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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`APPLE INC.,
`Petitioner,
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`v.
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`MASIMO CORPORATION,
`Patent Owner.
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`Case IPR2020-01520
`Patent 10,258,265
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`PETITIONER’S IDENTIFICATION OF TESTIMONY
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`Proceeding No.: IPR2020-01520
`Attorney Docket: 50095-0006IP1
`LIST OF EXHIBITS
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`Description
`Exhibit No.
`APPLE-1001 U.S. Patent No. 10,258,265 to Poeze, et al. (“the ’265 patent”)
`APPLE-1002 Excerpts from the Prosecution History of the ’265 Patent (“the
`Prosecution History”)
`APPLE-1003 Declaration of Dr. Thomas W. Kenny
`APPLE-1004 Curriculum Vitae of Dr. Thomas W. Kenny
`APPLE-1005 Masimo Corporation, et al. v. Apple Inc., Complaint, Civil Action
`No. 8:20-cv-00048 (C.D. Cal.)
`APPLE-1006 U.S. Pub. No. 2002/0188210 (“Aizawa”)
`APPLE-1007
`JP 2006-296564 (“Inokawa”)
`APPLE-1008 Certified English Translation of Inokawa and Translator’s
`Declaration
`APPLE-1009 U.S. Pat. No. 7,088,040 (“Ducharme”)
`APPLE-1010 U.S. Pat. No. 8,177,720 (“Nanba”)
`APPLE-1011 RESERVED
`APPLE-1012 U.S. Pat. No. 6,853,304 (“Reisman”)
`APPLE-1013 U.S. Pub. No. 2004/0220738 (“Nissila”)
`APPLE-1014 U.S. Pub. No. 2001/0056243 (“Ohsaki”)
`APPLE-1015 Design and Evaluation of a New Reflectance Pulse Oximeter
`Sensor,” Y. Mendelson, et al.; Worcester Polytechnic Institute,
`Biomedical Engineering Program, Worcester, MA 01609;
`Association for the Advancement of Medical Instrumentation,
`vol. 22, No. 4, 1988; pp. 167-173 (“Mendelson-1988”)
`“A Wearable Reflectance Pulse Oximeter for Remote
`Physiological Monitoring,” Y. Mendelson, et al.; Proceedings of
`the 28th IEEE EMBS Annual International Conference, 2006; pp.
`912-915 (“Mendelson-2006”)
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`APPLE-1016
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`1
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`Proceeding No.: IPR2020-01520
`Attorney Docket: 50095-0006IP1
`APPLE-1017 Excerpt from Merriam-Webster Dictionary
`APPLE-1018
`“Acrylic: Strong, stiff, clear plastic available in a variety of
`brilliant colors,” available at
`https://www.curbellplastics.com/Research-
`Solutions/Materials/Acrylic
`APPLE-1019 U.S. Pat. No. 7,031,728 (“Beyer”)
`APPLE-1020 U.S. Pat. No. 7,092,735 (“Osann, Jr.”)
`APPLE-1021 U.S. Pat. No. 6,415,166 (“Van Hoy”)
`APPLE-1022 QuickSpecs; HP iPAQ Pocket PC h4150 Series
`APPLE-1023 U.S. Pat. App. Pub. No. 2007/0145255 (“Nishikawa”)
`APPLE-1024
`“Measurement Site and Photodetector Size Considerations in
`Optimizing Power Consumption of a Wearable Reflectance Pulse
`Oximeter,” Y. Mendelson, et al.; Proceedings of the 25th IEEE
`EMBS Annual International Conference, 2003; pp. 3016-3019
`(“Mendelson-2003”)
`APPLE-1025 U.S. Pat. No. 6,801,799 (“Mendelson-’799”)
`APPLE-1026 Declaration of Jacob Munford
`APPLE-1027 U.S. Pub. No. 2007/0093786 (“Goldsmith”)
`APPLE-1028 U.S. Pub. No. 2004/0138568 (“Lo”)
`APPLE-1029 Wikipedia: The Free Encyclopedia, “Universal asynchronous
`receiver-transmitter” at
`https://en.wikipedia.org/wiki/Universal_asynchronous_receiver-
`transmitter, last accessed 08/27/2020
`APPLE-1030 RESERVED
`APPLE-1031
`Scheduling Order, Masimo v. Apple et al., Case 8:20-cv-00048,
`Paper 37 (April 17, 2020)
`Stipulation by Apple
`APPLE-1032
`APPLE-1033 Telephonic Status Conference, Masimo v. Apple et al., Case 8:20-
`cv-00048, Paper 78 (July 13, 2020)
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`2
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`APPLE-1034
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`APPLE-1035
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`Proceeding No.: IPR2020-01520
`Attorney Docket: 50095-0006IP1
`Joseph Guzman, “Fauci says second wave of coronavirus is
`‘inevitable’”, TheHill.com (Apr. 29, 2020), available at:
`https://thehill.com/changing-america/resilience/natural-
`disasters/495211-fauci-says-second-wave-of-coronavirus-is
`“Tracking the coronavirus in Los Angeles County,”
`LATimes.com (Aug. 20, 2020), available at
`https://www.latimes.com/projects/california-coronavirus-cases-
`tracking-outbreak/los-angeles-county/
`APPLE-1036 Order Granting Motion to Stay in Masimo Corporation et al. v.
`Apple Inc., Civil Action No. 8:20-cv-00048-JVS-JDE, October
`13, 2020
`APPLE-1037 Reserved
`APPLE-1038
`Second Declaration of Jacob Robert Munford
`APPLE-1039 Excerpts of Eugene Hecht, Optics (2nd Ed. 1990)
`APPLE-1040 Eugene Hecht, Optics (2nd Ed. 1990)
`APPLE-1041 Deposition Transcript of Dr. Vijay Madisetti in IPR2020-01520,
`IPR2020-01537, IPR2020-01539, Day 1 (August 1, 2021)
`APPLE-1042 Deposition Transcript of Dr. Vijay Madisetti in IPR2020-01520,
`IPR2020-01537, IPR2020-01539, Day 2 (August 2, 2021)
`APPLE-1043 Deposition Transcript of Dr. Vijay Madisetti in IPR2020-01536,
`IPR2020-01538 (August 3, 2021)
`“Refractive Indices of Human Skin Tissues at Eight Wavelengths
`and Estimated Dispersion Relations between 300 and 1600 nm,”
`H. Ding, et al.; Phys. Med. Biol. 51 (2006); pp. 1479-1489
`“Analysis of the Dispersion of Optical Plastic Materials,” S.
`Kasarova, et al.; Optical Materials 29 (2007); pp. 1481-1490
`“Noninvasive Pulse Oximetry Utilizing Skin Reflectance
`Photoplethysmography,” Y. Mendelson, et al.; IEEE Trans-
`actions on Biomedical Engineering, Vol. 35, No. 10, October
`1988; pp. 798-805 (“Mendelson-IEEE-1988”)
`Second Declaration of Dr. Thomas W. Kenny
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`APPLE-1045
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`APPLE-1044
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`APPLE-1046
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`APPLE-1047
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`3
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`Proceeding No.: IPR2020-01520
`Attorney Docket: 50095-0006IP1
`APPLE-1048 Declaration of Dr. Thomas W. Kenny from IPR2020-01539
`APPLE-1049 Eugene Hecht, Optics (4th Ed. 2002)
`APPLE-1050 Excerpt from Merriam-Webster Dictionary
`APPLE-1051 Reserved
`APPLE-1052 Email Authorization dated November 10, 2021
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`4
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`Proceeding No.: IPR2020-01520
`Attorney Docket: 50095-0006IP1
`As authorized by the Board on November 10, 2021 (Ex. 1052), Apple Inc.
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`(“Petitioner”) respectfully submits this paper regarding the September 18, 2021
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`cross-examination testimony of Dr. Thomas Kenny, which is presented in its
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`entirety in Ex. 2027 (“the transcript”).
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`CITATION 1:
`In response to Patent Owner’s citation to the transcript at 207:9-208:22 (Pap.
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`27, 8), Petitioner cites the transcript at 168:17-169:6, 209:1-21, and 211:1-6 for
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`context.
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`CITATION 2:
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`In response to Patent Owner’s citation to the transcript at 212:3-14 (Pap. 27,
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`9), Petitioner cites the transcript at 179:9-180:13, 209:22-213:19, and 214:21-6 for
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`context.
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`CITATION 3:
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`In response to Patent Owner’s citation to the transcript at 19:16-21:8 (Pap.
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`27, 13), Petitioner cites the transcript at 19:3-15 and 21:2-22:18 for context.
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`Dated: November 22, 2021
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`(Control No. IPR2020-01520)
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`Proceeding No.: IPR2020-01520
`Attorney Docket: 50095-0006IP1
`Respectfully submitted,
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` /Hyun Jin In/
`W. Karl Renner, Reg. No. 41,265
`Roberto J. Devoto, Reg. No. 55,108
`Hyun Jin In, Reg. No. 70,014
`Fish & Richardson P.C.
`3200 RBC Plaza, 60 South Sixth Street
`Minneapolis, MN 55402
`T: 202-783-5553
`F: 877-769-7945
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`Attorneys for Petitioner
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`2
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`Proceeding No.: IPR2020-01520
`Attorney Docket: 50095-0006IP1
`CERTIFICATE OF SERVICE
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`Pursuant to 37 CFR §§ 42.6(e)(4), the undersigned certifies that on
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`November 22, 2021, a complete and entire copy of this Petitioner’s Identification
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`of Testimony and all supporting exhibits was provided by electronic mail to the
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`Patent Owner by serving the correspondence e-mail address of record as follows:
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`Joseph R. Re
`Stephen W. Larson
`Jarom D. Kesler
`Jacob L. Peterson
`Jeremiah S. Helm, Ph.D.
`William R. Zimmerman
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`Knobbe, Martens, Olson, & Bear, LLP
`2040 Main St., 14th Floor
`Irvine, CA 92614
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`Email: AppleIPR2020-1520-265@knobbe.com
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`/Crena Pacheco/
`Crena Pacheco
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`(617) 956-5938
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