UNITED STATES PATENT AND TRADEMARKOFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENTNO.
`APPLICATION NO.
`
`DATED
`INVENTOR(S)
`
`: 9,034,388 B2
`: 12/057775
`
`: May 19, 2015
`: Bruheim etal.
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shownbelow:
`
`In the claims, column 38, lines 31-33 should be deleted and replaced with:
`
`c) providing
`i) dilapidated krill meal following said extraction comprising greater than 65% protein and
`less than 50 g/kg total fat.
`
`Signed and Sealed this
`Twelfth Day of April, 2016
`
`Wirebstlhe Fo Lea
`
`Michelle K. Lee
`
`Director ofthe United States Patent and Trademark Office
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0001
`
`page 0001
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`
`
`
` FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`12/057,775
`
`03/28/2008
`
`Inge Bruheim
`
`AKBM-14409/US-5/ORD
`
`1945
`
`Casimir Jones, S.C.
`2275 DEMING WAY,SUITE 310
`MIDDLETON,WI 53562
`
`WARE, DEBORAH K
`
`ART UNIT
`
`1651
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`03/17/2016
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`docketing @casimirjones.com
`pto.correspondence @ casimirjones.com
`
`PTOL-90A (Rev. 04/07)
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0002
`
`page 0002
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Patent No.
`Issued Date:
`Appl. No:
`Filed.:
`
`9034388
`19 May, 2015
`12/057,775
`28 March 2008
`
`PART (A) RESPONSE FOR CERTIFICATES OF CORRECTION
`
`This is a decision on the Certificate of Correction request filed 01 February 2016.
`
`The request for issuance of Certificate of Correction for the above-identified correction(s)
`under the provisions of 37 CFR 1.322 and/or 1.323 is hereby:
`
`(Check one)
`XX] Approved
`
`Comments:
`
`L] Approvedin Part
`
`L] Denied
`
`PART (B) PETITION UNDER37 CFR 1.324 OR 37 CFR 1.48
`
`This is a decision on the petition filed
`
`to correct inventorship under 37 CFR 1.324.
`
`. In view ofthe fact
`This is a decision on the request under 37 CFR 1.48, petition filed
`that the patent has already issued, the request under 37 CFR 1.48 has beentreated as a
`petition to correct inventorship under 37 CFR 1.324.
`
`The petition is hereby:
`
`L] Granted
`
`L] Dismissed
`
`The patented filed is being forwarded to Certificate of Corrections Branch for issuance of a
`certificate naming only the actual inventoror inventors.
`
`/Renee Claytor/
`Supervisory Patent Examiner, Art Unit 1651
`Technology Center 1600
`Phone: 571-272-8394
`
`Certificates of Correction Branch email: CustomerServiceCoC @uspto.gov CoC Central Phone Number: (703) 756-1814
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0003
`
`page 0003
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent of:
`
`Inge Bruheim efal.
`
`Confirmation No.: 1945
`
`Patent No.:
`
`9,034,388
`
`Application No.:
`
`12/057,775
`
`Issued:
`
`Entitled:
`
`May19, 2015
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`REQUEST FOR CERTIFICATE OF CORRECTION OF PATENT
`
`Certificate of Correction Branch
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir or Madam:
`
`Pursuant to 35 U.S.C. §255 and 37 C.F.R. §1.323, patentee respectfully request that the Director
`
`issue a Certificate of Correction in the above-referenced patent to correct a typographical error in claim 1.
`
`Please correct the Letters Patent at Column38, lines 31-33, as follows:
`
`c)
`
`providing[[a]]
`
`1)dilapidated krill meal following said extraction comprising greater than 65%
`
`protein andless than 50 g/kg total fat.
`
`The above-noted correction does not involve such changesin the patent as would constitute new
`
`matter or would require reexamination.
`
`A completed Form PTO/SB/44 accompanies this request, with the above-noted correction printed
`
`thereon. Accordingly, a Certificate of Correction is believed proper and issuance thereofis respectfully
`
`requested.
`
`The director is hereby authorized to charge the $100 fee due with the filing of this Request to
`
`deposit account number 50-4302 referencing attorney docket number AKBM-14409/US-5/ORD.
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0004
`
`page 0004
`
`

`

`Patent No. 9,034,388
`Request for Certificate of Correction
`
`Dated: February 1, 2016
`
`Respectfully submitted,
`
`CASIMIR JONES, S.C.
`
`/J. Mitchell Jones/
`J. Mitchell Jones
`Reg. No. 44,174
`2275 Deming Way, Suite 310
`Middleton, WI 53562
`608 662 1277
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0005
`
`page 0005
`
`

`

`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 9,034,388
`
`APPLICATION NO.: 12/057,775
`
`ISSUE DATE
`
`> 19-May-2015
`
`—
`
`g/kg total fat.
`
`INVENTOR(S)
`
`Inge Bruheim, Mikko Griinari, Snorre Tilseth, Sebastiano Banni, Jeffrey Stuart Cohn, Daniele
`Mancinelli
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`In the claims, column 38, lines 31-33 should be deleted and replaced with:
`
`c) providing
`i) dilapidated krill meal following said extraction comprising greater than 65% protein and less than 50
`
`MAILING ADDRESS OF SENDER(Please do not use customer number below):
`
`Casimir Jones SC
`2275 Deming Way, Suite 310
`Middleton, WI 53562
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public whichis tofile
`(and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO:Attention Certificate of Corrections Branch, Commissionerfor Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`!f you needassistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0006
`
`page 0006
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom ofInformation Act (6 U.S.C. 552) and the Privacy Act (6 U.S.C 552a). Records from
`this system of records maybe disclosed to the Department of Justice to determine whether
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`A record from this system of records may be disclosed, as a routine use, in the course of
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`A record in this system of records may be disclosed, as a routine use, to a contractor of the
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`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records maybe disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
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`General Services, or his/her designee, during an inspection of records conducted by GSA as
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`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, aS a routine use, to the public if the record wasfiled in an application which
`became abandonedor in which the proceedings were terminated and which application is
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`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
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`violation of law or regulation.
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0007
`
`page 0007
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`ee
`
`
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD(S)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`RIMFROST EXHIBIT 1024
`
`page 0008
`
`RIMFROST EXHIBIT 1024 page 0008
`
`

`

`Extension-of-Time:
`
`Total in USD ($)
`
`Miscellaneous:
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0009
`
`page 0009
`
`

`

`Title of Invention:
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`12057775
`
`International Application Number:
`
`Confirmation Number:
`
`1945
`
`
`
`ee
`
`Paymentinformation:
`
`RIMFROST EXHIBIT 1024
`
`Deposit Account
`
`Authorized User
`
`504302
`
`JONES,J. MITCHELL
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`RIMFROST EXHIBIT 1024 page 0010
`
`

`

`File Listing:
`
`Document
`
`
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`Pages|"Number"|__PeewmentDesaition|FleName Message Digest (ifappl.)
`
`sigs
`
`File Size(Bytes)/
`
`Multi
`
`Requestfor Certificate of Correction
`
`14409US5ORD_RequestCertCo
`:
`rection.pdf
`
`€102065c527c487 13be6e1 e0902a48cc10a
`
`14409US5ORD_CertCorrection
`Form.pdf
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`a34f7428035f9d713876c4534a287C9a3e2q
`f6dc
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0011
`
`page 0011
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`12/057,775
`
`ISSUE DATE
`
`05/19/2015
`
`72960
`
`7590
`
`04/29/2015
`
`Casimir Jones, S.C.
`2275 DEMING WAY,SUITE 310
`MIDDLETON,WI 53562
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`9034388
`
`AKBM-14409/US-5/ORD
`
`1945
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 1181 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Inge Bruheim, Volda, NORWAY;
`Mikko Grunari, Espoo, FINLAND;
`Snorre Tilseth, Bergen, NORWAY;
`Sebastiano Banni, Cagliari, ITALY;
`Jeffrey Stuart Cohn, Camperdown, AUSTRALIA;
`Daniele Mancinelli, Orsta, NORWAY;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0012
`
`page 0012
`
`

`

`12057775 - GAlebod.B51)
`Receiptdate: 03/08/2011
`Approvedfor use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Application Number
`12057775
`
`
`Filing Date
`2008-03-28
`
`
` Attorney Docket Number
`
`INFORMATION DISCLOSURE
`First Named Inventor|Inge Bruheim
`
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`
`Art Unit [ 1636
`
`Examiner Name
`
`| NATNUT-14409/US-5/ORD
`
`
`[Remove]
`U.S.PATENTS
`
`
`Examiner] Cite
`ae
`ie
`Initial
`No
`
`Patent Number
`
`Nameof Patentee or Applicant Pages,Columns,Lines where
`.
`Relevant Passages or Relevant
`of cited Document
`.
`Figures Appear
`
`
`Kind
`Code’
`
`Issue Date
`
`1
`
`4119619
`
`1978-10-10
`
`ROGOZHIN SERGEI
`VASILIEVICH etal.
`
`
`
`2
`
`3434183
`
`1995-07-18
`
`LARSSON-BACKSTROM
`
`
`
`
`
`3 2003-03-25“HEBAS*6537787
`f
`-
`
`
`
`
`
`Change(s)
`to. documen
`
`
`
`
`dpplied
`
`Braton
`
`JLCByY
`4/17/2015 4
`
`6800299
`
`2004-10-05
`
`BEAUDOIN & MARTIN
`
`5
`
`5266564
`
`1993-11-30
`
`MODELELL etal
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`[Remove]
`U.S.PATENT APPLICATION PUBLICATIONS
`
`
`
`
`Examiner] Kind|Publication.. Publication Nameof Patentee or Applicant Pages,Columns,Lines where
`ae
`ie
`Cite No
`.
`Relevant Passages or Relevant
`Initial
`Number
`Code'} Date
`of cited Document
`;
`Figures Appear
`
`
`
`1
`
`20030044495
`
`
`
`2003-03-06
`
`KAGAN and BRAUN
`
`Add
`
`EFS Web2.1.17
`
`ALL REFERENCES CONSIDERED EXGHMFROSE EXHIBIT024 R@ase P0130. W_/
`
`RIMFROST EXHIBIT 1024 page 0013
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeof address)
`
`7590
`72960
`Casimir Jones, S.C.
`2275 DEMING WAY,SUITE 310
`MIDDLETON,WI 53562
`
`04/08/2015
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Fostal Service with sutficient postagefor first class mailin an envelope
`addressed
`to
`the Mail Stop ISSUE FEE address above, or
`being
`facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositor's name)
`(Signature)
`
`(ate)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`
` FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`03/28/2008
`12/057,775
`TITLE OF INVENTION: BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`Inge Bruheim
`
`AKBM-14409/US-5/ORD
`
`1945
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`07/08/2015
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`WARE, DEBORAH K
`
`1651
`
`424-520000
`
`
`
`os)
`
`
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`LI Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`LI "Fee Address" indication (or "Fee Address” Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`. ASSIGNEE NAME AND RESIDENCE DATATO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`2. For printing on the patent front page,list
`, Casimir Jones S.C.
`(1) The namesofup to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameofa single firm (having as a member a
`2
`registered attorney or agent) and the namesof up to
`2 registered patent attorneys or agents. If nonameis
`listed, no namewill be printed.
`
`
`
`43
`
`STAMSUND, NORWAY
`AKER BIOMARINE ANTARCTIC AS
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`(LV Individual XX) Corporation or other private group entity (J Government
`
`4a. The following fee(s) are submitted:
`M4 Issue Fee
`_] Publication Fee (No small entity discount permitted)
`LT Advance Order - # of Copies
`
`
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`
`LIA checkis enclosed.
`Lj Paymentby credit card. Form PTO-2038 is attached.
`Xd Thedirectoris hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number 504 3 )2
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`| Applicantcertifying micro entity status. See 37 CFR 1.29
`
`Lj Applicant asserting small entity status. See 37 CFR 1.27
`
` Lj Applicant changing to regular undiscounted fee status.
`
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted at the risk of application abandonment.
`
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification ofloss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification ofloss of entitlement to small or micro
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature
`
`
`/J. Mitchell Jones/
`
`Typed orprinted name
`
`J. Mitchell Jones
`
`Date
`
`April 10, 2015
`
`Registration No.
`
`44174
`
`Page 2 of 3 RIMFROST EXHIBIT 1024=page 0014
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`RIMFROST EXHIBIT 1024 page 0014
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`28-Mar-2008
`
`Title of Invention:
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`a
`
`
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD(S$)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`RIMFROST EXHIBIT 1024
`
`page 0015
`
`RIMFROST EXHIBIT 1024 page 0015
`
`

`

`Extension-of-Time:
`
`Total in USD ($)
`
`Miscellaneous:
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0016
`
`page 0016
`
`

`

`Electronic AcknowledgementReceipt
`
`ee
`
`iin
`
`
`
`Title of Invention:
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`ee
`
`Paymentinformation:
`
`Submitted with Payment
`
`RAM confirmation Number
`
`Deposit Account
`
`yes
`
`789
`
`504302
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent apRIEAIPREG SPANAIBIEtOBz#ees nave 0017
`
`TheDirector of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`RIMFROST EXHIBIT 1024 page 0017
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`gs
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Issue Fee Payment (PTO-85B)
`
`14409US5ORD_IssueFeeTrans
`mittal.pdf
`
`9cc571f46d62e41 920ac092236f683991 b6q
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`Tee84de6076c8f4dbaaab430995198fca01
`0829
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`File Listing:
`
`Document
`
`Information:
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 0018
`
`page 0018
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`72960
`
`7590
`
`04/08/2015
`
`Casimir Jones, §.C.
`2275 DEMING WAY,SUITE 310
`MIDDLETON,WI53562
`
`WARE, DEBORAH K
`
`1651
`
`DATE MAILED: 04/08/2015
`
`03/28/2008
`12/057,775
`TITLE OF INVENTION: BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`Inge Bruheim
`
`AKBM-14409/US-5/ORD
`
`1945
`
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`07/08/2015
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO,verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUSis the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUSis changed from that shown above, on PART B - FEE(S) TRANSMITTAL,complete section number5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amountof small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B isfiled, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalentof Part B.
`
`IH. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advisedto the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 10f3
`
`RIMFROST EXHIBIT 1024 page 0019
`RIMFROST EXHIBIT 1024
`page 0019
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeof address)
`
`7590
`72960
`Casimir Jones, S.C.
`2275 DEMING WAY,SUITE 310
`MIDDLETON,WI 53562
`
`04/08/2015
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Fostal Service with sutficient postagefor first class mailin an envelope
`addressed
`to
`the Mail Stop ISSUE FEE address above, or
`being
`facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositor's name)
`(Signature)
`
`(ate)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`
` FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`03/28/2008
`12/057,775
`TITLE OF INVENTION: BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`Inge Bruheim
`
`AKBM-14409/US-5/ORD
`
`1945
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`07/08/2015
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`WARE, DEBORAH K
`
`1651
`
`424-520000
`
`
`
`
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`LI Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`LI "Fee Address" indication (or "Fee Address” Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is