 1002
`
`

`

`Docket No.: MASCER.002C16
`
`Page 1 of 1
`
`REQUEST FOR CERTIFICATE OF CORRECTION
`
`First Inventor
`
`App. No.
`
`Filed
`
`Patent No.
`
`Issue Date
`
`Title
`
`Conf. No.
`
`—:
`
`:
`
`:
`
`:
`
`:
`
`:
`
`:
`
`Jeroen Poeze
`
`16/725478
`
`December 23, 2019
`
`10,631,765
`
`April 28, 2020
`
`MULTI-STREAM DATA COLLECTION SYSTEM FOR
`NONINVASIVE MEASUREMENT OF BLOOD CONSTITUENTS
`
`9249
`
`
`
`Commissioner for Patents
`Office of Data Management
`Attention: Certificates of Correction Branch
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Commissioner:
`
`Enclosed for filing is a Certificate of Correction in connection with the above-identified
`
`patent.
`
`Some of the errors cited in the Certificate of Correction appear to have been incurred
`through the fault of the PTO (see 35 USC § 254, 37 CFR § 1.322, and MPEP § 1480). However,
`because this may not apply to cach item in the Certificate of Correction, the $150 fee under
`37 CFR § 1.20(a) is submitted herewith. Please charge any additional fees to our Deposit
`Account No. 11-1410.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`Dated: May 1, 2020
`
`32749316
`
`By: /Scott Cromar/
`Scott A. Cromar
`Registration No. 65,066
`Registered Practitioner
`(949) 760-0404
`
`2
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 10,631,765
`
`Page 1 of 1
`
`APPLICATION NO.—: 16/725478
`
`ISSUE DATE
`
`: April 28, 2020
`
`INVENTOR(S)
`
`: Jeroen Poeze
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters
`
`Patent is hereby corrected as shown below:
`
`On the Title Page
`
`Ttem (63), Page 2, Column 1 at Line 12, Related U.S. Application Data, Change “and a continuation-in-
`
`part” to --said application No. 12/829,352 is a continuation-in-part--.
`
`In the Specification
`
`In Column 38 at Line 22, Change “15008” to --1500B--.
`
`In Column 41 at Line 33, Change “40 MO”to --40 MO--.
`
`In Column 41 at Line 35, Change “40 MO”to --40 MO--.
`
`In the Claims
`
`In Column 46 at Line 16, In Claim 16, change “the least”to --the at least--.
`
`
`
`32749153
`
`MAILING ADDRESS OF SENDER:
`
`Scott A. Cromar
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 MainStreet, 14 Floor
`Irvine, California 92614
`
`PTO/SB/44 Equivalent
`
`DOCKET NO. MASCER.002C16
`
`3
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`16725478
`
`23-Dec-2019
`
`Title of Invention:
`
`MULTI-STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`Attorney Docket Number:
`
`MASCER.002C16
`
`Scott Cromar/Frances Tsai
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`
`
`
`
`CERTIFICATE OF CORRECTION
`
`Sub-Total in
`Fee Code Quantity AmountDescription USD(S)
`
`
`
`
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`
`4
`
`

`

`Extension-of-Time:
`
`Total in USD ($)
`
`Miscellaneous:
`
`5
`
`

`

`Electronic AcknowledgementReceipt
`
`ee
`
`aeons
`
`
`
`64735j=
`eee
`
`Title of Invention:
`
`MULTI-STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`First Named Inventor/Applicant Name:
`
`Jeroen Poeze
`
`Customer Number:
`
`Utility under 35 USC 111{a)
`Application Type:
`
`
`Paymentinformation:
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Deposit Account
`Authorized User
`
`111410
`Elizabeth Rutherford
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`6
`
`

`

`
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`
`
`Number Message Digest|Part /.zip|P (if appl.)
`
`
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`NewInternational Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`Information:
`
`Requestfor Certificate of Correction
`
`CoC_C16.pdf
`
`19472f7403c254c9f2¢87bF3f5039341a47bd}
`fe6
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`b77eS3cd0ca2fsc4047b53754c0694c8Ffas|
`Sed1
`
`Information:
`
`Total Files Size (in bytes)
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`7
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAMED APPLICANT ATTY. DOCKET NO/TITLE
`
`
`
`TINITED STATES DEPARTMENT OF COMMERCE
`United States Patent and 'lrademarkOffice
`Address: COMMTSSIONER, FOR PATENTS
`P.C. Box 1450
`Alexandria, Virgnia 22313-1450
`Wwww.uspto.gov
`
`
`16/725,478
`12/23/2019
`Jeroen Poeze
`MASCER.002C16
`CONFIRMATION NO. 9249
`PUBLICATION NOTICE
`
`64735
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`MASIMO CORPORATION (MASINI)
`
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`HUNN44049
`
`Title: MULTI-STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE MEASUREMENT OF BLOOD
`CONSTITUENTS
`
`Publication No.US-2020-0129097-A1
`Publication Date:04/30/2020
`
`NOTICE OF PUBLICATION OF APPLICATION
`
`The above-identified application will be electronically published as a patent application publication pursuant to 37
`CFR 1.211, et seq. The patent application publication number and publication date are set forth above.
`
`The publication may be accessed through the USPTO's publically available Searchable Databases via the
`Internet at www.uspto.gov. The direct link to access the publication is currently http:/Awww.uspto.gov/pattt/.
`
`The publication process established by the Office does not provide for mailing a copy of the publication to
`applicant. A copy of the publication may be obtained from the Office upon paymentof the appropriate fee set
`forth in 37 CFR 1.19(a)(1). Orders for copies of patent application publications are handled by the USPTO's
`Public Records Division. The Public Records Division can be reachedby telephone at (571) 272-3150 or (800)
`972-6382, by facsimile at (571) 273-3250, by mail addressed to the United States Patent and TrademarkOffice,
`Public Records Division, Alexandria, VA 22313-1450 or via the Internet.
`
`In addition, information on the status of the application, including the mailing date of Office actions and
`the dates of receipt of correspondencefiled in the Office, may also be accessed via the Internet through
`the Patent Electronic Business Genter at www.uspto.gov using the public side of the Patent Application
`Information and Retrieval (PAIR) system. The direct link to accessthis status information is currently
`https ://portal.uspto.gov/pair/PublicPair. Prior to publication, such status information is confidential and may only
`be obtained by applicant using the private side of PAIR.
`
`Further assistance in electronically accessing the publication, or about PAIR, is available by calling the Patent
`Electronic Business Center at 1-866-217-9197.
`
`
`
`Office of Data Managment, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`8
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`16/725,478
`
`ISSUE DATE
`
`04/28/2020
`
`PATENT NO.
`
`10631765
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`MASCER.002C16
`
`9249
`
`64735
`
`7590
`
`04/08/2020
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FILOOR
`IRVINE, CA 92614
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustmentis 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Masimo Corporation, Irvine, CA;
`Jeroen Poeze, Rancho Santa Margarita, CA;
`Marcelo Lamego, Cupertino, CA;
`Sean Merritt, Lake Forest, CA;
`Cristiano Dalvi, Lakc Forest, CA;
`IIung Vo, Fountain Valley, CA;
`Johannes Bruinsma, Opeinde, NETHERLANDS;
`Ferdyan Lesmana,Irvine, CA;
`Massi Joe E. Kiani, Laguna Niguel, CA;
`Greg Olsen, Lake Forest, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rey. 10/09)
`
`9
`
`

`

`Application No.
`16/725478
`
`Filing Date
`December 23, 2019
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT First Named Inventor|Jeroen Poeze
`Art Unit
`3791
`
`(Multiple sheets used when necessary)
`Examiner
`Liu, Chu Chuan
`
`
`SHEET 1 OF 4
`
`Attorney Docket No.
`
`MASCER.002C16
`
`PTO/SB/08 Equivalent
`
`U.S. PATENT DOCUMENTS
`
`Pages, Columns, Lines Where
`Relevant Passagesor
`Relevant Figures Appear
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Examiner
`Initials
`
`Cite
`No.
`
`Document Number
`Number- Kind Code (if known)
`Example: 1,234,567 B1
`
`Publication
`Date
`MM-DD-YYYY
`
`Name
`
`FOREIGN PATENT DOCUMENTS
`
`
`Pages, Columns, Lines
`Foreign Patent Document
`
`Examiner|Cite| Country Code-Number-kKind Pumcation Name Where Relevant Passages qT
`
`
`
`
`
`
`
`Initials|No. Code MN-DD-YYYY or Relevant Figures
`
`
`
`
`Example: JP 1234567 Al
`Appear
`
`
`
`NON PATENT LITERATURE DOCUMENTS
`
`
`
`Examiner|Cite| Include name of the author (in CAPITAL LETTERS),title of the article (when appropriate), title of the
`Ti
`Initials
`No.
`item (book, magazine, journal, serial, symposium, catalog, etc.}, date, page(s), volume-issue
`
`number(s),
`publisher, city and/or country where
`published.
`2020-03-25 First Amended Complaint for (1) Patent Infringement (2) Trade Secret Misappropriation (3)
`Correction of Inventorship and (4) Ownership of Patents and Demand for Jury Trial, and including
`Exhibits 13-24 (Exhibits 1-12 and 25-31 comprise copies of publicly available U.S. patents and U.S.
`patent application publications, and are not included herein for ease of transmission), Masimo
`Corporation and Cercacor Laboratories, Inc. v. Apple Inc., Case No. 8:20-cv-00048, pgs. 1-94, 983-
`1043 (total of 156 pages).
`
`{
`
`Examiner Signature
`
`Date Considered
`
`
`
`Include copyof this form with next communication to applicant.
`
`Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Draw line through citation if not
`*Examiner:
`in conformance and not considered.
`
`T' - Place a check markin this area when an English language Translation is attached.
`
`10
`
`10
`
`

`

`Page 1 of 3
`Docket No.: MASCER.002C16
`
`
`INFORMATION DISCLOSURE STATEMENT
`AND NOTICE OF CONCURRENT LITIGATION
`
`First Inventor :
`
`Jcrocn Poeze
`
`App. No.
`
`>
`
`16/725478
`
`Filed
`
`For
`
`: December 23, 2019
`
`: MULTI-STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`Examiner
`
`: Liu, Chu Chuan
`
`Art Unit
`
`Conf. No.
`
`>:
`
`:
`
`3791
`
`9249
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`References and Listing
`
`
`
`Pursuant to 37 CFR 1.56, an Information Disclosure Statement listing references is
`
`provided herewith. Copies of any listed foreign and non-patent literature references are being
`
`submitted.
`
`Pursuant
`
`to 37 CFR 1.97(g) and (h), Applicant makes no representation that
`
`the
`
`information is considered to be material to patentability. Additionally, inclusion on this list is
`
`not an admission that any of the cited documents are prior art in this application. Further,
`
`Applicant makes no representation regarding the completeness ofthis list, or that better art does
`
`not exist.
`
`Related Proceedings
`
`Pursuant
`
`to M.P.E.P § 2001.06(c), Applicant provides this notification of related
`
`litigation proceedings. On January 9, 2020, Applicant, Masimo Corporation, and Cercacor
`
`Laboratories, Inc., filed a complaint in the United States Court for the Central District of
`
`California (Case No. 8:20-cv-00048) against Apple Inc.. The complaint alleges infringement of
`
`U.S. Patent Nos. 10,258,265; 10,258,266; 10,292,628; 10,299,708; 10,376,190; 10,376,191;
`
`10,588,553; 10,588,554; 10,470,695; 6,771,994; 8,457,703; and 10,433,776. At least U.S. Patent
`
`Nos. 10,258,265; 10,258,266; 10,292,628; 10,299,708; 10,376,190; 10,376,191; and 10,588,553;
`
`11
`
`11
`
`

`

`Docket No.: MASCER.002C16
`App. No.: 16/725478
`
`Page 2 of 3
`
`10,588,554 share a common priority claim with the present application. Copies ofrelated
`
`documents in the proceeding are being submitted herewith.
`
`For convenience in reviewing this submission, the following chart is provided showing
`
`the pending applications which share at least one common priority claim with each of the
`
`asserted patents. It should be noted that other family members that share at least one common
`
`priority claim may have issued as well.
`
`
`
`
`
`
`
`
`
`Patent No.
`
`10,258,265
`
`10,258,266
`
`10,292,628
`
`10,299,708
`
`10,376,190
`
`10,376,191
`
`10,588,553
`
`10,588,554
`
`Pending Family Members
`
`16/449143
`
`16/534956
`
`16/541987
`
`16/725478
`
`16/725292
`
`16/8295 10
`
`16/829578
`
`16/829536
`
`16/834467
`
`16/834538
`
`16/834533
`
`
`10,470,695
`
`6,771,994
`
`8,457,703
`
`10,433,776
`
`16/532061
`
`16/532065
`
`16/791955
`
`16/791963
`
`15/820082
`
`16/174130
`
`No Disclaimers
`
`To the extent
`
`that anything in the Information Disclosure Statement or the listed
`
`references could be construed as a disclaimer of any subject matter supported by the present
`
`application, Applicant hereby rescinds and retracts such disclaimer.
`
`-2-
`
`12
`
`12
`
`

`

`Docket No.: MASCER.002C16
`App. No.: 16/725478
`
`Timing of Disclosure
`
`Page 3 of 3
`
`This Information Disclosure Statement is being filed after the mailing date of a final
`
`action or after the mailing date of a Notice of Allowance.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`By: /Scott Cromar/
`Scott A. Cromar
`Registration No. 65,066
`Registered Practitioner
`(949) 760-0404
`
`Dated: April 7, 2020
`
`32584679
`
`13
`
`13
`
`

`

`15:44:30
`
`Electronic AcknowledgementReceipt
`
`a a
`
`eons
`
`Title of Invention:
`
`MULTI-STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`Customer Number:
`
`64735
`
`Scott Cromar/Frances Tsai
`
`Filer Authorized By:
`
`Scott Cromar
`
`Attorney Docket Number:
`
`MASCER.002C16
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`07-APR-2020
`
`23-DEC-2019
`
`
`
`Application Type: Utility under 35 USC 111{a)
`
`Paymentinformation:
`
`Submitted with Payment
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`Number Message Digest|Part/.zip|P
`
`
`(if appl.) 1
`
`IDS_C16.pdf
`
`143d9ab4990c2d640b6e4022[88aab1 813
`25445
`
`14
`
`14
`
`

`

`Multipart Description/PDF files in .zip description
`
`DocumentDescription
`
`Information Disclosure Statement (IDS) Form (SBO8)
`
`
`
`the application.
`
`Transmittal Letter
`
`Warnings:
`Information:
`2095391
`
`Non Patent Literature
`
`2020-03-25First-Amended-
`Complaint-w-Claim-Chart-
`Exhibits. pdf
`
`3545
`O4hofaaidhs28400738cchdfe I7FSE4 1749]
`
`Warnings:
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`NewInternational Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`15
`
`15
`
`

`

`16/725478
`Application No.
`December 23, 2019
`INFORMATION DISCLOSURE
`Filing Date
`First Named Inventor|Jeroen Poeze
`STATEMENT BY APPLICANT
`
`
`
`
`
`PTO/SB/08 Equivalent
`
`Art Unit
`
`Examiner
`
`Attorney Docket No.
`
`U.S. PATENT DOCUMENTS
`
`2688
`
`Unassigned
`
`MASCER.002C16
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`
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`
`
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`(Multiple sheets used when necessary)
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`SHEET45 OF 57
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`cramer|Gte|number“kndCoder|Punaten vane Paes,Cours,eswre
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`
`
`
`Example: 1,234,567 B1
`MM-DD-YYYY
`Relevant Figures Appear
`2019/0192076
`06-27-2010
`
`1233
`
`|McHale et al.
`
`
`1234 07-04-2019|Chandran etal.2019/0200941
`
`
`
`
`
`1235 07-04-2019|Kiani2019/0201623
`
`
`
`1236 07-11-2019|Scruggset al.2019/0214778
`
`
`
`
`1237 07-11-2019|AI-Ali2019/0209025
`
`1238
`
`2019/0216319
`
`07-18-2019
`
`|Poeze etal.
`
`Chanke e7F=ra-D049—|Schamraretal. 08/2018239 2018/0216370 Ishiguro etal.
`
`
`
`
`
`
`to dodssm
`2019/0216379
`07-18-2019
`|AI-Ali et al.
`
`JMHE.
`1241
`2019/0221966
`07-18-2019
`|Kiani et al.
`5/51
`320
`1242
`2019/0223804
`07-25-2019
`|Blank et al
`1243 08-01-2019|AI-Ali etal.2019/0231199
`
`
`
`
`
`1245 08-01-2019|Abdul-Hafiz et al.2019/0231270
`
`
`
`1244
`
`2019/0231241
`
`08-01-2019
`
`|AI-Ali et al.
`
`1246 08-08-2019|Pauley et al.2019/0239787
`
`
`1247
`2019/0239824
`08-08-2019
`|Muhsin et al.
`
`|Lamego
`08-22-2019
`2019/0254578
`1248
`
`
`1249 08-29-2019|AI-Ali2019/0261857
`
`
`
`1250 09-05-2019|Al-Ali etal.2019/0269370
`
`1252 09-12-2019|AI-Ali et al.2019/0274635
`
`
`
`
`
`
`1251
`
`2019/0274627
`
`1253
`
`2019/0290136
`
`09-12-2019
`
`|AI-Ali etal.
`
`09-26-2019
`
`|Dalvi etal.
`
`1254
`2019/0298270
`10-03-2019
`|AI-Ali et al.
`
`
`|Sampath etal.
`10-03-2019
`2019/0304601
`1255
`
`
`1256 10-03-2019|ALAli2019/0304605
`
`1257
`
`1258
`
`2019/0307377
`
`2019/0320906
`
`10-10-2019
`
`10-24-2019
`
`/|Perea etal.
`
`|Olsen
`
`
`
`1259 10-24-2019|Al-Ali2019/0320959
`
`
`
`1260
`
`2019/0320988
`
`10-24-2019
`
`|Ahmedetal.
`
`Examiner Signature
`
`
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`Date Considered
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`in conformance and not considered. 1_ Place a check friar
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`*Examiner:
`
`Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Draw line through citation if not
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`
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`16
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`16:16:59
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`Electronic AcknowledgementReceipt
`
`a a
`
`eons
`
`Title of Invention:
`
`MULTI-STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`Customer Number:
`
`64735
`
`Scott Cromar/Jennifer Neat
`
`Filer Authorized By:
`
`Scott Cromar
`
`Attorney Docket Number:
`
`MASCER.002C16
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`23-MAR-2020
`
`23-DEC-2019
`
`
`
`Application Type: Utility under 35 USC 111{a)
`
`Paymentinformation:
`
`Submitted with Payment
`
`90ce
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`Post Allowance Communication -
`Incoming
`
`MASCEROO2C16.pdf
`
`9b467fac7151e21514870dUa4a2370788b1
`
`17
`
`17
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`18
`
`18
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`

`

`
`
`Docket No... MASCER.002C16 Page 1 of 1
`
`RESPONSE TO NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Inventor
`
`App. No.
`
`:
`
`>
`
`Jeroen Poeze
`
`16/725478
`
`
`
`Filed
`
`For
`
`: December 23, 2019
`
`: MULTILSTREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`Art Unit
`
`Conf No.
`
`:
`
`:
`
`3791
`
`9249
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Commissioner:
`
`In response to the Notice to File Corrected Application Papers dated March 20, 2020, in
`connection with the above-identified patent application, Applicant respectfully requests that the
`patent specification be printed as-is with the references to the paragraph numbers on pages 31-32.
`Along with this reply, as requested, Applicant submits the following:
`
`(X)|Acopyof the Notice to File Corrected Application Papers
`
`Dated: March 23, 2020
`
`32492123
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`By: /Scott Cromat/
`Scott A. Cromar
`Registration No. 65,066
`Registered Practiiioner
`(949) 760-0404
`
`19
`
`19
`
`

`

`
`
`Commissionerfor Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Application No. : 16725478
`Applicant
`: Poeze
`Filing Date : 12/23/2019
`Date Mailed : 03/20/2020
`
`NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Notice ofAllowance Mailed
`
`This application has been accorded an Allowance Date and is being prepared for issuance.
`application, however, is incomplete for the reasons below.
`
`The
`
`Applicant is given two (2) months from the mail date of this Notice within which to respond. This
`time period for reply is extendable under 37 CFR 1.136(a) for only TWO additional MONTHS.
`
`The informalities requiring correction are indicated in the attachment(s). Ifthe informality pertains to the
`abstract, specification (including claims) or drawings,
`the informality must be corrected with an
`amendment in compliance with 37 CFR 1.121 (or, if the application is a reissue application, 37 CFR
`1.173). Such an amendment maybe filed after payment of the issue fee if limited to correction of
`informalities noted herein. See Waiver of 37 CFR 1.312 for Documents Required by the Office of Patent
`Publication, 1280 Off. Gaz. Patent Office 918 (March 23, 2004).
`In addition, if the informality is not
`corrected until after payment of the issue fee, for purposes of 35 U.S.C. 154(b)(1)(@v), “all outstanding
`requirements” will be considcred to have becn satisficd when the informality has becn corrected. A
`failure to respond within the above-identified time period will
`result
`in the application being
`ABANDONED.
`
`See attachment(s).
`
`A copy ofthis notice MUSTbe returned with the reply. Please address response to
`“Mail Stop Issue Fee, Commissionerfor Patents,
`P.O. Box 1450, Alexandria, VA 22313-1450”.
`
`/Joseph Boris/
`Publication Branch
`Office of Data Management
`(571) 272-4200
`
`20
`
`20
`
`

`

`Application No. 16725478
`
`
`
`
` X|
`
`
`
`
`
`
`SPECIFICATION REFERS TO ITS OWN PAGE/PARAGRAPH NUMBER(S) AND/OR
`SPECIFICATION REFERS TO NONEXISTENT CLAIM(S)
`
`The patent will be printed in numbered columns with intercolumnar line numbers and without
`paragraph numbers. Any reference(s) within the applicant-filed specification to its own page
`number(s) or paragraph number(s) will have no meaning in the printed patent.
`
`In response to this notice, the applicant either should file an amendmentto the specification that
`removes the reference(s) to the page number(s) or paragraph number(s) or should submita letter
`stating that the patent specification should be printed with the reference(s) to the page number(s)
`or paragraph number(s).
`
`See Page(s)/Paragraph(s) 31-32.
`
`The specification refers by number to one or more claimsthat are not present in the allowed
`application — that is, the claim number(s) mentioned in the specification are higherthan the total
`numberof allowed claims.
`
`In response to this notice, the applicant either should file an amendmentto the specification that
`removes the reference(s) to the nonexistent claim(s) or should submit a letter stating that the
`patent specification should be printed with the reference(s) to the nonexistent claim(s).
`
`See Page(s)/Paragraph(s) .
`
`21
`
`21
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O, Box 1450
`Aloxandria, Virginia 224] 3- 1450
`WWW USplo. gov
`
` APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO, CONFIRMATION NO,
`16/725,478
`12/23/2019
`Jeroen Pooze
`MASCER.002C 16
`9249
`
`
`
`
`
`
`
`
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP ee
`MASIMOCORPORATION (MASIMO)
`LIU, CHU CHUAN
`2040 MAIN STREET
`
`IRVINE, CA 92614
`
`3791
`
`NOTIFICATION DATE
`
`DELIVERY MODE 03/20/2020
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`jayna.cartee@knobbe.com
`ctiling@knobbe.com
`
`PTOL-90A (Rev, 04/07)
`
`22
`
`22
`
`

`

`
`
`Commissionerfor Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Application No. : 16725478
`Applicant
`: Poeze
`Filing Date : 12/23/2019
`Date Mailed : 03/20/2020
`
`NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Notice ofAllowance Mailed
`
`This application has been accorded an Allowance Date and is being prepared for issuance.
`application, however, is incomplete for the reasons below.
`
`The
`
`Applicant is given two (2) months from the mail date of this Notice within which to respond. This
`time period for reply is extendable under 37 CFR 1.136(a) for only TWO additional MONTHS.
`
`The informalities requiring correction are indicated in the attachment(s). Ifthe informality pertains to the
`abstract, specification (including claims) or drawings,
`the informality must be corrected with an
`amendment in compliance with 37 CFR 1.121 (or, if the application is a reissue application, 37 CFR
`1.173). Such an amendment maybe filed after payment of the issue fee if limited to correction of
`informalities noted herein. See Waiver of 37 CFR 1.312 for Documents Required by the Office of Patent
`Publication, 1280 Off. Gaz. Patent Office 918 (March 23, 2004).
`In addition, if the informality is not
`corrected until after payment of the issue fee, for purposes of 35 U.S.C. 154(b)(1)(@v), “all outstanding
`requirements” will be considcred to have becn satisficd when the informality has becn corrected. A
`failure to respond within the above-identified time period will
`result
`in the application being
`ABANDONED.
`
`See attachment(s).
`
`A copy ofthis notice MUSTbe returned with the reply. Please address response to
`“Mail Stop Issue Fee, Commissionerfor Patents,
`P.O. Box 1450, Alexandria, VA 22313-1450”.
`
`/Joseph Boris/
`Publication Branch
`Office of Data Management
`(571) 272-4200
`
`23
`
`23
`
`

`

`Application No. 16725478
`
`
`
`
` X|
`
`
`
`
`
`
`SPECIFICATION REFERS TO ITS OWN PAGE/PARAGRAPH NUMBER(S) AND/OR
`SPECIFICATION REFERS TO NONEXISTENT CLAIM(S)
`
`The patent will be printed in numbered columns with intercolumnar line numbers and without
`paragraph numbers. Any reference(s) within the applicant-filed specification to its own page
`number(s) or paragraph number(s) will have no meaning in the printed patent.
`
`In response to this notice, the applicant either should file an amendmentto the specification that
`removes the reference(s) to the page number(s) or paragraph number(s) or should submita letter
`stating that the patent specification should be printed with the reference(s) to the page number(s)
`or paragraph number(s).
`
`See Page(s)/Paragraph(s) 31-32.
`
`The specification refers by number to one or more claimsthat are not present in the allowed
`application — that is, the claim number(s) mentioned in the specification are higherthan the total
`numberof allowed claims.
`
`In response to this notice, the applicant either should file an amendmentto the specification that
`removes the reference(s) to the nonexistent claim(s) or should submit a letter stating that the
`patent specification should be printed with the reference(s) to the nonexistent claim(s).
`
`See Page(s)/Paragraph(s) .
`
`24
`
`24
`
`

`

`Application No.: —16/725478
`Filing Date:
`December23, 2019
`
`References for Examiner Consideration
`
`Applicant wishes to draw the Examiner's attention to, and encourages the Examiner to
`
`review,
`
`the following co-owned patents and/or applications and their existing and ongoing
`
`prosecution history, including without limitation Office Actions, Amendments, Remarks, and
`
`any other potentially relevant documents:
`
`
`
`
`
`
`,
`MASCER.002C3
`
`10,258,265
`
`
`
`MASCER.003A
`
`8,630,691
`
`MASCER.003D1
`
`8,909,310
`
`
`
`
`
`
`
`
`
`
`
`04/16/2019
`
`
`
`
`
`01/14/2014
`
`12/09/2014
`
`
`
`
`
`Docket No. Issued Patent