UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`DATED
`INVENTOR(S)
`
`: 10,624,564 BI
`: 16/725292
`
`: April 21, 2020
`: Jeroen Poeze
`
`Page | of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`On the Title Page
`
`Item (63), Page 2, Column 1 at Lines 21-22, Related U.S. Application Data, Change “and a
`continuation-in-part” to --which is a continuation-in-part--.
`
`Item (63), Page 2, Column 1 at Lines 22-23, Related U.S. Application Data, Change “Aug. 25, 2009,”
`to --“Aug. 25, 2008,--.
`
`In the Specification
`
`In Column 38 at Line 34, Change “15008”to --1500B--.
`
`Signed and Sealed this
`Second Dayof June, 2020
`
`Poker Anreo—
`
`Andrei Iancu
`Director ofthe United States Patent and Trademark Office
`
`1
`
`APPLE 1002
`
`1
`
`APPLE 1002
`
`

`

`Docket No.: MASCER.002C17
`
`Page 1 of 1
`
`REQUEST FOR CERTIFICATE OF CORRECTION
`
`First Inventor
`
`App. No.
`
`Filed
`
`Patent No.
`
`Issue Date
`
`Title
`
`Conf. No.
`
`—:
`
`:
`
`:
`
`:
`
`:
`
`:
`
`:
`
`Jeroen Poeze
`
`16/725292
`
`December 23, 2019
`
`10,624,564
`
`April 21, 2020
`
`MULTI-STREAM DATA COLLECTION SYSTEM FOR
`NONINVASIVE MEASUREMENT OF BLOOD CONSTITUENTS
`
`5451
`
`
`
`Commissioner for Patents
`Office of Data Management
`Attention: Certificates of Correction Branch
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Commissioner:
`
`Enclosed for filing is a Certificate of Correction in connection with the above-identified
`
`patent.
`
`Errors cited in the Certificate of Correction appear to have been incurred throughthe fault
`of the PTO (see 35 USC § 254, 37 CFR § 1.322, and MPEP § 1480). No fee is believed to be
`required. Charge to our Deposit Account No. 11-1410 is authorized for any additional or
`remaining fees.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`By:/Scott Cromar/
`Scott A. Cromar
`Registration No. 65,066
`Registered Practitioner
`(949) 760-0404
`
`Dated: May 1, 2020
`
`32750664
`
`2
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 10,624,564
`
`APPLICATION NO.
`
`: 16/725292
`
`ISSUE DATE
`
`: April 21, 2020
`
`INVENTOR(S)
`
`: Jeroen Poeze
`
`Page 1 of 1
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters
`
`Patent is hereby corrected as shown below:
`
`On the Title Page
`
`Item (63), Page 2, Column 1
`
`at Lines 21-22, Related U.S. Application Data, Change “and a
`
`continuation-in-part” to --which is a continuation-in-part--.
`
`Item (63), Page 2, Column 1 at Lines 22-23, Related U.S. Application Data, Change “Aug. 25, 2009,” to
`
`--“Aug. 25, 2008,--.
`
`In the Specification
`
`In Column 38 at Line 34, Change “15008” to --1500B--.
`
`
`
`32750545
`
`MAILING ADDRESS OF SENDER:
`
`Scott A. Cromar
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 MainStreet, 14 Floor
`Irvine, California 92614
`
`PTO/SB/44 Equivalent
`
`DOCKET NO. MASCER.002C17
`
`3
`
`

`

`18:08:50
`
`Electronic AcknowledgementReceipt
`
`a s
`
`een
`
`Title of Invention:
`
`MULTI-STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`Customer Number:
`
`64735
`
`Scott Cromar/Wendi Manzanares
`
`Filer Authorized By:
`
`Scott Cromar
`
`Attorney Docket Number:
`
`MASCER.002C17
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`01-MAY-2020
`
`23-DEC-2019
`
`
`
`Application Type: Utility under 35 USC 111{a)
`
`Paymentinformation:
`
`Submitted with Payment
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`Requestfor Certificate of Correction
`
`CoC_C17.pdf
`
`18328764914b96b7dadd [5c7351725e33e8]
`
`6bOd
`
`4
`
`

`

`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`5
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
` APPLICATION NUMBER FILING OR 371(C) DATE FIRST NAMED APPLICANT ATTY. DOCKET NO/TITLE
`
`
`
`TINITED STATES DEPARTMENT OF COMMERCE
`United States Patent and 'lrademarkOffice
`Address: COMMTSSIONER, FOR PATENTS
`P.C. Box 1450
`Alexandria, Virgnia 22313-1450
`Wwww.uspto.gov
`
`
`16/725 ,292
`12/23/2019
`Jeroen Poeze
`MASCER.002C17
`CONFIRMATION NO. 5451
`PUBLICATION NOTICE
`
`64735
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`MASIMO CORPORATION (ASIN)
`
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`HNN
`
`Title: MULTI-STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE MEASUREMENT OF BLOOD
`CONSTITUENTS
`
`Publication No.US-2020-0129096-A1
`Publication Date:04/30/2020
`
`NOTICE OF PUBLICATION OF APPLICATION
`
`The above-identified application will be electronically published as a patent application publication pursuant to 37
`CFR 1.211, et seq. The patent application publication number and publication date are set forth above.
`
`The publication may be accessed through the USPTO's publically available Searchable Databases via the
`Internet at www.uspto.gov. The direct link to access the publication is currently http:/Awww.uspto.gov/pattt/.
`
`The publication process established by the Office does not provide for mailing a copy of the publication to
`applicant. A copy of the publication may be obtained from the Office upon paymentof the appropriate fee set
`forth in 37 CFR 1.19(a)(1). Orders for copies of patent application publications are handled by the USPTO's
`Public Records Division. The Public Records Division can be reachedby telephone at (571) 272-3150 or (800)
`972-6382, by facsimile at (571) 273-3250, by mail addressed to the United States Patent and TrademarkOffice,
`Public Records Division, Alexandria, VA 22313-1450 or via the Internet.
`
`In addition, information on the status of the application, including the mailing date of Office actions and
`the dates of receipt of correspondencefiled in the Office, may also be accessed via the Internet through
`the Patent Electronic Business Genter at www.uspto.gov using the public side of the Patent Application
`Information and Retrieval (PAIR) system. The direct link to accessthis status information is currently
`https ://portal.uspto.gov/pair/PublicPair. Prior to publication, such status information is confidential and may only
`be obtained by applicant using the private side of PAIR.
`
`Further assistance in electronically accessing the publication, or about PAIR, is available by calling the Patent
`Electronic Business Center at 1-866-217-9197.
`
`
`
`Office of Data Managment, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`6
`
`

`

`Application No.
`16/725292
`
`Filing Date
`December 23, 2019
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT First Named Inventor|Jeroen Poeze
`Art Unit
`3791
`
`(Multiple sheets used when necessary)
`Examiner
`Liu, Chu Chuan
`
`
`SHEET 1 OF 4
`
`Attorney Docket No.
`
`MASCER.002C17
`
`PTO/SB/08 Equivalent
`
`U.S. PATENT DOCUMENTS
`
`Pages, Columns, Lines Where
`Relevant Passagesor
`Relevant Figures Appear
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Examiner
`Initials
`
`Cite
`No.
`
`Document Number
`Number- Kind Code (if known)
`Example: 1,234,567 B1
`
`Publication
`Date
`MM-DD-YYYY
`
`Name
`
`FOREIGN PATENT DOCUMENTS
`
`
`Pages, Columns, Lines
`Foreign Patent Document
`
`Examiner|Cite| Country Code-Number-kKind Pumcation Name Where Relevant Passages qT
`
`
`
`
`
`
`
`Initials|No. Code MN-DD-YYYY or Relevant Figures
`
`
`
`
`Example: JP 1234567 Al
`Appear
`
`
`
`NON PATENT LITERATURE DOCUMENTS
`
`
`
`Examiner|Cite| Include name of the author (in CAPITAL LETTERS),title of the article (when appropriate), title of the
`Ti
`Initials
`No.
`item (book, magazine, journal, serial, symposium, catalog, etc.}, date, page(s), volume-issue
`
`number(s),
`publisher, city and/or country where
`published.
`2020-03-25 First Amended Complaint for (1) Patent Infringement (2) Trade Secret Misappropriation (3)
`Correction of Inventorship and (4) Ownership of Patents and Demand for Jury Trial, and including
`Exhibits 13-24 (Exhibits 1-12 and 25-31 comprise copies of publicly available U.S. patents and U.S.
`patent application publications, and are not included herein for ease of transmission), Masimo
`Corporation and Cercacor Laboratories, Inc. v. Apple Inc., Case No. 8:20-cv-00048, pgs. 1-94, 983-
`1043 (total of 156 pages).
`
`{
`
`Examiner Signature
`
`Date Considered
`
`
`
`Include copyof this form with next communication to applicant.
`
`Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Draw line through citation if not
`*Examiner:
`in conformance and not considered.
`
`T' - Place a check markin this area when an English language Translation is attached.
`
`7
`
`

`

`Page 1 of 3
`Docket No.: MASCER.002C17
`
`
`INFORMATION DISCLOSURE STATEMENT
`AND NOTICE OF CONCURRENT LITIGATION
`
`First Inventor :
`
`Jcrocn Poeze
`
`App. No.
`
`>
`
` 16/725292
`
`Filed
`
`For
`
`: December 23, 2019
`
`: MULTI-STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`Examiner
`
`: Liu, Chu Chuan
`
`Art Unit
`
`Conf. No.
`
`>:
`
`>
`
`3791
`
`5451
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`References and Listing
`
`
`
`Pursuant to 37 CFR 1.56, an Information Disclosure Statement listing references is
`
`provided herewith. Copies of any listed foreign and non-patent literature references are being
`
`submitted.
`
`Pursuant
`
`to 37 CFR 1.97(g) and (h), Applicant makes no representation that
`
`the
`
`information is considered to be material to patentability. Additionally, inclusion on this list is
`
`not an admission that any of the cited documents are prior art in this application. Further,
`
`Applicant makes no representation regarding the completeness ofthis list, or that better art does
`
`not exist.
`
`Related Proceedings
`
`Pursuant
`
`to M.P.E.P § 2001.06(c), Applicant provides this notification of related
`
`litigation proceedings. On January 9, 2020, Applicant, Masimo Corporation, and Cercacor
`
`Laboratories, Inc., filed a complaint in the United States Court for the Central District of
`
`California (Case No. 8:20-cv-00048) against Apple Inc.. The complaint alleges infringement of
`
`U.S. Patent Nos. 10,258,265; 10,258,266; 10,292,628; 10,299,708; 10,376,190; 10,376,191;
`
`10,588,553; 10,588,554; 10,470,695; 6,771,994; 8,457,703; and 10,433,776. At least U.S. Patent
`
`Nos. 10,258,265; 10,258,266; 10,292,628; 10,299,708; 10,376,190; 10,376,191; and 10,588,553;
`
`8
`
`

`

`Docket No.: MASCER.002C17
`App. No.: 16/725292
`
`Page 2 of 3
`
`10,588,554 share a common priority claim with the present application. Copies ofrelated
`
`documents in the proceeding are being submitted herewith.
`
`For convenience in reviewing this submission, the following chart is provided showing
`
`the pending applications which share at least one common priority claim with each of the
`
`asserted patents. It should be noted that other family members that share at least one common
`
`priority claim may have issued as well.
`
`
`
`
`
`
`
`
`
`Patent No.
`
`10,258,265
`
`10,258,266
`
`10,292,628
`
`10,299,708
`
`10,376,190
`
`10,376,191
`
`10,588,553
`
`10,588,554
`
`Pending Family Members
`
`16/449143
`
`16/534956
`
`16/541987
`
`16/725478
`
`16/725292
`
`16/8295 10
`
`16/829578
`
`16/829536
`
`16/834467
`
`16/834538
`
`16/834533
`
`
`10,470,695
`
`6,771,994
`
`8,457,703
`
`10,433,776
`
`16/532061
`
`16/532065
`
`16/791955
`
`16/791963
`
`15/820082
`
`16/174130
`
`No Disclaimers
`
`To the extent
`
`that anything in the Information Disclosure Statement or the listed
`
`references could be construed as a disclaimer of any subject matter supported by the present
`
`application, Applicant hereby rescinds and retracts such disclaimer.
`
`-2-
`
`9
`
`

`

`Docket No.: MASCER.002C17
`App. No.: 16/725292
`
`Timing of Disclosure
`
`Page 3 of 3
`
`This Information Disclosure Statement is being filed after the mailing date of a final
`
`action or after the mailing date of a Notice of Allowance.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`By: /Scott Cromar/
`Scott A. Cromar
`Registration No. 65,066
`Registered Practitioner
`(949) 760-0404
`
`Dated: April 7, 2020
`
`32584740
`
`10
`
`10
`
`

`

`15:46:16
`
`Electronic AcknowledgementReceipt
`
`a s
`
`een
`
`Title of Invention:
`
`MULTI-STREAM DATA COLLECTION SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD CONSTITUENTS
`
`Customer Number:
`
`64735
`
`Scott Cromar/Frances Tsai
`
`Filer Authorized By:
`
`Scott Cromar
`
`Attorney Docket Number:
`
`MASCER.002C17
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`07-APR-2020
`
`23-DEC-2019
`
`
`
`Application Type: Utility under 35 USC 111{a)
`
`Paymentinformation:
`
`Submitted with Payment
`
`Pages
`Multi
`File Size(Bytes)/
`Document Description
`Document
`
`Number Message Digest|Part/.zip|P
`
`
`(if appl.) 1
`
`IDS_C17.pdf
`
`dd5582e974b93 1-58462bfel a0lb2875149}
`285a4
`
`11
`
`11
`
`

`

`Multipart Description/PDF files in .zip description
`
`DocumentDescription
`
`Information Disclosure Statement (IDS) Form (SBO8)
`
`
`
`the application.
`
`Transmittal Letter
`
`Warnings:
`Information:
`2095391
`
`Non Patent Literature
`
`2020-03-25First-Amended-
`Complaint-w-Claim-Chart-
`Exhibits. pdf
`
`3545
`O4hofaaidhs28400738cchdfe I7FSE4 1749]
`
`Warnings:
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`NewInternational Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`12
`
`12
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.goyv
`
`
`
`ATTORNEY DOCKFT NO.
`
`CONFIRMATION NO.
`
`MASCER.002C17
`
`5451
`
`APPLICATION NO.
`
`16/725,292
`
`ISSUE DATE
`
`04/21/2020
`
`PATENT NO.
`
`10624564
`
`64735
`
`7590
`
`04/01/2020
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`MASIMO CORPORATION (MASIMO)
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`ISSUE NOTIFICATION
`
`The projected patent number andissue date are specified above.
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmentonthe front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office
`of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments
`should be directed to the Application Assistance Unit (AAU) of the Office of Data Management (ODM)at
`(571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair-uspto.gov for additional applicants):
`
`Masimo Corporation, Irvine, CA;
`Jeroen Poeze, Rancho Santa Margarita, CA;
`Marcelo Lamego, Cupertino, CA;
`Sean Merritt, lake Forest, CA;
`Cristiano Dalvi, Lake Forest, CA;
`Hung Vo, Fountain Valley, CA;
`Johannes Bruimsma, Opeinde, NETHERLANDS;
`Ferdyan Lesmana,Irvine, CA;
`Massi Joe E. Kiani, Laguna Niguel, CA;
`Greg Olsen, Lake I'orest, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`IR103 (Rev. 10/09)
`
`13
`
`13
`
`

`

`Application No.: —16/725292
`Filing Date:
`December23, 2019
`
`Docket No.
`
`Patent No.
`
`MASCER.004A
`
`MASCER.004C1
`
`8,203,704
`Merritt, et al.
`8,570,503
`o, etal.
`
`Issued
`
`06/19/2012
`
`10/29/2013
`
`Title
`MULTI-STREAM SENSOR FOR
`NONINVASIVE MEASUREMENT OF
`BLOOD CONSTITUENTS
`HEAT SINK FOR NONINVASIVE MEDICAL
`SENSOR
`MULTI-STREAM EMITTER FOR
`08/20/2013
`NONINVASIVE MEASUREMENT OF
`8,515,509
`CERCA.005A
`P>ruinsma, et al.|BLOOD CONSTITUENTS
`MASCER.006A
`8 577.431
`NOISE SHIELDING FOR A NONINVASIVE
`11/05/2013
`amego et al. DEVICE
`
`MASCER.006C1_|9,717,425 NOISE SHIELDING FOR A NONINVASIVE|99/91/2017
`K jani, et al.
`DEVICE
`CONTOURED PROTRUSION FOR
`IMPROVING SPECTROSCOPIC
`
`:
`
`05/07/2013
`MEASUREMENT OF BLOOD
`8,437,825
`MASCER.007A
`Dalvi, etal.|CONSTITUENTS
`CONTOURED PROTRUSION FOR
`IMPROVING SPECTROSCOPIC
`
`
`
`12/22/2009
`
`
`
`
`
`
`03/14/2017
`MEASUREMENT OF BLOOD
`9,591,975
`MASCER.007C1
`Dalvi,etal.|CONSTITUENTS
`EMITTER DRIVER FOR NONINVASIVE
`PATIENT MONITOR
`Bpruinsma,et al.
`EMITTER DRIVER FOR NONINVASIVE
`PATIENT MONITOR
`Bruinsma,etal.
`EMITTER DRIVER FOR NONINVASIVE
`
`
`MASCER.008C2‘|9,668,680 PATIENT MONITOR Byruinsma, et al. 06/06/2017
`
`
`MASCER.009DA_|D621516 PATIENT MONITORING SENSORKiani, et al.|08/10/2010
`
`MASCER.008A
`
`8,688,183
`
`MASCER.008C 1
`
`9,186,102
`
`04/01/2014
`
`11/17/2015
`
`
`
`MASCER.O10DA_|D606659 PATIENT MONITOR Kiani, et al.
`
`
`
`MASCER.002A
`
`12/534827
`
`08/03/2009
`
`MASCER.002C9|16/449143 06/21/2019
`
`MULTL-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MEASUREMENTOF BLOOD
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MASCER.002C10|16/534956 MEASUREMENT OF BLOOD 08/07/2019
`CONSTITUENTS
`MULTLSTREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`
`
`. MASCER002C1 1|16/534949. MEASUREMENT OF BLOOD 08/07/2019
`
`
`
`Change(s) applic
`CONSTITUENTS
`to document,
`3
`/D.M/
`~~
`
`
`
`4/17/2020
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`14
`
`/C.L/
`
`14
`
`

`

`Application No.:
`Filing Date:
`
`16/725292
`December 23, 2019
`
`References for Examiner Consideration
`
`Applicant wishes to draw the Examiner's attention to, and encourages the Examiner to
`
`review,
`
`the following co-owned patents and/or applications and their existing and ongoing
`
`prosecution history, including without limitation Office Actions, Amendments, Remarks, and
`
`any other potentially relevant documents:
`
`
`
`
`
`
`MEASUREMENT OF BLOOD
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MEASUREMENT OF BLOOD
`
`04/16/2019
`
`04/16/2019
`
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`05/28/2019
`MEASUREMENT OF BLOOD
`10,299,708
`MASCER.002C5
`Poeze,etal.|CONSTITUENTS
`MULTISTREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`05/21/2019
`MEASUREMENT OF BLOOD
`2282028
`MASCER.002C6
`Poeze,etal.|CONSTITUENTS
`MULTLSTREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD
`CONSTITUENTS
`MULTI-STREAM SENSOR FRONT ENDS
`01/14/2014
`FOR NONINVASIVE MEASUREMENTOF
`8,630,691
`MASCER.003A
`amego, et al.|BLOOD CONSTITUENTS
`MULTI-STREAM SENSOR FRONT ENDS
`
`MASCER.002C7
`
`MASCER.002C8
`
`10,376,190
`Poeze, et al.
`
`10,376,191
`Poeze, et al.
`
`08/13/2019
`
`08/13/2019
`
`MASCER.003D1
`
`§,909,3 10
`
`amego, et al.
`
`FOR NONINVASIVE MEASUREMENTOF
`
`BLOOD CONSTITUENTS
`
`12/09/2014
`
`-2-
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.L/
`
`15
`
`
`Docket No.
`Patent No.
`Title
`Issued
`MULTLSTREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`03/08/2016
`MEASUREMENT OF BLOOD
`9,277,880 .
`MASCER.002C1
`Poeze,etal.|CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`07/02/2019
`MEASUREMENT OF BLOOD
`10,335,068
`MASCER.002C2
`Poeze,etal.|CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`
`
`MASCER.002C3
`Lolied
`
`10,25*209
`Poeze, etal.
`
`MASCER.002C4
`
`roe8,200
`
`O82E, CF AN
`
`Change(s) a
`to document
`
`/\.M/
`
`3/17/2020
`
`
`
`
`
`15
`
`

`

`
`
`Application No.
`16/725292
`
`Filing Date
`December 23, 2019
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT First Named Inventor|Jeroen Poeze
`Art Unit
`2688
`
`PTO/SB/08 Equivalent
`
`
`
`
`
`(Multiple sheets used when necessary)
`
`SHEET45 OF 57
`
`Examiner
`
`Attorney Docket No.
`
`Unassigned
`
`MASCER.002C17
`
`U.S. PATENT DOCUMENTS
`
`
`
`
`
`
`
`
`
`
`
`cramer|Gte|number“kndCoder|Punaten vane Paes,Cours,eswre
`
`
`
`
`Example: 1,234,567 B1
`MM-DD-YYYY
`Relevant Figures Appear
`2019/0192076
`06-27-2010
`
`1233
`
`|McHale et al.
`
`
`1234 07-04-2019|Chandran etal.2019/0200941
`
`
`
`
`
`1235 07-04-2019|Kiani2019/0201623
`
`
`
`1236 07-11-2019|Scruggset al.2019/0214778
`
`
`
`
`1237 07-11-2019|AI-Ali2019/0209025
`
`, 2018/0216370°5/2°! Sezapeepeta-|Gehumeretet [shiguro,et al._| 1239
`
`
`~ 1 - .
`1 4240
`2019/0216379
`07-18-2019
`|AI-Ali etal.
`
`/D.M
`1241
`2019/0221966
`07-18-2019
`|Kiani et al.
`5/18/2020
`1242
`2019/0223804
`07-25-2019
`|Blank et al
`
`1243 08-01-2019|AI-Ali etal.2019/0231199
`
`
`
`
`
`1238
`
`2019/0216319
`
`1244
`
`2019/0231241
`
`07-18-2019
`
`|Poeze etal.
`
`08-01-2019
`
`|AI-Ali et al.
`
`
`1245 08-01-2019|Abdul-Hafiz et al.2019/0231270
`
`
`
`1246 08-08-2019|Pauley et al.2019/0239787
`
`
`1247
`2019/0289824
`08-08-2019
`|Muhsin et al.
`
`|Lamego
`08-22-2019
`2019/0254578
`1248
`
`
`1249 08-29-2019|AI-Ali2019/0261857
`
`
`
`1250 09-05-2019|Al-Ali etal.2019/0269370
`
`
`1252 09-12-2019|AI-Ali et al.2019/0274635
`
`
`
`
`
`1251
`
`2019/0274627
`
`1253
`
`2019/0290136
`
`09-12-2019
`
`|AI-Ali etal.
`
`09-26-2019
`
`|Dalvi etal.
`
`
`1254
`2019/0298270
`10-03-2019
`|AI-Ali et al.
`
`1255
`2019/0304601
`10-03-2019
`|Sampath etal.
`
`1256
`2019/0304605
`10-03-2019
`|AI-Ali
`
`
`
`1259 10-24-2019|Al-Ali2019/0320959
`
`1257
`
`1258
`
`2019/0307377
`
`2019/0320906
`
`10-10-2019
`
`10-24-2019
`
`/|Perea etal.
`
`|Olsen
`
`
`
`1260
`
`2019/0320988
`
`10-24-2019
`
`|Ahmedetal.
`
`
`
`Include copyof this form with next communication to applicant.
`
`Examiner Signature
`
`Date Considered
`
`Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Draw line through citation if not
`*Examiner:
`in conformance and not considered.
`
`T' - Place a check markin this area when an English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.L/
`
`16
`
`16
`
`

`

`Application No.: —16/725292
`Filing Date:
`December23, 2019
`
`References for Examiner Consideration
`
`Applicant wishes to draw the Examiner's attention to, and encourages the Examiner to
`
`review,
`
`the following co-owned patents and/or applications and their existing and ongoing
`
`prosecution history, including without limitation Office Actions, Amendments, Remarks, and
`
`any other potentially relevant documents:
`
`
`
`
`
`
`,
`MASCER.002C3
`
`10,258,265
`
`
`
`MASCER.003A
`
`8,630,691
`
`MASCER.003D1
`
`8,909,310
`
`
`
`
`
`
`
`
`
`
`
`04/16/2019
`
`
`
`
`
`01/14/2014
`
`12/09/2014
`
`
`
`
`
`Docket No. Issued Patent No. Title
`
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MASCER.002C1|9,277,880 MEASUREMENT OF BLOOD 03/08/2016
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MEASUREMENT OF BLOOD
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`MEASUREMENTOF BLOOD
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MASCER.002C4=|10,258,266 MEASUREMENT OF BLOOD 04/16/2019
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`
`MASCER.002C5|10,299,708 MEASUREMENT OF BLOOD 05/28/2019
`
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MASCER.002C6|10,292,628 MEASUREMENTOF BLOOD 05/21/2019
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MEASUREMENT OF BLOOD
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MEASUREMENT OF BLOOD
`CONSTITUENTS
`MULTI-STREAM SENSOR FRONT ENDS
`FOR NONINVASIVE MEASUREMENTOF
`BLOOD CONSTITUENTS
`MULTI-STREAM SENSOR FRONT ENDS
`FOR NONINVASIVE MEASUREMENTOF
`BLOOD CONSTITUENTS
`
`MASCER.002C2|10,335,068 07/02/2019
`
`MASCER.002C7|10,376,190 08/13/2019
`
`MASCER.002C8|10,376,191 08/13/2019
`
`-2-
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`17
`
`/C.L/
`
`17
`
`

`

`Application No.: —16/725292
`Filing Date:
`December 23, 2019
`
`Patent No.
`
`MASCER.004A
`
`8,203,704
`
`Title
`MULTI-STREAM SENSOR FOR
`NONINVASIVE MEASUREMENT OF
`BLOOD CONSTITUENTS
`
`Issued
`
`06/19/2012,
`
`
`
`MASCER.004C1_|8,570,503 gener FOR NONINVASIVE MEDICAL|jag9913
`
`CERCA.005A
`
`8.515.509
`
`MULTI-STREAM EMITTER FOR
`NONINVASIVE MEASUREMENTOF
`BLOOD CONSTITUENTS
`
`08/20/2013
`
`MASCER.006A__|8.577.431 ReePING FOR A NONINVASIVE|1795/2013
`MASCER.006C1_|9.717.425 ReePING FOR A NONINVASIVE|099191/2017
`
`MASCER.007A__|8,437,825 OESORRMEATTOL StOop 05/07/2013
`
`CONTOURED PROTRUSION FOR
`IMPROVING SPECTROSCOPIC
`.
`
`
`
`CONSTITUENTS
`CONTOURED PROTRUSION FOR
`IMPROVING SPECTROSCOPIC
`
`MASCER.007C1_|9,591,975 MESUREPOF BrOOD 03/14/2017
`CONSTITUENTS
`EMITTER DRIVER FOR NONINVASIVE
`
`
`EMITTER DRIVER FOR NONINVASIVE
`
`MASCER.008C1_|9,186,102 PatENt MONILOK 11/17/2015
`EMITTER DRIVER FOR NONINVASIVE
`
`
`MASCER.008C2__|9,668,680 PatENt MONILOK 06/06/2017
`MASCER.009DA D621516
`PATIENT MONITORING SENSOR
`08/10/2010
`
`MASCER.008A__|8,688,183 PatENt MONILOK 04/01/2014
`
`
`
`
`
`
`
`
`
`
`
`
`08/07/2019
`
`
`
`
`MASCER.O1ODA
`
`D606659
`
`PATIENT MONITOR
`
`12/22/2009
`
`Docket No.
`
`Serial No.
`
`MASCER.002A
`
`12/534827
`
`08/03/2009
`
`Title
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`MASCER.002C9|16/449143 06/21/2019
`
`MEASUREMENT OF BLOOD
`
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MEASUREMENT OF BLOOD
`CONSTITUENTS
`MULTLSTREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`MEASUREMENT OF BLOOD
`CONSTITUENTS
`
`MASCER.002C10|16/534956 08/07/2019
`
`MASCER.002C11
`
`16/534949
`
`-3-
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`{C.L/
`
`18
`
`18
`
`

`

`Application No.: —16/725292
`Filing Date:
`December23, 2019
`
`MASCER.002C13|16/544713 08/19/2019
`
`
`
`
`
`
`
`MULTL-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MASCER.002C12|16/541987 MEASUREMENTOF BLOOD 08/15/2019
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MEASUREMENTOF BLOOD
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MASCER.002C14|16/544755 MEASUREMENTOF BLOOD 08/19/2019
`CONSTITUENTS
`MULTLSTREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MASCER.002C15|16/594980 MEASUREMENT OF BLOOD 10/07/2019
`CONSTITUENTS
`MULTI-STREAM DATA COLLECTION
`SYSTEM FOR NONINVASIVE
`
`MASCER.002C16|16/725478 |eeeeeeee Loop 12/23/2019
`CONSTITUENTS
`MULTI-STREAM SENSOR FOR
`
`BLOOD CONSTITUENTS
`
`
`
`
`
`
`
`MASCER.004C3_|14/064055|NONINVASIVE MEASUREMENTOF 10/25/2013
`
`MASCER.006C2_|15/660743 BeeING FOR ANONINVASIVE|(9196/9017
`
`Applicant notes that cited references, office actions, responses and notices of allowance
`
`currently exist or will exist with reference to the above-referenced matters. Applicant also
`
`understands that the Examiner has access to sophisticated online Patent Office computing
`
`systems that provide ready access to the full file histories of these matters including, for example,
`
`specifications, drawings, pending claims, cited art, office actions, responses, declarations, and
`
`notices of allowance. Rather than submit copics of these file histories, Applicant respectfully
`
`requests that the Examiner continue to revicw these file histories online for past, current, and
`
`future information about these matters that may be relevant to examination of the present
`
`application. Also, if the Examiner cannot readily access these file histories, Applicant would be
`-4-
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.L/
`
`19
`
`19
`
`

`

`Application No.: —16/725292
`Filing Date:
`December23, 2019
`
`pleased to provide any portion of any of the file histories at any time upon specific Examiner
`
`request.
`
`No Disclaimers
`
`To the extent
`
`that anything in the Information Disclosure Statement or the listed
`
`references could be construed as a disclaimer of any subject matter supported by the present
`
`application, Applicant hereby rescinds and retracts such disclaimer.
`
`Timing of Disclosure
`
`This Information Disclosure Statement is being filed within three months of the filing
`
`date or date of national phase entry, and no [ee is believed to be required.
`
`The Commissioner is hereby authorized to charge any additional fees which may be
`
`required, or credit any overpayment, to Account No. 11-1410.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`
`Dated: December 27, 2019
`
`31934708
`
`By: /Scott Cromar/
`Scott A. Cromar
`Registration No. 65,066
`Registered Practitioner
`Customer No. 64735
`(949) 760-0404
`
`20
`
`20
`
`

`

`Application No.
`16/725292
`
`Filing Date
`December 23, 2019
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT First Named Inventor|Jeroen Poeze
`Art Unit
`2688
`
`PTO/SB/08 Equivalent
`
`
`
`
`
`(Multiple sheets used when necessary)
`
`Examiner
`
`Unassigned
`
`SHEET 1 OF 57
`
`Attorney Docket No.
`
`MASCER.002C17
`
`cramer|Gte|number“kndCoder|Punaten vane Paes,Cours,eswre
`
`U.S. PATENT DOCUMENTS
`
`
`
`
`Example: 1,234,567 B1
`MM-DD-YYYY
`Relevant Figures Appear
`3,910,701
`10-07-1975
`
`1
`
`|Henderson et al.
`
`
`2
`4,114,604
`09-19-1978
`|Shawetal.
`
`3
`
`4,258,719
`
`03-31-1981
`
`|Lewyn
`
`
`
`4 05-19-1981|Yamanishi4,267,844
`
`
`
`
`
`5 03-20-1984|Stitt4,438,338
`
`
`
`6
`
`7
`
`8
`
`4,444,471
`
`4,653,498
`
`4,655,225
`
`04-24-1984
`
`/|Ford etal.
`
`03-31-1987
`
`|New, Jr. et al.
`
`04-07-1987
`
`|Dahne etal.
`
`
`9 08-04-1987|Goldring4,684,245
`
`
`
`10
`
`4,709,413
`
`11-24-1987
`
`|Forrest
`
`
`11
`4,755,676
`07-05-1988
`|Gaalema etal.
`
`
`
`12 11-01-1988|Martin4,781,195
`
`
`
`
`13
`4,805,623
`02-21-1989
`|Jdbsis
`
`14
`
`4,825,872
`
`05-02-1989
`
`/|Tan etal.
`
`|Jaeb etal.
`
`
`
`
`
`
`
`18 07-02-1991|Rosenthal, et al.5,028,787
`
`15
`
`16
`
`4,880,304
`
`4,960,128
`
`
`
`
`
`19
`
`5,035,243
`
`11-14-1989
`
`10-02-1990
`
`|Gordon etal.
`
`07-30-1991
`
`)Muz, Edwin
`
`
`
`17 10-23-1990|Hink etal.4,964,408
`
`
`
`
`
`
`
`
`
`
`
`
`20 08-20-1991|Hink et al.5,041,187
`
`
`
`21
`5,043,820
`08-27-1991
`|Wyles etal.
`
`22 12-03-1991|Polezynski5,069,213
`
`
`
`
`
`23 12-03-1991|Samarasetal.5,069,214
`
`
`24 12-31-1991|Rosenthal5,077,476
`
`
`
`
`
`
`
`
`
`25 02-04-1992|Rosenthalet al.5,086,229
`
`
`
`27 06-16-1992|Inpyn5,122,925
`
`26
`
`5,099,842
`
`
`
`28
`
`5,131,391
`
`03-31-1992
`
`|Mannheimer etal.
`
`07-21-1992
`
`|Sakaiet al.
`
`
`
`Include copyof this form with next communication to applicant.
`
`Examiner Signature
`
`Date Considered
`
`Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Draw line through citation if not
`*Examiner:
`in conformance and not considered.
`
`T' - Place a check markin this area when an Engli