| 9/30/2020 | 09-30-2020-Petitioner | - Petitioner Exhibit 1001: U.S. Patent No. 9,644,169
- Petitioner Exhibit 1002: U.S. Provisional Patent Application No. 61/024,072, filed January 28, 2008
- Petitioner Exhibit 1003: U.S. Provisional Patent Application No. 60/983,446, filed October 29, 2007
- Petitioner Exhibit 1004: U.S. Provisional Patent Application No. 60/975,058, filed September 25, 2007
- Petitioner Exhibit 1005: U.S. Provisional Patent Application No. 60/920,483, filed March 28, 2007
- Petitioner Exhibit 1006: DECLARATION OF DR STEPHEN J. TALLON
- Petitioner Exhibit 1007: Bottino, N.R., "The Fatty Acids of Antarctic Phytoplankton and Euphausiids. Fatty Acid Exchange among Trophic Levels of the Ross Sea," 1974, Marine Biology, 27, 197-204 (Bottino I)
- Petitioner Exhibit 1008: Budzinski, E., P. Bykowski and D. Dutkiewicz, 1985, Possibilities of processing and marketing of products made from Antarctic krill. FAO Fish.Tech. Pap., (268):46, (Budzinski)
- Petitioner Exhibit 1009: Catchpole and Tallon, WO 2007/123424, published November 1, 2007, "Process for Separating Lipid Materials," (Catchpole).
- Petitioner Exhibit 1010: Fricke et al., "Lipid, Sterol and Fatty Acid Composition of Antarctic Krill (Euphausia superba Dana)," LIPIDS 19(11):821-827 (1984)
- Petitioner Exhibit 1011: Randolph, et al., U.S. Patent Application Publication No. US/2005/0058728 A1, "Cytokine Modulators and Related Method of Use" (Randolph)
- Petitioner Exhibit 1012: Sampalis [I] et al., "Evaluation of the Effects of Neptune Krill Oil¿¿¿ on the Management of Premenstrual Syndrome and Dysmenorrhea" Altern. Med. Rev. 8(2):171-179 (2003) (Sampalis I)
- Petitioner Exhibit 1013: Sampalis [II] et al.,WO 2003/011873, published February 13, 2003, "Natural Marine Source Phospholipids Comprising Flavonoids, Polyunsaturated Fatty Acids and Their Applications" (Sampalis II).
- Petitioner Exhibit 1015: Tanaka et al., "Extraction of Phospholipids from Salmon Roe with Supercritical Carbon Dioxide and an Entrainer", Journal of Oleo Science Vol. 53 (2004) No. 9, p.17-424
- Petitioner Exhibit 1017: Folch et al., "A simple method for the isolation and purification of total lipides from animal tissues", J. Biol. Chem. (1957) 226: 497-509 (Folch).
- Petitioner Exhibit 1020: Bunea, et al., "Evaluation Of The Effects Of Neptune Krill Oil On The Clinical Course Of Hyperlipidemia", Altern Med Rev. 2004; 9:420¿¿¿428 (Bunea)
- Petitioner Exhibit 1023: Federal Register Notice of Institution of Investigation 337-TA-1019 on September 16, 2016 by the ITC (81 Fed. Reg. pages 63805-63806)
- Petitioner Exhibit 1024: 1024 Part 2 - Pages 451-900 File History to U.S. Patent No. 9,034,388 B2, Serial No, 12/057,775
- Petitioner Exhibit 1024: 1024 Part 3 - Pages 901-1350 File History to U.S. Patent No. 9,034,388 B2, Serial No, 12/057,775
- Petitioner Exhibit 1024: 1024 Part 4 - Pages 1351-1800 File History to U.S. Patent No. 9,034,388 B2, Serial No, 12/057,775
- Petitioner Exhibit 1024: 1024 Part 5B - Pages 2026-2250 File History to U.S. Patent No. 9,034,388 B2, Serial No, 12/057,775
- Petitioner Exhibit 1024: 1024 Part 6 - Pages 2251-2700 File History to U.S. Patent No. 9,034,388 B2, Serial No, 12/057,775
- Petitioner Exhibit 1024: 1024 Part 7 - Pages 2701-3083 File History to U.S. Patent No. 9,034,388 B2, Serial No, 12/057,775
- Petitioner Exhibit 1024: 1024 Part 1 - Pages 1-450 File History to U.S. Patent No. 9,034,388 B2, Serial No, 12/057,775
- Petitioner Exhibit 1024: 1024 Part 5A - Pages 1801-2025 File History to U.S. Patent No. 9,034,388 B2, Serial No, 12/057,775
- Petitioner Exhibit 1024: 1024 Part 8 - Pages 3084-3223 File History to U.S. Patent No. 9,034,388 B2, Serial No, 12/057,775
- Petitioner Exhibit 1027: Saether et al., "Lipolysis post mortem in North Atlantic krill". Comp. Biochem. Physiol. Vol. 83B, No. 1, pp. 51-55, 1986 (Saether)
- Petitioner Exhibit 1028: Hawley's Condensed Chemical Dictionary, p. 893, 13th ed.,1997
- Petitioner Exhibit 1029: Webster's New Universal Unabridged Dictionary, 2nd ed., p. 732, 1983
- Petitioner Exhibit 1030: Tehoharides, U.S. Patent Application Publication No. US/2006/0013905 A1, "Anti-Inflammatory Compositions For Treating Multiple Sclerosis"
- Petitioner Exhibit 1032: Grantham, G.J., "The Utilization Of Krill", UNDP/FAO Southern Ocean Fisheries Survey Programme (1977)
- Petitioner Exhibit 1033: Yoshitomi, U.S. Patent Application Publication No. US/2003/0113432 A1, "Process For Making Dried Powdery and Granular Krill"
- Petitioner Exhibit 1035: Breivik, U.S. Patent Application Publication No. US 2010/0143571 A1, "Process for Production of Omega-3 Rich Marine Phospholipids from Krill" (Breivik I).
- Petitioner Exhibit 1036: Breivik, U.S. Provisional Patent Application No. 60/859,289, "Processes for production of omega-3 rich marine phospholipids from krill", filed November 16, 2006 (Breivik Provisional, Breivik III).
- Petitioner Exhibit 1037: Breivik, WO 2008/060163 A1, "Process for Production of Omega-3 Rich Marine Phospholipids from Krill," International filing date November 15, 2007 (Breivik II).
- Petitioner Exhibit 1038: Bottino, N.R., "Lipid Composition of Two Species of Antarctic Krill: Euphausia Superba and E. Crystallorophias", Comp. Biochem. Physiol., 1975, Vol. 50B, pp. 479 to 484 (Bottino II).
- Petitioner Exhibit 1039: Grynbaum, M., et al. "Unambiguous detection of astaxanthin and astaxanthin fatty acid esters in krill (Euphausia superba Dana)", J. Sep. Sci., 28, 1685¿¿¿1693 (2005).
- Petitioner Exhibit 1043: Bruheim, U.S. Patent Application Publication No. US2008/0274203 A1, published November 6, 2008 (this is the publication of patent application serial no. 12/057,775 which issued as U.S. Patent No. 9,034,388).
- Petitioner Exhibit 1044: Declaration of Robert S. McQuate
- Petitioner Exhibit 1045: Declaration of Rakesh Kapoor
- Petitioner Exhibit 1047: U.S. Patent No. 9,034,388 B2, filed May 28, 2008 ('388 Patent).
- Petitioner Exhibit 1048: Enzymotec, GRAS Notice No. GRN 000226 for
"Krill-based Lecithin in Food" and "Krill-derived lecithin" http://wayback.archive-it.org/7993/20171031055610/https://www.fda.gov/downloads/Food/IngredientsPackagingLabeling/GRAS/NoticeInventory/UCM263930.pdf
- Petitioner Exhibit 1049: FDA, Agency Response Letter GRAS Notice No. GRN 000226, https://wayback.archive-it.org/7993/20171031031702/https://www.fda.gov/Food/IngredientsPackagingLabeling/GRAS/NoticeInventory/ucm153881.htm.
- Petitioner Exhibit 1050: Gaynor, P, "How U.S. FDA's GRAS Notification Program Works", Reprinted with permission of the publishers from Food Safety Magazine December 2005/January 2006. http://www.fda.gov/Food/IngredientsPackagingLabeling/GRAS/ucm083022.htm
- Petitioner Exhibit 1051: Federal Register, Vol. 62, No. 74, pp. 18938-18964, April 17, 1997
- Petitioner Exhibit 1052: FDA GRAS Notices, August 05, 2007, listing GRN 226 on Internet, "Krill-derived lecithin," Wayback Machine, https://web.archive.org/web/20070805011458/http://www.cfsan.fda.gov:80/~rdb/opa-gras.html.
- Petitioner Exhibit 1054: Notice of Commission Determination ending Investigation 337-TA-1019, dated May 23, 2017.
- Petitioner Exhibit 1055: 1055 Part 2 - Pages 401-800 File History to U.S. Patent No. 9,375,453 B2, Serial No, 14/020,162
- Petitioner Exhibit 1055: 1055 Part 3 - Pages 801-1109 File History to U.S. Patent No. 9,375,453 B2, Serial No, 14/020,162
- Petitioner Exhibit 1055: 1055 Part 1 - Pages 1-400 File History to U.S. Patent No. 9,375,453 B2, Serial No, 14/020,162
- Petitioner Exhibit 1059: Markman Order (Public Version), Order 13, U.S. International Trade Commission, In the Matter of Certain Krill Oil Products and Krill Meal for Production of Krill Oil Products, Inv. No. 337-TA-1019, dated April 13, 2017
- Petitioner Exhibit 1060: Enzymotec website pages (September 25, 2007) (https://web.archive.org/web/20070925024350/http://www.enzymotec.com/PageIndex.asp?cc=01020403) (https://web.archive.org/web/20070925024521/http://www.enzymotec.com/Page.asp?cc=01020408)
- Petitioner Exhibit 1061: Affidavit of Christopher Butler, Office Manager of Internet Archive dated August 22, 2017 regarding FDA GRAS Notices and Enzymotec related webpages.
- Petitioner Exhibit 1062: FDA, Freedom of Information Annual Report 2007, see also https://wayback.archive-it.org/7993/20170404042219/https://www.fda.gov/RegulatoryInformation/FOI/FOIAAnnualReports/ucm148025.htm.
- Petitioner Exhibit 1063: 1063 Part 1 - Pages 1-400 File History to U.S. Patent No. 9,644,170 B2, Serial No, 15/180,439
- Petitioner Exhibit 1063: 1063 Part 2 - Pages 401-800 File History to U.S. Patent No. 9,644,170 B2, Serial No, 15/180,439
- Petitioner Exhibit 1063: 1063 Part 3 ¿¿¿ Pages 801-1107 File History to U.S. Patent No. 9,644,170 B2, Serial No, 15/180,439
- Petitioner Exhibit 1067: U.S. Patent No. 9,375,453
- Petitioner Exhibit 1068: U.S. Patent No. 9,028,877
- Petitioner Exhibit 1069: Krill Bill Bottle and Capsules from IRL
- Petitioner Exhibit 1070: Krill Bill Online Purchase Order and Specification Pages from 2006 (https://web.archive.org/web/20060715103715/http:// www.krillbill.com:80/purchase.htm; https://web.archive.org/web/20060715103809/http://www.krillbill.com/profile.htm). See Exhibit 1076.
- Petitioner Exhibit 1071: Antarctica Select Krill Oil Online Literature and Purchase Order Form and linked FDA webpage from 2006 . . . . . https://web.archive.org/web/20060513152744/http://vm.cfsan.fda.gov/~dms/ds-oview.html). See Exhibit 1076 for more info re urls.
- Petitioner Exhibit 1072: Chen, U.S. Patent Application Publication No. US 2008/0021000 A1, for "Mixtures of and Methods of Use for Polyunsaturated Fatty Acid-Containing Phospholipids and Alkyl Ether Phospholipids Species", filing date July 19, 2006
- Petitioner Exhibit 1075: Neptune, GRAS Notice [No. GRN 000242] for "High Phospholipid Krill Oil" https://wayback.archive-it.org/7993/20170607013925/https://www.fda.gov/downloads/Food/IngredientsPackagingLabeling/GRAS/NoticeInventory/UCM269133.pdf.
- Petitioner Exhibit 1076: Affidavit of Christopher Butler, Office Manager of Internet Archive, dated November 8, 2017, for Rimfrost Exhibits 1070 and 1071, regarding Krill Bill, Aquasource and FDA related webpages from 2006.
- Petitioner Exhibit 1077: Pure Encapsulations online literature for its Krill-plex NKO¿¿¿ product, webpage from August 19, 2004. https://web.archive.org/web/20040819183137/www.purecaps.com/itemdy00.asp?T1=KP1. See Exhibit 1092.
- Petitioner Exhibit 1080: Hoem, N., "Composition of Antarctic krill oil and methods for its harvesting, production and qualitative and quantitative analysis", Aker BioMarine, Newcastle Australia November 2013 (Hoem).
- Petitioner Exhibit 1084: Mayzaud et al, "Changes in lipid composition of the Antarctic krill Euphausia superba in the Indian sector of the Antarctic Ocean: influence of geographical location, sexual maturity stage and distribution among organs" (1998)
- Petitioner Exhibit 1089: Aker GRAS [No. GRN 000371], ¿¿¿Notification of GRAS Determination of Krill Oil¿¿¿, December 14, 2010. https://wayback.archive-it.org/7993/20170607010227/https://www.fda.gov/downloads/Food/IngredientsPackagingLabeling/GRAS/NoticeInventory/UCM274421.pdf.
- Petitioner Exhibit 1092: Affidavit of Christopher Butler, Office Manager of Internet Archive, dated February 5, 2018, regarding Exhibit 1077, Pure Encapsulations online literature for its Krill-plex NKO¿¿¿ product, webpage from August 19, 2004.
- Petitioner Exhibit 1093: U.S. Patent No. 9,644,170
- Petitioner Exhibit 1097: Britton, G., Structure and properties of carotenoids in relation to function, FASEB J, 9, 1551-1558,1995.
- Petitioner Exhibit 1098: Yuan, "Characteristics and chromatographic separation of astaxanthin and its esters from the microalga Haematococcus pluvialos," Doctoral Thesis, The University of Hong Kong, 1999 (http://dx.doi.org/10.5353/th_b3123971).
- Petitioner Exhibit 1099: Mimoun-Benarroch, et al., The Bioavailability of Astaxanthin is Dependent on both the Source and the Isomeric Variants of the molecule, Food Science and Technology, Volume 73, Number 2, 2016, pp. 61-69(9).
- Petitioner Exhibit 1100: Higuera-Ciapara, et al., Astaxanthin: A Review of its Chemistry and Applications, Crit Rev Food Sci Nutr. 2006;46(2):185-96.
- Petitioner Exhibit 1101: Lambertsen, et al., Method of Analysis of Astaxanthin and its Occurrence in some Marine Products, J. Sci. of Food and Agriculture, 1971, Vol. 22, February
- Petitioner Exhibit 1102: Foss, et al., Natural occurrence of enantiomeric and Meso astaxanthin 7¿¿¿-crustaceans including zooplankton, Comparative Biochemistry and Physiology Part B: Comparative Biochemistry, Volume 86, Issue 2, 1987, Pages 313-314.
- Petitioner Exhibit 1103: Final Written Decision, IPR2017-00745, August 10, 2018, Paper 24 (U.S. Patent No. 9,078,905).
- Petitioner Exhibit 1104: Final Written Decision, IPR2017-00746, August 10, 2018, Paper 23 (U.S. Patent No. 9,028,877).
- Petitioner Exhibit 1111: File History for U.S. Patent No. 9,644,169, serial no. 15/180,431.
- Petitioner Exhibit 1112: U.S. Patent No. 9,816,046
- Petitioner Exhibit 1113: File History for U.S. Patent No. 9,816,046, serial no. 15/589,572
- Petitioner Exhibit 1114: U.S. Patent No. 10,010,567
- Petitioner Exhibit 1115: File History for U.S. Patent No. 10,010,567, serial no. 15,589,605
- Petitioner Exhibit 1116: U.S. Patent No. 9,078,905
- Petitioner Exhibit 1117: U.S. Patent No. 9,320,765
- Petitioner Exhibit 1118: U.S. Patent No. 9,072,752
- Petitioner Exhibit 1129: Final Written Decision, IPR2018-00295, June 12, 2019, Paper 35 (U.S. Patent No. 9,320,765).
- Petitioner Exhibit 1154: Aker Biomarine Antarctic AS v. Rimfrost AS, Nos. 2019-1097, 2019-1078 (Fed. Cir. Oct. 3, 2019
- Petitioner Exhibit 1155: Inter Partes Review Certificate US 9,028,877 Kl cancelling all claims of U.S. Patent No. 9,028,877, issued March 12, 2020.
- Petitioner Exhibit 1156: Inter Partes Review Certificate US 9,078,905 Kl cancelling all claims of U.S. Patent No. 9,078,905, issued March 11, 2020.
- Petitioner Exhibit 1157: Final Written Decision Determining All Challenged Claims [claims 1¿¿¿32] Unpatentable and Denying Patent Owner¿¿¿s Motion to Amend, IPR2018-01178, Patent 9,375,453 B2, dated January 13, 2020.
- Petitioner Exhibit 1158: Final Written Decision Determining All Challenged Claims [claims 33¿¿¿61] Unpatentable and Denying Patent Owner¿¿¿s Motion to Amend, IPR2018-01179, Patent 9,375,453 B2, dated January 13, 2020.
- Petitioner Exhibit 1159: Final Written Decision Determining All Challenged Claims [claims 1-20. i.e., all claims] Unpatentable and Denying Patent Owner¿¿¿s Motion to Amend, IPR2018-01730, Patent 9,072,752 B2, dated March 6, 2020.
- Petitioner Exhibit 1167: Ballantine, J.A., Roberts, J.C., and Morris, R.J. (1980), "Marine Sterols. XII. The Sterols of Some Pelagic Marine Crustaceans" J. Exp. Mar. Biol. Ecol. 47, 25-33.
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