throbber
Apple Inc. (Petitioner)
`v.
`Masimo Corporation (Patent Owner)
`Petitioner Demonstratives
`Case Nos. IPR2020-01713, -01716, -01733, -01737
`U.S. Patent Nos. 10,624,564; 10,702,194; 10,702,195; 10,709,366
`Before Hon. Josiah C. Cocks, Robert L. Kinder, Amanda F. Wieker
`Administrative Patent Judges
`
`1
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`1
`
`APPLE 1062
`Apple v. Masimo
`IPR2020-01713
`
`

`

`Table of Contents
`
`Issue 1: Implementing a Cover with a Protruding Convex Surface
`
`1A: The Cover’s Protruding Convex Surface would Improve Adhesion and Signal Strength
`
`1B: The Cover’s Protruding Convex Surface would Enhance Light Gathering Ability
`
`1C: The Cover’s Protruding Convex Surface would Protect Sensor Elements
`
`Issue 2: Adding a Second Ring of Sensors to Aizawa
`
`Issue 3: The Dependent Claims are Obvious
`
`Overview of the Challenged Patents
`
`Overview of the Instituted Grounds
`
`3
`
`5
`
`23
`
`43
`
`49
`
`61
`
`68
`
`77
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`2
`
`

`

`Issue 1
`
`Implementing a Cover with a
`Protruding Convex Surface
`
`Case Nos. IPR2020-01713, -01716, -01733, -01737
`U.S. Patent Nos. 10,624,564; 10,702,194; 10,702,195; 10,709,366
`
`3
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`3
`
`

`

`Multiple Benefits of Combining the References
`
`Dr. Kenny’s Second Declaration
`
`Aizawa
`
`IPR2020-01713 APPLE-1050, ¶ 7;
`see also APPLE-1003, ¶¶ 66-73.
`
`
`IPR2020-01713 APPLE-1006, FIG. 1(b); APPLE-1003, ¶ 70.IPR2020 01713 APPLE 1006 FIG 1(b) APPLE 1003 ¶ 70
`4
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`4
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`

`

`Issue 1A
`
`The Cover’s Protruding Convex Surface would
`Improve Adhesion and Signal Strength
`
`5
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`5
`
`

`

`A POSITA would have Modified Aizawa’s Flat Cover
`
`Dr. Kenny’s Second Declaration
`
`Aizawa
`
`IPR2020-01713 APPLE-1050, ¶ 7;
`see also APPLE-1003, ¶¶ 66-73.
`
`IPR2020-01713 APPLE-1050, ¶ 12;
`see also APPLE-1003, ¶ 69.
`
`IPR2020-01713 APPLE-1006, FIG. 1(b); APPLE-1003, ¶ 70.
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`6
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`

`

`Ohsaki Teaches that a Protruding Convex Surface
`Prevents Slippage and Improves Signal Strength
`
`Dr. Kenny’s First Declaration
`
`IPR2020-01713 APPLE-1003, ¶¶ 67-68.
`
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`7
`
`

`

`Ohsaki Teaches that a Protruding Convex Surface Prevents Slippage
`
`Ohsaki
`
`IPR2020-01713 APPLE-1009, FIG. 2; APPLE-1003, ¶ 53.
`
`IPR2020-01713 APPLE-1009, ¶ [0025]
`(cited at APPLE-1003, ¶¶ 54, 67).
`
`IPR2020-01713 APPLE-1009, FIG. 1; APPLE-1003, ¶ 52.
`
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`8
`
`

`

`Ohsaki Teaches that a Protruding Convex Surface Improves Signal Strength
`
`Ohsaki
`
`IPR2020-01713 APPLE-1009, ¶ [0025]
`(cited at APPLE-1003, ¶¶ 68-70).
`
`IPR2020-01713 APPLE-1009, FIGS. 2, 4A, 4B.
`
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`9
`
`

`

`Aizawa’s Modified Cover would have Improved Adhesion and Signal Strength
`
`Dr. Kenny’s First Declaration
`
`IPR2020-01713 APPLE-1003, ¶ 70.
`
`IPR2020-01713 APPLE-1006, FIG. 1(b); APPLE-1003, ¶ 70.
`
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`10
`
`

`

`Masimo Fails to Rebut Dr. Kenny’s Testimony
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 APPLE-1050, ¶¶ 7-8.
`
`11
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`11
`
`

`

`Sensor Structures and Shapes
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01713 APPLE-1050, ¶ 10..
`
`IPR2020-01713 APPLE-1009, FIG. 2
`(as annotated at APPLE-1050, ¶ 11).
`
`IPR2020-01713 APPLE-1050, ¶ 11.
`
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`12
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`

`

`Sensor Structures and Shapes
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01713 APPLE-1050, ¶ 18.
`
`IPR2020-01713 APPLE-1009, FIG. 2
`(as annotated at APPLE-1050, ¶ 18).
`
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`13
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`

`

`Sensor Structures and Shapes
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 APPLE-1050, ¶¶ 12-13.
`
`14
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`14
`
`

`

`Sensor Structures and Shapes
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 APPLE-1050, ¶ 14.
`
`IPR2020-01713 APPLE-1006, FIG. 1(b) (annotated).
`
`15
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`15
`
`

`

`Sensor Structures and Shapes
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01713 APPLE-1050, ¶ 21.
`
`IPR2020-01713 APPLE-1009, FIGS. 1, 2.
`
`16
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`16
`
`

`

`Masimo Improperly Relies on Bodily Incorporation
`
`Petitioner’s Reply
`
`IPR2020-01713 Pap. 18 (Petitioner’s Reply), ¶19.
`
`IPR2020-01713 Pap. 18 (Petitioner’s Reply), ¶23.
`
`17
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`17
`
`

`

`Measurement Locations
`
`Patent Owner’s Response
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 Pap. 14 (POR), 26.
`
`IPR2020-01713 APPLE-1050, ¶ 10.
`
`18
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`18
`
`

`

`Measurement Locations
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01713 APPLE-1050, ¶ 25.
`
`IPR2020-01713 APPLE-1009, claims 5, 6.
`
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`19
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`

`

`Ohsaki Does Not Limit its Sensor to the Backside of the Wrist
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01713 APPLE-1047, ¶¶ 27-28.
`
`IPR2020-01715 APPLE-1009, FIGS. 4A, 4B.
`
`IPR2020-01713 APPLE-1009, ¶ [0015].
`
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`20
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`

`

`Ohsaki Does Not Limit its Sensor to the Backside of the Wrist
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01713 APPLE-1050, ¶ 29.
`
`IPR2020-01713 APPLE-1009, FIGS. 3A, 3B.
`
`21
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`21
`
`

`

`Reasonable Expectation of Success
`
`Patent Owner’s Sur-Reply
`
`Dr. Kenny 2021-09-18 Depo. Transcript
`
`IPR2020-01713 Pap. 21 (Sur-Reply), 4
`(citing Ex. 2027, 162:15-20).
`
`Ex. 2027, 162:15-20.
`
`Ex. 2027, 158:4-10.
`
`22
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`22
`
`

`

`Issue 1B
`
`The Cover’s Protruding Convex Surface would
`Enhance Light-Gathering Ability
`
`23
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`23
`
`

`

`A POSITA would have Modified Aizawa’s Flat Cover
`
`Dr. Kenny’s Second Declaration
`
`Aizawa
`
`IPR2020-01713 APPLE-1050, ¶ 7.
`
`IPR2020-01713 APPLE-1050, ¶ 31.
`
`APPLE-1006, FIG. 1(b); APPLE-1003, ¶ 70.
`
`24
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`24
`
`

`

`A POSITA Would Have Modified Aizawa’s Flat Cover
`
`Dr. Kenny’s Second Declaration
`
`Dr. Kenny’s Deposition Transcript
`
`IPR2020-01737 APPLE-1050, ¶ 34.
`Aizawa (modified in view of Ohsaki)
`
`IPR2020-01737 Ex. 2006, 164:8-16.
`
`APPLE-1006, FIG. 1(b); APPLE-1003, ¶ 70.
`
`25
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`25
`
`

`

`A POSITA Would Have Modified Aizawa’s Flat Cover
`
`Dr. Kenny’s First Declaration
`
`Inokawa
`
`IPR2020-01737 APPLE-1003, ¶¶ 82.
`
`IPR2020-01737 APPLE-1008, FIGS. 2, 17, 16.
`
`26
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`26
`
`

`

`A Convex Lens/Protrusion Improves Light-Gathering Ability at All Locations
`
`Dr. Kenny’s Second Declaration
`
`Inokawa (top) and Aizawa (bottom)
`
`IPR2020-01713 APPLE-1050, ¶ 56.
`
`IPR2020-01713 APPLE-1050, ¶ 57.
`
`IPR2020-01713 APPLE-1008 (top); APPLE-1006, FIG. 2 (bottom).
`
`27
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`27
`
`

`

`A Convex Lens/Protrusion Improves Light-Gathering Ability at All Locations
`
`Dr. Kenny’s Second Declaration
`
`APPLE-1021 (Webster)
`
`IPR2020-01713 APPLE-1021, 90.
`Aizawa
`
`IPR2020-01713 APPLE-1050, ¶ 49.
`
`IPR2020-01713 APPLE-1006, FIG. 1(b)
`(annotated with protruding cover)(APPLE-1003, ¶ 70).
`
`28
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`28
`
`

`

`Masimo Ignores the Behavior of Scattered Light
`
`Patent Owner’s Sur-Reply
`
`Dr. Kenny’s Deposition Transcript
`
`IPR2020-01713 Pap. 21 (Sur-Reply), 21.
`
`Ex. 2027, 19:16-20:8.
`
`29
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`29
`
`

`

`Masimo Ignores the Behavior of Scattered Light
`
`Patent Owner’s Sur-Reply
`
`Dr. Kenny’s Deposition Transcript
`
`IPR2020-01713 Pap. 21 (Sur-Reply), 21.
`
`Ex. 2027, 19:3-15.
`
`30
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`30
`
`

`

`Masimo Ignores the Behavior of Scattered Light
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 APPLE-1050, ¶¶ 54-55.
`
`31
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`31
`
`

`

`The Principle of Reversibility Confirms the Cover’s Optical Benefits
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 APPLE-1050, ¶ 40.
`
`32
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`32
`
`

`

`The Principle of Reversibility Confirms the Cover’s Optical Benefits
`
`Dr. Kenny’s Second Declaration
`
`Aizawa
`
`APPLE-1006, ¶ [0033].
`
`IPR2020-01713 APPLE-1050, ¶ 44.
`
`IPR2020-01713 APPLE-1050, ¶ 45.
`
`33
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`33
`
`

`

`The Principle of Reversibility Confirms the Cover’s Optical Benefits
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 APPLE-1050, ¶ 35.
`
`IPR2020-01713 APPLE-1050, ¶ 36.
`
`IPR2020-01713 APPLE-1008, FIG. 2
`(as annotated at APPLE-1050, ¶ 35).
`
`IPR2020-01713 APPLE-1008, FIG. 2
`(as annotated at APPLE-1050, ¶ 36).
`
`34
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`34
`
`

`

`Masimo Ignores the Principle of Reversibility
`
`Patent Owner’s Sur-Reply
`
`Dr. Kenny’s Deposition Transcript
`
`IPR2020-01713 Pap. 21 (Sur-Reply), 17-18
`(citing Ex. 2027, 207:9-208:22).
`
`Ex. 2027, 208:1-22.
`
`35
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`35
`
`

`

`Masimo Ignores the Principle of Reversibility
`
`Dr. Kenny’s Deposition Transcript
`
`Ex. 2027, 208:1-22 (cited at Pap. 21, 18).
`
`Ex. 2027, 209:1-21.
`
`36
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`36
`
`

`

`Masimo Ignores the Principle of Reversibility
`
`Patent Owner’s Sur-Reply
`
`Dr. Kenny’s Deposition Transcript
`
`IPR2020-01713 Pap. 21 (Sur-Reply), 18
`(citing Ex. 2027 207:17-209:21).
`
`Ex. 2027, 209:11-21.
`
`37
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`37
`
`

`

`Masimo Ignores the Principle of Reversibility
`
`Patent Owner’s Sur-Reply
`
`Dr. Kenny’s Deposition Transcript
`
`IPR2020-01713 Pap. 21 (Sur-Reply), 19
`(citing Ex. 2006, 86:19-87:6).
`
`Ex. 2006, 86:19-87:6.
`
`38
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`38
`
`

`

`Masimo’s Position is Incoherent
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 APPLE-1050, ¶ 50.
`
`IPR2020-01713 APPLE-1001, FIG. 14B
`(as annotated at Pap. 14, 40).
`
`IPR2020-01713 APPLE-1050, ¶¶ 51-52.
`
`39
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`39
`
`

`

`Masimo’s Position is Incoherent
`
`Dr. Kenny’s Second Declaration
`
`Dr. Madisetti’s Deposition Transcript
`
`IPR2020-01737 APPLE-1050, ¶ 32.
`
`IPR2020-01737 APPLE-1054,133:21-134:18.
`
`40
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`40
`
`

`

`Masimo’s Position is Incoherent
`
`Dr. Madisetti’s Declaration
`
`Dr. Madisetti’s Deposition Transcript
`
`IPR2020-01737 Ex. 2004, ¶ 82.
`
`IPR2020-01737 Ex. 1001, FIG. 14B.
`
`IPR2020-01737 APPLE-1054,133:21-134:18.
`
`41
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`41
`
`

`

`Masimo’s Position is Incoherent
`
`Dr. Kenny’s Second Declaration
`
`Aizawa
`
`IPR2020-01713 APPLE-1050, ¶ 53.
`
`APPLE-1006, FIGS. 1(a), 1(b).
`
`42
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`42
`
`

`

`Issue 1C
`
`The Cover’s Protruding Convex Surface would
`Protect Sensor Elements
`
`43
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`43
`
`

`

`A POSITA would have Recognized that a
`Convex Cover would Protect Sensor Elements
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 APPLE-1050, ¶ 7.
`
`IPR2020-01713 APPLE-1050, ¶ 60.
`
`44
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`44
`
`

`

`A Convex Cover would Protect Sensor Elements
`
`Dr. Kenny’s First Declaration
`
`Ohsaki
`
`IPR2020-01713 APPLE-1003, ¶¶ 103-104.
`
`IPR2020-01713 APPLE-1009, FIGS. 1, 2.
`
`45
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`45
`
`

`

`A Convex Cover would Protect Sensor Elements
`
`Dr. Kenny’s First Declaration
`
`IPR2020-01713 APPLE-1003, ¶ 70.
`
`Inokawa
`
`IPR2020-01713 APPLE-1008, [0015].
`
`46
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`46
`
`

`

`Masimo Fails to Rebut that a
`Convex Cover would Protect Sensor Elements
`
`Patent Owner’s Sur-Reply
`
`Ex. 2009
`
`IPR2020-01713 Pap. 21, 24-25.
`
`IPR2020-01713 Ex. 2009, 395:3-21.
`
`47
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`47
`
`

`

`A POSITA would have Understood the Multiple Advantages of a
`Convex Cover to Outweigh Possible Scratching
`Patent Owner’s Response
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 Pap. 14 (POR), 44-45
`
`Relevant Case Law
`“The fact that the motivating benefit comes at the
`“[M]ere disclosure of alternative designs does not
`expense of another benefit, however, should not
`teach away.”
`nullify its use as a basis to modify the disclosure of
`one reference with the teachings of another.”
`In re Fulton, 391 F.3d 1195, 1201 (Fed. Cir. 2004).
`Winner Int’l Royalty Corp. v. Wang, 202 F.3d 1340, 1349, n. 8 (Fed. Cir. 2000).
`
`IPR2020-01713 APPLE-1050, ¶ 60.
`
`48
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`48
`
`

`

`Issue 2
`
`Adding a Second Ring of Sensors
`to Aizawa
`
`Case Nos. IPR2020-01716, -01733, -01737
`U.S. Patent Nos. 10,702,194; 10,702,195; 10,709,366
`
`49
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`49
`
`

`

`A POSITA Would Have Modified Aizawa to Add a Second Ring of Detectors
`
`Aizawa
`
`IPR2020-01737 APPLE-1006, [0032], FIG. 4(a).
`
`Mendelson-2003
`
`IPR2020-01737 APPLE-1024, 3017.
`
`IPR2020-01737 APPLE-1024, FIG. 1
`(as annotated at APPLE-1003 ¶¶ 55, 70).
`50
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`50
`
`

`

`A POSITA Would Have Modified Aizawa to Add a Second Ring of Detectors
`
`Dr. Kenny’s First Declaration
`
`Mendelson-2003
`
`IPR2020-01737 APPLE-1003, ¶ 70.
`
`IPR2020-01737 APPLE-1024, FIG. 1
`(as annotated at APPLE-1003 ¶¶ 55, 70).
`
`Aizawa
`
`IPR2020-01737 APPLE-1003, ¶ 75.
`
`IPR2020-01737 APPLE-1006, FIG. 1(a)
`(as annotated at APPLE-1003 ¶¶ 97, 107).
`
`51
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`51
`
`

`

`A POSITA Would Have Modified Aizawa to Add a Second Ring of Detectors
`
`Dr. Kenny’s Second Declaration
`
`Aizawa
`
`IPR2020-01737 APPLE-1060, ¶ 65.
`
`IPR2020-01737 APPLE-1006, FIG. 1(1a)
`(as annotated at APPLE-1003 ¶ 49).
`
`IPR2020-01737 APPLE-1006, FIG. 1(a)
`(as annotated at APPLE-1060 ¶ 65).
`
`52
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`52
`
`

`

`A POSITA Would Have Modified Aizawa to Add a Second Ring of Detectors
`
`Dr. Kenny 2021-07-16 Depo. Transcript
`
`c
`
`IPR2020-01737 APPLE-2026, 102:8-17.
`
`IPR2020-01737 APPLE-2026, 103:3-12.
`
`53
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`53
`
`

`

`A POSITA Would Have Found It Obvious to Connect the Photodiodes in Parallel
`
`Mendelson-2003
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01737 APPLE-1024, 3017 and FIG. 1
`
`Dr. Kenny’s First Declaration
`
`IPR2020-01737 APPLE-1003, ¶ 103.
`
`54
`IPR2020-01737 APPLE-1060, ¶ 62.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`54
`
`

`

`A POSITA Would Have Found It Obvious to Connect the Photodiodes in Parallel
`
`Dr. Kenny 2021-07-16 Depo. Transcript
`
`IPR2020-01737 APPLE-2026, 72:6-9.
`
`IPR2020-01737 APPLE-2026, 86:18-87:1.
`
`55
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`55
`
`

`

`Having Separate First/Second Signal Streams Provides Additional Benefits
`
`Dr. Kenny’s First Declaration
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01737 APPLE-1003, ¶ 104.
`
`IPR2020-01737 APPLE-1060, ¶ 71.
`
`56
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`56
`
`

`

`Having Separate First/Second Signal Streams Provides Additional Benefits
`
`Dr. Kenny 2021-07-16 Depo. Transcript
`
`IPR2020-01737 APPLE-2026, 95:1-11.
`
`57
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`57
`
`

`

`Having Separate First/Second Signal Streams Provides Additional Benefits
`
`Dr. Kenny’s First Declaration
`
`Mendelson-IEEE-1998
`
`IPR2020-01737 APPLE-1003, ¶ 106.
`
`IPR2020-01737 APPLE-1017, FIG. 4.
`
`58
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`58
`
`

`

`Having Separate First/Second Signal Streams Provides Additional Benefits
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01737 APPLE-1060, ¶ 67.
`Relevant Case Law
`“The fact that the motivating benefit comes at the
`expense of another benefit, however, should not
`nullify its use as a basis to modify the disclosure of
`one reference with the teachings of another.”
`Winner Int’l Royalty Corp. v. Wang, 202 F.3d
`1340, 1349, n. 8 (Fed. Cir. 2000).
`
`“[M]ere disclosure of alternative designs does not
`teach away.”
`In re Fulton, 391 F.3d 1195, 1201 (Fed. Cir. 2004).
`
`59
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`59
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`

`

`Having Separate First/Second Signal Streams Provides Additional Benefits
`
`Rebuttal
`ttttttttooooo::::
`to:
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01737 APPLE-1060, ¶ 70.
`
`Mendelson-2003
`
`IPR2020-01737 APPLE-1024, 3017, 3019.
`
`60
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`60
`
`

`

`Issue 3
`
`The Dependent Claims are Obvious
`
`Case Nos. IPR2020-01713, -01716, -01733
`U.S. Patent Nos. 10,624,564; 10,702,194; 10,702,195
`
`61
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`61
`
`

`

`’564 Claims 16 and 17 are Obvious
`
`Dr. Kenny’s First Declaration
`
`’564 Patent
`
`IPR2020-01713 APPLE-1001 (’564 Patent), Claims 16, 17.
`
`Ohsaki
`
`IPR2020-01713 APPLE-1003, ¶¶ 146-147.
`
`IPR2020-01713 APPLE-1009, FIG. 2 (annotated).
`
`62
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`62
`
`

`

`’564 Claims 16 and 17 are Obvious
`Kondoh
`
`Mendelson-2006
`
`
`IPR2020-01713 APPLE-1010, 2; APPLE-1003, ¶ IPR2020 01713 APPLE 1010 2 APPLE 1003 ¶
`Mendelson-1988
`147.
`
`IPR2020-01713 APPLE-1023, 9:40-65;
`APPLE-1003, ¶ 147.
`
`IPR2020-01713 APPLE-1014, 2; APPLE-1003, ¶ 147.
`
`63
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`63
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`

`

`’564 Claims 16 and 17 are Obvious
`
`Petitioner Reply
`
`Dr. Kenny’s First Declaration
`
`IPR2020-01713 APPLE-1003, ¶ 148.
`Ohsaki
`
`IPR2020-01713 Pap. 18, ¶¶ 62-63.
`
`IPR2020-01715 APPLE-1009, FIG. 2 (annotated).
`64
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`64
`
`

`

`’564 Claims 16 and 17 are Obvious
`
`Patent Owner’s Sur-Reply
`
`’564 Patent
`
`IPR2020-01713 Pap. 21, 25.
`
`IPR2020-01713 APPLE-1001 (’564 Patent), 20:25-42.
`
`65
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`65
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`

`

`’564 Claim 11 is Obvious
`
`Dr. Kenny’s First Declaration
`
`Sherman
`
`IPR2020-01713 APPLE-1003, ¶ 61.
`
`IPR2020-01713 APPLE-1003, ¶¶ 172-173.
`
`66
`
`IPR2020-01713 APPLE-1013, FIGS. 2, 5.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
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`66
`
`

`

`’564 Claim 11 is Obvious
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01713 APPLE-1050, ¶ 69.
`Ohsaki
`
`IPR2020-01713 APPLE-1050, ¶¶ 67-68.
`IPR2020-01713 APPLE-1050, ¶¶ 67-68.
`
`IPR2020-01713 APPLE-1009, FIG. 1.
`
`67
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`67
`
`

`

`Overview of the
`Challenged Patents
`
`68
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`68
`
`

`

`’564 Patent Overview
`• The ’564 Patent’s earliest effective filing
`date is July 3, 2008.
`
`• The ’564 Patent includes 30 claims, of
`which claim 1 is independent.
`
`•
`
`Independent claim 1, recites, among other
`features:
`“A user-worn physiological measurement
`system comprising: one or more emitters
`configured to emit light into tissue of a
`user; at least four detectors arranged on a
`substrate; a cover comprising a protruding
`convex surface ….”
`
`IPR2020-01713, APPLE-1001
`(U.S. Patent No. 10,624,564)(“’564 Patent”).
`
`69
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`69
`
`

`

`’564 Patent: Background
`
`Dr. Thomas Kenny’s First Declaration
`
`’564 Patent
`
`IPR2020-01713, APPLE-1003 ¶ 40.
`
`IPR2020-01713, APPLE-1003 ¶ 41.
`
`70
`
`IPR2020-01713, APPLE-1001, 2:16-35.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`70
`
`

`

`’564 Patent: Brief Description
`
`Dr. Kenny’s Declaration
`
`’564 Patent
`
`IPR2020-01713, APPLE-1003 ¶ 43; Pet. 5.
`
`IPR2020-01713, APPLE-1003 ¶¶ 44-45; Pet. 6-7.
`
`IPR2020-01713, APPLE-1001 FIGS. 1, 14C, 14D; Pet. 6-8.
`
`71
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`71
`
`

`

`’564 Patent: Brief Description
`
`Dr. Kenny’s Declaration
`
`IPR2020-01713, APPLE-1003 ¶ 38; Pet. 5.
`
`IPR2020-01713, APPLE-1003 ¶ 41, Pet. 5.
`
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`
`

`

`’564 Patent: Exemplary Claim
`’564 Patent
`
`IPR2020-01713, APPLE-1001 (’564 Patent), 44:62-45:29 (Independent Claim 1).
`
`73
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`73
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`

`

`’194 Patent: Exemplary Claim
`’194 Patent
`
`IPR2020-01716, APPLE-1001 (’194 Patent), 45:2-40 (Independent Claim 1)
`
`74
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`74
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`

`

`’195 Patent: Exemplary Claim
`’195 Patent
`
`IPR2020-01733, APPLE-1001 (’195 Patent), 44:63-45:34 (Independent Claim 1)
`
`75
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`75
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`

`’366 Patent: Exemplary Claim
`’366 Patent
`
`IPR2020-01737, APPLE-1001 (’366 Patent), 44:57-45:27 (Independent Claim 1)
`
`76
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`76
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`

`

`Overview of the Instituted Grounds
`
`77
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`
`77
`
`

`

`Instituted IPR2020-01713 Grounds
`
`Ground
`
`Obvious (§ 103) over Aizawa, Ohsaki, and Goldsmith
`
`Obvious (§ 103) over Aizawa, Ohsaki, Goldsmith, and
`Sherman
`
`Obvious (§ 103) over Aizawa, Ohsaki, Goldsmith, and
`Rantala
`
`Obvious (§ 103) over Aizawa, Ohsaki, Goldsmith, and Ali
`
`Obvious (§ 103) over Aizawa, Ohsaki, Goldsmith, Ali, and
`Sherman
`
`Obvious (§ 103) over Aizawa, Ohsaki, Goldsmith, Ali, and
`Rantala
`
`Challenged
`IPR2020-01713
`Claim(s)
`1-10, 13-30
`
`11
`
`12
`
`1-10, 13-30
`
`11
`
`12
`
`IPR2020-01713 Paper 2, 9; Paper 7, 1, 10, 11.
`
`78
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`78
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`

`

`The Aizawa-Ohsaki-Goldsmith Combination
`
`Dr. Thomas Kenny’s First Declaration
`
`Aizawa
`
`IPR2020-01713, APPLE-1003 ¶¶ 47-58; Pet. 10-12.
`
`IPR2020-01713, APPLE-1006 FIGS. 1(a), 1(b).
`
`79
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`79
`
`

`

`The Aizawa-Ohsaki-Goldsmith Combination
`
`Dr. Thomas Kenny’s First Declaration
`
`IPR2020-01713, APPLE-1003 ¶ 54; Pet. 15.
`
`Ohsaki
`
`IPR2020-01713, APPLE-1003 ¶ 72; Pet. 23-24.
`
`IPR2020-01713, APPLE-1009 FIGS. 1, 2.
`
`80
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`80
`
`

`

`The Aizawa-Ohsaki-Goldsmith Combination
`
`Dr. Thomas Kenny’s First Declaration
`
`Goldsmith
`
`IPR2020-01713, APPLE-1006 FIG. 9a, 9b.
`
`IPR2020-01713, APPLE-1003 ¶¶ 56, 59; Pet. 16-18.
`
`IPR2020-01713, APPLE-1006 FIGS. 9a, 9b, 10.
`
`81
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`
`81
`
`

`

`The Aizawa-Ohsaki-Goldsmith Combination
`
`Dr. Thomas Kenny’s First Declaration
`
`IPR2020-01713, APPLE-1003 ¶ 81; Pet. 31.
`
`IPR2020-01713, APPLE-1011 FIG.
`9B; APPLE-1003 51; Pet. 31-41.
`
`IPR2020-01713, APPLE-1003 ¶¶ 77-78; Pet. 27-29.
`
`82
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`82
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`

`

`The AOG-Sherman Combination
`
`Dr. Thomas Kenny’s First Declaration
`
`IPR2020-01713, APPLE-1003 ¶ 61; Pet. 91-92.
`Sherman
`
`IPR2020-01713, APPLE-1013 FIGS. 2, 5.
`
`83
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`
`83
`
`

`

`The AOG-Sherman Combination
`
`Dr. Thomas Kenny’s First Declaration
`
`IPR2020-01713, APPLE-1003 ¶¶ 172-174; Pet. 93-94.
`
`84
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`84
`
`

`

`The AOG-Rantala Combination
`
`Dr. Thomas Kenny’s First Declaration
`
`Rantala
`
`IPR2020-01713, APPLE-1003 ¶ 63; Pet. 96-97.
`
`IPR2020-01713, APPLE-1022 FIG. 3a, 4a.
`
`IPR2020-01713, APPLE-1003 ¶ 64; Pet. 96-97.
`
`85
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`85
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`

`

`The AOG-Rantala Combination
`
`Dr. Thomas Kenny’s First Declaration
`
`IPR2020-01713, APPLE-1003 ¶¶ 176-178; Pet. 97-98.
`
`86
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`86
`
`

`

`AOG (with or without Sherman/Rantala) and Ali
`
`Dr. Thomas Kenny’s First Declaration
`
`Ali
`
`IPR2020-01713, APPLE-1003 ¶ 65; Pet. 100.
`
`Ali
`
`IPR2020-01713, APPLE-1019 FIGS. 8B, 8C.
`
`87
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`
`87
`
`

`

`AOG (with or without Sherman/Rantala) and Ali
`Dr. Thomas Kenny’s First Declaration
`
`IPR2020-01713, APPLE-1003 ¶¶ 181-183; Pet. 101-103.
`
`88
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`
`88
`
`

`

`Instituted IPR2020-01716/-01733/-01737 Grounds
`
`Ground
`
`Challenged Claim(s)
`
`IPR2020-01716
`
`IPR2020-01733
`
`IPR2020-01737
`
`Obvious (§ 103) over Aizawa, Mendelson-2003, Ohsaki,
`Mendelson-2006
`
`Obvious (§ 103) over Aizawa, Mendelson-2003, Ohsaki,
`Mendelson-2006, Beyer
`
`1-18, 20, 22-30
`
`19-21
`
`Obvious (§ 103) over Aizawa, Mendelson-2003, Ohsaki,
`Goldsmith
`
`Obvious (§ 103) over Aizawa, Mendelson-2003, Ohsaki,
`Goldsmith, Ali
`
`Obvious (§ 103) over Aizawa, Mendelson-2003, Ohsaki,
`Goldsmith, Sherman
`
`1-17
`
`1-17
`
`1-12, 14-27
`
`13
`
`89
`
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`
`89
`
`

`

`Aizawa-Mendelson-2003-Ohsaki Combination
`
`Dr. Kenny’s First Declaration
`
`Mendelson-2003
`
`IPR2020-01737 APPLE-1003, ¶ 70.
`
`IPR2020-01737 APPLE-1024, FIG. 1
`(as annotated at APPLE-1003 ¶¶ 55, 70).
`
`Aizawa
`
`IPR2020-01737 APPLE-1003, ¶ 75.
`
`IPR2020-01737 APPLE-1006, FIG. 1(a)
`(as annotated at APPLE-1003 ¶¶ 97, 107).
`
`90
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`90
`
`

`

`Aizawa-Mendelson-2003-Ohsaki Combination
`
`Dr. Kenny’s First Declaration
`
`Ohsaki
`
`IPR2020-01737 APPLE-1003, ¶ 76.
`
`IPR2020-01737 APPLE-1014, FIG. 2
`(as annotated at APPLE-1003 ¶ 77).
`
`IPR2020-01737 APPLE-1003, ¶ 79.
`
`IPR2020-01737 APPLE-1006, FIG. 1(b)
`(as annotated at APPLE-1003 ¶ 79).
`
`91
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`91
`
`

`

`Aizawa-Mendelson-2003-Ohsaki-Mendelson-2006 Combination
`
`Dr. Kenny’s First Declaration
`
`Mendelson-2006
`
`IPR2020-01716 APPLE-1003, ¶ 86.
`
`IPR2020-01716 APPLE-1015, FIGS. 1, 3
`
`92
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`92
`
`

`

`Aizawa-Mendelson-2003-Ohsaki-Mendelson-2006-Beyer Combination
`
`Dr. Kenny’s First Declaration
`
`IPR2020-01716 APPLE-1003, ¶ 211.
`
`Beyer
`
`Mendelson-2006
`
`IPR2020-01716 APPLE-1019, FIG. 1.
`
`IPR2020-01716 APPLE-1015, FIG. 3.
`
`93
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`
`93
`
`

`

`Aizawa-Mendelson-2003-Ohsaki-Goldsmith Combination
`
`Dr. Kenny’s First Declaration
`
`Goldsmith
`
`IPR2020-01737 APPLE-1027, FIGS. 9A, 9B.
`
`IPR2020-01737 APPLE-1003, ¶ 89.
`
`IPR2020-01737 APPLE-1003, ¶ 93.
`
`94
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`
`94
`
`

`

`Aizawa-Mendelson-2003-Ohsaki-Goldsmith-Ali Combination
`
`Dr. Kenny’s First Declaration
`
`Ali
`
`IPR2020-01733 APPLE-1003, ¶ 190.
`
`IPR2020-01733 APPLE-1046, FIGS. 8B, 8C.
`
`95
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`95
`
`

`

`Aizawa-Mendelson-2003-Ohsaki-Goldsmith-Sherman Combination
`
`Dr. Kenny’s First Declaration
`
`Sherman
`
`IPR2020-01737 APPLE-1003, ¶¶ 211-213.
`
`IPR2020-01737 APPLE-1047, FIGS. 2, 5.
`
`96
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`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`96
`
`

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