throbber
Understanding
`Fiber Optics
`
`5th edition
`
`Jeff Hecht
`
`Laser Light Press
`
`MASIMO 2014
` PART 1
`Apple v. Masimo
`IPR2020-01526
`
`

`

`Understanding
`Fiber Optics
`
`Fifth edition, revised
`
`Jeff Hecht
`
`LaserLight Press
`Auburndale, Massachusetts
`
`

`

`Hecht, Jeff
`Understanding fiber optics I [Jeff Hecht].-5th ed.
`p.
`
`cm.
`Includes index.
`1. Fiber optics.
`
`TA1800.H43 2006
`621.36'92-dc22
`
`I. Title.
`
`Copyright ©2015, 2006, 2002, 1999, 1993, 1987 by
` Jeff Hecht
`
`Published by Laser Light Press,
`525 Auburn St., Auburndale, Massachusetts 02466 USA
`Previously published by Pearson Education, Inc.
`
`All rights reserved. Printed in the United States of America. This publication
`(cid:83)(cid:85)(cid:82)(cid:87)(cid:72)(cid:70)(cid:87)(cid:72)(cid:71)(cid:3)(cid:69)(cid:92)(cid:3)(cid:38)(cid:82)(cid:83)(cid:92)(cid:85)(cid:76)(cid:74)(cid:75)(cid:87)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:83)(cid:72)(cid:85)(cid:80)(cid:76)(cid:86)(cid:86)(cid:76)(cid:82)(cid:81)(cid:3)(cid:86)(cid:75)(cid:82)(cid:88)(cid:79)(cid:71)(cid:3)(cid:69)(cid:72)(cid:3)(cid:82)(cid:69)(cid:87)(cid:68)(cid:76)(cid:81)(cid:72)(cid:71)(cid:3)(cid:73)(cid:85)(cid:82)(cid:80)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:83)(cid:88)(cid:69)(cid:79)(cid:76)(cid:86)(cid:75)(cid:72)(cid:85)(cid:3)(cid:83)(cid:85)(cid:76)(cid:82)(cid:85)(cid:3)(cid:87)(cid:82)(cid:3)(cid:68)(cid:81)(cid:92)(cid:3)
`(cid:83)(cid:85)(cid:82)(cid:75)(cid:76)(cid:69)(cid:76)(cid:87)(cid:72)(cid:71)(cid:3)(cid:85)(cid:72)(cid:83)(cid:85)(cid:82)(cid:71)(cid:88)(cid:70)(cid:87)(cid:76)(cid:82)(cid:81)(cid:15)(cid:3)(cid:86)(cid:87)(cid:82)(cid:85)(cid:68)(cid:74)(cid:72)(cid:3)(cid:76)(cid:81)(cid:3)(cid:68)(cid:3)(cid:85)(cid:72)(cid:87)(cid:85)(cid:76)(cid:72)(cid:89)(cid:68)(cid:79)(cid:3)(cid:86)(cid:92)(cid:86)(cid:87)(cid:72)(cid:80)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:87)(cid:85)(cid:68)(cid:81)(cid:86)(cid:80)(cid:76)(cid:86)(cid:86)(cid:76)(cid:82)(cid:81)(cid:3)(cid:76)(cid:81)(cid:3)(cid:68)(cid:81)(cid:92)(cid:3)(cid:73)(cid:82)(cid:85)(cid:80)(cid:3)(cid:82)(cid:85)(cid:3)(cid:69)(cid:92)(cid:3)(cid:68)(cid:81)(cid:92)(cid:3)(cid:80)(cid:72)(cid:68)(cid:81)(cid:86)(cid:15)(cid:3)
`(cid:72)(cid:79)(cid:72)(cid:70)(cid:87)(cid:85)(cid:82)(cid:81)(cid:76)(cid:70)(cid:15)(cid:3)(cid:80)(cid:72)(cid:70)(cid:75)(cid:68)(cid:81)(cid:76)(cid:70)(cid:68)(cid:79)(cid:15)(cid:3)(cid:83)(cid:75)(cid:82)(cid:87)(cid:82)(cid:70)(cid:82)(cid:83)(cid:92)(cid:76)(cid:81)(cid:74)(cid:15)(cid:3)(cid:85)(cid:72)(cid:70)(cid:82)(cid:85)(cid:71)(cid:76)(cid:81)(cid:74)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:79)(cid:76)(cid:78)(cid:72)(cid:90)(cid:76)(cid:86)(cid:72)(cid:17)(cid:3)(cid:41)(cid:82)(cid:85)(cid:3)(cid:76)(cid:81)(cid:73)(cid:82)(cid:85)(cid:80)(cid:68)(cid:87)(cid:76)(cid:82)(cid:81)(cid:3)(cid:85)(cid:72)(cid:74)(cid:68)(cid:85)(cid:71)(cid:76)(cid:81)(cid:74)(cid:3)
`(cid:83)(cid:72)(cid:85)(cid:80)(cid:76)(cid:86)(cid:86)(cid:76)(cid:82)(cid:81)(cid:86)(cid:15)(cid:3)(cid:90)(cid:85)(cid:76)(cid:87)(cid:72)(cid:3)(cid:87)(cid:82)(cid:3)(cid:53)(cid:76)(cid:74)(cid:75)(cid:87)(cid:86)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:51)(cid:72)(cid:85)(cid:80)(cid:76)(cid:86)(cid:86)(cid:76)(cid:82)(cid:81)(cid:86)(cid:3)(cid:39)(cid:72)(cid:83)(cid:68)(cid:85)(cid:87)(cid:80)(cid:72)(cid:81)(cid:87)(cid:15)(cid:3)(cid:47)(cid:68)(cid:86)(cid:72)(cid:85)(cid:3)(cid:47)(cid:76)(cid:74)(cid:75)(cid:87)(cid:3)(cid:51)(cid:85)(cid:72)(cid:86)(cid:86)(cid:15)(cid:3)(cid:24)(cid:21)(cid:24)(cid:3)(cid:36)(cid:88)(cid:69)(cid:88)(cid:85)(cid:81)(cid:3)(cid:54)(cid:87)(cid:15)(cid:3)
`(cid:36)(cid:88)(cid:69)(cid:88)(cid:85)(cid:81)(cid:71)(cid:68)(cid:79)(cid:72)(cid:15)(cid:3)(cid:48)(cid:36)(cid:3)(cid:19)(cid:21)(cid:23)(cid:25)(cid:25)(cid:15)(cid:3)(cid:56)(cid:54)(cid:36)
`
`

`

`Preface to the Laser Light Press Edition
`
`About This Edition
`Except for this preface, the front matter, and the errata that follows, this Laser Light
`Press edition reprints the fifth edition of Understanding Fiber Optics published in 2006
`by Pearson Education, Inc. I am planning a sixth edition, but because that will take
`a while to prepare and with the Pearson edition is no longer available, I am
`reprinting the fifth through Laser Light Press. It may not cover the cutting edge of
`fiber optics, but it does cover the fundamentals you need to understand the field.
` This edition also is an experiment. I want to see how reducing the book's price
`will affect sales and make Understanding Fiber Optics more accessible to students. Thus
`Laser Light Press offers a low-cost PDF electronic version and a relatively
`inexpensive print-on-demand paperback. The many diagrams make an e-reader
`version more difficult.
` Whether you are an instructor, a student or a general reader, I would appreciate
`your comments and suggestions. If you are teaching a course based on the book,
`please contact me at jeff@jeffhecht.com for an instructor's manual. You can find
`more information on the book's status and on associated material at through
`http://www.understandingfiberoptics.com or through http://www.jeffhecht.com.
`
`About Fiber Optics
`Fiber optics has come a long way since I wrote the first edition of Understanding Fiber
`Optics in 1987. Optical-fiber communications was a radical new technology then,
`used mostly for high-capacity, long-distance transmission of telephone signals. I
`used a 1200-baud modem to send text messages from my computer through
`proprietary networks. Today a fiber-optic cable to my home provides a broadband
`connection to the Internet. A global network of fiber-optic cables links my phone
`and my computer to every continent except Antarctica, and a new cable is being laid
`through the Arctic Ocean.
` Fiber optics has revolutionized telecommunications in the same way the railroads
`revolutionized land transportation in the years my great-great-grandfather worked
`for one. Like the railroad business, the fiber-optic business has had its spectacular
`booms and busts. The telecommunications bubble brought dreams of riches, but
`the bust that followed left nightmares of ruin and grim jokes about the stocks of
`once high-flying companies. Yet the bubble and its aftermath are reminders that
`fiber optics is a technology that may be too good for its own good. Like the
`railroads and the Internet, fiber optics was something so good that the stock market
`wildly overvalued it; and like the Internet, fiber optics will be part of our future.
` I wrote the first edition of this book mainly for self-study, but it is now used
`widely in classroom settings. My goal is to explain principles rather than to detail
`procedures. When you finish, you should indeed understand fiber optics. You
`should be able to understand what the field is all about, comprehend what you read
`in trade journals such as Lightwave or Laser Focus World, make sense of what people
`in the field are saying, and explain fiber optics to your Aunt Millie or your niece.
`You won't be ready to design a brand new system, but you will be literate in the field.
`
`

`

`Think of it as Fiber Optics 101, a foundation for your understanding of a growing
`technology.
` To explain the fundamentals of fiber optics, I start with ideas that may seem basic
`to some readers; the details will follow. To make concepts accessible, I include
`drawings to show how things work, limit math to simple algebra, and step through
`some simple calculation to show how they work. I compare fiber optics with other
`common technologies and highlight similarities and differences. I have organized
`the book to facilitate cross-referencing and review of concepts, and made a point of
`adding a thorough index to make its contents accessible. I also include some
`information on the business side of the technology, and boxes that talk about key
`issues that the fiber-optics community needs to think about.
` The book introduces basic concepts first, then digs deeper into hardware and
`applications. The chapters are organized as follows:
`
`• The first three chapters are an introduction and overview. Chapter 1 tells
`how fiber optics are used and how the technology developed. Chapter 2 introduces
`optics, light, and the concept of light guiding. Chapter 3 introduces other basic
`concepts of communications and fiber-optic systems. They assume no background
`in optics or telecommunications.
`
`• Chapters 4 through 8 cover optical fibers, their properties, and how they
`are assembled into cables. The material is divided into five chapters to make it
`easier to digest. Chapters 4 through 6 explain the fiber concepts used in the rest of
`the book. Chapter 7 covers special-purpose fibers used in optical amplifiers and
`fiber gratings, photonic-crystal or microstructured fibers, and planar waveguides.
`Chapter 8 is an overview of cabling.
`
`• Chapters 9 to 12 cover laser and LED light sources including diode and fiber
`lasers, optical transmitters, optical detectors, receivers, optical amplifiers, and
`electro-optic regenerators. Chapter 12 compares and contrasts the operation of
`optical amplifiers and electro-optic regenerators.
`
`• Chapters 13 to 16 cover other components. Chapter 13 covers connectors
`and splices that join fibers. Chapter 14 covers optical couplers and other passive
`components in simple fiber systems and describes integrated optics. Chapter 15
`covers optics that send signals at many separate wavelengths through the same
`fibers. Chapter 16 covers optical modulation and switching for optical networking.
`
`• Chapter 17 covers fundamentals of optical and fiber-optic measurements and
`explains the quirks of optical measurements. Chapter 18 describes fiber-optic testing.
`
`• Chapters 19 to 22 cover general principles of fiber communication. Chapter
`19 describes fundamental concepts of fiber-optic systems and optical networking
`and how they work in practice. Chapter 20 describes communication standards.
`Chapter 21 outlines design of point-to-point single-wavelength systems, with
`sample calculations, so you can understand their operation. Chapter 22 describes the
`design of optical networks.
`
`• Chapters 23 to 27 explain how fiber optics fit into networks used for global
`and regional telephone and Internet transmission, cable television, and data
`networks. These chapters focus on different levels and aspects of the global network
`to keep concepts manageable. Chapter 28 covers special systems that don't fit
`elsewhere, such as networks in cars, military systems, and aircraft.
`
`• The final two chapters describe non-communication applications. Chapter 29
`explains the principles and operation of fiber-optic sensors. Chapter 30 covers
`imaging and illumination with fiber optics.
` The glossary at the back of the book gives you quick translations of specialized
`terms and acronyms.
`
`

`

` Appendices tabulate useful information, including values of important physical
`constants, conversion factors, and a few key formulas. They're all in one place to
`make them easier to find. They also include an annotated list of resources, in
`addition to the suggestions for further reading in each chapter. So many resources
`are available on the Internet that I can't hope to compile a thorough list; I
`encourage you to use search engines creatively. I welcome your comments,
`questions, and suggestions at jeff@jeffhecht.com.
`
`
`Acknowledgments
`Over the years many members of the fiber-optics community have given generously
`of their time to patiently answer my questions. I owe special thanks to John Jay,
`Shane Nipple, Craig Kegerise, Jerry Jackson, Eric Udd, Dana McEntire, and Joel
`Orban for feedback on draft chapters of this edition. Thanks to Kevin Able, Bill
`Chang, David Charlton, Marc Duchesne, Erich Dzakler, Robert Gallawa, Jim Hayes,
`Dennis Horwitz, Larry Johnson, Jim Masi, Nick Massa, Mike Pepper, Jim Refi, John
`Schlager, and Wayne Siddal for help on earlier editions and other material. Thanks
`to Jeffrey Rankinen, Pennsylvania College of Technology; Richard Windley, FCPI
`College of Technology; and Dave Whitmore, Champlain College for their helpful
`reviews. Any errors that remain are my own.
` This book draws on a series of articles on optical networking that I wrote for
`Laser Focus World. I think Steve Anderson for commissioning and editing them,
`Carol Settino for ably steering them into print, and the magazine's readers for
`feedback. I thank the Optical Society of America and SPIE - The International
`Society for Optical Engineering for inviting me to reach short courses based on
`Understanding Fiber Optics.
`
`I owe special thanks to the editorial and production staff at Pearson Education
`for their excellent work and their assistance in making this book possible. Thanks
`also to Lisa Cohen for updating me on the changing world of book publishing.
`
`
` Jeff Hecht, Auburndale, MA
` March 2015
`
`
`
`
`
`
`
`
`
`

`

`Errata
`
`What have you learned? item 6 on page 35 should read:
`Refractive index (n) of a material is the speed of light in a vacuum divided by the
`speed of light in the material. It is always greater than 1.0 at optical wavelengths.
`
`Figure 14.12 on page 356 does not correctly show the operators performed on
`light of different polarizations in an optical circulator.
`
`Figure 15.1 on page 365 should have an * on (cid:1)4 on the right side of the drawing to
`
`show that wavelength comes from the local transmitter at the bottom.
`
`Table A.3 on page 764 should give the value of Planck's constant in J-s (joule-
`seconds) or eV-s (electronvolt-seconds), not J/s or eV/s. The numerical values are
`correct, but the units are not.
`
`

`

`Contents
`
`Chapter 1 An Introduction to Fiber
`Optics, 1
`A Personal View: Ups and Downs, 1 * The
`Roots of Fiber Optics, 2 • The Very Basics of
`Communications, 8 • Fiber Terms: Terminology
`and Units, 12
`
`Chapter 2 Fundamentals of Fiber-Optic
`Components, 17
`Basics of Optics, 17 • Light G uiding, 26
`• Fiber Transmission, 28 • Electro-Optics and
`Other Components, 33 • Fiber-Optic
`Applications, 34
`
`Chapter 3 Fundamentals of
`Communications, 39
`Communications Concepts, 39 • Signals
`and Formats, 46 • Connectivity, 50
`• Communications Services, 54 • The Business
`of Telecommunications, 58
`
`Chapter 4 Types of Optical Fibers, 65
`Light Guiding, 65 • Step-lndex Multimode
`Fiber, 68 • Modes and Their Effects, 71
`• Graded-lndex Multimode Fiber, 75
`• Single-Mode Fiber, 77 • Dispersion-Shifted
`Single-Mode Fiber, 80 • Polarization in
`Single-Mode Fiber, 85 • Other Fiber Types, 87
`
`Chapter 5 Properties of Optical
`Fibers, 93
`Fiber Attenuation, 93 • Light Collection and
`Propagation, 99 • Dispersion, 103 • Nonlinear
`Effects, 1 1 5 * Mechanical Properties, 119
`
`Chapter 6 Fiber Materials, Structure, and
`Manufacture, 127
`Requirements for Making Optical Fibers, 1 27
`• Glass Fibers, 128 • Fused-Silica Fibers, 130
`
`• Plastic Fibers, 137 • Exotic Fibers and Light
`Guides, 140
`
`Chapter 7 Specialty Fibers, 151
`W hat Are "Specialty" Fibers?, 151
`• Dispersion-Compensating Fibers, 152
`• Polarization-Maintaining Fibers, 153
`• Bend-Insensitive and Coupling Fibers, 153
`• Reduced-Cladding Fibers, 155 • Doped
`Fibers for Amplifiers and Lasers, 156 • Fiber
`Gratings and Photosensitive Fibers, 159
`• Photonic or "Holey" Fibers, 165 • Special
`Noncommunications Fibers, 166
`
`Chapter 8 Cabling, 173
`Cabling Basics, 173 • Reasons for
`Cabling, 174 • Types of Cable, 178
`• Elements of Cable Structure, 183
`• Cable Installation, 190 • Cable Changes
`and Failure, 191
`
`Chapter 9 Light Sources, 197
`Light Source Considerations, 197 • LED
`Sources, 200 • The Laser Principle, 203
`• Simple Semiconductor Lasers, 207
`’ Laser Wavelength, 213 • Fiber
`Lasers, 219 • Other Solid-State Laser
`Sources, 221
`
`Chapter 10 Transmitters, 227
`Transmitter Terminology, 227 • Operational
`Considerations, 228 • Multiplexing, 232
`• Modulation, 234 • Single-Channel
`Transmitter Design, 238
`• Sample Transmitters, 241
`
`Chapter 11 Receivers, 249
`Defining Receivers, 249 • Performance
`Considerations, 258 • Electronic Functions, 265
`• Sample Receiver Circuits, 267
`
`

`

`Contents
`
`Chapter 12 Amplification, Regeneration,
`and Wavelength Conversion, 275
`Amplification and Regeneration, 275
`• System Requirements, 279 • Repeaters and
`Regenerators, 280 • Optical Amplifiers, 281
`• Erbium-Doped Fiber Amplifiers, 284
`• Other Doped Fiber Amplifiers, 291 • Raman
`Amplification in Fibers, 292 • Semiconductor
`Optical Amplifiers, 295 • Optical Regeneration,
`299 • Wavelength Conversion, 299
`
`Chapter 13 Connectors and Splices, 307
`Applications of Connectors and Splices, 307
`• Fiber-to-Fiber Attenuation, 309 • Internal
`Reflections, 314 • Mechanical Considerations
`in Connectors, 315 • Connector Structures,
`317 • Standard Connector Types, 320
`• Splicing and Its Applications, 326 • Splicing
`Issues and Performance, 327 • Types of
`Splicing, 328
`
`Chapter 14 Couplers and Other Passive
`Components, 339
`Coupler Concepts and Applications, 339
`• Coupler Characteristics, 343 • Coupler Types
`and Technologies, 347 • Attenuators, 353
`• Optical Isolators, 354 • Optical
`Circulators, 355
`
`Chapter 15 Wavelength-Division
`Multiplexing Optics, 363
`W D M Requirements, 363 • W D M
`Systems, 364 • Optical Filters and W DM , 370
`• W D M Technologies, 375 • Building
`Multiplexers and Demultiplexers, 385
`
`Chapter 16 Optical Switches,
`Modulators, and Other Active
`Components, 391
`Defining Active Components, 391 • Modulators
`and Modulation, 392 • Switching in Optical
`
`Networks, 397 • Optical Switching
`Technologies, 403 • Wavelength Switching
`and Conversion, 409 • Integrated Optics, 410
`
`Chapter 17 Fiber-Optic
`Measurements, 417
`Basics of Optical Power Measurement, 417
`• Wavelength and Frequency Measurements,
`425 • Phase and Interference Measurements,
`428 • Polarization Measurements, 430
`• Time and Bandwidth Measurements, 430
`• Signal Q uality Measurements, 434
`• Fiber-Specific Measurements, 436
`
`Chapter 18 Troubleshooting and
`Test Equipment, 447
`Fiber-Optic Troubleshooting, 4 47 • Test
`and Measurement Instruments, 450
`• Troubleshooting Procedures, 462
`
`Chapter 19 System and Optical
`Networking Concepts, 471
`An Evolving Network, 471 • Telecommunication
`Network Structure, 473 • Transmission
`Topologies, 475 • Directing Signals, 481
`• Signal Formats, 483 • Transmission
`Capacity, 487
`
`Chapter 20 Fiber System
`Standards, 499
`W hy Standards Are Needed, 499 • Families of
`Standards, 501 • Layers of Standards, 502
`• Interchange Standards, 507 • Fiber
`Transmission Standards, 509 • Current
`Standards Issues, 513
`
`Chapter 21 Single-Channel System
`Design, 521
`Variables, 521 • Power Budgeting, 523
`• Examples of Loss Budgeting, 528
`• Transmission Capacity Budget, 534
`• Cost/Performance Trade-offs, 541
`
`

`

`Chapter 22 Optical Networking System
`Design, 549
`Optical Networking Concepts, 549 • Optical
`Channel Density, 550 • Operating Ranges of
`W D M Systems, 555 • Factors in W D M Design,
`557 • Optical Amplification and W D M Design,
`562 • Switching and Optical Networking, 563
`• Design Examples, 566
`
`Chapter 23 Global Telecommunications
`Applications, 573
`Defining Telecommunications, 574 • The
`Global Telecommunications Network, 577
`• Internet Transmission, 582 • Submarine
`Cables, 585 • Long-Haul Terrestrial
`Systems, 594 • Types of Long-Distance
`Services, 598
`
`Chapter 24 Regional and Metro
`Telecommunications, 605
`Defining Regional and Metro Telecommunications,
`605 • Regional Distribution, 606 • Regional
`Telecommunications Networks, 610 • Metro
`Networks, 612 • Regional/Metro Services and
`Equipment, 614
`
`Chapter 25 Local Telephone or "Access"
`Networks, 623
`Structure of the Local Phone Network, 623
`• Subscriber and Access Services, 630
`• Emerging Services and Competing
`Technologies, 632 • Fiber to the Home or
`Premises, 636
`
`Internet Access and
`Chapter 26
`Local-Area Networks, 651
`Data and Voice Transmission, 651 • The Internet
`and Its Structure, 654 • Data Transmission
`Technologies, 660 • Fiber Data-Link
`Design, 665 • Fiber in Standard Data
`Networks, 665
`
`Contents
`
`Chapter 27 Video Transmission, 677
`Video Basics, 677 • Transmission Media, 684
`• Cable Television Architecture, 686
`• HDTV and Cable, 691 • Other Video
`Applications, 692
`
`Chapter 28 Mobile Fiber-Optic
`Communications, 699
`M obile Systems, 699 • Remotely Controlled
`Robotic Vehicles, 700 • Fibers in Aircraft, 703
`’ Shipboard Fiber-Optic Networks, 705
`• Automotive Fiber Optics, 706
`
`Chapter 29 Fiber-Optic Sensors, 713
`Fiber-Sensing Concepts, 713 • Fiber-Optic
`Probes, 714 • Fiber-Sensing Mechanisms, 716
`• Some Fiber Sensor Examples, 719
`• Fiber-Optic Gyroscopes, 722 • Smart Skins
`and Structures, 724
`
`Imaging and Illuminating
`Chapter 30
`Fiber Optics, 729
`Basics of Fiber Bundles, 729 • Optics of
`Bundled Fibers, 734 • Imaging Applications,
`737 • Light Piping and Illumination, 740
`
`Appendices, 745
`Appendix A: Important Constants, Units,
`Conversion Factors, and Equations, 745
`• Appendix B: Decibels and Equivalents, 749
`• Appendix C: Standard Time-Division
`Multiplexing Rates, 751 • Appendix D: ITU
`Frequencies and Wavelengths for L- and
`C-bands, 100-GHz Spacing, 100
`Channels, 753 • Appendix E: Laser and Fiber
`Safety, 755 • Appendix F: Fiber-Optic
`Resources, 757
`
`Glossary, 761
`
`Index, 775
`
`

`

`book is dedicated to the memory of Heather Williamson Messenger,
`gifted editor, good friend, and victim of domestic violence.
`
`

`

`An Introduction
`to Fiber Optics
`
`1
`
`About This Chapter
`
`This chapter is a starting point to look around and see where you’re going before you
`dig inro details. The goal is to put fiber optics and communications into context and
`show how they go together. I start with a personal commentary about the turbulent
`times of the past several years, then explain the plan for this book. A brief history of
`fiber optics follows, which introduces some important concepts. Then a brief history
`of communications explains the need for bandwidth and how fiber optics filled that
`need, perhaps too well. Finally, I explain some of the terminology of the field to help
`you in your looking about.
`
`A Personal View: Ups and Downs
`
`Fiber optics has come a long way in the nearly three decades I’ve been watching its
`development. For many years the field grew steadily, with new technology creating
`new applications, and new applications, in turn, supplying money to develop more new
`technology. The growth sped out of control in the late 1990s as the Internet fed a seem-
`ingly limitless thirst for bandwidth that only optical fibers could provide. The boom
`turned into a bubble, and the bubble into a bust as I watched in amazement.
`We knew the bubble was too good to be true, but none of us wanted it to end. We
`told ourselves that the communications industry was in better shape than the dot-coms
`because it had real hardware, not just web sites. Then the industry ran right off a cliff
`and landed with an ugly splat. We traded grim jokes, noting that we would have done
`better to invest in cases of beer and return the empties in a state with a bottle-deposit
`law. Employment dropped nearly as badly. The industry seemed a vast, smoking crater.
`
`Fiber
`revolutionized
`telecommunications
`by supplying
`tremendous
`bandwidth.
`
`o
`
`

`

`Chapter 1
`
`•
`Fiber-optic
`technology
`remains ea y.
`
`Light normally
`goes in straight
`lines, but
`sometimes we
`want it to go
`around corners.
`
`That depressing view is as much of an exaggeration as was the euphoric overenthusiasm
`0f tbe bubble. We’ll never see that manic growth again, and that’s just as well. But fiber-optic
`technology remains healthy, with advances continuing at a more sober rate. Fiber optics has
`become the backbone of the global telecommunications network, giving us instant access
`to Web sites and telephones around the world. That network continues to reach toward
`homes and businesses. Cable television companies, telephone companies, Internet
`providers, and power companies have their own fiber-optic networks. When you use a cell
`phone, your calls usually go wireless only to the tower, where a fiber-optic cable runs to the
`backbone telephone network. The demand for bandwidth continues to rise, although
`there’s a lot of surplus fiber in the ground right now.
`Fiber revolutionized telecommunications in the twentieth century, just as the railroads
`revolutionized transportation in the nineteenth century. Overbuilding of railroads caused
`spectacular busts in the latter half of the nineteenth century, but railroads remained the
`backbone of the national transportation network until the spread of the interstate highway
`system in the 1950s and 1960s. Railroads still carry people and freight today— especially
`in Europe.
`The fiber-optic gold rush is over, and the field has had a roller-coaster ride of dramatic
`ups and downs. We’ve gained some experience and a few gray hairs in the process, but we’ve
`survived. Fiber has carved itself a vital niche in the communications world and will play a
`growing role around the world as other countries expand their own communications
`networks. Fiber is here to stay.
`
`The Roots of Fiber Optics
`
`Fiber optics did not begin as a communications technology. Optical fibers evolved from
`devices developed to guide light for illumination or displays, and were first used to
`look inside the human body. Bundles of optical fibers are still used to examine the
`stomach and the colon because they can reach into otherwise inaccessible areas. It’s
`worth looking at how this idea began— it will teach you the basic ideas of light guiding
`in a fiber.
`Piping Light
`Think of optical fibers as pipes that carry light. Lenses can bend light and mirrors can
`deflect it, but otherwise light travels in straight lines. The working of optical devices,
`from our eyes to giant telescopes and sensitive microscopes, depends on light going in
`straight lines. Yet sometimes it is nice to be able to pipe light around corners and look
`into inaccessible places. The first steps in that direction were taken in the nineteenth
`century.
`In 1880, William Wheeler, a young engineer from Concord, Massachusetts, filed for a
`patent on a way to pipe light through buildings. Thomas Edison had already made the
`first incandescent light bulbs but hadn’t gotten all the bugs out. Wheeler wanted to dis-
`tribute light from an electric arc, a light source that was better developed at the time, but
`was blindingly bright. He planned to put arc lamps in the basements of buildings and
`
`

`

`{I* ItfeL)
`
`W. W H EELER.
`A PPABATV S FOB LIGHTING DW ELLIN GS OB OTHEB 8TBU 0TU BE1.
`Ho. 247,229.
`Patented Sept. 20,1881.
`
`An Introduction to Fiber Optics
`
`FIGURE 1.1
`W heeler’s plan fo r
`piping light into
`rooms (U.S.
`Patent 247,229).
`
`distribute the light to distant rooms through a set of pipes coated with a reflective layer
`inside, as shown in Figure 1.1. Diffusers at the ends of the pipes would spread the light
`out inside each room.
`Wheeler was a solid engineer who became an expert in designing water works. He
`later founded a successful company that made reflectors for street lamps. His design was
`logical at the time since air seemed to be a much clearer medium than any known solid.
`But his light pipes never caught on, and Edison’s incandescent bulbs eventually worked
`much better than arc lamps.
`Total Internal Reflection
`Even before Wheeler’s time, scientists knew how to trap light inside a solid. A phenomenon
`called total internal reflection, described in Chapter 2, can confine light inside glass or other
`transparent materials. This phenomenon involves sending light through the material in
`such a way that it strikes the surface exposed to air at a glancing angle. Then the light is
`reflected back into the solid. You can see the effect in diamond or cut glass, in which one
`surface acts like a mirror to reflect light to your eye.
`Glassblowers may have been the first to realize this effect could guide light along a bent
`glass rod, but it wasn’t widely recognized until 1841 when a Swiss physicist, Daniel Colladon,
`
`Total internal
`reflection can
`guide light along
`a glass rod or
`water jet.
`
`

`

`FIGURE 1.2
`Light guided
`down a water jet.
`
`Light beam becomes more diffuse
`as it passes down the water jet,
`because turbulence breaks up surface.
`
`adapted the trick for a jet of flowing water in his popular science lectures. Figure 1.2 shows
`how he directed a bright light down a horizontal pipe leading out of a tank of water.
`When he opened the spout, water flowed out in a jet and the pull of gravity bent the water
`jet into a parabolic arc. Total internal reflection trapped the light inside the water jet. The
`light beam bounced off the top surface, then off the lower surface, until turbulence in the
`flowing water broke up the beam.
`Others borrowed the idea for their own demonstrations. The Paris Opera used it on
`stage in 1853. The great Victorian exhibitions of the 1880s adapted the idea to make illu-
`minated fountains that fascinated fairgoers who hadn’t seen bright artificial lights. But the
`water jet remained essentially a parlor trick of little practical use.
`Glass Light Guides and Imaging
`Inventors soon adapted the idea of guiding light to more practical purposes. By the early
`1900s, they had patented a scheme for guiding light through a bent glass rod to illuminate the
`inside of the mouth for dentistry. This technique was much better than sticking a gas lamp
`into a patient’s mouth, but it was far from perfect. Illuminated tongue depressors followed,
`A fine glass fiber is actually a very thin, flexible rod, so it can guide light in the same way.
`Assemble glass fibers into a bundle, and they can carry an image from one end to the other,
`
`^
`An optical fiber
`guides light
`like a very thin
`glass rod.
`
`

`

`An Introduction to Fiber Optics
`
`as you will learn in Chapter 30. Clarence W. Hansell, an American electrical engineer and
`prolific inventor, was the first to take this logical step and patented the idea in the late
`1920s. Hansell thought the bundles could be used for inspecting out-of-the-way places, for
`medical applications, or even for a facsimile machine.
`Heinrich Lamm, a German medical student, made the first image-transmitting bundle
`in 1930 and was able to photograph the bright filament of a lamp. He combed the fibers to
`align them, but the bundle didn’t work well because it consisted of bare fibers, in which
`total internal reflection was at the surface exposed to the air. Light can easily leak through
`that surface if anything touches or scratches it, and the fibers inevitably touched and
`scratched each other in Lamm’s bundle. Light even leaked out at places where fingerprint
`oil was smudged on the surface.
`Neither Hansell nor Lamm got very far. The same problems bedeviled other men who
`independently invented fiber bundles for imaging in the early 1950s. These men were a
`Danish inventor, Holger Moller Hansen, two eminent optics professors, Abraham van
`Heel and Harold H. Hopkins, and Hopkins’ student, Narinder Kapany.
`Solving the problem required a fresh look at the requirements for total internal
`reflection. We normally think of it as occurring where light is unable to enter the air, but
`what really matters is a quantity called the refractive index, which you’ll learn about in
`Chapter 2. Total internal reflection can happen when light travelling in one medium tries
`to enter another medium with a lower refractive index. Air has a much lower refractive
`index than glass, but the difference does not have to be large. Oils, beeswax, and many plas-
`tics have refractive indexes that are higher than air but lower than glass. Coat the glass fiber
`with one of those materials, and total internal reflection can still occur, but the surface is
`protected from scratches, fingerprints, and leakage of light into other glass fibers, as shown
`in Figure 1.3.
`Moller Hansen tried coating a fiber with margarine, but the results were impractically
`messy. Brian O ’Brien, a noted American optical physicist, suggested the idea to van Heel,
`who coated his fibers with plastic and beeswax, which were more practical. In December
`1956, Larry Curtiss, an undergraduate student at the University of Michigan, slipped a rod
`of glass with high refractive index into a tube of glass with lower index and made the first
`glass-clad fiber.
`The technology has been refined considerably since then, but glass-clad fiber remains the
`most common type. Fiber bundles were the key to making flexible endoscopes, gastroscopes,
`and colonoscopes to examine the throat, stomach, and colon. Other imaging applications
`soon emerged, as described in Chapter 30. Fiber bundles

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket