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`IPR2020-01546
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`IPR2020-01546
`Apple EX1002 Page 649
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`Apple EX1002 Page 654
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`Apple EX1002 Page 656
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`IPR2020-01546
`Apple EX1002 Page 657
`
`

`

`
`
`Electronic Acknowledgement Receipt
`
`
`
`EFSID:
`
`3452250
`
`
`
`Application Number:
`
`11232368
`
`
`
`
`
`International Application Number:
`
`
`
`Confirmation Number:
`
`7953
`
`Title of Invention:
`
`
`
`Transistor array substrate and display panel
`
`
`
`
`
`
`
`First Named Inventor/Applicant Name: Satoru Shimoda
`
`
`
`Customer Number:
`
`1933
`
`Filer:
`
`
`
`Leonard Holtz/Diane Hegstrom
`
`
`
`
`
`Filer Authorized By:
`
`
`
`Leonard Holtz
`
`
`
`Attorney Docket Number:
`
`05621/LH
`
`
`
`Receipt Date:
`
`13-JUN-2008
`
`
`
`Filing Date:
`
`21-SEP-2005
`
`Time Stamp:
`
`12:39:16
`
`
`
`Application Type:
`
`
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`
`
`Submitted with Payment
`
`File Listing:
`
`Ino
`
`Document
`Document Description File Name
`Number
`
`File Size(Bytes)
`Multi Pages
`(if appl.}
`Part /.zip
`/Message Digest
`
`1
`
`05621_ids3.pdf
`
`yes 3
`
`105763
`
`d58914f7984a6689b1067519b7e6afd3
`
`Oda22e5d
`
`IPR2020-01546
`Apple EX1002 Page 658
`
`

`

`
`
`Multipart Description/PDF files in .zip description
`
`
`
`Document Description
`
`Start
`
`End
`
`
`
`
`
`Information Disclosure Statement Letter
`
`
`
`
`
`
`
`Information Disclosure Statement (IDS) Filed
`
`
`
`1
`
`3
`
`2
`
`3
`
`Warnings:
`
`Information:
`
`2
`
`135472
`NPL Documents JapaneseOfficeAction.pdf no
`
`3
`
`ba8762595858b0f2823a00f7c8150ca2
`
`e0d0dc62
`
`Warnings:
`
`Information:
`
`3
`
`115676
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`NPL Documents
`no
`sh.pdf
`
`065378c238bc438a674ab42da0392b5
`
`3
`
`398562130
`
`Warnings:
`
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`
`4
`
`1756461
`Foreign Reference J P2000349298. pdf
`
`no
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`28
`
`
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`34382ef42bc91620b32e472f7300d40da
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`87085c7
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`Warnings:
`
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`
`5
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`425065
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`
`no
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`9
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`6
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`24
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`7
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`Foreign Reference J P2003330387. pdf
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`9
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`445339
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`
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`Warnings:
`
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`
`8
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`1192318
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`no
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`21
`
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`
`00d8d17868e897bd6582d3e6f1 3b94a2
`
`5f8405eb
`
`Warnings:
`
`Information:
`
`
`
`Total Files Size (in bytes):
`
`5710597
`
`IPR2020-01546
`Apple EX1002 Page 659
`
`

`

`receipt on the noted date by the USPTO of the indicated documents,
`
`
`
`
`Receipt evidences
`This Acknowledgement
`
`
`
`
`
`
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt
`
`
`
`similar to a Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`
`If a new application is being filed and the application includes the necessary components for a filing date (see
`
`
`
`
`
`
`
`
`
`
`
`37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`
`
`
`
`shown on this Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`
`
`
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`
`
`
`
`
`
`
`
`
`
`
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the
`
`
`
`
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`
`
`
`If a new international application is being filed and the international application includes the necessary
`
`
`
`
`
`
`
`
`
`
`
`components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
`
`
`
`
`
`International Application Number and of the International Filing Date (Form PCT/RO/105) will be issued in due
`
`
`
`
`
`
`
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`
`
`
`
`Receipt will establish the international filing date of the application.
`
`IPR2020-01546
`Apple EX1002 Page 660
`
`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STA TES DEPARTMENT OF COMMERCE
`
`
`
`United States Patent and Trademark Office
`
`
`Address: COMMISSIONER FOR PATENTS
`
`P.O. Box 1450
`
`22313-1450 Alexandria., Virginia
`
`www.uspto.gov
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`
`
`
`
`ATTORNEY DOCKET NO. CONFIRMATION NO.
`
`11/232,368 09/21/2005
`
`Satoru Shimada
`
`05621/LH
`
`7953
`
`1933
`7590
`01/07/2009
`
`FRISHAUF, HOLTZ, GOODMAN & CHICK, PC
`220 Fifth A venue
`16TH Floor
`
`NEW YORK, NY 10001-7708
`
`EXAMINER
`
`MULCARE, SHWETA
`
`ART UNIT
`
`PAPER NUMBER
`
`4183
`
`MAIL DATE DELIVERY MODE
`
`01/07/2009 PAPER
`
`
`
`
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`
`
`
`
`
`
`
`
`The time period for reply, if any, is set in the attached communication.
`
`
`
`
`
`PTOL-90A (Rev. 04/07)
`
`IPR2020-01546
`Apple EX1002 Page 661
`
`

`

`Office Action Summary
`
`Examiner
`
`Art Unit
`
`
`
`Application No.
`
`Applicant(s)
`
`11/232,368
`
`SHIMODA ET AL.
`
`SHWETA MULCARE
`4183
`
`
`--The MAILING DA TE of this communication
`Period for Reply
`
`
`
`appears on the cover sheet with the correspondence address --
`
`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE 1 MONTH(S) OR THIRTY (30) DAYS,
`
`
`WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
`
`
`
`
`
`
`
`
`- Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, may a reply be timely filed
`
`after SIX (6) MONTHS from the mailing date of this communication.
`- If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
`
`
`
`
`
`
`
`
`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
`
`
`earned patent term adjustment. See 37 CFR 1.704(b).
`
`Status
`
`1)0 Responsive to communication(s) filed on __ .
`
`
`
`2a)0 This action is FINAL.
`2b)� This action is non-final.
`
`
`
`
`
`
`
`3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`
`
`
`closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11, 453 O.G. 213.
`
`Disposition of Claims
`
`4)� Claim(s) 1-25 is/are pending in the application.
`
`
`
`
`
`
`
`4a) Of the above claim(s) __ is/are withdrawn from consideration.
`
`
`5)0 Claim(s) __ is/are allowed.
`
`
`6)0 Claim(s) __ is/are

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