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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`Paper No. 16
`March 16, 2021
`
`INTEL CORPORATION,
`Petitioner,
`v.
`FG SRC LLC,
`Patent Owner.
`
`
`
`
`
`
`
`IPR2020-01449
`Patent No. 7,149,867
`
`
`
`
`
`
`
`
`
`
`
`
`
`PATENT OWNER’S OBJECTIONS TO PETITIONER EXHIBITS 1003, 1004
`AND 1005
`
`

`

`
`
`LIST OF EXHIBITS
`
`2004
`
`2005
`
`2006
`
`2007
`2008
`
`Exhibit No. Descriptions
`Declaration of Dr. Vojin Oklobdzija
`2001
`Cray, Britannica Online Encyclopedia
`2002
`Declaration of Brandon Freeman dated 10/25/18
`2003
`SRC Labs LLC and Saint Regis Mohawk Tribe v. Microsoft
`Corporation, No. 2:18-cv-00321-JLR, Dkt. 125 (W.D. Wash. Oct.
`25, 2018)
`Plaintiff’s Original Complaint For Patent Infringement in FG SRC
`LLC v. Intel Corp., No. 6:20-cv-00315-ADA (W.D. Texas), filed
`April 24, 2020
`Plaintiff’s First Amended Complaint For Patent Infringement in
`FG SRC LLC v. Intel Corp., No. 6:20-cv-00315-ADA (W.D.
`Texas), filed April 24, 2020
`Declaration of Mark Wollgast dated 09/10/18
`Xilinx, Inc. v. Saint Regis Mohawk Tribe, IPR2018-0195
`COTS Journal, UAVs Lead Push for Embedded Supercomputing
`Press Release: SRC Computers Chosen by Lockheed Martin for
`U.S. Army Program
`Declaration of Henning Schmidt
`Declaration of Henning Schmidt, Exhibit A, IEEE Xplore:
`Advanced Search
`Declaration of Henning Schmidt, Exhibit B, IEEE Xplore:
`Advanced Search Results
`Declaration Of Ryan Kastner, Ph.D. In Support Of FG SRC
`LLC’s Opening Claim Construction Brief in FG SRC LLC v. Intel
`Corp., No. 6:20-cv-00315-ADA (W.D. Texas), filed April 24,
`2020
`Peter McMahon, High Performance Reconfigurable Computing for
`Science and Engineering Applications (Thesis Oct. 2006).
`Caliga, Delivering Acceleration: The Potential for Increased HPC
`Application Performance Using Reconfigurable Logic
`D. A. Buell, D. Caliga, J. P. Davis, G. Quan, “The DARPA
`boolean equation benchmark on a reconfigurable computer,”
`Proceedings of the Military and Aerospace Programmable Logic
`Devices (MAPLD) Conference, Washington, DC, 8-10 September
`
`2009
`2009-1
`
`2009-2
`
`2010
`
`2011
`
`2012
`
`2013
`
`
`
`i
`
`

`

`
`
`
`
`
`
`Exhibit No. Descriptions
`2004
`
`2014
`
`2015
`
`2016
`
`2017
`
`2018
`
`2019
`
`2020
`
`2021
`
`2022
`2023
`
`2024
`
`2025
`
`2026
`
`El-Araby, The Promise of High-Performance Reconfigurable
`Computing
`FG SRC LLC’s Opening Claim Construction Brief in FG SRC
`LLC v. Intel Corp., No. 6:20-cv-00315-ADA (W.D. Texas),
`filed April 24, 2020
`Kerr Machine Co. d/b/a Kerr Pumps v. Vulcan Industrial
`Holdings, LLC, No. 6:20-cv-00200, Text Order dated Aug. 2, 2020
`(W.D. Tex.)
`MultiMedia Content Mgmt LLC v. Dish Network L.L.C., No. 6:18-
`cv-00207, Dkt. 73 (W.D. Tex.)
`Solas OLED v. Dell Techs. Inc., No. 6:19-cv-00514, Text Order
`dated June 23, 2020
`Kerr Machine Co. v. Vulcan Indus. Holdings, LLC, No. 6:20-cv-
`200, Dkt. 28 (W.D. Tex. July 31, 2020)
`Kerr Machine Co. v. Vulcan Indus. Holdings, LLC, No. 6:20-cv-
`200, Dkt. 24 (W.D. Tex. June 14, 2020)
`Kerr Machine Co. v. Vulcan Indus. Holdings, LLC, No. 6:20-cv-
`200, Dkt. 12 (W.D. Tex., June 14, 2020)
`Email from J. Yi to Counsel (Aug. 3, 2020)
`FG SRC LLC v. Intel Corp., No. 1:20-cv-00834, Dkt. 48 (W.D.
`Tex. Nov. 23, 2020) (Amended Schedule)
`Continental Intermodal Group - Trucking LLC v. Sand Revolution
`LLC, No. 7:18-cv-00147, Text Order dated July 22, 2020 (W.D.
`Tex.)
`Solas OLED v. Dell Techs. Inc., No. 6:19-cv-00515, Text Order
`dated Jun. 23, 2020
`2019-07-11 - DirectStream MSFT - Huppenthal Declaration
`
`ii
`
`

`

`Pursuant to 37 C.F.R. § 42.2, Patent Owner FG SRC LLC (“Patent Owner”)
`
`hereby objects to exhibits submitted and relied on by Petitioner Intel Corporation
`
`(“Petitioner”) in its Petition and by the Board in its Institution Decision issued on
`
`March 3, 2021. See Paper 13. Patent Owner’s objections are being presented within
`
`10 business days of issuance of the Institution Decision and are therefore timely.
`
`See 37 C.F.R. § 42.2. As set forth further below, Patent Owner objects to Petitioner
`
`Exhibits 1003, 1004 and 1005 as not being properly authenticated as required by the
`
`Board’s rules and the Federal Rules of Evidence. 37 C.F.R. § 42.62; Fed. R. Evid.
`
`901.
`
`I.
`
`BACKGROUND
`In its Petition, Petitioner asserts three references, submitted as Exhibits 1003-
`
`1005, each of which is a non-patent reference that must qualify as a printed
`
`publication. Paper 1 at 10. Exhibit 1003 (“Zhang”) purports to be a paper entitled
`
`Architectural Adaptation for Application-Specific Locality Optimizations, the lead
`
`author of which was Xingbin Zhang. The Zhang reference was purportedly
`
`published in the Proceedings of the International Conference on Computer Design –
`
`VLSI in Computers and Processors (“VLSI ’97 Conference”). Id. Exhibit 1004
`
`(“Gupta”) purports to be a paper entitled Architectural Adaptation in AMRM
`
`Machines, the lead author of which is Rajesh Gupta. The Gupta reference was
`
`purportedly published in the Proceedings of the IEEE Computer Society Workshop
`
`
`
`1
`
`

`

`
`
`on VLSI 2000 (“VLSI ’00 Conference”). Id. Exhibit 1005 (“Chien”) purports to be
`
`a paper entitled MORPH: A System Architecture for Robust High Performance
`
`Using Customization (An NSF 100 TeraOps Point Design Study), the lead author of
`
`which is Andrew A. Chien. The Chien reference was purportedly published in the
`
`Proceedings of Frontiers ’96 – The Sixth Symposium on the Frontiers of Massively
`
`Parallel Computing (“Frontiers ’96 Conference”).
`
`For each reference, Petitioner relies on the testimony of Dr. Rajesh K. Gupta
`
`(Exhibit 1010) and Jacob Robert Munford (Exhibit 1012) to authenticate the
`
`reference. For each reference Dr. Gupta states that he “believe[s]” the reference was
`
`distributed at the particular conference, that he “understand[s]” the reference was
`
`made available on the IEEE Xplore website, and that it was published in a collection
`
`of conference proceedings in the relevant year. Exhibit 1010, ¶¶ 18-20 (regarding
`
`Chien), ¶¶ 21-23 (regarding Zhang), and ¶¶ 24-26 (regarding Gupta).
`
`Mr. Munford relies solely on a search of online records at various libraries
`
`using the full name of the conference to which the asserted reference pertains.
`
`Exhibit 1012, ¶¶ 15-20 (regarding Zhang), ¶¶ 21-26 (regarding Gupta), ¶¶ 27-32
`
`(regarding Chien). Mr. Munford did not state that he is familiar with the specific
`
`practices of any of the identified libraries and he did not review a physical copy of
`
`any reference at the libraries he searched. Id., ¶ 14.
`
`
`
`2
`
`

`

`
`
`II. RULES GOVERNING AUTHENTICATION
`To satisfy the requirement of authenticating or identifying an item of
`
`evidence, the proponent must produce evidence sufficient to support a finding that
`
`the item is what the proponent claims it is. Fed. R. Evid. 901(a). Certain evidence
`
`can be “self-authenticating.” Fed. R. Evid. 902. For example, “ancient documents”
`
`are considered self-authenticating but only if each is “in a condition that creates no
`
`suspicion about its authenticity,” “was in a place where, if authentic, it would likely
`
`be,” and “is at least 20 years old when offered.” Fed. R. Evid. 901(b)(8).
`
`Petitioner’s evidence does not meet these standards.
`
`III. PATENT OWNER’S OBJECTIONS
`A. Exhibit 1003 (Zhang)
`
`Dr. Gupta does not state that he has first-hand knowledge that Exhibit 1003
`
`was actually distributed at the VLSI ’97 Conference. He states only that he
`
`“believes” it was distributed based on his general experience in attending
`
`conferences and on the “general practice” in the scientific and engineering
`
`community.” Exhibit 1010, ¶¶ 21-22. He does not state that the copy about which
`
`he testified was obtained by him from the IEEE Xplore website. He states only that
`
`he “understands” the reference was made available on the Xplore website. Id., ¶ 22.
`
`He asserts that the Zhang reference was published as part of the VLSI ’97
`
`Conference Proceedings and cites the page numbers where the reference appears.
`
`
`
`3
`
`

`

`
`
`Id. He does not, however, state that he has personal knowledge that the copy of the
`
`reference about which he testified came from the published proceedings, such as
`
`from a copy that he himself owns or has in his possession.
`
`Mr. Munford admitted that he never viewed a physical copy of the Zhang
`
`reference that was supposedly located in the libraries he cited. Exhibit 1012, ¶ 14.
`
`Moreover, he located only the name of the conference proceedings in the library
`
`records. Id., ¶¶ 15-20.
`
`Accordingly, neither witness can confirm that Exhibit 1003 is what Petitioner
`
`purports it to be. They were apparently handed a copy of the reference by Petitioner
`
`or its counsel and told to testify about it without seeing or having any first-hand
`
`knowledge about where the reference came from, when it was placed there or when
`
`and under what circumstances the reference was obtained. Their testimony therefore
`
`cannot establish that Exhibit 1003 is what Petitioner claims it to be nor that it “was
`
`in a place where … it would likely be.” Fed. R. Evid. 901(a), 901(b)(8). Petitioner
`
`offers no other testimony in support of authentication.
`
`Patent Owner therefore objects to Exhibit 1003 for lack of authenticity.
`
`B.
`
`Exhibit 1004 (Gupta)
`
`Dr. Gupta does not state that he has first-hand knowledge that Exhibit 1004
`
`was actually distributed at the VLSI ’00 Workshop. He states only that he “believes”
`
`it was distributed based on his general experience in attending conferences and on
`
`
`
`4
`
`

`

`
`
`the “general practice” in the scientific and engineering community.” Exhibit 1010,
`
`¶¶ 24-25. He does not state that the copy about which he testified was obtained by
`
`him from the IEEE Xplore website. He states only that he “understands” the
`
`reference was made available on the Xplore website. Id., ¶ 25. He asserts that the
`
`Gupta reference was published as part of the VLSI ’97 Conference Proceedings and
`
`cites the page numbers where the reference appears. Id. He does not, however, state
`
`that he has personal knowledge that the copy of the reference about which he
`
`testified came from the published proceedings, such as from a copy that he himself
`
`owns or has in his possession.
`
`Mr. Munford admitted that he never viewed a physical copy of the Gupta
`
`reference that was supposedly located in the libraries he cited. Exhibit 1012, ¶ 14.
`
`Moreover, he located only the name of the conference proceedings in the library
`
`records. Id., ¶¶ 21-26.
`
`Accordingly, neither witness can confirm that Exhibit 1003 is what Petitioner
`
`purports it to be. They were apparently handed a copy of the reference by Petitioner
`
`or its counsel and told to testify about it without seeing or having any first-hand
`
`knowledge about where the reference came from, when it was placed there or when
`
`and under what circumstances the reference was obtained. Their testimony therefore
`
`cannot establish that Exhibit 1004 is what Petitioner claims it to be nor that it “was
`
`
`
`5
`
`

`

`
`
`in a place where … it would likely be.” Fed. R. Evid. 901(a), 901(b)(8). Petitioner
`
`offers no other testimony in support of authentication.
`
`Patent Owner therefore objects to Exhibit 1004 for lack of authenticity.
`
`C. Exhibit 1005 (Chien)
`
`Dr. Gupta does not state that he has first-hand knowledge that Exhibit 1005
`
`was actually distributed at the Frontiers ’96 Conference. He states only that he
`
`“believes” it was distributed based on his general experience in attending
`
`conferences and on the “general practice” in the scientific and engineering
`
`community.” Exhibit 1010, ¶¶ 18-19. He does not state that the copy about which
`
`he testified was obtained by him from the IEEE Xplore website. He states only that
`
`he “understands” the reference was made available on the Xplore website. Id., ¶ 19.
`
`He asserts that the Gupta reference was published as part of the Frontiers ‘96
`
`Conference Proceedings and cites the page numbers where the reference appears.
`
`Id. He does not, however, state that he has personal knowledge that the copy of the
`
`reference about which he testified came from the published proceedings, such as
`
`from a copy that he himself owns or has in his possession.
`
`Mr. Munford admitted that he never viewed a physical copy of the Gupta
`
`reference that was supposedly located in the libraries he cited. Exhibit 1012, ¶ 14.
`
`Moreover, he located only the name of the conference proceedings in the library
`
`records. Id., ¶¶ 27-32.
`
`
`
`6
`
`

`

`
`
`Accordingly, neither witness can confirm that Exhibit 1003 is what Petitioner
`
`purports it to be. They were apparently handed a copy of the reference by Petitioner
`
`or its counsel and told to testify about it without seeing or having any first-hand
`
`knowledge about where the reference came from, when it was placed there or when
`
`and under what circumstances the reference was obtained. Their testimony therefore
`
`cannot establish that Exhibit 1005 is what Petitioner claims it to be nor that it “was
`
`in a place where … it would likely be.” Fed. R. Evid. 901(a), 901(b)(8). Petitioner
`
`offers no other testimony in support of authentication.
`
`
`
`
`
`
`
`Patent Owner therefore objects to Exhibit 1005 for lack of authenticity.
`Respectfully submitted,
`
`
`/s/ Jay P. Kesan
`
`DiMuroGinsberg, PC-
`DGKeyIP Group
`Jay P. Kesan
`Reg. No. 37,488
`Cecil E. Key (admission pro hac vice
`pending)
`1750 Tysons Blvd., Suite 1500
`Tysons Corner, VA 22102
`Phone: 703-289-5118
`jkesan@dimuro.com
`ckey@dimuro.com
`
`Michael W. Shore
`mshore@shorechan.com
`Alfonso G. Chan
`achan@shorechan.com
`Ari B. Rafilson
`arafilson@shorechan.com
`
`
`
`7
`
`

`

`
`
`
`
`
`
`SHORE CHAN DEPUMPO LLP
`901 Main Street, Suite 3300
`Dallas, Texas 75202
`Telephone: 214-593-9110
`Facsimile: 214-593-9111
`
`
`
`8
`
`

`

`
`
`
`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. §§ 42.6(e)(4) and 42.25(b), the undersigned certifies
`
`that on March 17, 2021, a complete copy of Patent Owner’s Objections to
`
`Petitioner Exhibits 1003, 1004 and 1005 was filed electronically through the
`
`Patent Trial and Appeal Board’s PTABE2E System and provided, via electronic
`
`service, to the Petitioner by serving the correspondence address of record as
`
`follows:
`
`Brian C. Nash, brian.nash@pillsburylaw.com
`PILLSBURY WINTHROP SHAW PITTMAN LLP
`401 Congress Avenue, Ste. 1700
`Austin, Texas 78701
`
`Evan Finkel, evan.finkel@pillsburylaw.com
`PILLSBURY WINTHROP SHAW PITTMAN LLP
`725 South Figueroa Street, Ste. 2800
`Los Angeles, CA 90017-5406
`
`
`Matthew W. Hindman, matthew.hindman@pillsburylaw.com
`PILLSBURY WINTHROP SHAW PITTMAN LLP
`2550 Hanover Street
`Palo Alto, CA 94304
`
`
`
`
`
`
`
`
`
`
`
`
`
`/s/ Cecil E. Key
`Cecil E. Key
`
`
`
`
`
`
`
`9
`
`

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