`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`DATED
`INVENTOR(S)
`
`: 9,644,169 B2
`: 15/180431
`:May9,2017
`: Inge Bruheim, Snorre Tilseth and Daniele Mancinelli
`
`Page 1of1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Claims
`
`Column 36, Lines 31-32 should be deleted and replaced with:
`
`a) obtaining a denatured krill product produced by treat(cid:173)
`ing freshly harvested krill to denature lipases and
`
`Signed and Sealed this
`Twentieth Day of June, 2017
`
`Joseph Mata!
`Peiforming the Functions and Duties of the
`Under Secretary of Commerce for Intellectual Property and
`Director of the United States Patent and Trademark Office
`
`RIMFROST EXHIBIT 1111 Page 0001
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent of:
`
`Inge Bmheim et al.
`
`Confirmation No.: 2763
`
`Patent No.:
`
`9,644,169
`
`Application No.:
`
`15/180,431
`
`Issued:
`
`Entitled:
`
`09-May-2017
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`REQUEST FOR CERTIFICATE OF CORRECTION OF PATENT
`
`Certificate of Correction Branch
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir or Madam:
`
`Pursuant to 35 U.S.C. §255 and 37 C.F.R. § 1.323, patentee respectfully request that the Director
`
`issue a Certificate of Correction in the above-referenced patent to correct a typographical error in claim
`
`12.
`
`Please correct the Letters Patent at Column 36, lines 31-32, as follows:
`
`a)
`
`obtaining a denatured krill product produced by treat(cid:173)
`
`ing freshly harvested krill kfill to denature lipases and
`
`The above-noted correction does not involve such changes in the patent as would constitute new
`
`matter or would require reexamination.
`
`A completed Form PTO/SB/44 accompanies this request, with the above-noted correction printed
`
`thereon. Accordingly, a Certificate of Correction is believed proper and issuance thereof is respectfully
`
`requested.
`
`The director is hereby authorized to charge the $100 fee due with the filing of this Request to
`
`deposit account number 50-4302 referencing attorney docket number AKBM-14409/US-12/CON.
`
`- I -
`
`RIMFROST EXHIBIT 1111 Page 0002
`
`
`
`Patent No. 9,644,169
`Request for Certificate of Correction
`
`Dated: May 15, 2017
`
`Respectfully submitted,
`
`CASIMIR JONES, S.C.
`
`/J. Mitchell Jones/
`J. Mitchell Jones
`Reg. No. 44,174
`2275 Deming Way, Suite 310
`Middleton, WI 53562
`608 662 1277
`
`RIMFROST EXHIBIT 1111 Page 0003
`
`
`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also Form PT0-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`9,644,169
`
`APPLICATION NO.: 15/180,431
`
`ISSUE DATE
`
`09-May-2017
`
`INVENTOR(S)
`
`Inge Bruheim, Snorre Tilseth, Daniele Mancinelli
`
`Page _1_ of _1_
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`In the claims, column 36, lines 31-32 should be deleted and replaced with:
`
`a) obtaining a denatured krill product produced by treat(cid:173)
`ing freshly harvested krill to denature lipases and
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
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`2275 Deming Way, Suite 310
`Middleton, WI 53562
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`RIMFROST EXHIBIT 1111 Page 0004
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`RIMFROST EXHIBIT 1111 Page 0005
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`Electronic Patent Application Fee Transmittal
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`Application Number:
`
`Filing Date:
`
`15180431
`
`13-Jun-2016
`
`Title of Invention:
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`First Named Inventor/Applicant Name:
`
`Inge Bruheim
`
`Filer:
`
`John Mitchell Jones
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`RIMFROST EXHIBIT 1111 Page 0007
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`2763
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`Title of Invention:
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`BIOEFFECTIVE KRILL OIL COMPOSITIONS
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`First Named Inventor/Applicant Name:
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`Inge Bruheim
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`72960
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`APPLICATION NO.
`
`15/180,431
`
`ISSUE DATE
`
`05/09/2017
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9644169
`
`AKBM-14409/US- l 2/CON
`
`2763
`
`7590
`72960
`Casimir Jones, S.C.
`2275 DEMING WAY, SUITE 310
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`
`04/19/2017
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`ISSUE NOTIFICATION
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`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Inge Bruheim, Valda, NORWAY;
`AKER BIOMARINE ANTARCTIC AS, Stamsund, NORWAY;
`Snorre Tilseth, Bergen, NORWAY;
`Daniele Mancinelli, Orsta, NORWAY;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`RIMFROST EXHIBIT 1111 Page 0010
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`
`15180431 - GAU: 1672
`
`Filing Date
`
`2016-06-13
`
`First Named Inventor
`
`I Inge Bruheim
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`AKBM-14409/US-12/CON
`
`11
`
`20140107072
`
`R014-04-17
`
`Snorre Tilseth et al.
`
`12
`
`20090061067
`
`R009-03-05
`
`Snorre Tilseth et al.
`
`( hange(s) a1 pplied
`t D document
`/1 t1N/
`1 /71/201 b
`
`13
`
`20140010888
`
`R014-01-09
`
`5ruheim et al.
`/\.KER BIOMARINE fl~''"~-:~~
`"'
`-
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
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`FOREIGN PATENT DOCUMENTS
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`Examiner Cite Foreign Document
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`Country
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`Document
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`Pages,Columns,Lines
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`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`Ts
`
`1
`
`2
`
`3
`
`lrakahashi et al., Prediction of Relative Retention Value of the Individual Molecular Species of Diacyl Glycerolipid on
`High Performance Liquid Chromatography, Bull. Fae. Fish. Hokkaido Univ. 38(4), 398-404. 1987
`
`iranaka, Biosynthesis of 1,2-dieicosapentaenoyl-sn-glycero-3-phosphocholine in Caenorhabditis elegans, Eur. J.
`Siochem. 263, 189±194 (1999)
`
`if ocher, Chapter 6, Glycerophospholipid metabolism, Biochemistry and molecular biology of fishes, vol. 4, Hochachka
`1:tnd Mommsen (eds.)(1995)
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
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`EFSWeb 2.1.17
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`RIMFROST EXHIBIT 1111 Page 0011
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`
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
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`Application Number
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`15180431 - GAU: 1672
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`Filing Date
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`2016-06-13
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`First Named Inventor
`
`I Inge Bruheim
`
`Art Unit
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`Examiner Name
`
`I
`Attorney Docket Number
`
`AKBM-14409/US-12/CON
`
`Examiner
`Initial*
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`Publication
`Number
`
`Kind Publication
`Code1 Date
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`of cited Document
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`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`20140274968
`
`t2014-09-18
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`5erge eta!.
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`t2014-03-27
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`20140088047
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`t2014-03-27
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`20140080791
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`t2014-03-20
`
`20150164841
`
`t2015-06-18
`
`20140363517
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`t2014-12-11
`
`20100226977
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`RIMFROST EXHIBIT 1111 Page 0012
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
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`
`15180431 - GAU: 1672
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`:1016-06-13
`
`First Named Inventor
`
`Art Unit
`
`I tnge Bruheim
`I
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`I AKBM-14409/US-12/CON
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`Code1
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`of cited Document
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`$372812
`
`R013-02-12
`
`Snorre Tilseth et al.
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`7
`
`$697138
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`R014-04-15
`
`nge Bruheim et al.
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`U.S.PATENT APPLICATION PUBLICATIONS
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`RIMFROST EXHIBIT 1111 Page 0013
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`
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`15180431 - GAU: 1672
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`:1016-06-13
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`I tnge Bruheim
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`I
`Attorney Docket Number
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`I AKBM-14409/US-12/CON
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`4
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`KAGAN and BRAUN
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`FOREIGN PATENT DOCUMENTS
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`EFSWeb 2.1.17
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
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`Application Number
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`15180431 - GAU: 1672
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`Filing Date
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`2016-06-13
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`First Named Inventor
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`I Inge Bruheim
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`I
`Attorney Docket Number
`
`AKBM-14409/US-12/CON
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`c
`21
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`EFSWeb2.1.17 ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
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`
`
`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/180,431
`
`06/13/2016
`
`Inge Bruheim
`
`AKBM-14409/US-12/CON
`
`2763
`
`7590
`72960
`Casimir Jones, S.C.
`2275 DEMING WAY, SUITE 310
`MIDDLETON, WI 53562
`
`03/28/2017
`
`EXAMINER
`
`CUTLIFF, Y ATE KAI RENE
`
`ART UNIT
`
`PAPER NUMBER
`
`1672
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`03/28/2017
`
`ELECTRONIC
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`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
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`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address( es):
`docketing@casimirjones.com
`pto .correspondence@casimirjones.com
`
`PTOL-90A (Rev. 04/07)
`
`RIMFROST EXHIBIT 1111 Page 0016
`
`
`
`Response to Rule 312 Communication
`
`Application No.
`
`Applicant(s)
`
`15/180,431
`
`Examiner
`
`YATE' K. CUTLIFF
`
`BRUHEIM ET AL.
`
`Art Unit
`
`1672
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address -
`
`1. ~The amendment filed on 15 March 2017 under 37 CFR 1.312 has been considered, and has been:
`
`a) ~ entered.
`b) D entered as directed to matters of form not affecting the scope of the invention.
`c) D disapproved because the amendment was filed after the payment of the issue fee.
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1) and
`
`the required fee to withdraw the application from issue.
`
`d) D disapproved. See explanation below.
`e) D entered in part. See explanation below.
`
`The amendment to claims 8 and 18 embody merely the correction of formal matters in the claims without changing the scope
`of the claims.
`
`/YATE' K. CUTLIFF/
`Primary Examiner, Art Unit 1672
`
`U.S. Patent and Trademark Office
`PTOL-271 (Rev. 04·01)
`
`Reponse to Rule 312 Communication
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`Part of Paper No. 20170321
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`RIMFROST EXHIBIT 1111 Page 0017
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`
`
`OK TO ENTER:
`
`/Y.K.C/
`
`03/21/2017
`
`Attorney Docket No. AKBM-14409/US- l 2/CON
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`Serial No.:
`Filed:
`Entitled:
`
`Confirmation No.:
`Inge Bruheim et al.
`Group No.:
`15/180,431
`Examiner:
`13-Jun-2016
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`2763
`1672
`CUTLIFF
`
`AMENDMENT AFTER NOTICE OF ALLOWANCE UNDER37C.F.R§1.312
`
`Commissioner of Patents
`Mail Stop - Amendment
`P.O. Box 1450
`Arlington, VA 22313-1450
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`Examiner Cutliff:
`
`Applicants respectfully request entry of this amendment under 37 C.F.R. §1.312.
`
`The Commissioner is hereby authorized to charge any fees during the entire pendency of
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`this application, including fees due under 37 C.F.R. §§ 1.16 and 1.17 that may be required,
`
`including any required extension of time fees, or credit any overpayment to Deposit Account 50-
`
`4302, referencing Attorney Docket No. AKBM-14409/US-12/CON. This paragraph is intended to
`
`be a CONSTRUCTIVE PETITION FOR EXTENSION OF TIME in accordance with 3 7 C.F .R. §
`
`l.136(a)(3).
`
`Amendments to the Claims begin at page 2.
`
`Remarks begin at page 5.
`
`Page 1 of 1
`
`RIMFROST EXHIBIT 1111 Page 0018
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`TTORNEY DOCKET NO. CONFIRMATION NO.
`
`15/180,431
`
`06/13/2016
`
`Inge Bruheim
`
`AKBM-14409/US-12/CON
`
`2763
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
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`Alexandria, Virginia 22313·1450
`www.uspto.gov
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`7590
`Casimir Jones, S.C.
`2275 DEMING WAY, SUITE 310
`MIDDLETON, WI 53562
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`03/22/2017
`
`EXAMINER
`
`CUTLIFF, YATE KAI RENE
`
`ART UNIT
`
`PAPER NUMBER
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`1672
`
`I NOTIFICATION DA TE
`
`03/22/2017
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`DELIVERY MODE
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`ELECTRONIC
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`FORM PTOM327-B (Rev. 02/08)
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`Page 1 of 1 RIMFROST EXHIBIT 1111 Page 0019
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`
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`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
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`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
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`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
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`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`72960
`7590
`Casimir Jones, S.C.
`2275 DEMING WAY, SUITE 310
`MIDDLETON, WI 53562
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`12/21/2016
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`Note: A certificate of mailing can only be used for domestic mailings of the
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`(Depositor's name)
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`(Signature)
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`(Date)
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`APPLICATION NO.
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`FILING DATE
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`FIRST NAMED INVENTOR
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`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/180,431
`
`06/13/2016
`
`Inge Bruheim
`
`AKBM-14409/US-12/CON
`
`2763
`
`TITLE OF INVENTION: BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATEDUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
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`$0
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`$0
`
`$960
`
`03/21/2017
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`CUTLIFF, YATE KAI RENE
`
`1672
`
`554-210000
`
`1. Change of correspondence address or indication of "Fee Address" (37
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`0 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
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`1 Casimir Jones, S.C.
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`(A) NAME OF ASSIGNEE
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`STAMSUND, NORWAY
`AKER BIOMARINE ANTARCTIC AS
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual ~Corporation or other private group entity 0 Government
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`4a. The following fee(s) are submitted:
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