UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`: 9,375,453 B2
`: 14/020162
`
`DATED
`INVENTOR(S)
`
`: June 28, 2016
`: Inge Bruheimetal.
`
`Page | of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Claims
`
`Column 36, lines 23-24, should read:
`
`percentage oftotal fatty acids in said polar krill oil.
`
`Signed and Sealed this
`Thirteenth Day of September, 2016
`
`Wwiebtle Ko Lea
`
`Michelle K. Lee
`
`Director ofthe United States Patent and Trademark Office
`
`RIMFROST EXHIBIT 1055
`
`RIMFROST EXHIBIT 1055 page 0001
`
`page 0001
`
`

`

`PATENT NO.
`
`: 9,375,453
`
`APPLICATION NO.: 14/020,162
`
`ISSUE DATE
`
`: 28-Jun-2016
`
`INVENTOR(S)
`
`Inge Bruheim, Snorre Tilseth, Daniele Mancinelli
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`Column 36, lines 23-24, should read:
`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`CERTIFICATE OF CORRECTION
`
`percentage oftotal fatty acids in said polarkrill oil.
`
`MAILING ADDRESS OF SENDER(Please do not use customer number below):
`
`Casimir Jones SC
`2275 Deming Way, Suite 310
`Middleton, WI 53562
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public whichis tofile
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`comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO:Attention Certificate of Corrections Branch, Commissionerfor Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`!f you needassistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`RIMFROST EXHIBIT 1055
`
`RIMFROST EXHIBIT 1055 page 0002
`
`page 0002
`
`

`

`Privacy Act Statement
`
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`
`RIMFROST EXHIBIT 1055
`
`RIMFROST EXHIBIT 1055 page 0003
`
`page 0003
`
`

`

`PATENT
`Attorney Docket No. AKBM-14409/US-6/CON
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Patent No.:
`
`9,375,453
`
`Application No.:
`
`14/020,162
`
`Issued:
`
`28-Jun-2016
`
`Filing Date:
`
`06-Sep-2013
`
`Name ofPatentee:
`
`AKER BIOMARINE ANTARCTIC AS
`
`Title of Invention:
`
`METHODS FOR PRODUCING BIOEFFECTIVE KRILL OIL
`COMPOSITIONS
`
`REQUEST FOR CERTIFICATE OF CORRECTION OF PATENT
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir or Madam:
`
`Pursuant to 35 U.S.C. §254 and 37 C.F.R. §1.322, applicants respectfully request that the Office
`
`issue a Certificate of Correction in the above-referenced patent. Applicants submit herewith Form
`
`PTO/SB/44 showing the correction that is requested.
`
`1.
`
`Please correct the Letters Patent at Column 36, line 23, as follows:
`
`percentageoftotal fatty acids in said eempestiern polar krill
`oil.
`
`The correct text of the claim can be found in the Examiner’s Amendment found in the Notice of
`
`Allowability mailed May 13, 2016.
`
`Becausethe errors in the patent are a result of the Office’s mistake, applicants believe that no fee
`
`is due. However, in the event a fee is due, the Commissioneris hereby authorized to charge the fee, or
`
`credit any overpayment, to Deposit Account 50-4302, referencing Attorney Docket No. AKBM-
`
`14409/US-6/CON.
`
`Dated: July 7, 2016
`
`Respectfully submitted,
`
`CASIMIR JONES,S.C.
`
`/J. Mitchell Jones/
`J. Mitchell Jones
`Reg. No. 44,174
`2275 Deming Way, Suite 310
`Middleton, WI 53562
`608 662 1277
`
`RIMFROST EXHIBIT 1055
`
`RIMFROST EXHIBIT 1055 page 0004
`
`page 0004
`
`

`

`Title of Invention:
`
`METHODS FOR PRODUCING BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`14020162
`
`International Application Number:
`
`Confirmation Number:
`
`4914
`
`
`
`ee
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`A7ade4e7336515c4687460e1 0d790d8a500
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`164607
`
`Requestfor Certificate of Correction
`
`14409US6CON_CoCFormSB44.
`pdf
`
`RIMFROST EXHIBIT 1055 page 0005
`
`

`

`Information:
`
`Information:
`
`Requestfor Certificate of Correction
`
`14409US6CON_Request_COC.
`pdf
`
`7icfdee3b7a39022dda4bf2349e4dc2cc567
`Sc5f
`
`
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
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`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
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`
`
`New Applications Under 35 U.S.C. 111
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`
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`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
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`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`RIMFROST EXHIBIT 1055
`
`RIMFROST EXHIBIT 1055 page 0006
`
`page 0006
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`14/020,162
`
`ISSUE DATE
`
`06/28/2016
`
`72960
`
`7590
`
`06/08/2016
`
`Casimir Jones, S.C.
`2275 DEMING WAY,SUITE 310
`MIDDLETON,WI 53562
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`9375453
`
`AKBM-14409/US-6/CON
`
`4914
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 41 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
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`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`AKER BIOMARINE ANTARCTICAS, Stamsund, NORWAY
`Inge Bruheim, Volda, NORWAY;
`Snorre Tilseth, Bergen, NORWAY;
`Daniele Mancinelli, Orsta, NORWAY;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`RIMFROST EXHIBIT 1055
`
`RIMFROST EXHIBIT 1055 page 0007
`
`page 0007
`
`

`

`Application/Control No.
`Applicant(s)/Patent Under Reexamination
`
`Issue Classification|44990160 BRUHEIM ET AL.
`
`DEBBIE K WARE
`
`1654
`
`Oo
`
`Claims renumbered in the sameorder as presented by applicant
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`
`
`
`
`
`
`
`
`17 oe
`
`Final
`Original
`Final
`12
`1
`1
`
`
`
`
`
`
`
`
`
`
` Ola;nN!)oa;a!;r]wo]nm
`
`
`
`
`
`
`
`Change(s) applied
`to document,
`/ALM/
`
`5/20/2016
`
`(Assistant Examiner)
`/DEBBIE K WARE/
`Primary Examiner.Art Unit 1651
`
`(Primary Examiner)
`U.S. Patent and Trademark Office
`
`None
`
`Total Claims Allowed:
`
`61
`
`04/30/2016
`
`O.G. Print Claim(s)
`
`O.G. Print Figure
`
`(Date)
`
`1
`
`Part of Paper No. 20160319
`
`
`
`
`
`3RaFROSEEXHIBERH-1055—_page0008—@_
`
`RIMFROST EXHIBIT 1055 page 0008
`
`

`

`
`
`
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/D.W/
`
`PTO/SB/08a (01-10)
`Doc code: IDS
`Approvedfor use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Application Number
`12057775
`
`Filing Date
`2008-03-28
`
`INFORMATION DISCLOSURE First Named Inventor|Inge Bruheim
`
`STATEMENT BY APPLICANT
`Art Uninit
`| 1636 ( Not for submission under 37 CFR 1.99)
`| NATNUT-14409/US-5/ORD
`
` Attorney Docket Number
`
`
`
`
`Examiner Name
`
`
`U.S.PATENTS a
`
`Pages,Columns,Lines where
`Name of Patentee or Applicant Relevant Passages or Relevant
`of cited Document
`.
`Figures Appear
`
`
`Examiner Cite
`Initial
`No
`
`Patent Number
`
`Kind
`Code’
`
`Issue Date
`
`1
`
`4119619
`
`1978-10-10
`
`ROGOZHIN SERGEI
`VASILIEVICH etal.
`
`
`
`2
`
`3434183
`
`1995-07-18
`
`LARSSON-BACKSTROM
`
`
`
`SirDpAS Breton
`2003-03-25
`Change(s) Bplied 6537787
`to|documen 3
`
`/ROS
`5/25/2016|4
`
`2004-10-05
`
`BEAUDOIN & MARTIN
`
`6800299
`
` 5
`
`1993-11-30
`
`MODELELL etal
`
`3266564
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`Add
`[Remove]
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Relevant Passages AhaBate‘
`Pages,Columns,Line:
`.
`
`
`
`Examiner Kind|PublicationPublication Name of Patentee or Applicant
`Cite No
`Initial*
`Number
`Code) Date
`OF;gtTRACERSABSry 3
`
`Figures Appear
`
`
`
`
`
` 1
`
`20030044495
`
`2003-03-06
`
`KAGAN and BRAUN
`
`EFS Web 2.1.17
`
`RIMFROST EXHIBIT 1055 page 0009
`RIMFROST EXHIBIT 1055
`page 0009
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/020,162
`
`09/06/2013
`
`Inge Bruheim
`
`AKBM-14409/US-6/CON
`
`4914
`
`Casimir Jones, S.C.
`2275 DEMING WAY, SUITE 310
`MIDDLETON,WI 53562
`
`[xavier
`WARE, DEBORAH K
`
`ART UNIT
`
`1651
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`05/26/2016
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`docketing@casimirjones.com
`pto.correspondence@casimirjones.com
`
`
`
`PTOL-90A (Rev. 04/07)
`
`RIMFROST EXHIBIT 1055
`
`RIMFROST EXHIBIT 1055 page 0010
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`page 0010
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`

`

`
`
`Commissionerfor Patents
`United States Patent and TrademarkOffice
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Application No. : 14020162
`Applicant
`: Bruheim
`Filing Date : 09/06/2013
`Date Mailed : 05/26/2016
`
`NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Notice ofAllowance Mailed
`
`This application has been accorded an Allowance Date and is being prepared for issuance.
`application, however, is incomplete for the reasons below.
`
`The
`
`Applicantis given two (2) months from the mail date of this Notice within which to respond. This
`time period for reply is extendable under 37 CFR 1.136(a) for only TWO additional MONTHS.
`
`The informalities requiring correction are indicated in the attachment(s). If the informality pertains to the
`abstract, specification (including claims) or drawings,
`the informality must be corrected with an
`amendment in compliance with 37 CFR 1.121 (or, if the application is a reissue application, 37 CFR
`1.173). Such an amendment may befiled after payment of the issue fee if limited to correction of
`informalities noted herein. See Waiver of 37 CFR 1.312 for Documents Required by the Office of Patent
`Publication, 1280 Off. Gaz. Patent Office 918 (March 23, 2004).
`In addition, if the informality is not
`corrected until after payment of the issue fee, for purposes of 35 U.S.C. 154(b)(1)(iv), “all outstanding
`requirements” will be considered to have been satisfied when the informality has been corrected. A
`failure to respond within the above-identified time period will
`result
`in the application being
`ABANDONED.
`
`See attachment(s).
`
`
`A copy ofthis notice MUSTbe returned with the reply. Please address response to
`“Mail Stop Issue Fee, Commissionerfor Patents,
`P.O. Box 1450, Alexandria, VA 22313-1450”.
`
`/Anthony McPhail/
`Publication Branch
`Office of Data Management
`(571) 272-4200
`
`RIMFROST EXHIBIT 1055
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`RIMFROST EXHIBIT 1055 page 0011
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`page 0011
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`

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`Application No. 14020162
`
`Drawingsfiled: 09/06/2013
`
`IDENTIFICATION OF DRAWING DEFICIENCIES
`
`There is a hole or the image thereof within the illustration. FIG(s)
`
`The illustration is penetrated or traversed by a solid or brokenline that is not intended to be part of the
`drawing, such as a dark line caused by a flaw in the copying process. FIG(s)
`
`An ink stamp or the image thereof obscurespart of the illustration. FIG(s)
`
`The drawing is marred by black smudges, obliterations, or fax/copier marks (for example, speckles or dots
`in a substantial portion of the drawing). FIG(s)
`
`Figure numbersare duplicated or missing. FIG(s)
`
`Drawing sheet or figure is missing. FIG(s)
`
`Numbers,letters, or reference characters in the drawing have been crossed out or are illegibly handwritten.
`FIG(s)
`
`The character of the lines, numbers, andletters is poor. FIG(s)
`
`
`
` A petition under 37 CFR 1.84(a)(2) to accept color drawings has been granted, but the brief description of
`
`The drawing's background showsthat the original drawing was made on graph paperor other paper with a
`pattern or decoration. FIG(s)
`
`The FIG. numberlabelis placed in a location that causes the drawing to be read upside down. FIG(s)
`
`
`
`
`
`X|Data, a reference number, or part of the drawingis truncated or missing, or a lead line has no reference
`number. FIG(s) 9
`
`The drawing and/or the FIG. label contain(s) foreign language. FIG(s)
`
`This utility application contains a photograph of a view that is capable of being illustrated as a line drawing.
`FIG(s)
`
`
`
`the drawingsin the specification does not contain (or has not been amended to contain) the paragraph
`required by 37 CFR 1.84(a)(2)(i1i).
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`This reissue application contains added and/or amended drawingsthat are not labeled as “New”or
`“Amended”or “Canceled” as required by 37 CFR 1.173(b)(3). FIG(s)
`
`This Design reissue application contains a drawingthat is labeled as “Canceled”but is not surrounded by
`brackets, or a drawing that is surrounded by brackets but is not labeled as “Canceled.” See 37 CFR
`1.173(b)(3). FIG(s)
`
`OTHER:
`
`COMMENTS:
`
`RIMFROST EXHIBIT 1055
`
`RIMFROST EXHIBIT 1055 page 0012
`
`page 0012
`
`

`

`DocCode — SCORE
`
`SCORE Placeholder Sheetfor IFW Content
`
`Application Number: 14020162
`
`Document Date: 05/26/2016
`
`The presence ofthis form in the IFW record indicates that the following documenttype wasreceived
`in electronic format on the date identified above. This content is stored in the SCORE database.
`
`Since this was an electronic submission, there is no physical artifact folder, no artifact folder is
`recorded in PALM, and no paper documents or physical media exist. The TIFF images in the IFW
`record were created from the original documents that are stored in SCORE.
`
`Drawing
`
`At the time of documententry (noted above):
`e USPTO employees may access SCORE content via eDAN using the Supplemental Content
`tab, or via the SCORE webpage.
`e External customers may access SCORE content via PAIR using the Supplemental Content
`tab.
`
`Form Revision Date: August 26, 2013
`
`RIMFROST EXHIBIT 1055
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`RIMFROST EXHIBIT 1055 page 0013
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`page 0013
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`Attorney Docket No.: AKBM-14409/US-6/CON
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`Serial No.:
`Filing Date:
`Entitled:
`
`4914
`Conf. No.:
`Inge Bruheim etal.
`1651
`Group No.:
`14/020,162
`Examiner: WARE
`06-Sep-2013
`METHODS FOR PRODUCING BIOEFFECTIVE KRILL OIL
`COMPOSITIONS
`
`RESPONSE TO THE NOTICE TO FILE CORRECTED
`APPLICATION PAPERS MAILED MAY26, 2016
`
`EFS WebFiled
`Commissionerfor Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`In response to the Notice to File Corrected Application Papers mailed May 26, 2016,
`Applicant submits the following:
`
`Amendments to the Drawingsare on page 2 of this paper; and
`
`Remarksare on page3 ofthis paper.
`
`RIMFROST EXHIBIT 1055
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`RIMFROST EXHIBIT 1055 page 0014
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`page 0014
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`

`

`Attorney Docket No.: AKBM-14409/US-6/CON
`
`AMENDMENTSTO THE DRAWINGS
`
`Please replace Figures 9 (1 page) as originally filed in this application with Replacement Figure
`9 (1 page) attached hereto.
`
`2
`
`RIMFROST EXHIBIT 1055 page 0015
`RIMFROST EXHIBIT 1055
`page 0015
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`

`

`Attorney Docket No.: AKBM-14409/US-6/CON
`
`REMARKS
`
`In the Notice to File Corrected Application Papers mailed May 26, 2016, Applicants
`
`were notified that a part of Figure 9 filed September 6, 2013, is truncated or missing. Applicants
`
`submit herewith Replacement Figure 9. No new matter has been added.
`
`Nofees are believed to be due in connection with this filing. Nevertheless, if the
`
`Director finds any additional fees to be due in connection with this, or any otherfiling,
`
`authorization is given to charge said fees to Deposit Account No. 50-4302, referencing attorney
`
`docket number AKBM-14409/US-6/CON.
`
`Dated: May 26, 2016
`
`Respectfully,
`
`/ J. Mitchell Jones /
`J. Mitchell Jones
`Registration No. 44,174
`CASIMIR JONES,S.C.
`2275 Deming Way Suite 310
`Middleton, WI 53562
`608-662-1277
`
`RIMFROST EXHIBIT 1055
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`RIMFROST EXHIBIT 1055 page 0016
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`page 0016
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`

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`9/19
`
`REPLACEMENT SHEET
`
`FIGURE 9
`
`TAG/mgoflipid Superba
`Nmol
`
`RIMFROST EXHIBIT 1055
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`RIMFROST EXHIBIT 1055 page 0017
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`page 0017
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`

`

`Title of Invention:
`
`METHODS FOR PRODUCING BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`14020162
`
`International Application Number:
`
`Confirmation Number:
`
`4914
`
`
`
`ee
`
`Paymentinformation:
`
`File Listing:
`
`Information:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`Transmittal Letter
`
`14409US6CON_ResponseNotic
`eFileCorrectedAppPapers.pdf
`
`bcObb71e0797a671401a5a911f43a1c94d9
`7901d
`
`RIMFROST EXHIBIT 1055 page 0018
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`

`

`Drawings-other than black and white
`line drawings
`
`14409US6CON_ReplacementFi
`gure9uspto.pdf
`
`574821
`
`adb1155449bf97370717d150dfec2acd4af
`945c
`
`Information:
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`RIMFROST EXHIBIT 1055
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`RIMFROST EXHIBIT 1055 page 0019
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`page 0019
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`!
`OX.
`Address: COMMISSIONER FOR PATENTS
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION
`NUMBER
`
`FILING or
`371(c) DATE
`
`GRP ART
`UNIT
`
`
`
`
`
`FIL
`
`14/020,162
`
`09/06/2013
`
`1651
`
`FEE REC'D
`
`5020
`
`72960
`
`9978DEMINGWAY, SUITE 310
`
`MIDDLETON, WI 53562
`
`ATTY.DOCKET.NO
`
`AKBM-14409/US-6/CON
`CONFIRMATION NO. 4914
`CORRECTED FILING RECEIPT
`
`ITOT CLAIMSJIND CLAIMS
`11
`2
`
`NDAO.0
`
`Date Mailed: 05/23/2016
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application mustinclude the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written requestfor a Filing Receipt Correction. Please provide a copyofthis Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processesthe reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Inventor(s)
`
`Applicant(s)
`
`Inge Bruheim, Volda, NORWAY;
`Snorre Tilseth, Bergen, NORWAY;
`Daniele Mancinelli, Orsta, NORWAY;
`
`AKER BIOMARINE ANTARCTIC AS, Stamsund, NORWAY
`
`Powerof Attorney: The patent practitioners associated with Customer Number 72960
`
`Domestic Priority data as claimed by applicant
`This application is a CON of 12/057,775 03/28/2008 PAT 9034388
`which claims benefit of 60/920,483 03/28/2007
`and claims benefit of 60/975,058 09/25/2007
`and claims benefit of 60/983,446 10/29/2007
`and claims benefit of 61/024,072 01/28/2008
`
`Foreign Applications for which priority is claimed (You may beeligible to benefit from the Patent Prosecution
`Highway program at the USPTO. Please see http:/Avww.uspto.gov for more information.) - None.
`Foreign application information must be provided in an Application Data Sheetin order to constitute a claim to
`foreign priority. See 37 CFR 1.55 and 1.76.
`
`Permission to Access Application via Priority Document Exchange: Yes
`
`Permission to Access Search Results: No
`
`page 1 of 4
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`RIMFROST EXHIBIT 1055
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`RIMFROST EXHIBIT 1055 page 0020
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`page 0020
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`

`

`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate.
`
`If Required, Foreign Filing License Granted: 09/23/2013
`
`The country code and number of your priority application, to be usedfor filing abroad under the Paris Convention,
`is US 14/020,162
`
`Projected Publication Date: Not Applicable
`
`Non-Publication Request: No
`
`Early Publication Request: No
`Title
`
`METHODS FOR PRODUCING BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`Preliminary Class
`
`424
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider thefiling of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does notresult in a grantof "an international
`patent" and doesnoteliminate the needof applicantsto file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordancewith its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions madein the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. Thefiling of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance asto the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents”(specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlinesfor filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://“www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http:/Awww.stopfakes.gov. Part of a Department of Commerceinitiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protectintellectual property in specific
`page 2 of 4
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`RIMFROST EXHIBIT 1055
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`RIMFROST EXHIBIT 1055 page 0021
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`

`

`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Governmenthotline at 1-866-999-HALT (1-866-999-4258).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED"followed by a date appears on this form. Such licenses are issuedin all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope andlimitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicatedis the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This licenseis to be retained by the licensee