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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`Paper No. 16
`March 16, 2021
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`INTEL CORPORATION,
`Petitioner,
`v.
`FG SRC LLC,
`Patent Owner.
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`IPR2020-01449
`Patent No. 7,149,867
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`PATENT OWNER’S OBJECTIONS TO PETITIONER EXHIBITS 1003, 1004
`AND 1005
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`LIST OF EXHIBITS
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`2004
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`2005
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`2006
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`2007
`2008
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`Exhibit No. Descriptions
`Declaration of Dr. Vojin Oklobdzija
`2001
`Cray, Britannica Online Encyclopedia
`2002
`Declaration of Brandon Freeman dated 10/25/18
`2003
`SRC Labs LLC and Saint Regis Mohawk Tribe v. Microsoft
`Corporation, No. 2:18-cv-00321-JLR, Dkt. 125 (W.D. Wash. Oct.
`25, 2018)
`Plaintiff’s Original Complaint For Patent Infringement in FG SRC
`LLC v. Intel Corp., No. 6:20-cv-00315-ADA (W.D. Texas), filed
`April 24, 2020
`Plaintiff’s First Amended Complaint For Patent Infringement in
`FG SRC LLC v. Intel Corp., No. 6:20-cv-00315-ADA (W.D.
`Texas), filed April 24, 2020
`Declaration of Mark Wollgast dated 09/10/18
`Xilinx, Inc. v. Saint Regis Mohawk Tribe, IPR2018-0195
`COTS Journal, UAVs Lead Push for Embedded Supercomputing
`Press Release: SRC Computers Chosen by Lockheed Martin for
`U.S. Army Program
`Declaration of Henning Schmidt
`Declaration of Henning Schmidt, Exhibit A, IEEE Xplore:
`Advanced Search
`Declaration of Henning Schmidt, Exhibit B, IEEE Xplore:
`Advanced Search Results
`Declaration Of Ryan Kastner, Ph.D. In Support Of FG SRC
`LLC’s Opening Claim Construction Brief in FG SRC LLC v. Intel
`Corp., No. 6:20-cv-00315-ADA (W.D. Texas), filed April 24,
`2020
`Peter McMahon, High Performance Reconfigurable Computing for
`Science and Engineering Applications (Thesis Oct. 2006).
`Caliga, Delivering Acceleration: The Potential for Increased HPC
`Application Performance Using Reconfigurable Logic
`D. A. Buell, D. Caliga, J. P. Davis, G. Quan, “The DARPA
`boolean equation benchmark on a reconfigurable computer,”
`Proceedings of the Military and Aerospace Programmable Logic
`Devices (MAPLD) Conference, Washington, DC, 8-10 September
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`2009
`2009-1
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`2009-2
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`2010
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`2011
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`2012
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`2013
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`i
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`Exhibit No. Descriptions
`2004
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`2014
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`2015
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`2016
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`2017
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`2018
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`2019
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`2020
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`2021
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`2022
`2023
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`2024
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`2025
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`2026
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`El-Araby, The Promise of High-Performance Reconfigurable
`Computing
`FG SRC LLC’s Opening Claim Construction Brief in FG SRC
`LLC v. Intel Corp., No. 6:20-cv-00315-ADA (W.D. Texas),
`filed April 24, 2020
`Kerr Machine Co. d/b/a Kerr Pumps v. Vulcan Industrial
`Holdings, LLC, No. 6:20-cv-00200, Text Order dated Aug. 2, 2020
`(W.D. Tex.)
`MultiMedia Content Mgmt LLC v. Dish Network L.L.C., No. 6:18-
`cv-00207, Dkt. 73 (W.D. Tex.)
`Solas OLED v. Dell Techs. Inc., No. 6:19-cv-00514, Text Order
`dated June 23, 2020
`Kerr Machine Co. v. Vulcan Indus. Holdings, LLC, No. 6:20-cv-
`200, Dkt. 28 (W.D. Tex. July 31, 2020)
`Kerr Machine Co. v. Vulcan Indus. Holdings, LLC, No. 6:20-cv-
`200, Dkt. 24 (W.D. Tex. June 14, 2020)
`Kerr Machine Co. v. Vulcan Indus. Holdings, LLC, No. 6:20-cv-
`200, Dkt. 12 (W.D. Tex., June 14, 2020)
`Email from J. Yi to Counsel (Aug. 3, 2020)
`FG SRC LLC v. Intel Corp., No. 1:20-cv-00834, Dkt. 48 (W.D.
`Tex. Nov. 23, 2020) (Amended Schedule)
`Continental Intermodal Group - Trucking LLC v. Sand Revolution
`LLC, No. 7:18-cv-00147, Text Order dated July 22, 2020 (W.D.
`Tex.)
`Solas OLED v. Dell Techs. Inc., No. 6:19-cv-00515, Text Order
`dated Jun. 23, 2020
`2019-07-11 - DirectStream MSFT - Huppenthal Declaration
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`ii
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`Pursuant to 37 C.F.R. § 42.2, Patent Owner FG SRC LLC (“Patent Owner”)
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`hereby objects to exhibits submitted and relied on by Petitioner Intel Corporation
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`(“Petitioner”) in its Petition and by the Board in its Institution Decision issued on
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`March 3, 2021. See Paper 13. Patent Owner’s objections are being presented within
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`10 business days of issuance of the Institution Decision and are therefore timely.
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`See 37 C.F.R. § 42.2. As set forth further below, Patent Owner objects to Petitioner
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`Exhibits 1003, 1004 and 1005 as not being properly authenticated as required by the
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`Board’s rules and the Federal Rules of Evidence. 37 C.F.R. § 42.62; Fed. R. Evid.
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`901.
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`I.
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`BACKGROUND
`In its Petition, Petitioner asserts three references, submitted as Exhibits 1003-
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`1005, each of which is a non-patent reference that must qualify as a printed
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`publication. Paper 1 at 10. Exhibit 1003 (“Zhang”) purports to be a paper entitled
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`Architectural Adaptation for Application-Specific Locality Optimizations, the lead
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`author of which was Xingbin Zhang. The Zhang reference was purportedly
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`published in the Proceedings of the International Conference on Computer Design –
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`VLSI in Computers and Processors (“VLSI ’97 Conference”). Id. Exhibit 1004
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`(“Gupta”) purports to be a paper entitled Architectural Adaptation in AMRM
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`Machines, the lead author of which is Rajesh Gupta. The Gupta reference was
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`purportedly published in the Proceedings of the IEEE Computer Society Workshop
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`1
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`on VLSI 2000 (“VLSI ’00 Conference”). Id. Exhibit 1005 (“Chien”) purports to be
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`a paper entitled MORPH: A System Architecture for Robust High Performance
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`Using Customization (An NSF 100 TeraOps Point Design Study), the lead author of
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`which is Andrew A. Chien. The Chien reference was purportedly published in the
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`Proceedings of Frontiers ’96 – The Sixth Symposium on the Frontiers of Massively
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`Parallel Computing (“Frontiers ’96 Conference”).
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`For each reference, Petitioner relies on the testimony of Dr. Rajesh K. Gupta
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`(Exhibit 1010) and Jacob Robert Munford (Exhibit 1012) to authenticate the
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`reference. For each reference Dr. Gupta states that he “believe[s]” the reference was
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`distributed at the particular conference, that he “understand[s]” the reference was
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`made available on the IEEE Xplore website, and that it was published in a collection
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`of conference proceedings in the relevant year. Exhibit 1010, ¶¶ 18-20 (regarding
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`Chien), ¶¶ 21-23 (regarding Zhang), and ¶¶ 24-26 (regarding Gupta).
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`Mr. Munford relies solely on a search of online records at various libraries
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`using the full name of the conference to which the asserted reference pertains.
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`Exhibit 1012, ¶¶ 15-20 (regarding Zhang), ¶¶ 21-26 (regarding Gupta), ¶¶ 27-32
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`(regarding Chien). Mr. Munford did not state that he is familiar with the specific
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`practices of any of the identified libraries and he did not review a physical copy of
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`any reference at the libraries he searched. Id., ¶ 14.
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`II. RULES GOVERNING AUTHENTICATION
`To satisfy the requirement of authenticating or identifying an item of
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`evidence, the proponent must produce evidence sufficient to support a finding that
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`the item is what the proponent claims it is. Fed. R. Evid. 901(a). Certain evidence
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`can be “self-authenticating.” Fed. R. Evid. 902. For example, “ancient documents”
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`are considered self-authenticating but only if each is “in a condition that creates no
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`suspicion about its authenticity,” “was in a place where, if authentic, it would likely
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`be,” and “is at least 20 years old when offered.” Fed. R. Evid. 901(b)(8).
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`Petitioner’s evidence does not meet these standards.
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`III. PATENT OWNER’S OBJECTIONS
`A. Exhibit 1003 (Zhang)
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`Dr. Gupta does not state that he has first-hand knowledge that Exhibit 1003
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`was actually distributed at the VLSI ’97 Conference. He states only that he
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`“believes” it was distributed based on his general experience in attending
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`conferences and on the “general practice” in the scientific and engineering
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`community.” Exhibit 1010, ¶¶ 21-22. He does not state that the copy about which
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`he testified was obtained by him from the IEEE Xplore website. He states only that
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`he “understands” the reference was made available on the Xplore website. Id., ¶ 22.
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`He asserts that the Zhang reference was published as part of the VLSI ’97
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`Conference Proceedings and cites the page numbers where the reference appears.
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`Id. He does not, however, state that he has personal knowledge that the copy of the
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`reference about which he testified came from the published proceedings, such as
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`from a copy that he himself owns or has in his possession.
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`Mr. Munford admitted that he never viewed a physical copy of the Zhang
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`reference that was supposedly located in the libraries he cited. Exhibit 1012, ¶ 14.
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`Moreover, he located only the name of the conference proceedings in the library
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`records. Id., ¶¶ 15-20.
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`Accordingly, neither witness can confirm that Exhibit 1003 is what Petitioner
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`purports it to be. They were apparently handed a copy of the reference by Petitioner
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`or its counsel and told to testify about it without seeing or having any first-hand
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`knowledge about where the reference came from, when it was placed there or when
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`and under what circumstances the reference was obtained. Their testimony therefore
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`cannot establish that Exhibit 1003 is what Petitioner claims it to be nor that it “was
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`in a place where … it would likely be.” Fed. R. Evid. 901(a), 901(b)(8). Petitioner
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`offers no other testimony in support of authentication.
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`Patent Owner therefore objects to Exhibit 1003 for lack of authenticity.
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`B.
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`Exhibit 1004 (Gupta)
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`Dr. Gupta does not state that he has first-hand knowledge that Exhibit 1004
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`was actually distributed at the VLSI ’00 Workshop. He states only that he “believes”
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`it was distributed based on his general experience in attending conferences and on
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`the “general practice” in the scientific and engineering community.” Exhibit 1010,
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`¶¶ 24-25. He does not state that the copy about which he testified was obtained by
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`him from the IEEE Xplore website. He states only that he “understands” the
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`reference was made available on the Xplore website. Id., ¶ 25. He asserts that the
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`Gupta reference was published as part of the VLSI ’97 Conference Proceedings and
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`cites the page numbers where the reference appears. Id. He does not, however, state
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`that he has personal knowledge that the copy of the reference about which he
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`testified came from the published proceedings, such as from a copy that he himself
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`owns or has in his possession.
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`Mr. Munford admitted that he never viewed a physical copy of the Gupta
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`reference that was supposedly located in the libraries he cited. Exhibit 1012, ¶ 14.
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`Moreover, he located only the name of the conference proceedings in the library
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`records. Id., ¶¶ 21-26.
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`Accordingly, neither witness can confirm that Exhibit 1003 is what Petitioner
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`purports it to be. They were apparently handed a copy of the reference by Petitioner
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`or its counsel and told to testify about it without seeing or having any first-hand
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`knowledge about where the reference came from, when it was placed there or when
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`and under what circumstances the reference was obtained. Their testimony therefore
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`cannot establish that Exhibit 1004 is what Petitioner claims it to be nor that it “was
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`in a place where … it would likely be.” Fed. R. Evid. 901(a), 901(b)(8). Petitioner
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`offers no other testimony in support of authentication.
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`Patent Owner therefore objects to Exhibit 1004 for lack of authenticity.
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`C. Exhibit 1005 (Chien)
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`Dr. Gupta does not state that he has first-hand knowledge that Exhibit 1005
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`was actually distributed at the Frontiers ’96 Conference. He states only that he
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`“believes” it was distributed based on his general experience in attending
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`conferences and on the “general practice” in the scientific and engineering
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`community.” Exhibit 1010, ¶¶ 18-19. He does not state that the copy about which
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`he testified was obtained by him from the IEEE Xplore website. He states only that
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`he “understands” the reference was made available on the Xplore website. Id., ¶ 19.
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`He asserts that the Gupta reference was published as part of the Frontiers ‘96
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`Conference Proceedings and cites the page numbers where the reference appears.
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`Id. He does not, however, state that he has personal knowledge that the copy of the
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`reference about which he testified came from the published proceedings, such as
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`from a copy that he himself owns or has in his possession.
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`Mr. Munford admitted that he never viewed a physical copy of the Gupta
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`reference that was supposedly located in the libraries he cited. Exhibit 1012, ¶ 14.
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`Moreover, he located only the name of the conference proceedings in the library
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`records. Id., ¶¶ 27-32.
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`Accordingly, neither witness can confirm that Exhibit 1003 is what Petitioner
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`purports it to be. They were apparently handed a copy of the reference by Petitioner
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`or its counsel and told to testify about it without seeing or having any first-hand
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`knowledge about where the reference came from, when it was placed there or when
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`and under what circumstances the reference was obtained. Their testimony therefore
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`cannot establish that Exhibit 1005 is what Petitioner claims it to be nor that it “was
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`in a place where … it would likely be.” Fed. R. Evid. 901(a), 901(b)(8). Petitioner
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`offers no other testimony in support of authentication.
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`Patent Owner therefore objects to Exhibit 1005 for lack of authenticity.
`Respectfully submitted,
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`
`/s/ Jay P. Kesan
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`DiMuroGinsberg, PC-
`DGKeyIP Group
`Jay P. Kesan
`Reg. No. 37,488
`Cecil E. Key (admission pro hac vice
`pending)
`1750 Tysons Blvd., Suite 1500
`Tysons Corner, VA 22102
`Phone: 703-289-5118
`jkesan@dimuro.com
`ckey@dimuro.com
`
`Michael W. Shore
`mshore@shorechan.com
`Alfonso G. Chan
`achan@shorechan.com
`Ari B. Rafilson
`arafilson@shorechan.com
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`SHORE CHAN DEPUMPO LLP
`901 Main Street, Suite 3300
`Dallas, Texas 75202
`Telephone: 214-593-9110
`Facsimile: 214-593-9111
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 C.F.R. §§ 42.6(e)(4) and 42.25(b), the undersigned certifies
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`that on March 17, 2021, a complete copy of Patent Owner’s Objections to
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`Petitioner Exhibits 1003, 1004 and 1005 was filed electronically through the
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`Patent Trial and Appeal Board’s PTABE2E System and provided, via electronic
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`service, to the Petitioner by serving the correspondence address of record as
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`follows:
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`Brian C. Nash, brian.nash@pillsburylaw.com
`PILLSBURY WINTHROP SHAW PITTMAN LLP
`401 Congress Avenue, Ste. 1700
`Austin, Texas 78701
`
`Evan Finkel, evan.finkel@pillsburylaw.com
`PILLSBURY WINTHROP SHAW PITTMAN LLP
`725 South Figueroa Street, Ste. 2800
`Los Angeles, CA 90017-5406
`
`
`Matthew W. Hindman, matthew.hindman@pillsburylaw.com
`PILLSBURY WINTHROP SHAW PITTMAN LLP
`2550 Hanover Street
`Palo Alto, CA 94304
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`/s/ Cecil E. Key
`Cecil E. Key
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