UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`DATED
`INVENTOR(S)
`
`: 9,644,169 B2
`: 15/180431
`:May9,2017
`: Inge Bruheim, Snorre Tilseth and Daniele Mancinelli
`
`Page 1of1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Claims
`
`Column 36, Lines 31-32 should be deleted and replaced with:
`
`a) obtaining a denatured krill product produced by treat(cid:173)
`ing freshly harvested krill to denature lipases and
`
`Signed and Sealed this
`Twentieth Day of June, 2017
`
`Joseph Mata!
`Peiforming the Functions and Duties of the
`Under Secretary of Commerce for Intellectual Property and
`Director of the United States Patent and Trademark Office
`
`RIMFROST EXHIBIT 1111 Page 0001
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent of:
`
`Inge Bmheim et al.
`
`Confirmation No.: 2763
`
`Patent No.:
`
`9,644,169
`
`Application No.:
`
`15/180,431
`
`Issued:
`
`Entitled:
`
`09-May-2017
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`REQUEST FOR CERTIFICATE OF CORRECTION OF PATENT
`
`Certificate of Correction Branch
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir or Madam:
`
`Pursuant to 35 U.S.C. §255 and 37 C.F.R. § 1.323, patentee respectfully request that the Director
`
`issue a Certificate of Correction in the above-referenced patent to correct a typographical error in claim
`
`12.
`
`Please correct the Letters Patent at Column 36, lines 31-32, as follows:
`
`a)
`
`obtaining a denatured krill product produced by treat(cid:173)
`
`ing freshly harvested krill kfill to denature lipases and
`
`The above-noted correction does not involve such changes in the patent as would constitute new
`
`matter or would require reexamination.
`
`A completed Form PTO/SB/44 accompanies this request, with the above-noted correction printed
`
`thereon. Accordingly, a Certificate of Correction is believed proper and issuance thereof is respectfully
`
`requested.
`
`The director is hereby authorized to charge the $100 fee due with the filing of this Request to
`
`deposit account number 50-4302 referencing attorney docket number AKBM-14409/US-12/CON.
`
`- I -
`
`RIMFROST EXHIBIT 1111 Page 0002
`
`

`

`Patent No. 9,644,169
`Request for Certificate of Correction
`
`Dated: May 15, 2017
`
`Respectfully submitted,
`
`CASIMIR JONES, S.C.
`
`/J. Mitchell Jones/
`J. Mitchell Jones
`Reg. No. 44,174
`2275 Deming Way, Suite 310
`Middleton, WI 53562
`608 662 1277
`
`RIMFROST EXHIBIT 1111 Page 0003
`
`

`

`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also Form PT0-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`9,644,169
`
`APPLICATION NO.: 15/180,431
`
`ISSUE DATE
`
`09-May-2017
`
`INVENTOR(S)
`
`Inge Bruheim, Snorre Tilseth, Daniele Mancinelli
`
`Page _1_ of _1_
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`In the claims, column 36, lines 31-32 should be deleted and replaced with:
`
`a) obtaining a denatured krill product produced by treat(cid:173)
`ing freshly harvested krill to denature lipases and
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`Casimir Jones SC
`2275 Deming Way, Suite 310
`Middleton, WI 53562
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`RIMFROST EXHIBIT 1111 Page 0004
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`RIMFROST EXHIBIT 1111 Page 0005
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`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`15180431
`
`13-Jun-2016
`
`Title of Invention:
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`First Named Inventor/Applicant Name:
`
`Inge Bruheim
`
`Filer:
`
`John Mitchell Jones
`
`Attorney Docket Number:
`
`AKBM-14409/US-12/CON
`
`Filed as Large Entity
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`Miscellaneous-Filing:
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`Patent-Appeals-and-Interference:
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`Post-Allowance-and-Post-Issuance:
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`Certificate of correction
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`1811
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`1
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`100
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`100
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`RIMFROST EXHIBIT 1111 Page 0006
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`100
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`RIMFROST EXHIBIT 1111 Page 0007
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`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`29205478
`
`15180431
`
`International Application Number:
`
`Confirmation Number:
`
`2763
`
`Title of Invention:
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`First Named Inventor/Applicant Name:
`
`Inge Bruheim
`
`Customer Number:
`
`72960
`
`Filer:
`
`John Mitchell Jones/Mallory Checkett
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`Filer Authorized By:
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`RIMFROST EXHIBIT 1111 Page 0008
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`File Listing:
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`1
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`Request for Certificate of Correction
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`14409US 12CON_RequestforCer
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`RIMFROST EXHIBIT 1111 Page 0009
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`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
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`www .uspto.gov
`
`APPLICATION NO.
`
`15/180,431
`
`ISSUE DATE
`
`05/09/2017
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9644169
`
`AKBM-14409/US- l 2/CON
`
`2763
`
`7590
`72960
`Casimir Jones, S.C.
`2275 DEMING WAY, SUITE 310
`MIDDLETON, WI 53562
`
`04/19/2017
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
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`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
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`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
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`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Inge Bruheim, Valda, NORWAY;
`AKER BIOMARINE ANTARCTIC AS, Stamsund, NORWAY;
`Snorre Tilseth, Bergen, NORWAY;
`Daniele Mancinelli, Orsta, NORWAY;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`RIMFROST EXHIBIT 1111 Page 0010
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`IR103 (Rev. 10/09)
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15180431 - GAU: 1672
`
`Filing Date
`
`2016-06-13
`
`First Named Inventor
`
`I Inge Bruheim
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`AKBM-14409/US-12/CON
`
`11
`
`20140107072
`
`R014-04-17
`
`Snorre Tilseth et al.
`
`12
`
`20090061067
`
`R009-03-05
`
`Snorre Tilseth et al.
`
`( hange(s) a1 pplied
`t D document
`/1 t1N/
`1 /71/201 b
`
`13
`
`20140010888
`
`R014-01-09
`
`5ruheim et al.
`/\.KER BIOMARINE fl~''"~-:~~
`"'
`-
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
`I
`I Remove I
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`FOREIGN PATENT DOCUMENTS
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`Examiner Cite Foreign Document
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`Country
`Code2i
`
`Kind Publication
`Code4 Date
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`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
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`T5
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`1
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`NON-PATENT LITERATURE DOCUMENTS
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`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`Ts
`
`1
`
`2
`
`3
`
`lrakahashi et al., Prediction of Relative Retention Value of the Individual Molecular Species of Diacyl Glycerolipid on
`High Performance Liquid Chromatography, Bull. Fae. Fish. Hokkaido Univ. 38(4), 398-404. 1987
`
`iranaka, Biosynthesis of 1,2-dieicosapentaenoyl-sn-glycero-3-phosphocholine in Caenorhabditis elegans, Eur. J.
`Siochem. 263, 189±194 (1999)
`
`if ocher, Chapter 6, Glycerophospholipid metabolism, Biochemistry and molecular biology of fishes, vol. 4, Hochachka
`1:tnd Mommsen (eds.)(1995)
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/Y.K.C/
`
`EFSWeb 2.1.17
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`RIMFROST EXHIBIT 1111 Page 0011
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`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15180431 - GAU: 1672
`
`Filing Date
`
`2016-06-13
`
`First Named Inventor
`
`I Inge Bruheim
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`AKBM-14409/US-12/CON
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`20140274968
`
`t2014-09-18
`
`5erge eta!.
`/\.KER BIOMARINI= .11.~•T" ---;G
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`5aebo
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`/\.KER BIOMARIMC ". ·- .. - I I\:.
`,.--
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`20150030718
`
`t2015-01-29
`
`20140088043
`
`t2014-03-27
`
`20140088047
`
`t2014-03-27
`
`20140080791
`
`t2014-03-20
`
`20150164841
`
`t2015-06-18
`
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`t2014-12-11
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`20100226977
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`
`3
`
`4
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`5
`
`6
`
`7
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`8
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`9
`
`20150050403
`
`t2015-02-19
`
`10
`
`20140005421
`
`t2014-01-02
`
`Tilseth et al.
`/\.KER s1o••AD•••r- •. ·- ..
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`/\.KER BIOMARINF HITfl~-:~~
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`EFSWeb 2.1.17
`
`RIMFROST EXHIBIT 1111 Page 0012
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`/Y.K.C/
`
`

`

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`
`15180431 - GAU: 1672
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`:1016-06-13
`
`First Named Inventor
`
`Art Unit
`
`I tnge Bruheim
`I
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`I AKBM-14409/US-12/CON
`
`U.S.PATENTS
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`I Remove I
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`Code1
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`Issue Date
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`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`5ruheim, eta!.
`l\KER BIOMAR' .. '' n. ·- •. _ liC
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`9119864
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`Q015-09-01
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`Initial*
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`
`6
`
`$372812
`
`R013-02-12
`
`Snorre Tilseth et al.
`
`7
`
`$697138
`
`R014-04-15
`
`nge Bruheim et al.
`
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`U.S.PATENT APPLICATION PUBLICATIONS
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`EFSWeb 2.1.17
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`RIMFROST EXHIBIT 1111 Page 0013
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`

`

`15180431 - GAU: 1672
`PTO/SB/OBa (03-15)
`Doc code: IDS
`Approved for use through 07/3112016. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Application Number
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`Filing Date
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`:1016-06-13
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`First Named Inventor
`
`Art Unit
`
`I tnge Bruheim
`I
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`I AKBM-14409/US-12/CON
`
`Examiner Cite
`Initial*
`No
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`Patent Number
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`Kind
`Code1
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`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
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`U.S.PATENTS
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`I Remove I
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`ROGOZHIN SERGEI
`VASILIEVICH et al_
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`/5/2017 3
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`
`~~ -vr-1v
`
`ARSSON-BACKSTROM
`
`$537787
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`
`4
`
`p800299
`
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`BEAUDOIN & MARTIN
`
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`Pages,Columns,Lines where
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`Figures Appear
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`1
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`2
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`20030044495
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`~003-03-06
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`KAGAN and BRAUN
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`20040241249
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`Q004-12-02
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`SAM PALIS
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`FOREIGN PATENT DOCUMENTS
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`RIMFROST EXHIBIT 1111 Page 0014
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`EFSWeb 2.1.17
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15180431 - GAU: 1672
`
`Filing Date
`
`2016-06-13
`
`First Named Inventor
`
`I Inge Bruheim
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`AKBM-14409/US-12/CON
`
`c
`21
`11ange(s) a pplie(
`t 0 J~- m~nl
`').Y.5/
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`/5/2017
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`22
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`25
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`~689413
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`2006-08-16
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`EFSWeb2.1.17 ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`/Y .K.C/
`
`

`

`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/180,431
`
`06/13/2016
`
`Inge Bruheim
`
`AKBM-14409/US-12/CON
`
`2763
`
`7590
`72960
`Casimir Jones, S.C.
`2275 DEMING WAY, SUITE 310
`MIDDLETON, WI 53562
`
`03/28/2017
`
`EXAMINER
`
`CUTLIFF, Y ATE KAI RENE
`
`ART UNIT
`
`PAPER NUMBER
`
`1672
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`03/28/2017
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address( es):
`docketing@casimirjones.com
`pto .correspondence@casimirjones.com
`
`PTOL-90A (Rev. 04/07)
`
`RIMFROST EXHIBIT 1111 Page 0016
`
`

`

`Response to Rule 312 Communication
`
`Application No.
`
`Applicant(s)
`
`15/180,431
`
`Examiner
`
`YATE' K. CUTLIFF
`
`BRUHEIM ET AL.
`
`Art Unit
`
`1672
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address -
`
`1. ~The amendment filed on 15 March 2017 under 37 CFR 1.312 has been considered, and has been:
`
`a) ~ entered.
`b) D entered as directed to matters of form not affecting the scope of the invention.
`c) D disapproved because the amendment was filed after the payment of the issue fee.
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1) and
`
`the required fee to withdraw the application from issue.
`
`d) D disapproved. See explanation below.
`e) D entered in part. See explanation below.
`
`The amendment to claims 8 and 18 embody merely the correction of formal matters in the claims without changing the scope
`of the claims.
`
`/YATE' K. CUTLIFF/
`Primary Examiner, Art Unit 1672
`
`U.S. Patent and Trademark Office
`PTOL-271 (Rev. 04·01)
`
`Reponse to Rule 312 Communication
`
`Part of Paper No. 20170321
`
`RIMFROST EXHIBIT 1111 Page 0017
`
`

`

`OK TO ENTER:
`
`/Y.K.C/
`
`03/21/2017
`
`Attorney Docket No. AKBM-14409/US- l 2/CON
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`Serial No.:
`Filed:
`Entitled:
`
`Confirmation No.:
`Inge Bruheim et al.
`Group No.:
`15/180,431
`Examiner:
`13-Jun-2016
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`2763
`1672
`CUTLIFF
`
`AMENDMENT AFTER NOTICE OF ALLOWANCE UNDER37C.F.R§1.312
`
`Commissioner of Patents
`Mail Stop - Amendment
`P.O. Box 1450
`Arlington, VA 22313-1450
`
`Examiner Cutliff:
`
`Applicants respectfully request entry of this amendment under 37 C.F.R. §1.312.
`
`The Commissioner is hereby authorized to charge any fees during the entire pendency of
`
`this application, including fees due under 37 C.F.R. §§ 1.16 and 1.17 that may be required,
`
`including any required extension of time fees, or credit any overpayment to Deposit Account 50-
`
`4302, referencing Attorney Docket No. AKBM-14409/US-12/CON. This paragraph is intended to
`
`be a CONSTRUCTIVE PETITION FOR EXTENSION OF TIME in accordance with 3 7 C.F .R. §
`
`l.136(a)(3).
`
`Amendments to the Claims begin at page 2.
`
`Remarks begin at page 5.
`
`Page 1 of 1
`
`RIMFROST EXHIBIT 1111 Page 0018
`
`

`

`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`TTORNEY DOCKET NO. CONFIRMATION NO.
`
`15/180,431
`
`06/13/2016
`
`Inge Bruheim
`
`AKBM-14409/US-12/CON
`
`2763
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313·1450
`www.uspto.gov
`
`7590
`Casimir Jones, S.C.
`2275 DEMING WAY, SUITE 310
`MIDDLETON, WI 53562
`
`03/22/2017
`
`EXAMINER
`
`CUTLIFF, YATE KAI RENE
`
`ART UNIT
`
`PAPER NUMBER
`
`1672
`
`I NOTIFICATION DA TE
`
`03/22/2017
`
`DELIVERY MODE
`
`ELECTRONIC
`
`NOTICE OF NON-COMPLIANT INFORMATION DISCLOSURE STATEMENT
`
`An Information Disclosure Statement (IDS) filed OB·/ 1- · /1- in the above-identified application fails to
`meet the requirements of 37 CFR 1.97(d) for the reason(s) specified below. Accordingly, the IDS will be
`placed in the file, but the information referred to therein has not been considered.
`
`The IDS is not compliant with 37 CFR 1.97(d) because:
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`~he IDS lacks a statement as specified in 37 CFR 1.97(e).
`
`0 The IDS lacks the fee set forth in 37 CFR 1.17(p).
`
`0 The IDS was filed after the issue fee was paid. Applicant may wish to consider filing a petition to
`withdraw the application from issue under 37 CFR 1.313(c) to have the IDS considered. See
`MPEP 1308.
`
`(ft6
`. 571-272-4200 or 1-888-786-0101
`[
`1W Application Assistance Unit
`Office of Data Management
`
`FORM PTOM327-B (Rev. 02/08)
`
`Page 1 of 1 RIMFROST EXHIBIT 1111 Page 0019
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`72960
`7590
`Casimir Jones, S.C.
`2275 DEMING WAY, SUITE 310
`MIDDLETON, WI 53562
`
`12/21/2016
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
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`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/180,431
`
`06/13/2016
`
`Inge Bruheim
`
`AKBM-14409/US-12/CON
`
`2763
`
`TITLE OF INVENTION: BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATEDUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`03/21/2017
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`CUTLIFF, YATE KAI RENE
`
`1672
`
`554-210000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`( 1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`1 Casimir Jones, S.C.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`STAMSUND, NORWAY
`AKER BIOMARINE ANTARCTIC AS
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual ~Corporation or other private group entity 0 Government
`
`4a. The following fee(s) are submitted:
`~Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - #of Copies _________ _
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PT0-2038 is attached.
`~The director is hereby authorized to charge the required fee( s ), any deficiency, or credits any
`overpayment, to Deposit Account Number 504302
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted