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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`NE W WORLD MEDICAL, INC.,
`Petitioner,
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`v.
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`MICROSURGICAL TECHNOLOGY, INC.,
`Patent Owner.
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`Case IPR2020-01573
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`U.S. Patent No. 9,107,729
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`PATENT O WNER'S ADDITIONAL DISCOVERY REQUESTS
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`Patent Owner Ex. 2009-0001
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`Patent Owner MicroSurgical Technology, Inc. ("MST" or "Patent Owner")
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`requests that Petitioner New World Medical, Inc. ("N WM" or "Petitioner") produce
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`documents and things in response to the following Requests for Production and
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`provide information in response to the following Interrogatories.
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`INSTRUCTIONS
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`1. In producing documents and things responsive to these Requests for
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`Production and providing information responsive to these Interrogatories, please
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`comply with Federal Rules of Civil Procedure 26, 30, 33 and 34; any Board Order
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`in this proceeding; and the instructions in the Office Patent Trial Practice Guide.
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`2. Patent Owner requests that Petitioner produce the documents and things
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`described in the following Requests for Production and provide information in
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`response to the following Interrogatories within thirty (30) days.
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`3. In the event any document responsive to a Request for Production or
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`identified in response to an Interrogatory is withheld, in whole or in part, on the basis
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`of aclaim ofattorney-client privilege, attorney work product, or any other exemption
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`or immunity from discovery, You must furnish a privilege log that provides a
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`description and identification of the requested document sufficient to frame an
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`appropriate demand for the document and a motion to compel disclosure thereof,
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`that identifies each document for which any privilege is claimed, and that provides,
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`with respect to each document, the following information: (i) the date of the
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`Patent Owner Ex. 2009-0002
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`document; (ii) the subject matter of the document; (iii) the persons) who prepared
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`the document; (iv) all persons to whom the document was distributed, shown or
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`explained, as well as the dates on which such disclosure was made; (v) its present
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`custodian; and (vi) the nature of the privilege asserted. Notwithstanding aclaim that
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`a document is privileged or otherwise protected from disclosure, any documents so
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`withheld must be produced with the portion claimed to be protected excised or
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`redacted.
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`4. In the event that any document called for by these Requests for
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`Production is no longer in your possession or subject to your control, or has been
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`destroyed or discarded, that document is to be identified by stating: (i) the date of
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`the document; (ii) the subject matter of the document; (iii) the persons) who
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`prepared the document; (iv) all persons to whom the document was distributed,
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`shown or explained; (v) the date of the transfer of control of the document or the
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`destruction, manner of destruction, and reason for destruction; (vi) the persons who
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`were authorized to carry out such destruction; and (vii) whether any copies of the
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`document presently exist and, if so, the name of the custodian of each copy of the
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`document.
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`5. If You object to or disagree with any of the definitions set forth below,
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`or if You do not understand any term used in these Requests for Production or
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`Patent Owner Ex. 2009-0003
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`Interrogatories, explain in detail the nature of Your disagreement with the definition,
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`or lack of understanding of the term, and provide Your definition of the term.
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`6. If You object to a portion or an aspect of any Request for Production,
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`Interrogatory, or Deposition Topic, You should state the grounds of Your objection
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`with specificity and respond to the remainder of the request.
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`7. You should timely amend Your responses if You learn that Your
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`response is incomplete or additional responsive information is found.
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`DEFINITIONS
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`1. "IPR" means Case No. IPR2020-01573.
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`2. "You," "Your," and "Yourself 'refer to NWM, as well as any of each
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`of NWM's agents, officers, employees, representatives, attorneys, and any and all
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`predecessor or successor entities, corporations, or business entities. These terms also
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`refer to any division, company, corporation, or other business entity affiliated with
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`NWM or owned by NWM in whole or in part or which owns NWM in whole or in
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`part, and the directors, officers, agents, employees, consultants, and attorneys of any
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`of them, including all persons acting or purporting to act on behalf of, or who are
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`subject to the direction or control of, any of the foregoing.
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`3. "Person" or "Entity" shall mean individuals and entities, including
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`all natural persons, businesses, firms, partnerships, associates, organizations,
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`governmental units, joint ventures, corporations, and any other entities.
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`Patent Owner Ex. 2009-0004
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`4. The terms "and" and "or" are terms of inclusion and not of exclusion
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`and are to be construed either disjunctively or conjunctively as necessary to bring
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`within the scope of these requests any documents or responses which might be
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`otherwise construed to be outside their scope.
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`5. The term "any" shall include "all," and the term "all" shall include
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`« » any.
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`6. The singular of any term shall include the plural, and the plural of
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`any term shall include the singular.
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`7. "Concerning" and "relating to" shall mean identifying, concerning,
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`referring to, relating to, evidencing, demonstrating, summarizing, reflecting,
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`constituting, containing, embodying, mentioning, pertaining to, commenting
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`upon, connected with, discussing, describing, analyzing, showing, comprising, or
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`relating to in any way relevant to a particular subject, in whole or in part, either
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`directly or indirectly.
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`8. The terms "document," "documents," "things," and
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`"communications" shall be interpreted in their broadest possible sense and refer
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`without limitation to every document equal in scope to the usage of the term
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`"documents" in Fed. R. Civ. P. 34, and includes without limitation writings,
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`communications, emails, voice mails, texts, social media, drawings, graphs,
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`charts, photographs, sound recordings, images, data stored electronically in any
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`Patent Owner Ex. 2009-0005
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`form, and computerized data compilations. These terms shall also include all
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`"communications," including without limitation transmissions, exchanges, or
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`transfers of information by any means, including letters, numbers, images,
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`symbols, data, photographs, and sound. These terms shall also include "things,"
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`including without limitation any tangible object other than a document, including
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`prototypes, samples, models, and specimens, including packaging and
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`accompanying materials. A draft or non-identical copy is a separate document
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`within the meaning of this term.
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`9. "Identify," "identifying," "identifies," "identification," or "identity"
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`with respect to a natural person shall mean to provide his or her: (a) full name; (b)
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`present mailing address, telephone number and email address, or if unknown, last
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`known mailing address, telephone number and email address; (c) current
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`employer; (d) title or position; and (e) employment duties, functions, and
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`responsibilities. "Identify," "identifying," "identifies," "identification," or
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`"identity" with respect to any legal entity such as a corporation, company, or
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`person other than a natural person means that the following information shall be
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`provided: (a) the entity's name; (b) the place of incorporation or organization; (c)
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`the place of business; and (d) the nature of the business conducted by that legal
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`entity. "Identify," "identifying," "identifies," "identification," or "identity" with
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`respect to a communication shall mean to state, with respect to each such
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`Patent Owner Ex. 2009-0006
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`communication: (a) the identity of the person creating such communication; (b)
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`the identity of the recipients) of such communication; (c) the date of the
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`communication; (d) an identification of all documents reflecting, referring, or
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`relating to the communication; and (e) the nature, substance, and contents of the
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`communication.
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`10. The "'729 patent" shall mean U.S. Patent No. 9,107,729.
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`11. The "Licensed NWM Patent(s)" shall mean one or more of U.S.
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`Patent Nos. 9,757,279; 9,872,799; 10,327,947; 10,682,254; and U.S. Patent
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`Application Nos. 15/701,306; 16/678,785; 16/901,906, and 16/997,663 and any
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`patents and applications and Foreign Counterparts related thereto.
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`12. "NeoMedix" shall refer to NeoMedix Corp.
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`13. "Foreign Counterparts" shall mean any foreign patents) and/or
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`foreign patent applications) corresponding to any particular U.S. patent and/or
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`patent application.
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`Patent Owner Ex. 2009-0007
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`REQUESTS FOR PRODUCTION
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`Request for Production No. 1:
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`All agreements, including licensing agreements, between You and the
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`University of Colorado related to the Kahook Dual Blade® technology and/or the
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`Licensed NWM patents.
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`Request for Production No. 2:
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`Documents concerning financial obligations or payments made and/or owed
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`to the University of Colorado by You related to the Licensed NWM patents.
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`Request for Production No. 3:
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`All invoices, bills, requests for reimbursement, or the like received or
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`provided by or on behalf of NWM requesting payment of or reimbursement for any
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`fee, bill, or amount due related to the IPR.
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`Request for Production No. 4:
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`All documents related to any sponsorship, promotion, and/or financial
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`contribution by and between You and the University of Colorado that concern the
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`Kahook Dual Blade® technology and/or the Licensed NWM patents.
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`Patent Owner Ex. 2009-0008
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`INTERROGATORY REQUESTS
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`Interrogatory No. 1:
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`Describe and identify all agreements between You and the University of
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`Colorado related to the Kahook Dual Blade® technology and/or the Licensed NWM
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`Patents.
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`Interrogatory No. 2:
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`Describe the facts and circumstances surrounding Your relationship with the
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`University of Colorado as it relates to the marketing, sales, and enforcement of the
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`Kahook Dual Blade® technology and/or the Licensed NWM patents.
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`Interrogatory No. 3:
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`Describe all communications between You and the University of Colorado
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`concerning this IPR and identify the persons involved in such communications,
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`including their name, employer(s), and job title(s).
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`Interrogatory No. 4:
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`Identify all Persons) who provided direction, supervision, or financial
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`support related to the IPR, including but not limited to review and/or approval of any
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`of the papers filed in the IPR and payment of bills or invoices related to the IPR and,
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`for each such Person, identify the Person by first and last name, and provide the
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`name of their employers) and job title(s).
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`Patent Owner Ex. 2009-0009
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`Dated:
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`Respectfully submitted,
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`DRAFT
`Lawrence M. Sung
`Reg. No. 38,330
`Mary Sylvia
`Reg. No. 37,156
`Teresa M. Summers
`(Pro hac vice forthcoming)
`WILEY REIN LLP
`1776 K Street, N W
`Washington, DC 20006
`Tel. 202.719.7000
`Fax 202.719.7049
`lsung @wiley.law
`msylvia @wiley.law
`tsummers @wiley.law
`
`Counsel for Patent Owner
`MicroSurgical Technology, Inc.
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`Patent Owner Ex. 2009-0010
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