`
`(12) United States Patent
`Paniagua et al.
`
`(10) Patent No.:
`(45) Date of Patent:
`
`US 8,308,797 B2
`Nov. 13, 2012
`
`(54) PERCUTANEOUSLY IMPLANTABLE
`REPLACEMENT HEART VALVE DEVICE
`AND METHOD OF MAKING SAME
`
`(75) Inventors: David Paniagua, Houston, TX (US);
`Eduardo Induni, Alajuela (CR); Carlos
`Mejia, Houston, TX (US); Francisco
`Lopez-Jimenez, Rochester, MN (US);
`R. David Fish, Houston, TX (US)
`(73) Assignee: Colibri Heart Valve, LLC, Broomfield,
`CO (US)
`
`(*) Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 1467 days.
`(21) Appl. No.: 10/887,688
`
`(22) Filed:
`
`Jul. 10, 2004
`
`(65)
`
`Prior Publication Data
`US 2005/O11391.0 A1
`May 26, 2005
`
`Related U.S. Application Data
`(63) Continuation-in-part of application No. 10/037,266,
`filed on Jan. 4, 2002, now abandoned.
`(51) Int. Cl
`A. iF M24
`623/214
`(52) U.S. Cl
`(58) Field of Classification Search ................. 623/124,
`623/126,900, 2.1-2.19
`See application file for complete search history.
`
`(2006.01)
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`A 1 38: stan et al.
`3.
`3.0549. A 10, 1963 Jeckel
`3,320,972 A
`5/1967 High et al.
`3,409,914 A 11, 1968 Jones
`
`
`
`3,548,417 A 12/1970 Kischler et al.
`3,562,820 A
`2, 1971 Braun
`3,588.920 A
`6, 1971 Wesolowski
`(Continued)
`
`WO
`
`FOREIGN PATENT DOCUMENTS
`91f1772O
`11, 1991
`(Continued)
`
`OTHER PUBLICATIONS
`Cribier, Alain, et al., Percut.Transcatheter Implant. of an Aortic Valve
`Prosthesis for Calcific Aortic Stensosis: First Human Case Descr.,
`Circulation 2002, 3006-08, AHA, US.
`(Continued)
`Primary Examiner — Christopher Koharski
`Assistant Examiner — Cheryl Miller
`(74) Attorney, Agent, or Firm — Fox Rothschild LLP. Mark
`L. Yaskanin
`
`ABSTRACT
`(57)
`The present invention comprises a percutaneously implant
`able replacement heart Valve device and a method of making
`same. The replacement heart valve device comprises a stent
`member made of stainless steel or self-expanding nitinol, a
`biological tissue artificial valve means disposed within the
`inner space of the stent member. An implantation and delivery
`system having a central part which consists of a flexible
`hollow tube catheter that allows a metallic wire guide to be
`advanced inside it. The endovascular stented-valve is a glut
`araldehyde fixed bovine pericardium which has two or three
`cusps that open distally to permit unidirectional blood flow.
`The present invention also comprises a novel method of mak
`ing a replacement heart valve by taking a rectangular frag
`ment of bovine pericardium treating, drying, folding and
`rehydrating it in such a way that forms a two- or three-leaflet/
`cusp valve with the leaflets/cusps formed by folding, thereby
`eliminating the extent of Suturing required, providing
`improved durability and function.
`
`17 Claims, 12 Drawing Sheets
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 1 of 25
`
`
`
`US 8,308,797 B2
`Page 2
`
`U.S. PATENT DOCUMENTS
`3,671.979 A
`6/1972 Moulopoulos
`3,878,565 A
`4, 1975 Sauvage
`SES A 38% isk etal
`3,986,828. A 10/1976 Hoffman, Jr. et al.
`4,035,849. A
`7/1977 Angell et al.
`4,056,854 A 11, 1977 Boretos et al.
`1999. A '''El
`t
`et al.
`4,084.268 A
`4, 1978 Retal
`4.64.045 A
`8, 1979 Bokroset al.
`4,172,295 A 10/1979 Batten
`4,218,782 A
`8/1980 Rygg
`4.222.126 A
`9, 1980 Borios etal
`4.265694 A
`5, 1981 Boretos et al.
`4.29420 A
`9/1981 Real
`4,350,493 A
`9, 1982 Wright et al.
`4,364,127. A 12/1982 Pierce et al.
`4.388,735 A
`6/1983 Ionescuetal.
`4,441.216 A
`4, 1984 Ionescu et al.
`4,456,589 A
`6/1984 Holman et al.
`4473.423. A
`9/1984 Kolff
`4,477,930 A 10, 1984 Totten et al.
`2.8. A 88: s et al.
`4,597,762 A
`7, 1986 Walter et al.
`4,600,533 A
`7, 1986 Chu
`s- ww.
`33 A 128 Sny al
`4,728,328 A
`3/1988 Hughes et al.
`4,759,758. A
`7/1988 Gabbay
`4.798,611 A
`1/1989 Freeman, Jr.
`4,801.299 A
`1, 1989 Brendel et al.
`4,870,966 A 10/1989 Dellon et al.
`4,883,458. A 1 1/1989 Shiber
`2.83. A 1888 h
`4,976,733. A 12/1990 Girardot
`5,007896 A
`4/1991 Shiber
`5,011,488 A
`4/1991 Ginsburg
`5,026,366 A
`6/1991 Leckrone
`5,032,128. A
`7/1991 Alonso
`5,047,041 A
`9, 1991 Samuels
`93.95 A 88: WR 1
`5.080660 A
`1, 1992 Stans et al.
`www.
`3.35. A
`22:
`it
`5,171,273 A 12/1992 Silver et al.
`5,226,889. A
`7/1993 Sheiban
`5,261,878 A 1 1/1993 Galindo
`535, A
`23. Eyet al.
`5,326,371. A
`7/1994 Love et al.
`5,332,402 A
`7/1994 Teitelbaum
`5.336.616 A
`8/1994 Livesey et al.
`- - w
`5,360,443 A 1 1/1994 Barone et al.
`5,374,539 A 12/1994 Nimni et al.
`5,376,110 A 12, 1994 Tu et al.
`5,383,927 A
`1/1995 De Goicoechea et al.
`37.8 A 38. Shelava
`5.480424 A
`1, 1996
`an
`sw
`S. A 38. Ps
`5.532.875 A
`6, 1996 s
`li
`5.522.881 A
`6, 1996
`E. aOS
`5.545.25 A
`8, 1996 5Ma
`5.549,664 A
`8/1996 Hirata et al.
`5,549,666 A
`8/1996 Hata et al.
`5,571, 170 A 11/1996 Palmaz et al.
`5,571,173 A 11, 1996 Parodi
`5,571,174. A 1 1/1996 Love et al.
`5,578,071 A 11, 1996 Parodi
`5,578,072 A 1 1/1996 Barone et al.
`5,582,168 A 12/1996 Samuels et al.
`5,591,229
`1, 1997 Parodi
`A
`
`4,979,939 A 12, 1990 Shiber
`
`5,634,928 A
`6/1997 Fischell et al.
`S3 A SE VN al
`5,728,152 A
`3/1998 Mirsch, II et al.
`5,733,299 A
`3/1998 Sheiban et al.
`E. A $3. E, etal
`5,769,780 A
`6/1998 Hata et al.
`5,782.94 A
`7, 1998 Schankereli
`5,787,887 A
`8/1998 Klingenbeck-Regn
`5,840,081. A * 1 1/1998 Andersen et al. ............ 623,111
`5,855,601 A *
`1/1999 Bessler et al. ............... 623, 2.38
`3.36. A
`3: As
`wwal
`leung
`5,895.420 A
`4/1999 Mirsch, II et al.
`5,931,969 A
`8/1999 Carpentier et al.
`5,957,949 A
`9/1999 Leonhardt et al.
`5,961,539 A 10/1999 Northup et al.
`5,961,549 A 10/1999 Nguyen et al.
`22:39 A
`sation et al.
`0.66: A
`56 SE
`6.00531. A
`1/2000 Donlon et al.
`6,029,671. A
`2/2000 Stevens et al.
`6,053,938 A
`4/2000 Goldmann et al.
`6,091,984. A
`7/2000 Perelman et al.
`92. A 838 yh et al.
`J. J.
`O
`6,125,852 A 10/2000 Stevens et al.
`6,126,686 A 10/2000 Badylak et al.
`&E A 1939: se
`J. W4-
`ayaraman
`1989 R
`299; Rh a
`6.197143 Bi
`3/2001 Sense
`6.214,055 B1
`42001 Simionescu et al.
`6,221,091 B1
`4/2001 Khosravi
`6,254,629 B1
`7/2001 Inoue
`3. R 239; E.
`3. R
`38: Sty
`6370526 Bf
`8,200 get al.
`6,277.397 B1
`8/2001 Shimizu
`6,277.555 B1
`8/2001 Duran et al.
`6,287.335 B1
`9/2001 Drasler et al.
`6,312.462 B1
`1 1/2001 McDermott et al.
`6,312.474 B1
`1 1/2001 Francis et al.
`6,342,069 B1
`1/2002 Deac et al.
`6,352,554 B2
`3/2002 DePaulis
`3:29: R 29: R et al.
`- - w
`cllroy et al.
`6,358,284 B1
`3/2002 Fearnot et al.
`6,378,221 B1
`4/2002 Ekholm, Jr. et al.
`6,383,171 B1
`5/2002 Gifford et al.
`R R 38: it al.
`6,418,339 B
`72002 Essenpreis etal
`Kw
`np
`6.425,916 B1* 7/2002 Garrison et al. ............. 623.2.11
`6.432,712 B1
`8/2002 Wolfinbarger, Jr. et al.
`6,440,167 B2
`8/2002 Shimizu
`6.458,153 B1 * 10/2002 Bailey et al. ................. 623,124
`6,468.313 B1
`10/2002 Claeson et al.
`6,471,723 B1
`10/2002 Ashworth et al.
`6,482,227 B1
`1 1/2002 Solovay
`6,482,228 B1
`1 1/2002 Norred
`6,482,240 B1
`1 1/2002 Eckmayer et al.
`6,491,719 B1* 12/2002 Fogarty et al. ............... 623, 1.37
`6.494.909 B2 12/2002 Greenhalgh
`6,534,004 B2
`3/2003 Chen et al.
`6,553,681 B2
`4/2003 Ekholm, Jr. et al.
`6,565,960 B2
`5/2003 Koob et al.
`6,569,200 B2
`5/2003 Wolfinbarger, Jr. et al.
`6,599,524 B2
`7/2003 Li et al.
`6,624,890 B2
`9/2003 Backman et al.
`6,626,938 B1
`9, 2003 Butaric et al.
`6,652,577 B2 11/2003 Gianotti
`6,652,578 B2 * 1 1/2003 Bailey et al. ................. 623,124
`6,666,886 B1
`12/2003 Tranquillo et al.
`
`4 - I
`
`CO
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 2 of 25
`
`
`
`US 8,308,797 B2
`Page 3
`
`1/2004 Myers et al.
`6,682,559 B2
`2/2004 Dai et al.
`6,696,074 B2
`3/2004 Liddicoat et al.
`6,702,826 B2
`4/2004 Cox
`6,719,788 B2
`4/2004 Cox
`6,719,789 B2
`5, 2004 Darois et al.
`6,736,823 B2
`7/2004 Vidlund et al.
`6,764,510 B2
`8, 2004 Gordon et al.
`6,773,456 B1
`8/2004 Ivancev et al.
`6,773,457 B2
`9, 2004 Berreklouw
`6,790,229 B1
`9/2004 Konya et al.
`6,792.979 B2
`6,802,319 B2 10/2004 Stevens et al.
`6,821,530 B2 11/2004 Koob et al.
`6,908,481 B2
`6, 2005 Cribier
`6,913,608 B2
`7/2005 Liddicoat et al.
`6,916.338 B2
`7/2005 Speziali
`6,942,694 B2
`9, 2005 Liddicoat et al.
`6.951,571 B1 10/2005 Srivastava
`6.961,123 B1
`1 1/2005 Wang et al.
`6,977,231 B1 12/2005 Matsuda
`6,986,735 B2
`1/2006 Abraham et al.
`7,008,763 B2
`3/2006 Cheung
`7,011,688 B2
`3/2006 Gryska et al.
`7,018.404 B2
`3/2006 Holmberg et al.
`7,022,348 B2
`4/2006 Ketharanathan
`7,037,333 B2
`5/2006 Myers et al.
`7,039,446 B2
`5, 2006 Ruchti et al.
`7,041,132 B2
`5/2006 Quijano et al.
`7,053,051 B2
`5, 2006 Hendriks et al.
`7,060,092 B2
`6/2006 Kuribayashi et al.
`7,077,862 B2
`7/2006 Vidlund et al.
`7,084,082 B1
`8, 2006 Shimizu
`7,138,226 B2 11/2006 Vincek et al.
`7,153,324 B2 12/2006 Case et al.
`7,164,145 B2
`1/2007 Shakespeare
`7,166.570 B2
`1/2007 Hunter et al.
`7,189,259 B2
`3/2007 Simionescu et al.
`7,213,601 B2
`5, 2007 Stevens et al.
`7,214,242 B2
`5, 2007 Abraham et al.
`7,232,461 B2
`6, 2007 Ramer
`7,261,732 B2
`8, 2007 Justino
`7,289,211 B1
`10/2007 Walsh, Jr. et al.
`7.309.461 B2 12/2007 Kujawski et al.
`7,318,998 B2
`1/2008 Goldstein et al.
`7,329,279 B2
`2/2008 Haug et al.
`7,331,993 B2
`2, 2008 White
`7,354,702 B2
`4/2008 Dai et al.
`RE40.404 E
`6, 2008 Schmitt et al.
`7,381,218 B2
`6, 2008 Schreck
`7,381,219 B2
`6, 2008 Salahieh et al.
`7.427,291 B2
`9, 2008 Liddicoat et al.
`7,431,725 B2 10/2008 Stacket al.
`7,481,838 B2
`1/2009 Carpentier et al.
`7,510,571 B2
`3/2009 Spiridigliozzi et al.
`7,510,575 B2
`3/2009 Spenser et al.
`7,524,330 B2
`4/2009 Berreklouw
`7,566,343 B2
`7/2009 Jenson et al.
`7,585,321 B2
`9, 2009 Cribier
`7,604,661 B2 10/2009 Pavcnik et al.
`7.622,276 B2 11/2009 Cunanan et al.
`7,648,676 B2
`1/2010 Mills et al.
`2001/0010017 A1* 7/2001 Letac et al. .................. 623,211
`2001/OO23372 A1
`9, 2001 Chen et al.
`2001/0049558 A1 12/2001 Liddicoat et al.
`2002.0005073 A1
`1/2002 Tompkins et al.
`2002/0028243 A1
`3, 2002 Masters
`2002fOO29783 A1
`3, 2002 Stevens et al.
`2002, 003794.0 A1
`3, 2002 Koob et al.
`2002fOO42621 A1
`4/2002 Liddicoat et al.
`2002/009 1441 A1
`7, 2002 Guzik
`2002fOO95167 A1
`7/2002 Liddicoat et al.
`2002fOO95994 A1
`7/2002 Vesely et al.
`2002.0128.708 A1
`9/2002 Northup et al.
`2003/0078659 A1
`4/2003 Yang
`2003.0102000 A1
`6, 2003 Stevens et al.
`2003/O130727 A1
`7/2003 Drasler et al.
`2003/O130729 A1
`7/2003 Paniagua et al.
`2003/030731 A1
`7/2003 Vidlund et al.
`2003/0153974 A1* 8/2003 Spenser et al. ............... 623,211
`
`2003/0187362 A1 10/2003 Murphy et al.
`2003/0204023 A1 10, 2003 Koob et al.
`2003/0212460 A1 11/2003 Darois et al.
`2003/0212462 A1 1 1/2003 Gryska et al.
`2003/0217415 A1 11/2003 Crouch et al.
`2004.0024452 A1
`2/2004 Kruse et al.
`2004/0055608 A1
`3/2004 Stevens et al.
`2004/005.9418 A1
`3/2004 McKay et al.
`2004/0098092 A1
`5, 2004 Butaric et al.
`2004/O193261 A1
`9, 2004 Berreklouw
`2004/0243153 A1 12/2004 Liddicoat et al.
`2004/0243229 A1 12/2004 Vidlund et al.
`2005/0O27369 A1
`2/2005 Eldridge et al.
`2005, 0043819 A1
`2/2005 Schmidt et al.
`2005/OO96673 A1
`5/2005 Stacket al.
`2005. O142163 A1
`6/2005 Hunter et al.
`2005, 0147562 A1
`7/2005 Hunter et al.
`2005, 0147599 A1
`7/2005 Hunter et al.
`2005, 0147643 A1
`7/2005 Hunter et al.
`2005. O1485.12 A1
`7/2005 Hunter et al.
`2005/O158274 A1
`7/2005 Hunter et al.
`2005/O159811 A1
`7/2005 Lane
`2005, 0169958 A1
`8, 2005 Hunter et al.
`2005, 0169959 A1
`8, 2005 Hunter et al.
`2005/0175657 A1
`8, 2005 Hunter et al.
`2005. O187618 A1
`8/2005 Gabbay
`2005, 0191248 A1
`9, 2005 Hunter et al.
`2005/0246035 A1 1 1/2005 Wolfinbarger, Jr. et al.
`2005, O247320 A1 11/2005 Stacket al.
`2005/0267529 A1 12/2005 Crockett et al.
`2006, OOO4439 A1
`1/2006 Spenser et al.
`2006, OOO4443 A1
`1/2006 Liddicoat et al.
`2006.0020336 A1
`1/2006 Liddicoat
`2006, OO25800 A1
`2/2006 Suresh
`2006,0041306 A1
`2/2006 Vidlund et al.
`2006, OO74486 A1
`4/2006 Liddicoat et al.
`2006/0111733 A1
`5, 2006 Shriver
`2006/0129225 A1
`6/2006 Kopia et al.
`2006/0134079 A1
`6/2006 Sih et al.
`2006, O140916 A1
`6/2006 Siani-Rose et al.
`2006/017874.0 A1
`8/2006 Stacchino et al.
`2006, O193885 A1
`8/2006 Neethling et al.
`2006, O1950.1.0 A1
`8, 2006 Arnal et al.
`2006, O195183 A1
`8, 2006 Navia et al.
`2006/0240063 A9 10, 2006 Hunter et al.
`2006/0240064 A9 10, 2006 Hunter et al.
`2006/0259134 A1 11/2006 Schwammenthal et al.
`2006, O259.135 A1 11, 2006 Navia et al.
`2006, O259.137 A1 11, 2006 ArtOf et al.
`2006/0265056 Al 1 1/2006 Nguyen et al.
`2006/0287571 A1 12/2006 GOZZi et al.
`2006/0292.125 A1 12/2006 Kellar et al.
`2007/0010857 A1
`1/2007 Sugimoto et al.
`2007/00500 14 A1
`3/2007 Johnson
`2007/005.0022 A1
`3/2007 Vidlund et al.
`2007, OO60932 A1
`3/2007 Stacket al.
`2007/O128174 A1
`6/2007 Kleinsek et al.
`2007/0173861 A1
`7/2007 Strommer et al.
`2007/0213813 A1
`9/2007 Von Segesser et al.
`2007,0263226 A1 11/2007 Kurtz et al.
`2007/0276432 A1 11/2007 Stacket al.
`2008, OOO9667 A1
`1/2008 Longhini et al.
`2008, OOO994.0 A1
`1/2008 Cribier
`2008.0029105 A1
`2/2008 Stevens et al.
`2008, OO39871 A1
`2/2008 Wallace et al.
`2008.0039926 A1
`2/2008 Majercak et al.
`2008.OO58798 A1
`3/2008 Wallace et al.
`2008, OO82113 A1
`4/2008 Bishop et al.
`2008.0102439 A1
`5/2008 Tian et al.
`2008. O133004 A1
`6, 2008 White
`2008. O147182 A1
`6/2008 Righini et al.
`2008. O154356 A1
`6/2008 Obermiller et al.
`2008/O177381 A1
`7/2008 Navia et al.
`2008. O183283 A1
`7/2008 Downing
`2008. O190989 A1
`8, 2008 Crews et al.
`2008. O195200 A1
`8, 2008 Vidlund et al.
`2008/02O0977 A1
`8, 2008 Paul et al.
`2009/0030511 A1
`1/2009 Paniagua et al.
`2009.0062907 A1
`3/2009 Quijano et al.
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 3 of 25
`
`
`
`US 8,308,797 B2
`Page 4
`
`2009, O164005 A1
`2009,0187.241 A1
`2009,0248149 A1
`2009,0254.175 A1
`2010, 0161036 A1
`2010, O234878 A1
`2010, O256749 A1
`2011/030.0625 A1
`2011/0301700 A1
`
`6, 2009 Dove et al.
`7/2009 Melsheimer
`10/2009 Gabbay
`10/2009 Quijano et al.
`6, 2010 Pintor et al.
`9, 2010 Hruska
`10/2010 Tran et al.
`12/2011 Paniagua et al.
`12/2011 Fish et al.
`
`FOREIGN PATENT DOCUMENTS
`92,17118
`10, 1992
`99,30646
`6, 1999
`01.02031
`1, 2001
`WOO3,O92554 A1 11, 2003
`2006/095342
`9, 2006
`2007 138572
`12/2007
`2009/0521.88
`4/2009
`2009/156471
`12/2009
`2011 109433
`3, 2011
`2011/109450
`9, 2011
`2012/006124
`1, 2012
`
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`
`OTHER PUBLICATIONS
`Paniagua, David, et al., Percutaneous Heart Valve in the Chronic in
`Vitro Testing Model, Circulation, 2002, pp. e51-52, vol. 106, Ameri
`can Heart Association, US.
`Paniagua, David et al., First Human Case of Retrograde
`Transcatheter Implantation of an Aortic Valve Prosthesis, Texas
`Heart Institute Journal, 2005, pp. 91-96, vol. 32, US.
`Hiester.E.D. et al., “Optimal bovine pericardial tissue selection sites.
`I. Fiber architecture and tissue thickness measurements.” J. Biomed
`Mater Res, Feb. 1, 1998; 39(2):207-14.
`Hufnagel, Charles A., M.D., “Basic Concepts in the Development of
`Cardiovascular Prosthes” The American Journal of Surgery, vol. 137,
`Mar. 1979.
`Hufnagel, Charles.A., MD et al., “In the beginning. Surgical Correc
`tion of Aortic Insufficiency” 1954; Ann Thorac Surg May 1989;
`47(3), pp. 475-476.
`Hufnagel, Charles.A., MD et al., “Late follow-up ofball-valve pros
`theses in the descending thoracic aortia'. J. Throrac Cardiovasc Surg,
`Dec. 1976, 72(6), pp. 900-909.
`Hufnagel, Charles.A., MD et al., “Surgical Correction of Aortic
`Insufficiency” Surgery vol. 35. May 1954 No. 5.
`Pathak, CP et al., “Treatment of bioprosthetic heart valve tissue with
`long chain alcohol solution to lower calcification potential” J Biomed
`Mater Res A. Apr. 1, 2004:69(1): 140-4.
`Samouillan, V. et al., "Comparison of chemical treatments on the
`chain dynamics and thermal stability of bovine pericardium col
`lagen' J Biomed Mater Res A. Feb. 1, 2003:64(2):330-8.
`Shen, Ming et al., “Effect of ethanol and ether in the prevention of
`calcification of bioprostheses' Ann Thorac Surg. May 2001:71(5
`Suppl):S413-6.
`Vyavahare, NR et al., “Prevention of Glutaraldehyde-Fixed
`Bioprosthetic Heart Valve Calcification by Alcohol Pretreatment:
`Further Mechanistic Studies' J Heart Valve Dis. Jul. 2000:9(4):561
`6.
`Hufnagel, Charles A., “Vessels and Valves'. Sec. 1: Development of
`Cardiac Surgery, Chap 7, pp. 43-55, copyright 1977.
`Cribier, Alain et al., “Percutaneious Transcatheter Implantation of an
`Aoritic Valve Prosthesis for Calcific Aortic Stenosis: First Human
`Case Description' Circulation J of the Amer Heart Assoc, originally
`published online Nov. 25, 2002.
`Bonhoeffer, Philipp M.D. et al., “Percutaneous Insertion of the Pul
`monary Valve' J of the Amer College of Cardiology, vol.39, No. 10,
`Elsevier Science, Inc. 2002, pp. 1664-1669, London, UK, and Paris,
`FR.
`Bonhoeffer, Philipp et al., “Transcatherter Implantation of a Bovine
`Valve in Pulmonary Position: A Lamb Study Circulation J. of the
`Amer Heart Assoc, 2000; 102; 813-816.
`Bonhoeffer, Philipp et al., “Percutaeous replacement of pulmonary
`valve in a right-centricle to pulmonary-artery prosthetic conduit with
`valve dysfunction' Early Report, The Lacet, vol. 356, Oct. 21, 2000,
`p. 1403-1405.
`
`Boudjemline, Younes et al., “Percutaneous pulmonary valve replace
`ment in a large right ventricular outflow tract: An experimental study
`J. Am. Coll. Cardiol. 2004; 43; 1082-1087.
`Breuer, Christopher K. M.D. et al., “Application of Tissue-Engineer
`ing Principles toward the Development of a Semilunar Heart Valve
`Substitute' Tissue Engineering, vol. 10, No. 1 1/12, 2004 pp. 1725
`1736.
`Fish, R. David, “Percutaneous Heart Valve Replacement: Enthusiasm
`Tempered” Circulation J of the Amer Heart Assoc, 2004; 110; 1876
`1878.
`Noorlander, Maril L. et al., "A Quantitative Method to Determine the
`Orientation of Collagen Fibers in the Dermis' The J. of
`Histochemistry & Cytochemistry, vol. 50(11): 2002, pp. 1469-1474.
`Pavenik, Susan, M.D., PhD et al., “Development and Initial Experi
`mental Evaluation of a Prosthetic Aortic Valve for Transcatherter
`Placement' Cardivascular Radiology, Apr. 1992, pp. 151-154.
`Sellaro, Tiffany L., “Effects of Collagen Orientation on the Medium
`Term Fatigue Response of Heart Valve Biomaterials' 2003, (pub
`lished thesis) pp. 40-45.
`Sellaro, Tiffany L. et al., “Effects of Collagen Fiber Orientation on
`the Response of Biologically Derived Soft Tissue Biomaterials to
`Cyclic Loading” J. Biomed Mater Res A Jan. 1, 2007; 80(1): 194
`205); published online Oct. 13, 2006 by Wiley InterScience.
`Shen, Ming et al., “Protein adsorption in glutaraldehyde-preserved
`bovine pericardium and porcine valve tissues' The Annals of Tho
`racic Surgery, 2001; 71:409-409.
`Yasui, Takeshi et al., “Determination of collagen fiber orientation in
`human tissue by use of polarization measurement of molecular sec
`ond-harmonic-generation light'. Applied Optics, vol. 42, No. 14.
`May 10, 2004, pp. 2861-2867.
`Andersen, H.R. et al., “Transluminal implantation of artificial heart
`valve' European Heart Journal, 1992, 13, pp. 704-708.
`Cale, A.R. et al., “Revisited: a descending thorasic aortic valve to
`treat prosthetic valve insufficiency” Ann Thorac Surg, May 1993,
`55(5), pp. 1218-1222.
`Cerrolaza, Metal., “A comparison of the hydrodynamical behaviour
`of three heart aortic prostheses by numerical methods”, Nov./Dec.
`1996.
`Zioupos, P. et al., “Mechanical and Optical anisotrophy of bovine
`pericardium' Med Biol Eng Comput, Jan. 1992; 30 (1); pp. 76-82.
`Fishbein, M.C. et al., “Cardiac pathology after aortic valve replace
`ment using Hufnagel trileaflet prostheses: study of 20 necropsy
`patients' Ann Heart J., Apr. 1975, 89(4), pp. 443-448.
`Gloeckner, D. Claire et al., “Mechanical Evaluation and Design of a
`Multilayered Collagenous Repair Biomaterial” J. of Biomedical
`Materials Research Part A. vol. 52 Iss 2, pp. 365-373, Published
`online Aug. 15, 2000, Wiley Periodicals, Inc.
`Hanlon, JG et al., “Pre-use intraoperative testing of autologous tissue
`for valvular surgery: a proof of concept study”. J. Heart Valve Dis,
`Nov. 1999; 8(6); pp. 614-623.
`Bech-Hanssen, Odd, M.D. et al., "Aortic Prosthetic Valve Design and
`Size: Relation to Doppler Echocardiographic Finding and Pressure
`Recovery—An in Vitro Study”. J. Am Soc Echocardiography 2000;
`13:39-50.
`Hasenkam, J.M. et al., “A model for acute haemodynamic studies in
`the ascending aorta in pigs' Cardiovasc Res, Jul. 1988. 22(7), pp.
`464-471.
`Knudsen, LL et al., “Catheter-implanted prosthetic heart valves.
`Transluminal catheter implantation of a new expandable artificial
`heart valve in the descending thoracic aorta in isolated vessels and
`closed chest pigs' IntJ. Artif Organs, May 1993, 16(5); pp. 253-262.
`Lax, Jorge A., M.D., et al. “Estimation of the Ejection Fraction in
`Patients with Myocardial Infarction Obtained from the Combined
`Index of Systolic and Diastolic Left Ventricular Function: A New
`Method” Jof the American Soc of Echocardiography, vol. 13, No. 2,
`Feb. 2000.
`Liao, K X et al., “Two-dimensional mechanical and ultrastructural
`correlates of bovine pericardium for prosthetic valves' ASAIOTrans,
`Jun. 1, 1991, 37(3); M341-51.
`Ls, Yu et al., “New Polyurethane valves in new soft artificial heart”
`ASAIO Trans Jul.-Sep. 1989; 35(3), pp. 301-304.
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 4 of 25
`
`
`
`US 8,308,797 B2
`Page 5
`
`Moazami, N. et al., “Transluminal aortic valve placement. A feasi
`bility study with a newly designed collapsible aortic valve' ASAIOJ,
`Sep.-Oct. 1996, 42(5):M 381-5.
`Nienaber C., M.D. et al., “Reconstruction of Thoracic Aortic Dissec
`tion by Stent-Graft Placement” N. Eng. J. Med, May 20, 1999, col.
`340, No. 20.
`Nunn, D.B., "Structural Failure of Dacron Arterial Grafts' Seminars
`in Vascular Surgery, col. 12, No. 1 Mar. 1999, pp. 88-91.
`Pohl, M. et al., “In vitro testing of artificial heart valves; comparison
`between Newtonian and non-Newtonian fluids' Artif Argns, Jan.
`1996; 2001); pp. 37-46.
`Purinya, B. et al., "Biomechanical and Structural Properties of the
`Explanted Bioprosthetic Valve Leaflets' J. of Biomechanics, vol. 27.
`Iss 1, Jan. 1994 pp. 1-11 Elsevier Science Ltd, 1993.
`Sacks, MS et al., “Collagen fiberarchitecture of bovine pericardium'
`ASAIOJ, Jul. 1, 1994, 40(3):M632-7.
`Sacks, MS et al., “A Small angle light scattering device for planar
`connective tissue miscrostructural analysis' Ann Biomed Eng, Jul. 1,
`1997, 254(4): 678-89.
`Sacks, Michael S, “Incorporation of experimentally-derived fiber
`orientation into a structural constitutive model for planar collagenous
`tissues' J. Biomech Eng, Apr. 1, 2003, 125(2); 280-7.
`Sacks, Michael S. et al., “Quantification of the fiberarchitecture and
`biaxial mechanical behavior of porcine intestinal submucosa J of
`Biomedical Research, vol. 46, Iss 1, Jul. 1999, pp. 1-10.
`Schoen, Frederick J., “Tissue heart valves: Current challenges and
`future research perspectives' J of Biomedical Materials Research,
`vol. 47, Iss 4, Dec. 15, 1999, pp. 439-465.
`Shandas, Robin PhD et al., “A Method for Determining the Reference
`Effective Flow Areas for Mechanical Heart Valve Prostheses' Circu
`lation Apr. 25, 2000.
`Simionescu, D et al., “Mapping of glutaraldehyde-treated bovine
`pericardium and tissue selection for bioprosthetic heart valve” J.
`Biomed Mater Res, Jun. 1, 1993:27(6):697-704.
`Sun, Wei et al., “Response of heterograft heart valve biomaterials to
`moderate cyclic loading” J Biomed Mater Res A. Jun. 2004, 69(4);
`658-69.
`Vyavahare, Narendra et al., “Mechanisms of bioprosthetic heart
`valve failure: Fatigue causes collagen denaturation and
`glycosaminoglysan loss' J of Biomedical Research, vol. 446, ISS 1.
`Jul. 1999, pp. 44-50.
`Wiegner, AW et al., “Mechanical and structural correlates of canine
`pericardium' Circ Res, Sep. 1, 1981m 49(3): 807-14.
`Zioupos, P. et al., “Anisotropic Elasticity and Strength of
`Glutaraldehyde Fixed Bovine Pericardium for Use in Pericardial
`Bioprosthetic Valves” J. Biomed Mater Res., Jan. 1994, 28(1):49-57.
`Werner, S. et al., “Testing the Hydrodynamic properties of heart valve
`prostheses with a new test apparatus”, Biomed Tech (Berl) Sep.1994;
`30(9); pp. 204-210.
`Collins, J. J., Jr., “The Evolution of artificial heart valve' N. Engl J
`Med, Feb. 28, 1991; 324(9):624-6.
`Topol, Eric J., “Textbook of Interventional Cardiology”, 1990, Chs.
`43-44, pp. 831-867.
`Office Action issued Sep. 29, 2010, issued in U.S. Appl. No.
`12/228, 192.
`Office Action issued May 8, 2003, issued in U.S. Appl. No.
`10/037,266.
`Office Action issued Mar. 9, 2004, issued in U.S. Appl. No.
`10/037,266.
`Cross-reference is made to U.S. Appl. No. 13/038,361, filed Mar. 1,
`2011.
`Cross-reference is made to PCT Application No. PCT/US 1 1/26763,
`filed on Mar. 1, 2011.
`Cross-reference is made to U.S. Appl. No. 13/038,260, filed Mar. 1,
`2011.
`
`Cross-reference is made to PCT Application No. PCT/US 11/26741,
`filed on Mar. 1, 2011.
`Examiner Interview Summary, dated Apr. 5, 2011 in U.S. Appl. No.
`12/228, 192.
`Final Office Action issued Jul. 14, 2011, in U.S. Appl. No.
`12/228, 192.
`PCT International Search Report and Written Opinion, in Applica
`tion PCT/US2011/026763, dated Nov. 14, 2011.
`PCT Written Opinion, in Application PCT/US2011/026741, dated
`Nov. 28, 2011.
`Applicants' Reply to Written Opinion, filed Feb. 28, 2012, in App.
`PCT/US 2011/026741.
`PCT International Search Report and Written Opinion, in Applica
`tion PCT/US2011/042252, dated Apr. 6, 2011.
`Cross-reference is made to U.S. Appl. No. 13/367,252, filed Feb. 6.
`2012.
`Cross-reference is made to U.S. Appl. No. 13/243,980, filed Sep. 23.
`2011.
`Cross-reference is made to PCT Application No. PCT/US 11/53.120,
`filed on Sep. 23, 2011.
`Cross-reference is made to U.S. Appl. No. 13/326, 196, filed Dec. 14.
`2011.
`Cross-reference is made to PCT Application No. PCT/US 1 1/64989,
`filed on Dec. 14, 2011.
`Cross-reference is made to U.S. Appl. No. 13/171.400, filed Jun. 28.
`2011.
`Cross-reference is made to PCT Application No. PCT/US 1 1/42252,
`filed on Jun. 28, 2011.
`Affidavit of Dr. Paolo Angelini, M.D., signed Aug. 25, 2009.
`Affidavit of Dr. Gervasio A. Lamas, M.D., signed Sep. 3, 2009.
`"Artificial heart valve' http://en.wikipedia.org/Artificial heart
`valve, printed May 13, 2009.
`“Collagen' http://en.wikipedia.org/wiki/Collagen, printed May 13,
`2009.
`Edwards Lifesciences Receives FDA Approval for New Heart Valve,
`http:www.medicalnewstoday.com/articles/149588.php, May 11,
`2009.
`Grube E., et al., “Progress and Current Status of Percutaneous Aortic
`Valve Replacement: Results of Three Device Generations of the
`CoreValve Revalving System'. Circ. Cardiovasc Intervent.
`2008; 1:167-175 (abstract).
`Introduction to Stereomicroscopy,http://www.microscopyu.com/ar
`ticles/stereomicroscopyistereointro.html. Copyrigth 2000-2012,
`printed on Mar. 15, 2012.
`IOPATCH(R) Tutoplast(R) Processed Pericardium Directions for
`Use; http://www.iopinc.com/Surgeons and medical profession
`als/iopatch/directions.asp, printed on Jun. 2, 2009.
`Liao, Jun et al., “Molecular orientation of collagen in intact planar
`connective tissues under biaxial stretch' Acta Biomateriala, vol. 1,
`Iss. 1. Jan. 2005, pp. 45-54.
`Mirnajafi, A. et al. “The effects of collagen fiber orientation of the
`flexural properties of pericardial heterograft biomaterials'
`Biomaterials, Mar. 2005; 26(7):795-804.
`Mirzaie, M. et al., “A new storage solution for porcine aortic valves'
`Ann Thorac Cardiovasc Surg. Apr. 2007:13 (2):102-9.
`Optical Microscope, Wikipedia, http://en.wikipedia.org/wiki/
`Stereomiscroscope, May 13, 2009.
`Orthogonality, http://en.wikipedia.org/wiki/Orthogonal, May 13,
`2009.
`Pick, Adam, “True or False: An Edwards Lifescience Tissue Valve
`Replacement Requires 1,800 Hand-Sewn Stitches' http://heart
`valve-Surgery.com/heart-Surgery-blog/2008/02/26. printed Aug. 13,
`2010.
`PCT International Search Report and Written Opinion, in Applica
`tion PCT/US2011/053.120, dated Apr. 27, 2012.
`* cited by examiner
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 5 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 1 of 12
`
`US 8,308,797 B2
`
`
`
`Fig. 1
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 6 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 2 of 12
`
`US 8,308,797 B2
`
`
`
`Fig. 2
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 7 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 3 of 12
`
`US 8,308,797 B2
`
`
`
`Fig. 3A
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 8 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 4 of 12
`
`US 8,308,797 B2
`
`
`
`Fig. 3B
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 9 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 5 of 12
`
`US 8,308,797 B2
`
`
`
`Fig. 4
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 10 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 6 of 12
`
`US 8,308,797 B2
`
`
`
`Fig. 5
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 11 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 7 of 12
`
`US 8,308,797 B2
`
`
`
`Fig. 6
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 12 of 25
`
`
`
`
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 13 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 9 of 12
`
`US 8,308,797 B2
`
`
`
`OO
`
`VOO
`
`Fig. 8
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 14 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 10 of 12
`
`US 8,308,797 B2
`
`(oper aorder)
`
`er
`
`war
`
`war--a-
`
`-
`
`-
`
`G2 fees (lower forer) - - -st) --
`
`a--
`
`- --
`
`Fig. 9A
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 15 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 11 of 12
`
`US 8,308,797 B2
`
`ufe been
`(upperz efse pt Shat
`ts Aele Te or ve?. Pe),
`
`Cy Foy
`
`( to usel. ance or sheet)
`
`f
`
`1N
`G Fol&
`
`FG 93
`
`C2) fols
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 16 of 25
`
`
`
`U.S. Patent
`
`Nov. 13, 2012
`
`Sheet 12 of 12
`
`US 8,308,797 B2
`
`V far eclear
`Currez efse F. She T
`is
`relate 7s it re),
`
`Cy Fely
`
`FIG 9C
`
`
`
`V
`N
`
`sy
`
`1 y
`Ob 5. cose
`area ...
`g. E.
`
`A.
`t
`
`f
`/
`N ca) e 6
`Fel re
`ue^ lf
`A?
`G2) Folt
`
`Edwards Lifesciences Corporation, et al. Exhibit 1021, p. 17 of 25
`
`
`
`US 8,308,797 B2
`
`1.
`PERCUTANEOUSLY MPLANTABLE
`REPLACEMENT HEART VALVE DEVICE
`AND METHOD OF MAKING SAME
`
`CONTINUITY INFORMATION
`
`This application is a continuation in part of U.S. non
`provisional patent application Ser. No. 10/037,266 filed on
`Jan. 4, 2002. The Applicants hereby claim the benefit under
`35 U.S.C. S 120 based on said application.
`
`10
`
`BACKGROUND OF THE INVENTION
`
`2
`has filled, the left ventricle contracts, causing a rapid rise in
`the left ventricular cavitary pressure. This causes the mitral
`valve to close while the aortic valve opens, allowing the
`oxygenated blood to be ejected from the left ventricle into the
`aorta. The chordae tendineae of the mitral valve prevent the
`mitral leaflets from prolapsing back into the left atrium when
`the left ventricular chamber contracts.
`The three leaflets, chordae tendineae, and papillary
`muscles of the tricuspid valve function in a similar manner, in
`response to the filling of the right ventricle and its Subsequent
`contraction. The cusps of the aortic valve also respond pas
`sively to pressure differentials between the left ventricle and
`the aorta. When the left ventricle contracts, the aortic valve
`cusps open to allow the flow of oxygenated blood from the left
`ventricle into the aorta. When the left ventricle relaxes, the
`aortic valve cusps reapproximate to prevent the blood which
`has entered the aorta from leaking (regurgitating) back into
`the left ventricle. The pulmonary valve cusps respond pas
`sively in the same manner in response to relaxation and con
`traction of the right ventricle in moving de-oxygenated blood
`into the pulmonary artery and thence to the lungs for re
`oxygenation. Neither of these semilunar Valves has associ
`ated chordae tendineae or papillary muscles.
`Problems that can develop with heart valves consist of
`Stenosis, in which a valve does not open properly, and/or
`insufficiency, also called regurgitation, in which a valve does
`not close properly. In addition to Stenosis and insufficiency of
`heart Valves, heart valves may need to be Surgically repaired
`or replaced due to certain types of bacterial or fungal infec
`tions in which the valve may continue to function normally,
`but nevertheless harbors an overgrowth of bacteria (vegeta
`tion) on the leaflets of the valve that may embolize and lodge
`downstream in a vital artery. If such vegetations are on the
`valves of the left side (i.e.