Filed on behalf of: Philip Morris Products, S.A.
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`Entered: January 5, 2022
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________________
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`PHILIP MORRIS PRODUCTS, S.A.,
`Petitioner,
`
`v.
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`RAI STRATEGIC HOLDINGS, INC.,
`Patent Owner.
`
`_______________________
`Case IPR2020-01602
`Patent 9,901,123
`_______________________
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`PETITIONER’S UPDATED EXHIBIT LIST
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`Entered: January 5, 2022
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________________
`
`
`PHILIP MORRIS PRODUCTS, S.A.,
`Petitioner,
`
`v.
`
`RAI STRATEGIC HOLDINGS, INC.,
`Patent Owner.
`
`_______________________
`Case IPR2020-01602
`Patent 9,901,123
`_______________________
`
`PETITIONER’S UPDATED EXHIBIT LIST
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`IPR2020-01602 (USP 9,901,123)
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`Petitioner’s Updated Exhibit List
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`Pursuant to 37 C.F.R. § 42.63(e), Petitioner Philip Morris Products, S.A.
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`respectfully submits the following current exhibit list:
`
`Description
`Ex.
`1001 U.S. Patent No. 9,901,123 (“the ’123 Patent”)
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`1002 File History for U.S. Patent No. 9,901,123
`1003 Declaration of Stewart Fox in Support of Petition for Inter Partes
`Review of ’123 Patent (“Fox Decl.”)
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`1004 Curriculum Vitae of Stewart Fox
`1005 Chinese Patent No. CN 2719043 (“Hon”) (including certified English
`translation and original Chinese version of the patent document)
`1006 U.S. Patent No. 4,947,874 (“Brooks”)
`1007 U.S. Patent No. 2,057,353 (“Whittemore”)
`1008 European Patent Publication No. EP 0845220 (“Susa”)
`1009 U.S. Patent No. 4,284,089 (“Ray”)
`1010 Chemical and Biological Studies on New Cigarette Prototypes that
`Heat Instead of Burn Tobacco, R. J. Reynolds Tobacco Company
`Monograph (1988) (“RJR monograph”) (excerpts) (markings on
`exhibit appeared in the used copy purchased by counsel)
`1011 U.S. Patent No. 4,793,365 (“Sensabaugh”)
`1012 Letter from Robert B. Swierupski, Director, National Commodity
`Specialist Division, to Mark Weiss, Weiss & Moy, P.C. regarding tariff
`classification ruling (Aug. 22, 2006), https://rulings.cbp.gov/ruling/
`M85579
`1013 Webpages from Beijing SBT Ruyan Technology & Development
`Corp., Sbtry.cn (archived at web.archive.org, 2005-2006, with
`affidavit)
`International Patent Publication No. WO 98/57556 (“Biggs”)
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`1014
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`1
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`IPR2020-01602 (USP 9,901,123)
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`Petitioner’s Updated Exhibit List
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`
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`Description
`Ex.
`1015 Webpages from E-cig.com (archived at web.archive.org, 2006-2007,
`with affidavit)
`1016 Complainants RAI Strategic Holdings, Inc., R.J. Reynolds Vapor
`Company, and R.J. Reynolds Tobacco Company’s Revised
`Infringement Claim Chart for U.S. Patent No. 9,901,123 from ITC Inv.
`No. 337-TA-1199 (Ex. 42)
`1017 RESERVED
`1018 Barbara Demick, A High-Tech Approach to Getting a Nicotine Fix,
`L.A. Times (Apr. 25, 2009), https://www.latimes.com/archives/la-xpm-
`2009-apr-25-fg-china-cigarettes25-story.html
`1019 Philip Morris U.S.A. interoffice correspondence from R.H. Mofitt to K.
`Torrence regarding operational analysis of SBT Ruyan Atomizing
`Nicotine Inhaler (Sept. 27, 2004),
`https://www.industrydocuments.ucsf.edu/docs/fnpb0219
`1020 Philip Morris U.S.A. interoffice correspondence from R.H. Moffitt to
`K. Torrence regarding operational analysis of SBT Ruyan Atomizing
`Nicotine Inhaler (Sept. 27, 2004) (original)
`1021 Petition for Inter Partes Review of U.S. Patent No. 8,365,742 Pursuant
`to 35 U.S.C. §§ 311-319 and 37 C.F.R. § 42, R.J. Reynolds Vapor Co.
`v. Fontem Holdings 1 B.V., IPR2016-01268 (July 2, 2016) (“RJRV
`Pet.”)
`1022 Final Written Decision, R.J. Reynolds Vapor Co. v. Fontem Holdings 1
`B.V., IPR2016-01268, Paper 63 (Dec. 19, 2017) (“RJRV FWD”)
`1023 Kevin Hatch, et al., Preliminary Evaluation of a Commercially
`Available Electric Aerosol Inhaler from China (Sept. 14, 2006) (“RJR
`Teardown”), available at https://www.industrydocuments.ucsf.edu/
`docs/nyvy0228
`1024 Email exchange among Carolyn Carpenter, John Robinson et al.
`regarding electric cigarette, available at
`https:/www.industrydocuments.ucsf.edu/docs/nsxy0228
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`2
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`IPR2020-01602 (USP 9,901,123)
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`Petitioner’s Updated Exhibit List
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`Description
`Ex.
`1025 Hon Lik, I Was Sure That the Electronic Cigarette Would be
`Welcomed with Open Arms, Sciences et Avenir (Oct. 7, 2013)
`https://www.sciencesetavenir.fr/sante/i-was-sure-that-the-electronic-
`cigarette-would-be-welcomed-with-open-arms_26020 (updated Oct.
`18, 2013)
`1026 U.S. Patent No. 7,117,867 (“Cox”)
`1027 U.S. Patent No. 4,735,217 (“Gerth”)
`1028 European Patent Publication No. EP 1,618,803 (“Hon-803”)
`1029 U.S. Patent No. 5,388,574 (“Ingebrethsen”)
`1030 U.S. Patent No. 6,095,153 (“Kessler”)
`1031 U.S. Patent No. 4,449,541 (“Mays”)
`1032 U.S. Patent No. 8,950,587 (“Thomson”)
`
`1033 George Wypych, Handbook of Polymers (2d ed. 2016)
`1034 Written Opinion of the International Searching Authority in
`International Application No. PCT/US2007/081461
`1035 U.S. Patent No. 1,968,509 (“Tiffany”)
`1036 U.S. Patent No. 5,692,525 (“Counts”)
`1037 Order Granting Defendants’ Unopposed Motion to Invoke the
`Statutory Stay of Plaintiffs’ Claims Relating to U.S. Patent Nos.
`9,839,238, 9,901,123, and 9,930,915 Pursuant to 28 U.S.C. § 1659,
`RAI Strategic Holdings, Inc. v. Altria Client Services LLC, No. 1:20-
`cv-00393-LO-TCB (E.D. Va. June 19, 2020), ECF No. 27
`1038 Order No. 8, Certain Laser-driven Light Sources, Subsystems
`Containing Laser-driven Light Sources, and Products Containing
`Same, Inv. No. 337-TA-983 (U.S.I.T.C., Mar. 3, 2016)
`1039 Email from counsel for Altria Client Services LLC et al. to counsel for
`RAI Strategic Holdings, Inc. et al. and U.S.I.T.C. regarding Inv. No.
`337-TA-1199 (Jan. 29, 2021)
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`3
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`IPR2020-01602 (USP 9,901,123)
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`Petitioner’s Updated Exhibit List
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`
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`Description
`Ex.
`1040 Declaration of Jonathan M. Strang in Response to Patent Owner’s
`Objections to Petitioner’s Exhibits [served, not filed]
`1041 Declaration of Dr. Robert H. Sturges, R.J. Reynolds Vapor Co. v.
`Fontem Holdings 1 B.V., IPR2016-01268, Ex. 1015 (July 1, 2016)
`(“Sturges Decl.”)
`1042 Transcript of October 1, 2021 Deposition of Charles E. Clemens
`(“Clemens Dep.”)
`1043 Petitioner’s Demonstratives
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`Dated: January 5, 2022
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`By: / Jonathan M. Strang /
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`Respectfully submitted,
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`Jonathan M. Strang (Reg. No. 61,724)
`jonathan.strang@lw.com
`Latham & Watkins LLP
`555 Eleventh Street, NW, Ste. 1000
`Washington, D.C. 20004-1304
`Telephone: 202.637.2200
`Fax: 202.637.2201
`
`Counsel for Petitioner
`Philip Morris Products, S.A.
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`IPR2020-01602 (USP 9,901,123)
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`Petitioner’s Updated Exhibit List
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 C.F.R. § 42.6(e), I certify that on this 5th day of January,
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`2022, a true and correct copy of the foregoing Petitioner’s Updated Exhibit List
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`and Exhibit 1043 were served by electronic mail on Patent Owner’s lead and
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`backup counsel at the following email addresses:
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`David M. Maiorana (Reg. No. 41,449)
`Kenneth S. Luchesi (Reg. No. 58,673)
`David B. Cochran (Reg. No. 39,142)
`Jones Day
`901 Lakeside Avenue
`Cleveland, OH 44114
`Tel: 216.586.3939
`Fax: 216.579.0212
`Email: dmaiorana@jonesday.com
`Email: kluchesi@jonesday.com
`Email: dcochran@jonesday.com
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`Anthony M. Insogna (Reg. No. 35,203)
`Jones Day
`4655 Executive Drive, Suite 1500
`San Diego, CA 92121-3134
`Tel: 858.314.1200
`Fax: 844.345.3178
`Email: aminsogna@jonesday.com
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`Geoffrey K. Gavin (Reg. No. 47,591)
`Jones Day
`1221 Peachtree Street, N.E., Suite 400
`Atlanta, GA 30361-3053
`Tel: 404.521.3939
`Fax: 404.581.8330
`Email: ggavin@jonesday.com
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`IPR2020-01602 (USP 9,901,123)
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`Petitioner’s Updated Exhibit List
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`By: / Jonathan M. Strang /
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`Joshua R. Nightingale (Reg. No. 67,865)
`Jones Day
`500 Grant Street, Suite 4500
`Pittsburgh, PA 15219-2514
`Tel: 412.391.3939
`Fax: 412.394.7959
`Email: jrnightingale@jonesday.com
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`Jonathan M. Strang (Reg. No. 61,724)
`jonathan.strang@lw.com
`Latham & Watkins LLP
`555 Eleventh Street, NW, Ste. 1000
`Washington, D.C. 20004-1304
`Telephone: 202.637.2200
`Fax: 202.637.2201
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`Counsel for Petitioner
`Philip Morris Products, S.A.
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