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`RIMFROST EXHIBIT 1024
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`Electronic Acknowledgement Receipt
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`International Application Number: —
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`Title of Invention:
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`BIOEFFECTIVE KRILL OIL COMPOSITIONS
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`RIMFROST EXHIBIT 1024
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`NIKOLAEVA1967VNIRO-
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`RIMFROST EXHIBIT 1024
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`RIMFROST EXHIBIT 1024
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`RIMFROST EXHIBIT 1024 page 3089
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`page 3089
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`

`NPL Documents
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`POA ACCEPTANCE LETTER
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`RIMFROST EXHIBIT 1024
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`RIMFRO ST EXHIBIT 1024
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`RIMFROST EXHIBIT 1024 page 3092
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`page 3092
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`

`

`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
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`STATEMENT UNDER 37 CFR 3.73(b)
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`Application No./Patent No.: 12/057775
`TH d:
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`BIOEFFECTIVE KRILL OIL COMPOSITIONS
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`AKER BIOMARINE ASA
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`1.
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`the assignee of the entire right, title, and interest in;
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`Reel
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`The document was recorded in the United States Patent and Trademark Office at
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`Reel
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`Frame
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`or for which a copy thereof is attached.
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`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
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`Frame
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`
`or for which a copy thereof is attached.
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`I:
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`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
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`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. E MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/J. Mitchell Jones/
`
`Signature
`
`August 13, 2009
`
`Date
`
`J. Mitchell Jones
`
`Attorney
`
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US Patent and Trademark Office, U.S.
`Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`
`RIMFROST EXHIBIT 1024
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`page 3093
`
`RIMFROST EXHIBIT 1024 page 3093
`
`

`

`Electronic Acknowledgement Receipt
`
`International Application Number: —
`
`Title of Invention:
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`First Named Inventor/Applicant Name:
`
`
`
`Application Type:
`
`Utillty under 35 USC111(a)
`
`Payment information:
`
`a_e 3094
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Assignee showing of ownership per 37
`CFR 3.73(b).
`
`ASSIGNMENT_F|NAL.pdf
`
`224492
`
`03.3145ed3792400faa83202c7ede33efe61 %
`88cc
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 3094
`
`File Listing:
`
`Document
`
`'“f°'mati°“‘
`
`

`

`Power of Attorney
`
`EXECUTED_POA-F|NAL.pdf
`
`226055
`
`a1130f72fb9ccfdd5120f1356a3351bc2371
`b9af
`
`Assignee showing of ownership per 37
`CFR 3.73(b).
`
`3 73bStatement1.pdf
`
`44bddbad67618748d65639211e53110137
`93a8d2
`
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 3095
`
`page 3095
`
`

`

`Attorney Docket No.: NATNUT 14409/US 5/ORD
`
`PA TENT
`
`ASSIGNMENT
`
`WHEREAS, WE, Inge Bruheim, Mikko Griinari, Snorre Tilseth, Sebastiano Banni, Jeffrey Cohn & Daniele Mancinelli, hereinafter
`referred to as “ASSIGNORS," have invented certain new and useful improvements as described and set forth in the below identified
`application for United States Letters Patent:
`
`Title of Invention:
`
`BIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`Filing Date:
`
`03/28/2008
`
`Serial No.:
`
`12/057,775
`
`WHEREAS, Aker BioMarine ASA, a Norway corporation having a place of business at Fjordalleen 16, P. O. Box 1423 Vika, Oslo,
`Norway 0115, hereinafter referred to as “ASSIGNEE,” is desirous of acquiring the entire right, title and interest in said invention and
`application and in any Letters Patent which may be granted on the same;
`
`NOW THEREFORE, TO ALL WHOM IT MAY CONCERN: Be it known that, for and in consideration of the sum of One Dollar (3 1.00)
`lawful money paid to ASSIGNORS by ASSIGNEE, and other good and valuable consideration, receipt of which is hereby acknowledged,
`ASSIGNORS have sold, assigned and transferred, and by these presents do sell, assign and transfer unto said ASSIGNEE, and ASSIGNEE's
`successors and assigns, all right, title and interest in and to said invention, said application for United States Letters Patent, and any Letters
`Patent which may hereafter be granted on the same in the United States and all countries throughout the world, including any divisions,
`renewals, continuations in whole or in part, substitutions, conversions, reissues, or prolongations or extensions thereof, said interest to-‘b'efl
`held and enjoyed by said ASSIGNEE as fully and exclusively as it would have been held and enjoyed by said ASSIGNORS had this assignment:
`and transfer not been made, to the full extent and term of any Letters Patent.
`
`ASSIGNORS further agree that ASSIGNORS will, without charge to said ASSIGNEE, but at ASSIGNEE's expense, cooperate with
`ASSIGNEE in the prosecution of said application and/or applications; execute, verify, acknowledge, and deliver all such further papers,
`including applications for Letters Patent and for the reissue thereof, and instruments of assignment and transfer thereof; and perform such
`other acts as ASSIGNEE lawfully may request, to obtain or maintain Letters Patent for said invention and improvement in any and all
`countries, and to vest title thereto in said ASSIGNEE, or ASSIGNEE's successors and assigns.
`
`IN TESTIMONY WHEREOF, ASSIGNORS have hereunto signed ASSIGNORS' names to this Assignment on the date indicated below.
`
` _—__———————————
`lnge Bruheim
`Date
`Mikko Griinari
`Date
`
`
`Snorre Tilseth
`Date
`
`@959 W \\ (elm
`
`Date
`
`Sebastiano Banni
`
`Daniele Mancinelli
`
`Date
`
`I A
`
`,
`
`Date '
`
`Jeffrey Cohn
`
`STATE or
`
`COUNTY OF
`
`)
`)
`)
`
`ss.
`
`‘
`
`7;;{13
`
`.
`
`Onthis H IA
`
`day of
`
`JV It/E
`
`,intheyearof
`
`20C? g
`
`,before me,the
`
`undersigned Notary Public or Witness, personally appeared the above named ASSIGNORS, known to me (or proven to me on the basis of
`satisfactory evidence) to be the persons whose names are subscribed to the within instrument, and acknowledged that they executed the:
`same.
`
`SEAL
`
`
`
`MY COMMISSION EXPIRES:
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 3096
`
`page 3096
`
`

`

`PA TEN T
`Attorney 1300th N 0.: hm‘rNUT-Itar’lOBJUSwS/ORD
`
`WHEREAS, WE,»lnge Bruhelm, MikkoGriinari, Snorre Tilseth, Sebastiano Banni, Jeffrey Cohn Kr Daniele Mancinelli, hereinafter
`referred to as "l\SSlGNORS," have invented certain nizw and useful’improvements as described and set ferth in the heiowddentified
`application for United States Letters Patent:
`
`fififilfihlfiii EMT
`
`Title of invention:
`
`BlGEFFECTh/E KRILL Oil. COMPOSiTiONS
`
`Filing Date:
`
`03/28/1008
`
`Serial No:
`
`12/051775
`
`:1 Norway corporation having a place of business at Fjordailéen 16, P. O. Box 14-23 Vlka, Oslo,
`WHEREAS, Aker GloM'a’rine ASA,
`Norway 0115, hereinafter referred to as "ASSIGNEt-Z,” is desirous of (inquiring the entire right, title and interest in said invention and
`application and in any Letters Patent which may be granted on the same;
`
`NOW THEREFORE, TO ALL WHOM l'l‘ MAY CONCERN: Be it known that, for and in consideration of the sum of One Dollar ($1.00)
`lawful money paid to AsslGNORS by ASSIGNI‘. E, and other good and valuable consideration, receipt of which is hereby acknowledged,
`ASSIGNORS have sold, assigned and transferred, and by these presents do sell, assign and transfer unto said ASSIGNEE, and ASS!GNEE’5
`successors and assigns, all right, title and interest in and to said invention, said application for United States Letters Patent, and any Letters
`Patent which may hereafter be granted on the same in the United States and all countries throughout rhe world, including any divisions,
`renewals, confirmations in whole or in part, substitutions, conversions, reissues, or prolongations or extensions thereof, said interestto be
`held and enjoyed by said ASSIGNEE as fully and exclusively as it would have been held and enjoyed by said ASSlGNORS had this assignment
`and transfer not been made, to the full extent and term of any Letters Patent.
`
`ASSIGNORS further agree that AESIGNORS will, without charge to said ASSIGNEE, but at ASSIGNEE‘S expense, cooperate with
`ASSIGNEE in the prosecution of said application and/or applications; execute, verifiaecknowleclge, and deliver all such further papers,
`including applications for Letters Patent and for the reissue thereof, and instruments of assignment and transfer thereof; and perform such
`other acts as ASSIGNEE lawfully may request, to obtain or maintain Letters Patent for said invention and improvement In any and all
`countries, and to vest title thereto in said ASSIGNEE, or ASSIGNEE'S successors and assigns.
`
`lN TESTIMONY WI-iEREOF, ASSIGNORS have hereunto signed ASSiGNORS‘ names to this Assignment on the date indicated below.
`
`Inge Bruheim
`
`
`»W_.__,_.__,_‘-__.r._w....._..._.....u.,.._...5-.._.....___..n-_.__.....___.__.,_
`u.._.__...
`Snorre Tilseth
`Date
`
`Date
`
`Mikko Griinari
`
`
`
`_....~
`— _ 1......
`
`Selfiastiano 'annl
`
`
`"emi_”""*'“fi§w 632mm Maricirielli
`
`Date
`
`ss.
`
`))
`
`)
`
`STATE OF
`
`COUNTY OiT
`
`
`
`On this “it"; (X.
`w
`undersigned Notary Public or Wit e55, personally appeared the above~named ASbIGNORS, known to me (or proven to me on the basis of
`satisfactory evidence) to be the persons whose names ere subscribed to the within instrument, and acknowledged that they executed the
`same.
`
`SEN,
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 3097
`
`page 3097
`
`

`

`PATENT
`.
`Attorney Doaket No.1. N’ATNUT—'111409/US—5/0RD
`
`ASSHGNMENT
`
`WHEREAS, WE, lnge Bruheim, Mikko Griinari, Snorre Tilseth, Sebastiano Banni, Jeffrey Cohn»& Daniele Mancinelli, hereinafter
`referred to as ”ASSIGNORS," have invented certain new and useful improVements as described and set forth in the below-identified
`application for United States Letters Patent:
`
`Title of invention:
`
`IBIOEFFECTIVE KRILL OIL COMPOSITIONS
`
`Filing Date:
`
`03/28/2008
`
`Serial No.:
`
`12/057,775
`
`l’. O. Box 1423 Vika, Oslo,
`WHEREAS, Aker BioMarine ASA, 3 Norway corporation having a place of business at Fjordalleen 16,
`Norway 0115, hereinafter referred to as "ASSIGNEE," is desirous of acquiring the entire right, title and interest in said invention and
`application and in any Letters Patent which may be granted on the same;
`
`NOW THEREFORE, TO ALL WHOM IT MAY CONCERN: Be itknown that, for and in consideration of the sum of One Dollar ($1.00)
`lawful money paid to ASSlGNORS by ASSIGNEE, and other good and valuable consideration, receipt of which is hereby acknowledged,
`ASSIGNORS hat/e sold, assigned and transferred, and by these presents do sell, assign and transfer unto said ASSIGNEE, and ASSIGNEE's
`successors and assigns, all right, title and interest in and to said invention, said application for United States Letters Patent, and any Letters
`Patent which-may hereafter begran‘ted on the same in the United States and all countries throughout the world, including any divisions,
`renewals, continuations'in whole or in part, substitutions,conversions, reissues, or prolongations or extensions thereof, said interest to be
`held and enjoyed by said ASSIGNEE as fully and exclusively as it would have been held and enjoyed by said ASSlGNORS had this assignment
`and transfer not been made, to the full extent and term of any Letters Patent.
`
`ASSlGNORS further agree that ASSIGNORS will, without charge to said ASSIGNEE, but at ASSIGNEE’s expense, cooperate with
`ASSIGNEE in the prosecution of said application and/or applications; execute, verify, acknowledge, and deliver all such further papers,
`including applications for Letters Patent and for the reissue thereof, and instruments of assignment and transfer thereof; and perform such
`other acts as ASSIGNE'E lawfully may request, to obtain or maintain Letters Patent for said invention and improvement in any and all
`countries, an'dto vest title thereto in said ASSIGNEE, or ASSIGNEE's successors and assigns.
`
`IN TESTIMONY WHEREOF, ASSIGNORS have hereunto signed ASSIGNORS‘ n mes to this Assignment on the date indicated below.
`,
`,r’"......x.
`.
`.4"
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`I/ 3” WM 1 .
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`.
`.
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`"AL
`Date
`Sebastiano Banni
`Date
`Snorre Tilseth
`
`
`_
`
`.
`
`Date
`
`Daniele Mancinelli
`
`lllllllllll_
`
`— Date
`
`ss.
`
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`
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`
`ieffrey Cohn
`
`STATE or
`
`COUNTY OF
`
`
`{In}
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`w, before me, the
`day of _,
`, m the year of _W____:00a..>
`\ l/L‘v’l:§.....
`On thls
`(it; 1' “ .
`undersigned Notary Public or Witn ss, personally appeared the above-named ASSIGNORS, known to me (or proven to me on the basis of
`satisfactory evidence) to be the persons whose names are subscribed to the within instrument, and acknowledged that they executed the
`same.
`
`SEAL
`
`M-¥~€~OM-M-l55l@N‘EXPIRES: H“
`
`Cw
`
`
`
`,_.
`__.,.
`"'N‘OVli/tRMPl-JB-lzlG-eerVIlENESS
`
`_._.___
`
`
`
` iii},
`i
`
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 3098
`
`page 3098
`
`

`

`Attorney Docket No.: NATNUT~14409/US—5/ORD
`
`PATENT
`
`ASSIGNMENT
`
`WHEREAS, WE, inge Bruheim, Mikko Griinari, Snorre Tllseth, Sebastiano Banni, Jeffrey Cohn 8L Daniele Mancineili, hereinafter
`referred to as "ASSIGNORS," have invented certain new and useful improvements as described and set forth In the below-identified
`application for United States Letters Patent:
`
`Title of Invention:
`
`BlOEFFECTlVE KRlLL OIL COMPOSITIONS
`
`Filing Date:.
`
`03/28/2008
`
`Serial N0.:
`
`12/057,775
`
`WHEREAS, Aker BioMarine ASA, a Norway corporation having a place of business atFjordalleen 16, P. O. Box 1423 Vika, Oslo,
`Norway 0115, hereinafter referred to as ”ASSIGNEE," is desirous of acquiring the entire right, title and interest in said invention and
`application and in any Letters Patent which may be granted'on the same;
`
`NOW THEREFORE, TO ALL WHOM lT MAY CONCERN: Be it known that, for and in consideration of the sum of One Dollar ($1.00)
`lawful money paid to ASSIGNORS by ASSIGNEE, and other good and valuable consideration, receipt of which is hereby acknowledged,
`ASSIGNORS have sold, assigned and transferred, and by these presents do sell, assign and transfer unto said ASSIGNEE, and ASSlGNEE’s
`successors and assigns, all right, title and interest in andto said invention, said application for United States Letters Patent, and any Letters
`Patent which may hereafter be granted on the same in the United States and all countries throughout the world, including any divisions,
`renewals, continuations in whole or in part, substitutions, conversions, reissues, or prolongations or extensions thereof, said interest to be
`held and enjoyed by said ASSIGNEE as fully and exclusively as it would have been held and enjoyed by said ASSIGNORS had this assignment
`and transfer not been made, to the full extent and term of- any Letters Patent.
`
`ASSIGNORS further agree that ASSlGNORS will, without charge to said ASSIGNEE, but at ASSIGNEE's expense, cooperate with
`ASSIGNEE in the prosecution of said application and/or applications; execute, verify, acknowledge, and deliver all such further papers,
`including applications for Letters Patent and for the reissue thereof, and instruments of assignment and transfer thereof; and perform such
`other acts as ASSIGNEE lawfully may request, to obtain or maintain Letters Patent for said invention and improvement in any and all
`countries, and to vest title thereto in said ASSIGNEE, or ASSIGNEE's successors and assigns.
`
`lN TESTIMONY WHEREOF, ASSIGNORS have hereunto signed ASSIGNORS’ names to this Assignment on the dateindicated below.
`.3?
`fix /
`
`
`lnge Bruheim
`Date
`Mikko Griinari
`Date
`
`
`Snorre Tilsetb
`
`_iiiii
`
`Date
`Sebastiano Banni
`Date
`
`.._
`,
`_
`_
`40/6/2002
`
`Danie e Mancinelli
`Date
`
`Jeffrey Cohn
`
`Date
`
`STATE OF
`
`wow OF
`
`)
`
`)
`
`55.
`
`
`
`
`42...; .
`, in the year of
`i. {2:}
`\l iii/lei!
`clay of_
`i M53}
`On this
`,/ SEW”: before me, the
`undersigned Notary Public or Witn =55, personally appeared the above-named ASSIGNORS, known to me (or proven to me on the basis of
`satisfactory evidence) to be the persons whose names are subscribed to the within instrument, and acknowledged that they executed the
`same.
`
`5 EAL
`
`
`
`~N97FARW-UBLIAQQMAALINES5M. ..
`
`
`
`
`
` MMMGOMMlSQGNEXPlRE-S: l’l- '
`
`RIMFROST EXHIBIT 1024
`
`RIMFROST EXHIBIT 1024 page 3099
`
`page 3099
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`AddIESS. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Viigmia 22313-1450
`www.uspto.gov
`
`
`
`
`F ING OR 371 (C) DATE
`
`
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`12/057,775
`
`03/28/2008
`
`Inge Bruheim
`
`NATNUT-14409flJS-5/ORD
`CONFIRMATION NO. 1945
`
`72960
`
`Casimir Jones, 8.0.
`440 Science Drive
`Sui