`
`By:
`
`On behalf of:
`Patent Owner Masimo Corporation
`Joseph R. Re (Reg. No. 31,291)
`Stephen W. Larson (Reg. No. 69,133)
`Jarom D. Kesler (Reg. No. 57,046)
`Jacob L. Peterson (Reg. No. 65,096)
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, 14th Floor
`Irvine, CA 92614
`Tel.: (949) 760-0404
`Fax: (949) 760-9502
`E-mail: AppleIPR2020-1713-564@knobbe.com
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`APPLE INC.
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`
`
`
`
`
`
`
`IPR2020-01713
`U.S. Patent 10,624,564
`
`
`
`
`
`MASIMO OBJECTIONS TO ADMISSIBILITY OF APPLE EVIDENCE
`SUBMITTED BEFORE TRIAL INSTITUTION
`
`
`
`
`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Pursuant to 37 C.F.R. § 42.64(b), Patent Owner Masimo Corporation objects
`
`as follows to the admissibility of evidence served with the initial Petition. Patent
`
`Owner reserves the right to: (1) timely file a motion to exclude these objectionable
`
`exhibits or portions thereof; (2) challenge the credibility and/or weight that should
`
`be afforded to these exhibits, whether or not Patent Owner files a motion to
`
`exclude the exhibits; (3) challenge the sufficiency of the evidence to meet
`
`Petitioner’s burden of proof on any issue, including, without limitation, whether
`
`Petitioner met its burden to prove the prior art status of the alleged prior art on
`
`which it relies, whether or not Patent Owner has objected to, or files a motion to
`
`exclude, the evidence; and (4) cross examine any Petitioner declarant within the
`
`scope of his or her direct testimony that relates to these exhibits, without regard to
`
`whether Patent Owner has objected to the testimony or related exhibits or whether
`
`the testimony or related exhibits are ultimately found to be inadmissible.
`
`
`Exhibit Number and
`Description
`Exhibit 1003 - Declaration of
`Dr. Kenny
`
`Objections
`
`Masimo’s objections to Ex. 1003 are set forth
`below. To the extent Dr. Kenny’s declaration
`incorporates objectionable material in the cited
`paragraphs below in additional paragraphs or
`sections, Masimo’s objections apply with equal
`force to those additional paragraphs or sections.
`Incomplete, Irrelevant, Misleading (FRE 106,
`401, 403):
`incomplete, and
`¶¶21-22 are misleading,
`irrelevant because they lack support for the
`
`-1-
`
`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1001.
`
`incomplete, and
`¶¶38-39 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1001.
`
`¶41 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1001.
`
`incomplete, and
`¶¶47-51 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1006.
`
`incomplete, and
`¶¶52-54 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1009.
`
`incomplete, and
`¶¶55-60 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1011.
`
`¶61 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1013.
`
`incomplete, and
`¶¶62-64 are misleading,
`irrelevant because they lack support for the
`
`-2-
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`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1022.
`
`¶65 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1019.
`
`incomplete, and
`¶¶66-70 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009, 1015.
`
`¶71 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1006.
`
`¶72 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1009.
`
`¶73 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Exs. 1006, 1009.
`
`¶74 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1006.
`
`¶75 is misleading, incomplete, and irrelevant
`
`-3-
`
`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1011.
`
`incomplete, and
`¶¶76-79 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1011.
`
`incomplete, and
`¶¶80-81 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009, 1011.
`
`incomplete, and
`¶¶83-86 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1011.
`
`¶87 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1006.
`
`incomplete, and
`¶¶89-91 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1011.
`
`incomplete, and
`¶¶92-93 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1011,
`
`-4-
`
`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`1017.
`
`incomplete, and
`¶¶94-97 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009, 1011.
`
`¶98 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Exs. 1006, 1011.
`
`¶99 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1006.
`
`incomplete, and
`¶¶100-102 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009.
`
`incomplete, and
`¶¶103-106 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009, 1015.
`
`incomplete, and
`¶¶107-109 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1011, 1012.
`
`-5-
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`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`
`incomplete, and
`¶¶114-116 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009, 1011.
`
`incomplete, and
`¶¶118-120 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1011,
`1019.
`
`incomplete, and
`¶¶121-123 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1011,
`1018, 1019.
`
`incomplete, and
`¶¶124-125 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009.
`
`incomplete, and
`¶¶127-128 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009, 1011.
`
`¶129 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Exs. 1006, 1009.
`
`-6-
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`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`
`incomplete, and
`¶¶130-131 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009, 1012.
`
`¶134 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Exs. 1006, 1009, 1011.
`
`incomplete, and
`¶¶135-136 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009, 1011.
`
`¶137 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1011.
`
`¶138 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1011.
`
`¶139 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Exs. 1006, 1011.
`
`¶140 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`
`-7-
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`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`which it is cited and mischaracterizes the
`teachings of Ex. 1011.
`
`¶141 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1017.
`
`¶145 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1006.
`
`incomplete, and
`¶¶146-147 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1009,
`1010, 1014, 1023.
`
`incomplete, and
`¶¶150-151 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1006.
`
`incomplete, and
`¶¶152-153 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1006,
`
`incomplete, and
`¶¶155-156 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1001,
`1006, 1013, 1020, 1021.
`
`
`-8-
`
`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`¶157 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1006.
`
`¶158 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1006.
`
`incomplete, and
`¶¶159-161 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1006.
`
`incomplete, and
`¶¶162-163 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Ex. 1006.
`
`incomplete, and
`¶¶171-174 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1011,
`1013.
`
`¶175 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1013.
`
`incomplete, and
`¶¶176-178 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1011,
`
`-9-
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`
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`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`1022.
`
`¶179 is misleading, incomplete, and irrelevant
`because it lacks support for the contentions for
`which it is cited and mischaracterizes the
`teachings of Ex. 1022.
`
`incomplete, and
`¶¶181-184 are misleading,
`irrelevant because they lack support for the
`contentions for which they are cited and they
`mischaracterize the teachings of Exs. 1006,
`1009, 1011, 1019.
`
`Improper Testimony by Expert Witness
`(FRE 702):
`¶¶21-22 are not based on sufficient facts and
`data, and do not reliably apply facts and data
`using scientific principles.
`
`¶38 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶67 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶71 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶72 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`-10-
`
`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`
`¶74 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶76 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶78 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶79 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶80 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶82 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶86 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶87 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶88 is not based on sufficient facts and data, and
`
`-11-
`
`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`does not reliably apply facts and data using
`scientific principles.
`
`¶90 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶92 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶93 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶97 is not based on sufficient facts and data, and
`does not reliably apply facts and data using
`scientific principles.
`
`¶104 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶105 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶110 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶111 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`-12-
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`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`
`¶117 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶120 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶121 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶123 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶142 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶143 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶144 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶148 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶154 is not based on sufficient facts and data,
`
`-13-
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`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`
`Objections
`
`and does not reliably apply facts and data using
`scientific principles.
`
`¶155 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶161 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶174 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶177 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶178 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶179 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`¶184 is not based on sufficient facts and data,
`and does not reliably apply facts and data using
`scientific principles.
`
`-14-
`
`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Exhibit Number and
`Description
`Exhibit 1008 - Certified English
`Translation of Inokawa and
`Translator’s Declaration
`
`Exhibit 1010 - “A Wearable
`Reflectance Pulse Oximeter for
`Remote Physiological
`Monitoring,” (“Mendelson-
`2006”)
`
`Exhibit 1026 - Certified English
`Translation of Tanagi and
`Translator’s Declaration
`
`Exhibit 1027 - Declaration of
`Jacob Munford
`
`
`
`Objections
`
`Hearsay, Authenticity (FRE 802, 901):
`The exhibit includes out-of-court statements that
`are offered for the truth of the matter asserted
`and are asserted by a declarant who lacks
`personal knowledge.
`Incomplete, Irrelevant, Misleading, Hearsay,
`Authenticity (FRE 106, 401, 403, 802, 901):
`The portions of
`this document cited by
`Petitioner, as used by Petitioner, provide an
`irrelevant,
`incomplete,
`and misleading
`characterization of the knowledge in the art as
`of the asserted date of the invention because
`Petitioner has not established it is prior art, and
`therefore confuses the issues in the case.
`Masimo objects to this document as hearsay,
`and further on relevance because Petitioner fails
`to establish it is prior art. Masimo also objects
`on the basis of authenticity
`Hearsay, Authenticity (FRE 802, 901):
`The exhibit includes out-of-court statements that
`are offered for the truth of the matter asserted
`and are asserted by a declarant who lacks
`personal knowledge.
`Hearsay, Authenticity (FRE 802, 901):
`The exhibit includes out-of-court statements that
`are offered for the truth of the matter asserted
`and are asserted by a declarant who lacks
`personal knowledge.
`
`-15-
`
`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`Dated: May 19, 2021
`
`
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`By: /Jacob L. Peterson/
`Joseph R. Re (Reg. No. 31,291)
`Stephen W. Larson (Reg. No. 69,133)
`Jarom D. Kesler (Reg. No. 57,046)
`Jacob L. Peterson (Reg. No. 65,096)
`
`Attorneys for Patent Owner
`Masimo Corporation
`
`
`
`-16-
`
`
`
`IPR2020-01713 – Patent 10,624,564
`Apple v. Masimo
`
`
`CERTIFICATE OF SERVICE
`I hereby certify that, pursuant to 37 C.F.R. § 42.6(e) and with the agreement
`
`of counsel for Petitioner, a true and correct copy of MASIMO OBJECTIONS TO
`
`ADMISSIBILITY OF APPLE EVIDENCE SUBMITTED BEFORE TRIAL
`
`INSTITUTION is being served electronically on May 19, 2021, to the e-mail
`
`addresses shown below:
`
`W. Karl Renner
`Andrew B. Patrick
`patrick@fr.com
`Usman A. Khan
`khan@fr.com
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`IPR50095-0023IP1@fr.com
`PTABInbound@fr.com
`
`Dated: May 19, 2021
`
`
`
`
`
`
`
`34935185
`
`
`By: /Jacob L. Peterson/
`Joseph R. Re (Reg. No. 31,291)
`Stephen W. Larson (Reg. No. 69,133)
`Jarom D. Kesler (Reg. No. 57,046)
`Jacob L. Peterson (Reg. No. 65,096)
`
`
`
`Attorneys for Patent Owner
`Masimo Corporation
`
`
`
`
`