throbber
2
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________________________________________
`NEW WORLD MEDICAL, INC. ,
`
` Petitioner,
` Case IPR2021-00065
` -vs- U.S. Patent No. 10,123,905
`
`MICROSURGICAL TECHNOLOGY, INC.,
`
`Patent Owner.
`______________________________________________________
`NEW WORLD MEDICAL, INC.,
`
` Petitioner,
` Case IPR2020-01573
` -vs- U.S. Patent No. 9,107,729
`
`MICROSURGICAL TECHNOLOGY, INC.,
`
`
`Patent Owner.
`______________________________________________________
`
`
`
`VIDEOTAPED DEPOSITION OF PETER NETLAND, M.D., Ph.D.
`
`9:14 a.m. to 4:24 p.m.
`May 27, 2021
`Charlottesville, Virginia
`
`
`
`Job No. 45352/4590692
`REPORTED BY: Rhonda D. Tuck, RPR, CRR
`
` 4
`APPEARANCES OF COUNSEL CONTINUED:
`
`
`WILEY REIN LLP
` 1776 K Street, NW
` Washington, D.C. 20006
` (202) 719-7000
` lsung@wiley.law
`tsummers@wiley.law
`BY: LAWRENCE M. SUNG, ESQUIRE
`TERESA M. SUMMERS, ESQUIRE
`Counsel on behalf of the Patent Owners
`
`
`
`
`ALSO PRESENT:
`David J. Klann, General Counsel
`New World Medical, Inc.
`
`Gordon Croll - Videographer
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________________________________________
`NEW WORLD MEDICAL, INC. ,
`
` Petitioner,
`
` Case IPR2020-01711
` -vs- U.S. Patent No. 9,358,155
`
`MICROSURGICAL TECHNOLOGY, INC.,
`
`
`Patent Owner.
`______________________________________________________
`NEW WORLD MEDICAL, INC. ,
`
` Petitioner,
`
` Case IPR2021-00017
` -vs- U.S. Patent No. 9,820,885
`
`MICROSURGICAL TECHNOLOGY, INC.,
`
`
`Patent Owner.
`______________________________________________________
`NEW WORLD MEDICAL, INC. ,
`
` Petitioner,
`
` Case IPR2021-00066
` -vs- U.S. Patent No. 9,999,544
`
`THE REGENTS OF THE UNIVERSITY OF CALIFORNIA ,
`
` Patent Owner .
`______________________________________________________
`
`
`
`
`VIDEOTAPED DEPOSITION OF PETER NETLAND, M.D., Ph.D.
`
`9:14 a.m. to 4:24 p.m.
`May 27, 2021
`Charlottesville, Virginia
`
`Job No. 45352/4590692
`REPORTED BY: Rhonda D. Tuck, RPR, CRR
`
` 3
`Videotaped deposition of PETER NETLAND, M.D.,
`Ph.D., taken and transcribed on behalf of the Patent
`Owners, by and before Rhonda D. Tuck, RPR, CRR, Notary
`
`Public in and for the Commonwealth of Virginia at
`large, pursuant to 37 CFR § 42.53 and the Board's
`authorization, and by Notice to Take Depositions,
`commencing at 9:14 a.m., May 27, 2021, at 1201 West
`Main Street, Charlottesville, Virginia.
`
`APPEARANCES OF COUNSEL:
`
`
`CALFEE, HALTER & GRISWOLD LLP
` The Calfee Building
`1405 East Sixth Street
`Cleveland, Ohio 44114-1607
`(216) 622-8200
` kdeighan@calfee.com
`BY: KYLE T. DEIGHAN, ESQUIRE
` Counsel on behalf of the Petitioner
`
`
`
`
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`Patent Owner Ex. 2021-0001
`
`

`

`(9:14 a.m., May 27, 2021)
`
`
` 6
`
`THE VIDEOGRAPHER: All right. This is the
`videotaped deposition of Dr. Peter Netland,
`being taken on behalf of New World Medical. My
`name is Gordon Croll. I'm here representing
`Veritext Court Reporting. The court reporter
`today is Rhonda Tuck, also here representing
`Veritext.
`Would counsel please identify themselves
`now for the record.
`MR. SUNG: Lawrence Sung, of Wiley Rein,
`representing Patent Owners MicroSurgical
`Technology and the Regents of the University of
`California.
`MS. SUMMERS: Teresa Summers, also with
`
`Wiley Rein and representing the patent owners,
`New World Medical -- excuse me, MicroSurgical
`Technologies and the Regents of the University
`of California.
`MR. DEIGHAN: Kyle Deighan, from Calfee,
`
`Halter & Griswold, representing the petitioner,
`
` 8
`recollection, please allow me to address a few
`housekeeping matters before we get started. This
`deposition is designed to allow MicroSurgical
`Technology, or MST, and the Regents of the University
`of California, which I'll refer to as UC -- they are
`the respective patent owners in these Inter Partes
`Reviews, which I'll refer to today as the IPRs, and it
`will allow us to engage in a cross-examination of you
`as the witness based on the declaration you provided
`in support of the petitions that challenge the
`validity of certain patents and patent claims by MST
`and UC.
`
`For each question, your answer must be
`audible to allow the court reporter to transcribe your
`response. Allow me to complete my question, and I
`will do the same with your answer so that we do not
`talk over one another. We may disagree about some
`things, but we want to establish an accurate written
`record of today's discussion.
`If you are unable to hear or answer my
`question, please let me know so that I may repeat or
`clarify. If you provide an answer, we will presume
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`I N D E X
`
` 5
`
`
`WITNESS: PETER NETLAND, M.D., Ph.D.
`
` Examination by Mr. Sung............................7
`
`
`
`E X H I B I T S
`Netland Exhibit Number 1...........................239
` "Comparison of two glaucoma surgical techniques,
` Kahook Dual Blade goniotomy versus Trabectome
` ab-interno trabeculotomy, in combination with
` cataract surgery"
`
`
`* * * * *
`
` 7
`
`New World Medical.
`MR. KLANN: David Klann, General Counsel
`for New World Medical, petitioner.
`THE VIDEOGRAPHER: Thank you. Today's date
`
`is May 27th. The year is 2021. The time is
`approximately 9:14 a.m.
`Would the reporter please swear in the
`witness.
`(Oath administered by the court reporter.)
`
`
`
`PETER NETLAND, M.D., Ph.D.,
`having been duly sworn, testified as follows:
`E X A M I N A T I O N
`BY MR. SUNG:
`Q. Dr. Netland, please state your full name
`and address for the record.
`A. Peter Netland, Charlottesville, Virginia.
`Q. And have you been deposed previously?
`A. Yes, in one -- as an expert, just once.
`Q. And about how long ago was that?
`A. About 15 years ago.
`Q. Okay. So just to refresh your
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`Patent Owner Ex. 2021-0002
`
`

`

` 10
`other medical issues or concerns that might impact
`that?
`
`A. No.
`Q. So during our next two days together -- and
`I don't want to make it sound too bad, but we'll
`provide you with some documents to facilitate our
`discussion. So I'm going to start handing over some
`and -- to sort of try to be as efficient as possible
`rather than doing it piecemeal, we'll just slide a
`pile over to him for that purpose.
`So let me go ahead and start here. Let me
`go ahead. I'm going to be handing you a document
`that's previously marked as Exhibit 1003 in
`IPR2021-00066.
`Dr. Netland, I represent to you that this
`is a copy of the declaration electronically signed by
`you on October 18th, 2020. Are you familiar with this
`document?
`A. Yes, I am.
`Q. And again, apologies, but we're going to be
`going through a whole bunch of these. So you can set
`that to the side. Here's the next one.
`
` 12
`
`number here, as well?
`MR. SUNG: The numbers are right here.
`THE WITNESS: Yes.
`MR. DEIGHAN: Okay.
`BY MR. SUNG:
`Q.
`I'm sorry. Dr. Netland. There's an
`outstanding question whether you're familiar with that
`last document.
`A. Yes, I am.
`Q. Okay. Yes. You'll see that a lot of this
`is very methodical.
`I'm handing you another document, and this
`document was previously marked as Exhibit 1003 in
`IPR2021-01711, and I represent to you that this is a
`copy of the declaration electronically signed by you
`on October 1, 2020. Are you familiar with this
`document?
`A. Yes, I am.
`MR. SUNG: I apologize. Can we go off the
`record for a minute? We need to get the other
`declaration. It's right next door.
`MR. DEIGHAN: Sure.
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 9
`
`that you understood the question.
`We'll plan to proceed to about 60 to 90
`minutes between breaks, but if at any time you wish to
`pause, feel free to inform us. We only ask that you
`first complete your response to any outstanding
`question before we break.
`Now, because your deposition is being
`conducted in the IPR context, you're cautioned not to
`discuss your testimony with your counsel during any
`breaks, including between the time we end for today
`and then we start tomorrow and Friday. If your
`counsel objects to my question, you are still under an
`obligation to answer to the best of your ability,
`unless your counsel specifically instructs you not to
`answer.
`
`Do you have any questions before we begin ?
`A. No.
`Q. Are you aware of anything that would keep
`you from giving full, complete, and truthful answers
`to my questions here today?
`A. No.
`Q. Are you taking any medications or have any
`
` 11
`Dr. Netland, you've been handed a document
`previously marked as Exhibit 1003 and IPR2021-00065,
`and I represent to you that this is a copy of the
`declaration electronically signed by you on
`October 16th, 2020.
`Are you familiar with this document?
`A. Yes.
`MR. DEIGHAN: Almost looks like it's upside
`down.
`BY MR. SUNG:
`Q. Dr. Netland, I've handed you a document
`previously marked as Exhibit 1003 and IPR2021-00017,
`and I represent to you that this is a copy of the
`declaration electronically signed by you on
`October 10th, 2020.
`Are you familiar with this document?
`MR. DEIGHAN: I think you gave me the '155.
`MR. SUNG: You can hold that one.
`MR. DEIGHAN: I'll keep that. So this is
`the one?
`MR. SUNG: Yeah.
`THE WITNESS: Question. I can annotate a
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`Patent Owner Ex. 2021-0003
`
`

`

` 14
`applicable across all five IPRs. Is that acceptable
`to you?
`A. Yes.
`Q. Do you recall where you were at the time
`you electronically signed these declarations?
`A. Yes. In Charlottesville.
`Q. Now, in the last document that I provided
`to you, which is the declaration for the IPR ending in
`1573, if you can turn to Paragraph 281, which is near
`the middle. It should be on Bates-stamped
`Page Number 177 of the exhibit.
`At the lower right-hand corner of all those
`pages, there should be a number, and it's internally
`numbered 176.
`A.
`I'm sorry. Did you say Paragraph 281
`or -2?
`Q. 281, please. Do you have that in front of
`
`you?
`
`A. Yes.
`Q. Do you understand this paragraph to be your
`oath or affirmation that all statements in your
`declaration are true?
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 13
`THE VIDEOGRAPHER: All right. The time is
`
`approximately 9:22 p.m. (sic), and we are off
`the record.
`(Break in proceedings.)
`THE VIDEOGRAPHER: All right. The time is
`
`approximately 9:23, and we are back on the
`record.
`BY MR. SUNG:
`Q.
`I apologize for that, Dr. Netland. I'm
`handing you another document. You've been handed a
`document previously marked as Exhibit 1003 and
`IPR2020-01573, and I represent to you that this is a
`copy of the declaration electronically signed by you
`on September 4, 2020. Are you familiar with this
`document?
`A. Yes, I am.
`Q. Now, for purposes of our discussion today,
`any question I ask without reference to a particular
`IPR or version of your declaration should be taken as
`applicable across all five IPRs, and similarly, any
`answer you provide without reference to a particular
`IPR or version of your declaration will be taken as
`
` 15
`
` 16
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`vitae."
`
`Do you recall making that statement?
`A. Would you repeat that question again?
`(The court reporter read the record as
`requested.)
`BY MR. SUNG:
`Q. And to make it a little bit more efficient,
`let me refer you to Paragraph 15 in that document.
`A. Yes. Okay.
`Q. And I'll represent to you that the
`identical statement exists as Paragraph 15 in each one
`of your declarations. Do you see that paragraph in
`front of you?
`A.
`I'm sorry. I'm a bit lost now.
`Paragraph 15 in --
`Q.
`In each one of your declarations is
`identical, and I'm just representing that that's the
`same paragraph.
`A. Yes. Yes. Yes.
`Q. And you've mentioned that you have not been
`deposed in the past four years; is that correct?
`A. To my recollection, it's correct.
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`A. Yes.
`Q. And that you are subject to the penalty for
`perjury for false statements made in your declaration?
`A. Yes.
`Q. And so would your answers to these
`questions about the oath or affirmation in the
`declaration you submitted for the '729 Patent, which
`is the one you have in front of you, does that apply
`equally across the other four declarations you 've
`signed?
`A. Yes.
`Q. And similarly, do you understand that you
`are under oath sitting here today?
`A. Yes.
`Q. And that you are subject to the penalty for
`perjury for false statements made by you during this
`deposition?
`A. Yes.
`Q. And each of your five declarations, you've
`stated that, "A complete list of cases in which I've
`testified at trial, hearing or by deposition within
`the preceding four years is provided in my curriculum
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`Patent Owner Ex. 2021-0004
`
`

`

` 18
`Where -- which one are you trying to get attention to?
`Q.
`In any of the declarations if you turn to
`Paragraph 15 --
`A. Okay.
`Q.
`-- you can see that statement.
`A.
`I'll have to look specifically at that.
`Q. Sure.
`A. Yes, and I wrote that, and I believe that
`that is correct.
`Q. That there is a list in your CV?
`A. No. There were no -- there is no preceding
`deposition that I'm aware of.
`Q. Do you recall any portions of your
`declarations that you did not write personally?
`A. No.
`Q. Do you have any financial interest in New
`World Medical?
`A. No. I do at the moment in the sense I'm an
`expert witness, but otherwise no financial interest at
`this time.
`Q. Do you have any financial interest in any
`nonacademic business entity involving the technology
`
` 20
`And so my contact with the company has been
`in different ways related to that activity, providing
`feedback about the use of the devices, so from an
`expert viewpoint, providing academic investigations
`into the use of the device, oftentimes after approval,
`which does not carry a proprietary interest, and to
`try to see how the devices work in our patients and to
`try to, you know, make sure that they're providing
`safe and effective treatment, and that feedback is
`valuable to the company in the sense that they do
`appreciate hearing that, and it's necessary for the
`process of implementation of technology.
`Q. So when you use New World Medical products
`as you described, is that your personal choice or a
`choice made by somebody else?
`A.
`It's usually a personal choice. There are
`occasionally institutional issues or surgery center
`issues with -- related to more business-related side
`of things, availability, pricing and so forth, but
`those are relatively small factors. I think the most
`important part of it is choice by the physician.
`Q. And do you, in your past experience using
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 17
`Q. And you have not been deposed in the
`context of an IPR; is that correct?
`A.
`I believe that's correct.
`Q. And do you recall where in your CV this
`list described in Paragraph 15 is?
`A. No. I don't have any recollection. I may
`not have included the deposition I mentioned earlier
`in my CV because it's an academic CV.
`Q. Okay.
`A. That wouldn't be considered an academic
`accomplishment, necessarily.
`Q. Did you personally write Paragraph 15,
`then?
`A. Well, I personally wrote all of this, but I
`may have been provided with some summary verbiage to
`cover that point.
`Q. Right. Because why would you state that
`there would be a list provided when there was none?
`A. And again, let me make sure I'm on the
`right correct paragraph here. So this is the
`statement at the end that you had specifically drawn
`my attention to. You've mentioned Paragraph 15.
`
` 19
`
`relevant to this IPR?
`A. No, I do not have any financial interest at
`this time.
`Q. And have you interacted with anyone at New
`World before the events related to this IPR?
`A. Before the events related to this IPR?
`
`Yes.
`
`Q. And who are those individuals that you
`interacted with at New World Medical?
`A. Many, many individuals in the -- at New
`World Medical. It's a long list . So I can go through
`that if you'd like, but if you have any specific
`people you're interested in knowing if I had contact
`with, I can provide that, but I've been in touch over
`the years, since probably the early 1990s, with many
`people at New World Medical.
`Q. Okay. Can you generally describe your
`relationship with New World Medical historically?
`A. Yes. Historically, I would say that they
`provide devices that we use for medical treatment, and
`I've used those devices since the early 1990s and have
`developed expertise in the use of those devices.
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`Patent Owner Ex. 2021-0005
`
`

`

` 22
`Q. And you had answered earlier that you don't
`presently have any financial interest in the
`nonacademic business entity involving the technology
`relevant to this IPR, but have you had any such
`interest in the past?
`A. Yes.
`Q. And can you describe that?
`A. Yes. So the -- I've worked with a variety
`of companies through the years, for the same reason.
`Innovation and technology is very important to advance
`medicine, and I do use the technology to provide
`surgical care to the patients, and medical care, as
`well. So through the years I've had to -- I've worked
`with many different companies to try to find ways to
`use the technology in our patients.
`Q. And so in your answer to my question about
`financial interests, what's then the nature of that
`financial interest? Were you compensated for that ?
`A. Yeah. So in the past there have been
`various different types of support. So one type of
`support is research support. So if there's a device
`or a medication that has been -- has not been approved
`
` 24
`process through that contracting process, and so there
`are some payments. I would say I don't receive direct
`payments for those activities either.
`There have been occasional consulting
`agreements, not frequent, but there are times when I
`do consult, and those are more direct payments to me,
`and that would be a more direct financial interest, I
`suppose. And those kinds of activities may relate to
`questions such as, for example, can we approve this
`technology, how do we develop this further, where are
`we going with this, et cetera. So I may have some
`direct consulting agreements over the years.
`Honestly, I can't recall all of them. I
`would say they've been much less frequent than the
`research. I think it's clear from my CV that,
`generally speaking, the financial interests that I've
`had to declare over the years have been related to
`research activity, which is usually institutionally
`contracted and managed.
`Q. Do you have a present consulting agreement
`with New World Medical?
`A.
`I do. It's described in this document, all
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 21
`New World Medical products, are you required to obtain
`approval within your employment to do that, to make
`that choice?
`A. Yes, in the sense that we have to -- I
`don't personally purchase the devices. It is
`purchased -- they're purchased throughout patient
`surgical centers or hospital operating rooms and so
`forth, and so there is a process that they use to
`purchase the instruments , and so it's not entirely
`controlled by the physician. There is a personal
`choice that that would be helpful to our patients, but
`beyond that, there are some other additional
`considerations that institutions and surgical centers
`do use to make those choices.
`Q. And other than making the purchase of the
`New World Medical products for these activities that
`you've described, have you gotten compensated for the
`use of New World Medical's products?
`A. The answer to that is no. I don't own the
`hospital surgery facilities, and they make a purchase
`agreement for the device, and so I personally don't
`profit or benefit from that in any way directly.
`
` 23
`by the FDA, there's required clinical trials that
`would require support. Since the technology or
`medication is not approved, then, you know, there's no
`reimbursement for that activity. And so that kind of
`activity does require research support.
`That support usually goes to the
`institution, and it's negotiated and contracted
`through the university. The university receives the
`payments, and then they allocate it from there.
`There's usually very little support for me personally,
`if any, and so that's the process for those devices.
`If something has been approved, there is
`payment for the activity through Medicare, Medicaid,
`and private insurers, and I may benefit from that
`payment, I suppose you could argue, in some way. But
`there may be additional research support required to
`perform a clinical trial after approval, post-approval
`clinical trial.
`And that activity is, again, negotiated by
`the institution, institutional payments for various
`expenses that they may have, IRB approval and so forth
`like that, various kinds of documents they have to
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`Patent Owner Ex. 2021-0006
`
`

`

` 26
`Q. And do you recall if the scope of that
`consulting agreement included subject matter beyond
`these IPRs?
`A.
`I don't recall the entire document,
`actually, but I believe that it was limited to those
`areas for that agreement.
`MR. SUNG: Counsel, we'll follow up in
`writing, but we're going to request a copy of
`that agreement, consulting agreement.
`BY MR. SUNG:
`Q. Dr. Netland, have you written articles
`about New World Medical's products?
`A. Yes, I have.
`Q. Do you recall which products you've written
`articles about?
`A. So certainly I've written a great deal
`about the Ahmed Glaucoma Valve and its variations,
`which is a glaucoma drainage implant which has been in
`the United States since in the early 1990s. And
`that's been something I've provided a lot of
`literature about over the years since the introduction
`of that device here in the U.S., 20-year period or so.
`
` 28
`But in terms of articles, I don't recall
`any right offhand, but there have been other New World
`Medical products that are related to this family of
`products. Tube extenders. Let's see. Which other
`ones have we done? Prostmetic clips, devices like
`that. They are produced by New World Medical, and
`I've just contributed academic literature about that.
`Now, there are a lot of talks. I'm
`referring only to articles. There are a lot of talks
`which may have brought in a number of New World
`Medical products as well as many others that are
`related to glaucoma surgery in general, primary and
`secondary surgery for glaucoma and also minimally
`invasive glaucoma surgery and other topics that are
`related, and I'm sure that I -- that those would have
`included information about the New World Medical
`products, as well as many others.
`Q. And just to close the loop on the financial
`interests, vis-a-vis New World Medical, you don't have
`any ownership interest in New World Medical?
`A. No.
`Q. And you don't own any stock in New World
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 25
`the documents. But I do have a consulting agreement
`now to -- for this process.
`Q. Do you recall when that consulting
`agreement started?
`A.
`I don't remember the exact date, actually.
`I may not have specified that here, but it was
`sometime before -- around the time that these
`proceedings began, so it was a little while ago. And
`so I've had a consulting agreement for this process,
`as an expert witness.
`Q. Do you recall hearing from New World
`Medical about these IPRs before signing your
`consultant agreement with them?
`A.
`I heard it mentioned that there was -- that
`there may be proceedings, and so there would be a
`possibility that we would be trying to get to that
`kind of agreement, of a consulting agreement for that
`reason, but I think it was described in general terms
`at that time and not any specifics.
`Q.
`Is that consulting -- I apologize. Is that
`agreement directly with New World Medical?
`A. Yes, it is.
`
` 27
`And I may have discussed the KDB blade in
`some literature, but I don't recall specific articles
`about that. I've certainly used the device. I don't
`recall a specific article. I have had an abstract,
`which did include data about the KDB blade. So I
`would say, yes, there is something listed there about
`the KDB because I've presented published abstracts
`about that material. So yes.
`Q. Sitting here now, do you recall any other
`articles or publications other than this abstract
`you're referring to that you authored for or with
`regard to KDB?
`A. Yeah. Just to clarify -- I understand your
`question. I just wanted to clarify that it was not
`authored -- you know, it wasn't authored for them.
`These are academic articles using the devices and
`technology for care of people, not for the company.
`Yes. There were some other devices. KDB,
`I don't recall other published information about that
`particular device. There may have been some talks and
`so forth that included that among other devices that
`are listed in the CV.
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`Patent Owner Ex. 2021-0007
`
`

`

` 30
`A. Got it. I was looking for the page numbers
`that I had put on the document.
`Q. Right.
`A. So I have it.
`Q. Does that refresh your recollection?
`A. Yes, it does. So that meeting has
`historically been an annual meeting , actually, at the
`American Academy of Ophthalmology. It was not held
`this year. And I coordinate and oftentimes am at that
`meeting, and I'm a speaker. There's historically been
`no payment for that. It's not officially part of the
`American Academy of Ophthalmology meeting, but it is
`concurrent with it, and it's a popular meeting that
`many ophthalmologists go to.
`And the focus of that is to try to provide
`updated information about some -- usually topics
`related to in some way glaucoma drainage implants.
`It's intended to be a relatively noncommercial
`meeting, in the sense that we bring up other competing
`products and talk about them in a positive way and
`provide the information that ophthalmologists would
`like about -- so oftentimes there have been other
`
` 32
`it's historically not had direct support for speakers
`and so forth like that so much, but they do have to
`get a room. They have to pay for that. There are
`refreshments there. It's a breakfast meeting.
`There's audiovisual expenses, and there are other
`expenses, as well. Certainly I don't -- I've never
`made that. New World Medical has provided that
`sponsorship.
`Q. And to your knowledge for these meetings
`that we're talking about, is New World Medical the
`only sponsor of that meeting?
`A. Yes. And that meeting actually dates back
`historically to, again, the early 1990s when they were
`introducing the technology, and I think clinicians,
`you know, wanted to know more about its clinical
`efficacy and safety, and so the meeting was started
`with the intent of educating ophthalmologists about
`the technology, and then it spread to more general
`topics through the years.
`Q. And when you say that at that meeting you
`had discussed competing products, would that have
`included MicroSurgical's products?
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 29
`
`Medical?
`A. No, and I never have.
`Q. Okay. So in your CV, you do refer to an
`October 13th, 2019 meeting you describe as New World
`Medical meeting, and feel free to look on your CV.
`A. Yes, uh-huh.
`Q. Do you recall that meeting?
`A. Yes. I think -- let me just look at the
`specific meeting because there have been several that
`have been --
`Q. Yes. They go back --
`A.
`-- related to New World Medical. Right.
`They may have mentioned that.
`Q. So I think if you look at Page 219, again,
`bottom right corner, it's serialized, but Page 219 of
`that exhibit, you might find a listing?
`A. On -- there are some subpages listed on the
`CV. Which number --
`Q. You should see a mark that says
`Exhibit 1003, Page, and then it's 219 of 269.
`A. Oh, here it is. I've got it.
`Q. Square in the middle. Do you see that?
`
` 31
`technologies that have been even directly competing,
`not presented in a negative way but to provide a more
`comprehensive set of information for the
`ophthalmologists at that meeting.
`So it's been something I've done actually
`annually for quite a few years. I would say usually
`it's without compensation. I will say that in some
`years I've had -- I usually have my expenses covered
`from our institution, but some years I've had some
`support for room, you know, a hotel room or something
`like that, but I don't receive an honorarium for that.
`So it's a meeting that's intended to
`provide general information about surgical management
`of glaucoma topics, as part of the annual meeting of
`the American Academy of Ophthalmology. So it's
`called -- it's what they call a satellite meeting, so
`not part of the program but part of the general
`options that attendees can go to, and it's quite
`popular.
`Q. To your knowledge, is that meeting
`sponsored by New World Medical?
`A. Yes, it is, but the sponsorship, again,
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
` 1
` 2
` 3
` 4
` 5
` 6
` 7
` 8
`
`
`9 1
`
`0
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`Patent Owner Ex. 2021-0008
`
`

`

` 34
`saying that these meetings originated much earlier
`than that?
`A. Yes, in the 1990s, I think. And I would
`like to go back to that question and say I think we
`were just talking about, on Page 219, I think we were
`talking about one that was more recent than that. So
`I think the more recent one would have been
`probably -- most recent one probably would have been
`the 2019 course which is listed there.
`Q. Yeah.
`A. Okay.
`Q. You described in each of these items that
`you are the program coordinator and speaker. Do you
`recall what that role entailed?
`A. Yes. So I have given occasional talks at
`the meeting. If we have research that's relevant to
`that field, drainage implants usually. In recent
`years there's been more interest in minimally invasive
`glaucoma surgeries as an alternative to primary
`surgery for glaucoma, as well.
`(Court Reporter clarification.)
`THE WITNESS: Minimally invasive glaucoma
`
` 36
`from different parts of the country and making it a
`more engaging meeting for attendees, so we try not to
`be too repetitive.
`Q. And do you recall, for instance, with the
`2019 meeting, does New World Medical have a sales
`representative or a booth that's at the meeting?
`A. Yes, they do attend routinely. In fact,
`they'll oftentimes make comments at the very end, just
`to thank people for coming and express their
`appreciation for that. It's usually pretty well
`attended, and so they do actually speak briefly,
`usually at the very end of the meeting to do that, but
`they really have no other role. They do sit there and
`try to provide support for individuals that may want
`it. There's no booths or anything like that. So they
`try to maintain a relatively noncommercial presence,
`but they are in the room, so to speak.
`Q. Do you recall any research you conducted or
`manuscripts you've prepared that were funded at least
`in part by New World Medical?
`A. Yes.

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket