Apple Inc. (Petitioner)
`v.
`Masimo Corporation (Patent Owner)
`Petitioner Demonstratives
`Case Nos. IPR2020-01520, -01536, -01537, -01538, -01539
`U.S. Patent Nos. 10,258,265, 10,588,553, 10,588,554
`
`Before Hon. Amanda Wieker, Robert Kinder, George Hoskins
`Administrative Patent Judges
`
`1
`
`1
`
`APPLE 1053
`Apple v. Masimo
`IPR2020-01538
`
`
`v.
`Masimo Corporation (Patent Owner)
`Petitioner Demonstratives
`Case Nos. IPR2020-01520, -01536, -01537, -01538, -01539
`U.S. Patent Nos. 10,258,265, 10,588,553, 10,588,554
`
`Before Hon. Amanda Wieker, Robert Kinder, George Hoskins
`Administrative Patent Judges
`
`1
`
`1
`
`APPLE 1053
`Apple v. Masimo
`IPR2020-01538
`
`
`
`Table of Contents
`
`Issue 1: Implementing a Cover with a Protruding Convex Surface
`
`1A: The Cover’s Protruding Convex Surface would Improve Adhesion and Signal Strength
`
`1B: The Cover’s Protruding Convex Surface would Enhance Light Gathering Ability
`
`1C: The Cover’s Protruding Convex Surface would Protect Sensor Elements
`
`Issue 2: Adding a Second Emitter to Aizawa
`
`Issue 3: Implementing Wireless Communication
`
`Issue 4: Guarding against Saturation
`
`Overview of the Challenged ’265, ’553, and ’554 Patents
`
`Overview of the Instituted Grounds
`
`3
`
`6
`
`25
`
`42
`
`49
`
`59
`
`68
`
`76
`
`85
`
`2
`
`
`
`Issue 1
`
`Implementing a Cover with a
`Protruding Convex Surface
`
`Case Nos. IPR2020-01520, -01536, -01537, -01538, -01539
`U.S. Patent Nos. 10,258,265, 10,588,553, 10,588,554
`
`3
`
`3
`
`
`
`Multiple Advantages would have Motivated the POSITA
`
`Dr. Kenny’s Declaration
`
`Mendelson ’799
`
`IPR2020-01536 APPLE-1003, ¶ 87.
`
`IPR2020-01536 APPLE-1012, FIG. 7
`(annotated with additional section view)
`(APPLE-1003, ¶ 88).
`
`IPR2020-01536 APPLE-1003, ¶ 88.
`
`4
`
`4
`
`
`
`Multiple Advantages would have Motivated the POSITA
`
`Dr. Kenny’s Declaration
`
`Aizawa
`
`IPR2020-01537 APPLE-1047, ¶ 7.
`
`IPR2020-01537 APPLE-1006, FIG. 1(b)
`(annotated with flat cover)(APPLE-1003, ¶ 88).
`
`IPR2020-01537 APPLE-1006, FIG. 1(b)
`(annotated with protruding cover)(APPLE-1003, ¶ 88).
`
`5
`
`5
`
`
`
`Issue 1A
`
`The Cover’s Protruding Convex Surface would
`Improve Adhesion and Signal Strength
`
`6
`
`6
`
`
`
`A POSITA would have Modified Aizawa’s Flat Cover
`
`Dr. Kenny’s Declarations
`
`Aizawa
`
`IPR2020-01537 APPLE-1003, ¶ 84;
`see also APPLE-1047, ¶ 7.
`
`IPR2020-01537 APPLE-1006, FIG. 1(b)
`(annotated with flat cover)(APPLE-1003, ¶ 88).
`
`IPR2020-01537 APPLE-1006, FIG. 1(b)
`(annotated with protruding cover)(APPLE-1003, ¶ 88).
`
`7
`
`7
`
`
`
`Ohsaki Teaches that a Protruding Convex Surface
`Prevents Slippage and Improves Signal Strength
`
`Dr. Kenny’s First Declaration
`
`IPR2020-01537 APPLE-1003, ¶¶ 84-85.
`
`8
`
`8
`
`
`
`Ohsaki Teaches that a Protruding Convex Surface Prevents Slippage
`
`Ohsaki
`
`IPR2020-01537 APPLE-1009 ¶ [0025]
`(cited at APPLE-1003, ¶ 85).
`
`IPR2020-01537 APPLE-1009, FIGS. 1, 2.
`
`9
`
`9
`
`
`
`Ohsaki Teaches that a Protruding Convex Surface Improves Signal Strength
`
`Ohsaki
`
`IPR2020-01537 APPLE-1009 ¶ [0025]
`(cited at APPLE-1003, ¶ 85).
`
`IPR2020-01537 APPLE-1009, FIGS. 2, 4A, 4B.
`
`10
`
`10
`
`
`
`Aizawa’s Modified Cover would have Improved Adhesion and Signal Strength
`
`Dr. Kenny’s First Declaration
`
`IPR2020-01537 APPLE-1003, ¶¶ 87-88.
`
`IPR2020-01537 APPLE-1006, FIG. 1(b) (annotated)(APPLE-1003, ¶ 88).
`
`11
`
`11
`
`
`
`A POSITA would have Incorporated a Cover with a Protrusion into Mendelson ’799
`
`Dr. Kenny’s First Declaration
`
`Mendelson ’799
`
`IPR2020-01536 APPLE-1003, ¶¶ 87-88.
`
`IPR2020-01536 APPLE-1012, FIG. 7
`(annotated with additional section view)
`(APPLE-1003, ¶ 88).
`
`12
`
`12
`
`
`
`Masimo Fails to Rebut Dr. Kenny’s Testimony
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01536 APPLE-1047, ¶¶ 8-9.
`
`13
`
`13
`
`
`
`Sensor Structures and Shapes
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01537 APPLE-1047 ¶ 10.
`
`14
`
`14
`
`
`
`Sensor Structures and Shapes
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01537 APPLE-1047 ¶ 17.
`
`IPR2020-01537 APPLE-1009 FIG. 2
`(as annotated at APPLE-1047 ¶ 17).
`
`15
`
`15
`
`
`
`Sensor Structures and Shapes
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01537 APPLE-1047 ¶ 11.
`
`IPR2020-01537 APPLE-1047 ¶ 12.
`
`16
`
`16
`
`
`
`Sensor Structures and Shapes
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01537 APPLE-1047 ¶ 19.
`
`IPR2020-01537 APPLE-1009 FIGS. 1, 2.
`
`17
`
`17
`
`
`
`Masimo Improperly Relies on Bodily Incorporation
`
`Petitioner’s Reply
`
`IPR2020-01537 Pap. 27 (Petitioner’s Reply), 11.
`
`IPR2020-01537 Pap. 27 (Petitioner’s Reply), 16.
`
`18
`
`18
`
`
`
`Measurement Locations
`
`Patent Owner’s Response
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01537 Pap. 24 (POR), 27-28.
`
`IPR2020-01537 APPLE-1047, ¶ 10.
`
`19
`
`19
`
`
`
`Measurement Locations
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01537 APPLE-1009, claim 3.
`
`IPR2020-01537 APPLE-1047, ¶¶ 22-23.
`
`20
`
`20
`
`
`
`Ohsaki Does Not Limit its Sensor to the Backside of the Wrist
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01537 APPLE-1047, ¶¶ 24-26.
`
`IPR2020-01537 APPLE-1009, FIGS. 4A, 4B.
`
`IPR2020-01537 APPLE-1009 ¶ [0015].
`
`21
`
`21
`
`
`
`Ohsaki Does Not Limit its Sensor to the Backside of the Wrist
`
`Dr. Kenny’s Second Declaration
`
`Ohsaki
`
`IPR2020-01537 APPLE-1047, ¶ 27.
`
`IPR2020-01537 APPLE-1047 FN 2.
`
`IPR2020-01537 APPLE-1009, FIGS. 3A, 3B.
`
`22
`
`22
`
`
`
`Reasonable Expectation of Success
`
`Patent Owner’s Sur-Reply
`
`Ex. 2027
`
`IPR2020-01538 Pap. 32 (Sur-Reply), 4
`(citing Ex. 2027, 162:15-20).
`
`Ex. 2027, 162:15-20.
`
`Ex. 2027, 158:4-10.
`
`23
`
`23
`
`
`
`Reasonable Expectation of Success
`
`Dr. Kenny’s First Declaration
`
`IPR2020-01537 APPLE-1003, ¶ 89.
`
`IPR2020-01537 APPLE-1003, ¶ 90.
`
`24
`
`24
`
`
`
`Issue 1B
`
`The Cover’s Protruding Convex Surface would
`Enhance Light-Gathering Ability
`
`25
`
`25
`
`
`
`A POSITA Would Have Found Modified Aizawa’s Flat Cover
`Dr. Kenny’s Declarations
`
`Inokawa
`
`IPR2020-01520, APPLE-1047, ¶ 3.
`
`IPR2020-01520, APPLE-1003, ¶ 97.
`
`IPR2020-01520, APPLE-1008 FIGS. 2, 3, ¶ [0015].
`Aizawa
`
`IPR2020-01520, APPLE-1006, FIG. 1(b)
`(as annotated at APPLE-1003, ¶ 97).
`
`26
`
`26
`
`
`
`Inokawa’s Lens Improves Light-Gathering Ability at All Locations
`
`Dr. Kenny’s Declarations
`
`IPR2020-01520, APPLE-1047, ¶ 19.
`
`IPR2020-01520, APPLE-1047, ¶ 21.
`
`IPR2020-01520, APPLE-1006, FIG. 1(b) (as annotated at APPLE-1047, ¶¶ 20, 21).
`
`27
`
`27
`
`
`
`Inokawa’s Lens Improves Light-Gathering Ability at All Locations
`
`Ex. 2006
`
`IPR2020-01520, Ex. 2006, 164:8-16.
`
`IPR2020-01520, Ex. 2006, 204:21-205:12.
`
`28
`
`28
`
`
`
`Inokawa’s Lens Improves Light-Gathering Ability at All Locations
`
`Patent Owner’s Response
`
`Dr. Madisetti’s Deposition Transcript
`
`IPR2020-01520, Pap. 21 (POR), 15.
`
`IPR2020-01520, APPLE-1041, 40:6-11.
`
`IPR2020-01520, Pap. 21 (POR), 17.
`
`IPR2020-01520, APPLE-1001 FIG. 14B
`(as annotated at Pap. 21, 17).
`
`29
`
`29
`
`
`
`Inokawa’s Lens Improves Light-Gathering Ability at All Locations
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01520, APPLE-1047, ¶ 26.
`
`IPR2020-01520, APPLE-1001 FIGS 14B (left) and 14I (right)
`(as annotated at Pap. 21, 17 and APPLE-1047 ¶ 26).
`
`IPR2020-01520, APPLE-1047, ¶ 7.
`
`IPR2020-01520, APPLE-1008 FIG. 2
`(as annotated at APPLE-1047, ¶ 7).
`
`30
`
`30
`
`
`
`Inokawa’s Lens Improves Light-Gathering Ability at All Locations
`
`Dr. Kenny’s Second Declaration
`
`Ex. 1019 (Webster)
`
`IPR2020-01537, APPLE-1047, ¶ 46.
`
`IPR2020-01537, APPLE-1019, 90.
`Aizawa
`
`IPR2020-01537, APPLE-1047, ¶ 47.
`
`31
`
`IPR2020-01537 APPLE-1006, FIG. 1(b)
`(annotated with protruding cover)(APPLE-1003, ¶ 88).
`
`31
`
`
`
`Masimo Ignores the Behavior of Scattered Light
`
`Patent Owner’s Sur-Reply
`
`Ex. 2027
`
`IPR2020-01537 Pap. 31 (Sur-Reply), 21
`(citing Ex. 2027, 19:16-21:8).
`
`Ex. 2027, 19:16-21:8.
`
`32
`
`32
`
`
`
`Masimo Ignores the Behavior of Scattered Light
`
`Patent Owner’s Sur-Reply
`
`Ex. 2027
`
`IPR2020-01537 Pap. 31 (Sur-Reply), 21
`(citing Ex. 2027, 19:16-21:8).
`
`Ex. 2027, 19:3-15
`(cited at IPR2020-01537 Pap. 37, 1).
`
`33
`
`33
`
`
`
`Masimo Ignores the Behavior of Scattered Light
`
`Rebuttal
`to:
`
`Ex. 2027
`
`Ex. 2027, 21:2-22:18 (cited at IPR2020-01537 Pap. 37, 1).
`
`34
`
`34
`
`
`
`The Principle of Reversibility Confirms Inokawa’s Optical Benefits
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01520, APPLE-1047, ¶ 32.
`
`IPR2020-01520, APPLE-1047, ¶ 39.
`
`35
`
`35
`
`
`
`The Principle of Reversibility Confirms Inokawa’s Optical Benefits
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01520, APPLE-1047, ¶ 34.
`
`IPR2020-01520, APPLE-1047, ¶ 35.
`
`IPR2020-01520, APPLE-1008 FIG. 2
`(as annotated at APPLE-1047, ¶ 34).
`
`IPR2020-01520, APPLE-1008 FIG. 2
`(as annotated at APPLE-1047, ¶ 35).
`
`36
`
`36
`
`
`
`Masimo Ignores the Principle of Reversibility
`
`Patent Owner’s Sur-Reply
`
`Ex. 2027
`
`IPR2020-01537 Pap. 31 (Sur-Reply), 17
`(citing Ex. 2027, 207:9-208:22).
`
`Ex. 2027, 208:1-22.
`
`37
`
`37
`
`
`
`Masimo Ignores the Principle of Reversibility
`
`Ex. 2027
`
`Ex. 2027, 208:1-22 (cited at Pap. 31, 17).
`
`Ex. 2027, 209:1-21 (cited at IPR2020-01537 Pap. 37, 1).
`
`38
`
`38
`
`
`
`Masimo Ignores the Principle of Reversibility
`
`Patent Owner’s Sur-Reply
`
`Ex. 2027
`
`IPR2020-01537 Pap. 31 (Sur-Reply), 18
`(citing Ex. 2027, 207:17-209:21).
`
`Ex. 2027, 209:11-21.
`
`39
`
`39
`
`
`
`Masimo Ignores the Principle of Reversibility
`
`Patent Owner’s Sur-Reply
`
`Ex. 2006
`
`IPR2020-01537 Pap. 31 (Sur-Reply), 18
`(citing Ex. 2006, 86:19-87:6).
`
`Ex. 2006, 86:19-87:6.
`
`40
`
`40
`
`
`
`A POSITA would have Modified Mendelson-1988 to
`Include a Protruding Lens-Like Cover
`Dr. Kenny’s First Declaration
`
`IPR2020-01520, APPLE-1008, FIG 2
`(as annotated at APPLE-1003, ¶ 176).
`
`IPR2020-01520, APPLE-1003, ¶¶ 174-176.
`
`IPR2020-01520, APPLE-1015, FIG 2(B)
`(as annotated at APPLE-1003, ¶ 176).
`
`41
`
`41
`
`
`
`Issue 1C
`
`The Cover’s Protruding Convex Surface would
`Protect Sensor Elements
`
`42
`
`42
`
`
`
`A POSITA would have Recognized that a
`Convex Cover would Protect Sensor Elements
`Dr. Kenny’s Second Declaration
`Mendelson ’799
`
`IPR2020-01536 APPLE-1047, ¶ 9.
`Dr. Kenny’s First Declaration
`
`IPR2020-01536 APPLE-1012 FIG. 7
`(annotated with additional section view)
`(APPLE-1003, ¶ 88).
`
`IPR2020-01536 APPLE-1003, ¶ 81.
`
`43
`
`43
`
`
`
`A Convex Cover would Protect Sensor Elements
`
`Dr. Kenny’s First Declaration
`
`Ohsaki
`
`IPR2020-01536 APPLE-1003, ¶ 81.
`
`IPR2020-01536 APPLE-1009, FIGS. 1, 2 (APPLE-1003, ¶¶ 67-68).
`
`44
`
`44
`
`
`
`A Convex Cover would Protect Sensor Elements
`
`Dr. Kenny’s First Declaration
`
`Inokawa
`
`IPR2020-01536 APPLE-1003, ¶ 81.
`
`IPR2020-01536, -01537 APPLE-1008, FIG. 2.
`
`IPR2020-01536 APPLE-1008, [0015].
`
`45
`
`45
`
`
`
`Masimo Fails to Rebut that a
`Convex Cover would Protect Sensor Elements
`
`Patent Owner’s Response
`
`Ex. 2009
`
`IPR2020-01536 Pap. 24 (POR), 38-39.
`
`IPR2020-01536 Ex. 2009, 395:3-21 (cited at Pap. 24, 38-39).
`
`46
`
`46
`
`
`
`Masimo Fails to Rebut that a
`Convex Cover would Protect Sensor Elements
`Ex. 2009
`Mendelson ’799
`
`IPR2020-01536 APPLE-1012 FIG. 7
`(annotated with additional section view)
`(APPLE-1003, ¶ 88).
`
`IPR2020-01536 Ex. 2009, 395:3-21.
`
`47
`
`47
`
`
`
`A POSITA would have Understood the Multiple Advantages of a
`Convex Cover to Outweigh Possible Scratching
`Patent Owner’s Response
`Dr. Kenny’s Second Declaration
`
`IPR2020-01536 Pap. 24 (POR), 39
`Relevant Case Law
`
`“The fact that the motivating benefit comes at the “The fact that the motivating benefit comes at the
`
`expense of another benefit, however, should not expense of another benefit, however, should not
`
`nullify its use as a basis to modify the disclosure of nullify its use as a basis to modify the disclosure of
`
`one reference with the teachings of another.”one reference with the teachings of another.”
`
`IPR2020-01536 APPLE-1047 ¶ 52.
`
`“[M]ere disclosure of alternative designs does not “[M]ere disclosure of alternative designs does not
`
`teach away.”teach away.”
`In re Fulton, 391 F.3d 1195, 1201 (Fed. Cir. 2004).
`Winner Int’l Royalty Corp. v. Wang, 202 F.3d 1340, 1349, n. 8 (Fed. Cir. 2000).
`
`48
`
`48
`
`
`
`Issue 2
`
`Adding a Second Emitter to Aizawa
`
`Case Nos. IPR2020-01520, -01537, -01539
`U.S. Patent Nos. 10,258,265, 10,588,553, 10,588,554
`
`49
`
`49
`
`
`
`A POSITA would have Modified Aizawa to Feature Two Emitters
`
`Dr. Kenny’s Second Declaration
`
`Aizawa
`
`IPR2020-01537 APPLE-1047, ¶ 7.
`
`IPR2020-01537 APPLE-1006, FIGS. 1(a), 1(b)
`(as annotated at APPLE-1003 ¶¶ 74-75).
`
`50
`
`50
`
`
`
`Two Emitters would Enable Aizawa to Account for Motion Load
`
`Dr. Kenny’s First Declaration
`
`Aizawa
`
`IPR2020-01537 APPLE-1003, ¶ 68.
`
`IPR2020-01537 APPLE-1003, ¶ 68.
`
`IPR2020-01537 APPLE-1003, ¶ 69.
`
`IPR2020-01537 APPLE-1006, ¶ [0006].
`
`IPR2020-01537 APPLE-1006, ¶ [0028].
`
`51
`
`51
`
`
`
`Two Emitters would Enable Aizawa to Account for Motion Load
`
`Dr. Kenny’s First Declaration
`
`Inokawa
`
`IPR2020-01537 APPLE-1003, ¶¶ 72-73.
`
`APPLE-1008, ¶¶ [0014], [0058]-[0059], FIG. 2.
`
`52
`
`52
`
`
`
`A POSITA would have Modified Aizawa to Feature
`Two Emitters to Account for Motion Load
`Dr. Kenny’s First Declaration
`Aizawa
`
`IPR2020-01537 APPLE-1003, ¶¶ 74-76.
`
`IPR2020-01537 APPLE-1006, FIGS. 1(a), 1(b)
`(as annotated at APPLE-1003 ¶¶ 74-75).
`
`53
`
`53
`
`
`
`Two Emitters would
`Enable Wireless Communication
`Dr. Kenny’s First Declaration
`Inokawa
`
`IPR2020-01537 APPLE-1003, ¶ 78.
`
`IPR2020-01537 APPLE-1008, FIGS. 1(a), 1(b)
`(as annotated at APPLE-1003 ¶ 80).
`
`IPR2020-01537 APPLE-1003, ¶ 80.
`
`54
`
`54
`
`
`
`A POSITA would have Modified Aizawa to Feature
`Two Emitters to Enable Wireless Communication
`Dr. Kenny’s First Declaration
`Aizawa
`
`IPR2020-01537 APPLE-1003, ¶ 78.
`
`IPR2020-01537 APPLE-1003, ¶ 80.
`
`IPR2020-01537 APPLE-1006, FIGS. 1(a), 1(b)
`(as annotated at APPLE-1003 ¶¶ 74-75).
`
`55
`
`55
`
`
`
`Masimo Fails to Rebut that a POSITA would have Added a
`Second Emitter to Aizawa to Account for Motion Load
`
`Patent Owner’s Response
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01537 Pap. 24 (POR), 50-51.
`
`IPR2020-01537 APPLE-1027, ¶ 60.
`
`56
`
`56
`
`
`
`Masimo Fails to Rebut that a POSITA would have Added a
`Second Emitter to Aizawa to Account for Motion Load
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01537 APPLE-1027, ¶ 60.
`
`IPR2020-01537 APPLE-1027, ¶ 61.
`
`57
`
`57
`
`
`
`Masimo Fails to Rebut that a POSITA would have Added a
`Second Emitter to Aizawa to Improve Accuracy
`
`Rebuttal
`to: Dr. Kenny’s Second Declaration
`
`Ex. 2007
`
`Ex. 2007, 407:7-408:4.
`
`58
`
`58
`
`
`
`Issue 3
`
`Implementing Wireless Communication
`
`Case Nos. IPR2020-01536, -01537, -01538, -01539
`U.S. Patent Nos. 10,588,553, 10,588,554
`
`59
`
`59
`
`
`
`A POSITA would have Enabled Aizawa to
`Communicate Wirelessly with a Handheld Computing Device
`Dr. Kenny’s First Declaration
`Inokawa
`
`IPR2020-01539 APPLE-1003, ¶ 80.
`
`IPR2020-01539 APPLE-1003, ¶ 91.
`
`IPR2020-01539 APPLE-1008, FIG. 3
`(as annotated at APPLE-1003 ¶ 80).
`
`60
`
`60
`
`
`
`A POSITA would have Enabled
`Wireless Communication with a Handheld Computing Device
`Dr. Kenny’s First Declaration
`Mendelson-2006
`
`IPR2020-01539 APPLE-1003, ¶ 82.
`
`IPR2020-01539 APPLE-1003, ¶ 84.
`
`IPR2020-01539 APPLE-1010, FIG. 1
`(as annotated at APPLE-1003 ¶ 68).
`
`61
`
`61
`
`
`
`Mendelson-2006 Teaches Wireless Communication
`with a Handheld Computing Device
`Dr. Kenny’s First Declaration
`Mendelson-2006
`
`IPR2020-01539 APPLE-1003, ¶¶ 85-86.
`
`IPR2020-01537 APPLE-1010, FIG. 3.
`
`62
`
`62
`
`
`
`A POSITA would have Recognized that Aizawa’s LED could be
`Used for Data Communication to a Computing Device
`Rebuttal
`Dr. Kenny’s Second Declaration
`to:
`
`Inokawa and Mendelson-2006
`
`IPR2020-01539 APPLE-1008, FIG. 3;
`APPLE-1010, FIG. 3.
`
`IPR2020-01539, APPLE-1003, ¶ 59.
`
`63
`
`63
`
`
`
`Masimo Fails to Address the Motivation to Add Wireless
`Communication to the Proposed Sensor
`Dr. Kenny’s Second Declaration
`Mendelson-2006
`
`IPR2020-01539, APPLE-1003, ¶ 60.
`
`IPR2020-01539 APPLE-1010, 3.
`
`IPR2020-01539 APPLE-1010, 3-4.
`
`64
`
`64
`
`
`
`A POSITA would have Recognized that Aizawa’s LED could be
`Used for Data Communication to a Computing Device
`
`Dr. Kenny’s Second Declaration
`
`Inokawa
`
`...base device 17 receives the information transmitted ...base device 17 receives the information transmitted
`
`from the pulse sensor 1 by means of the B-side optical from the pulse sensor 1 by means of the B-side optical
`
`device component 41. Note that the base device 17 is device component 41. Note that the base device 17 is
`
`connected to a PC 59, and information transmitted connected to a PC 59, and information transmitted
`
`from the pulse sensor 1 is downloaded to the PC 59 via from the pulse sensor 1 is downloaded to the PC 59 via
`
`the base device 17.the base device 17.
`
`APPLE-1008, [0067]; Pet., 23-24.
`Mendelson-2006
`
`IPR2020-01539, APPLE-1003, ¶¶ 57-58.
`
`IPR2020-01537 APPLE-1010, 2.
`
`65
`
`65
`
`
`
`Masimo Fails to Address the Motivation to Add Wireless
`Communication to the Proposed Sensor
`
`Rebuttal
`Dr. Kenny’s Second Declaration
`to:
`
`Aizawa
`
`IPR2020-01539, APPLE-1003, ¶¶ 55-56.
`
`IPR2020-01539 APPLE-1008, ¶¶ [0004], [0015], [0023].
`
`66
`
`66
`
`
`
`A POSITA would have Enabled Mendelson ’799 to
`Communicate Wirelessly with a Handheld Computing Device
`Dr. Kenny’s First Declaration
`Mendelson ’799
`
`IPR2020-01538 APPLE-1003, ¶ 171.
`
`IPR2020-01538 APPLE-1003, ¶ 175.
`
`IPR2020-01538 APPLE-1012, FIGS. 7, 8
`(as annotated at APPLE-1003 ¶¶ 163, 164).
`
`67
`
`67
`
`
`
`Issue 4
`
`Guarding against Saturation
`
`Case Nos. IPR2020-01536, -01538
`U.S. Patent Nos. 10,588,553, 10,588,554
`
`68
`
`68
`
`
`
`A POSITA would have Added an
`Opaque Layer to Mendelson ’799’s Sensor
`Dr. Kenny’s First Declaration
`Mendelson ’799
`
`IPR2020-01536, APPLE-1003, ¶ 221.
`
`IPR2020-01536, APPLE-1012, FIG. 7
`(as annotated at APPLE-1003 ¶ 221).
`
`IPR2020-01536, APPLE-1023 (Yao) FIG. 11.
`
`69
`
`69
`
`
`
`Schulz Teaches that an Opaque Layer would
`Shield Detectors from Ambient Light
`Schulz
`Dr. Kenny’s First Declaration
`
`IPR2020-01536, APPLE-1003, ¶ 214.
`
`IPR2020-01536, APPLE-1013, ¶ 0073.
`
`IPR2020-01536, APPLE-1003, ¶ 218.
`
`IPR2020-01536, APPLE-1013, FIG. 19C
`(as annotated at APPLE-1003 ¶ 70).
`
`70
`
`70
`
`
`
`Schulz Teaches that an Opaque Layer would
`Shield Detectors from Ambient Light
`Webster
`Dr. Kenny’s First Declaration
`
`IPR2020-01536, APPLE-1003, ¶¶ 218-219.
`
`IPR2020-01536, APPLE-1019, 76.
`
`IPR2020-01536, APPLE-1019, 79-80.
`
`IPR2020-01536, APPLE-1019, 94.
`
`71
`
`71
`
`
`
`A POSITA would have Modified the Combined Sensor to Guard Against
`Detector Saturation as taught by Schulz
`
`Rebuttal
`to: Patent Owner’s Response
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01536 Pap. 24 (POR), 44.
`Cited Portion of Mendelson ’799
`
`APPLE-1012, 2:8-13; IPR2020-01536
`(cited at POR, 44; APPLE-1027, ¶ 60; Petition, 22-23).
`
`IPR2020-01536, APPLE-1047, ¶ 60.
`
`72
`
`72
`
`
`
`A POSITA would have Modified the Combined Sensor to Guard Against
`Detector Saturation as taught by Schulz
`
`Rebuttal
`to: Patent Owner’s Response
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01536, Pap. 24 (POR), 44.
`
`Webster
`
`IPR2020-01536, APPLE-1047, ¶ 61.
`
`IPR2020-01536, APPLE-1019, 88; Reply, 5.
`
`73
`
`73
`
`
`
`A POSITA would have Modified the Combined Sensor to Guard Against
`Detector Saturation as taught by Schulz
`
`Rebuttal
`Patent Owner’s Response
`to:
`
`Dr. Kenny’s Second Declaration
`
`IPR2020-01536 Pap. 24 (POR), 44.
`
`Schulz
`
`IPR2020-01536, APPLE-1003, ¶ 59.
`IPR2020-01536, APPLE-1047, ¶ 64.
`
`IPR2020-01536, APPLE-1013, ¶73
`(cited at Pet. 66).
`
`74
`
`74
`
`
`
`A POSITA would have Modified the Combined Sensor to Guard Against
`Detector Saturation as taught by Schulz
`
`Dr. Kenny’s Second Declaration
`
`Dr. Madisetti’s Deposition Transcript
`
`IPR2020-01536, APPLE-1043, 28:15-18.
`
`IPR2020-01536, APPLE-1041, 25:10-17
`(cited at Reply, 25).
`
`IPR2020-01536, APPLE-1047, ¶ 65.
`
`75
`
`75
`
`
`
`Overview of the Challenged
`’265, ’553, and ’554 Patents
`
`76
`
`76
`
`
`
`’553 Patent Overview
`• The ’553 Patent’s earliest effective filing
`date is July 3, 2008.
`
`• The ’553 Patent includes 30 claims, of
`which claims 1, 10, and 20 are
`independent.
`
`•
`
`Independent claim 1, e.g., recites:
`“A noninvasive optical physiological sensor
`comprising … a plurality of emitters
`configured to emit light into tissue of a user
`… at least four detectors, wherein at least
`one of the at least four detectors is
`configured to detect light that has been
`attenuated by tissue of the user … a wall
`… and a cover … compris[ing] a single
`protruding convex surface operable to
`conform tissue of the user….”
`
`IPR2020-01536, APPLE-1001
`(U.S. Patent No. 10,588,553)(“’553 Patent”).
`
`77
`
`77
`
`
`
`’553 Patent: Background
`Dr. Thomas Kenny’s Declaration
`’553 Patent
`
`IPR2020-01536, APPLE-1003 ¶ 45.
`
`IPR2020-01536, APPLE-1003 ¶ 46.
`
`78
`
`IPR2020-01536, APPLE-1001, 2:4-25.
`
`78
`
`
`
`’553 Patent: Brief Description
`Dr. Kenny’s Declaration
`’553 Patent
`
`IPR2020-01536, APPLE-1003 ¶ 47; Pet. 5.
`
`IPR2020-01536, APPLE-1003 ¶ 40; Pet. 1.
`
`IPR2020-01536, APPLE-1001 FIGS. 1, 14C, 14D; Pet. 5-6.
`
`79
`
`79
`
`
`
`’553 Patent: Brief Description
`Dr. Kenny’s Declaration
`’553 Patent
`
`IPR2020-01536, APPLE-1003 ¶ 50.
`
`IPR2020-01536, APPLE-1001 FIG. 14D; Pet. 6.
`
`IPR2020-01536, APPLE-1003 ¶ 51.
`
`80
`
`80
`
`
`
`’553 Patent: Brief Description
`Dr. Kenny’s Declaration
`
`IPR2020-01536, APPLE-1003 ¶ 41; Pet. 2.
`
`IPR2020-01536, APPLE-1003 ¶ 42; Pet. 2.
`
`81
`
`81
`
`
`
`’553 Patent: Exemplary Claim
`’553 Patent
`
`IPR2020-01536, APPLE-1001 (’553 Patent), 44:50-67 (Independent Claim 1).
`
`82
`
`82
`
`
`
`’554 Patent: Exemplary Claim
`’554 Patent
`
`IPR2020-01538, APPLE-1001 (’554 Patent), 44:67-45:21 (Independent Claim 1).
`
`83
`
`83
`
`
`
`’265 Patent: Exemplary Claim
`’265 Patent
`
`IPR2020-01520, APPLE-1001 (’265 Patent), 44:66-45:15 (Independent Claim 1).
`
`84
`
`84
`
`
`
`Overview of the Instituted Grounds
`
`85
`
`85
`
`
`
`Instituted Aizawa-based Grounds
`
`Ground
`
`Challenged Claim(s)
`
`IPR2020-
`01537
`
`IPR2020-
`01539
`
`IPR2020-
`01520
`
`Obvious (§ 103) over Aizawa and Inokawa
`
`Obvious (§ 103) over Aizawa, Inokawa, and Ohsaki
`
`1-6, 9, 10-18,
`20-24, 29
`
`Obvious (§ 103) over Aizawa, Inokawa, and Mendelson-2006
`
`Obvious (§ 103) over Aizawa, Inokawa, Ohsaki, and Mendelson-2006
`
`7, 19
`
`1-7, 20-28
`
`Obvious (§ 103) over Aizawa, Inokawa, Ohsaki, Mendelson-2006, and
`Sherman
`
`8, 25-28
`
`Obvious (§ 103) over Aizawa, Inokawa, Ohsaki, Mendelson-2006, and
`Bergey
`
`Obvious (§ 103) over Aizawa, Inokawa, Goldsmith, and Lo
`
`Obvious (§ 103) over Aizawa, Inokawa, Mendelson-2006, and Beyer
`
`8-19
`
`1-4, 6-14, 16,
`17, 19-23, 26-
`29
`1-4, 6-14, 16,
`17, 19-23, 26-
`29
`23, 24
`
`23, 24
`
`25
`
`86
`
`86
`
`
`
`Instituted Mendelson ’799-based Grounds
`Claim(s) Challenged
`IPR2020-01536 IPR2020-01538
`1-3, 5, 6, 9, 10-
`-
`18, 20-24,
`and 29
`4, 18, and 24
`
`Ground
`
`Obvious (§ 103) over Mendelson ’799 and
`Ohsaki
`
`-
`
`-
`
`-
`
`-
`
`Obvious (§ 103) over Mendelson ’799,
`Ohsaki, and Schulz
`Obvious (§ 103) over Mendelson ’799,
`Ohsaki, and Griffin
`Obvious (§ 103) over Mendelson ’799,
`Ohsaki, and Mendelson 2006
`Obvious (§ 103) over Mendelson ’799,
`Ohsaki, Mendelson 2006, and Griffin
`Obvious (§ 103) over Mendelson ’799,
`Ohsaki, Schulz, and Mendelson 2006
`
`25
`
`7 and 19
`
`NEED TO UPDATE
`
`8 and 26-28
`
`-
`
`1-7 and 20-28
`
`87
`
`87
`
`
`
`Instituted Mendelson-1988-based Grounds
`
`Ground
`
`Obvious (§ 103) over Mendelson-1988 and
`Inokawa
`Obvious (§ 103) over Mendelson-1988,
`Inokawa, and Mendelson-2006
`Obvious (§ 103) over Mendelson-1988,
`Inokawa, Mendelson-2006, and Beyer
`
`Claim(s)
`Challenged
`IPR2020-01520
`1-4, 6-14, 16-22,
`and 26-30
`23, 24
`
`25
`
`88
`
`88
`
`
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