UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`BAYERISCHE MOTOREN WERKE AKTIENGESELLSCHAFT & BMW
`OF NORTH AMERICA, LLC,
`Petitioners
`
`v.
`
`PAICE LLC & THE ABELL FOUNDATION, INC.
`Patent Owners
`
`
`
`
`
`
`
`
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`
`
`Inter Partes Review No.: IPR2020-01386
`
`U.S. Patent No. 7,237,634 K2
`
`___________________
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`PETITIONERS’ UPDATED EXHIBIT LIST
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`BAYERISCHE MOTOREN WERKE AKTIENGESELLSCHAFT & BMW
`OF NORTH AMERICA, LLC,
`Petitioners
`
`v.
`
`PAICE LLC & THE ABELL FOUNDATION, INC.
`Patent Owners
`
`
`
`
`
`
`
`
`
`
`
`Inter Partes Review No.: IPR2020-01386
`
`U.S. Patent No. 7,237,634 K2
`
`___________________
`
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`
`Petitioners’ Updated Exhibit List
`Case No. IPR2020-01386
`U.S. Patent No. 7,237,634
`
`
`Exhibit No. Description of Exhibit
`BMW1001 U.S. Patent No. 7,237,634, including Inter Partes Review
`Certificates issued as U.S. Patent No. 7,237,634 K1 and U.S.
`Patent No. 7,237,634 K2
`BMW1002 USPTO Assignments on the Web for U.S. Patent No. 7,237,634
`K2
`
`Reserved
`
`BMW1003-
`BMW1007
`BMW1008 Declaration of Dr. Gregory W. Davis in Support of Inter Partes
`Review of U.S. Patent No. 7,237,634 K2
`BMW1009 Curriculum Vitae of Dr. Gregory W. Davis
`BMW1010 Reserved
`BMW1011 Ford Motor Co. v. Paice LLC, IPR2014-00884, Paper 38, Final
`Written Decision (P.T.A.B. Dec. 10, 2015)
`
`BMW1012 File History for U.S. Patent No. 7,104,347 K2
`BMW1013 U.S. Patent No. 5,343,970 (“Severinsky” or “Severinsky ’970”)
`Reserved
`BMW1014-
`BMW1019
`BMW1020 U.S. Patent No. 6,188,945 (“Graf”)
`International Application Publication No. WO 92/15778 (“Ma”)
`BMW1021
`BMW1022 U.S. Patent No. 5,650,931 (“Nii”)
`Innovations in Design: 1993 Ford Hybrid Electric Vehicle
`BMW1023
`Challenge, Society of Automotive Engineers, SAE/SP-94/980,
`Davis, G.W. et al., “United States Naval Academy, AMPhibian”
`(Feb. 1994), 277-87
`
`1
`
`
`
`Petitioners’ Updated Exhibit List
`Case No. IPR2020-01386
`U.S. Patent No. 7,237,634
`
`
`Exhibit No. Description of Exhibit
`BMW1024 1996 Future Car Challenge, Society of Automotive Engineers,
`SAE/SP-97/1234, Swan, J. et al., “Design and Development of
`Hyades, a Parallel Hybrid Vehicle for the 1996 FutureCar
`Challenge” (Feb. 1997), 23-30
`BMW1025 1997 Future Car Challenge, Society of Automotive Engineers,
`SAE/SP-98/1359, Swan, J. et al., “Design and Development of
`Hyades, a Parallel Hybrid Electric Vehicle for the 1997 FutureCar
`Challenge” (Feb. 1998), 29-39
`BMW1026 U.S. Provisional Appl. No. 60/100,095 (Filed Sep. 11, 1998)
`BMW1027 Wakefield, E.H., Ph.D., History of the Electric Automobile –
`Hybrid Electric Vehicles, Society of Automotive Engineers,
`SAE/SP-98/3420 (1998), 17-34 (Chapter 2: The History of the
`Petro-Electric Vehicle)
`BMW1028 Unnewehr, L.E. et al., “Hybrid Vehicle for Fuel Economy,”
`Society of Automotive Engineers, SAE/SP-76/0121 (1976)
`BMW1029 Burke, A.F., “Hybrid/Electric Vehicle Design Options and
`Evaluations,” Society of Automotive Engineers, SAE/SP-92/0447,
`International Congress & Exposition, Detroit, Michigan (Feb. 24-
`28, 1992)
`BMW1030 Duoba, M, “Challenges for the Vehicle Tester in Characterizing
`Hybrid Electric Vehicles,” 7th CRC On Road Vehicle Emissions
`Workshop, San Diego, California (Apr. 9-11, 1997)
`BMW1031 Electric and Hybrid Vehicles Program, 18th Annual Report to
`Congress for Fiscal Year 1994, U.S. Department of Energy (Apr.
`1995)
`BMW1032 Bates, B. et al., “Technology for Electric and Hybrid Vehicles,”
`Society of Automotive Engineers, SAE/SP-98/1331 (Feb. 1998)
`BMW1033 Stodolsky, F. et al., “Strategies in Electric and Hybrid Vehicle
`Design,” Society of Automotive Engineers, SAE/SP-96/1156,
`Kozo, Y. et al., “Development of New Hybrid System – Dual
`System,” SAE/SP-96/0231 (Feb. 1996), 25-33
`
`2
`
`
`
`Petitioners’ Updated Exhibit List
`Case No. IPR2020-01386
`U.S. Patent No. 7,237,634
`
`
`Exhibit No. Description of Exhibit
`BMW1034 Leschly, K.O., Hybrid Vehicle Potential Assessment, Volume 7:
`Hybrid Vehicle Review, U.S. Department of Energy (Sep. 30,
`1979)
`BMW1035 Reserved
`BMW1036 Masding, P.W., et al., “A microprocessor controlled gearbox for
`use in electric and hybrid-electric vehicles,” Transactions of the
`Institute of Measurement and Control, Vol. 10, No. 4 (July –Sep.
`1988), 177-86
`BMW1037 Reserved
`BMW1038 U.S. Patent No. 6,209,672 (“Severinsky ’672”)
`BMW1039 Davis, G.W., Ph.D. et al., Introduction to Automotive Powertrains,
`Chapter 2: Road Loads (2000), 27-68
`BMW1040 Ehsani, M. et al., “Propulsion System Design of Electric
`Vehicles,” Texas A&M University, Department of Electrical
`Engineering (1996), 7-13
`BMW1041 Ehsani, M. et al., “Propulsion System Design of Electric and
`Hybrid Vehicles,” IEEE Transactions on Industrial Electronics,
`Vol. 44, No. 1 (Feb. 1997), 19-27
`BMW1042 Bauer, H., ed., Automotive Handbook, Robert Bosch Gmbh (4th
`Ed. Oct. 1996), Excerpts
`BMW1043 Design Innovations in Electric and Hybrid Electric Vehicles,
`Society of Automotive Engineers, SAE/SP-96/1089, Anderson,
`C., et al, “The Effects of APU Characteristics on the Design of
`Hybrid Control Strategies for Hybrid Electric Vehicles,” SAE/SP-
`95/0493 (Feb. 1995), 65-71
`BMW1044 U.S. Patent No. 5,656,921 (“Farrall”)
`BMW1045 Stone, R., Introduction to Internal Combustion Engines, Chapter
`9: Turbocharging (2nd Ed. 1995), 324-53
`
`3
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`
`
`Petitioners’ Updated Exhibit List
`Case No. IPR2020-01386
`U.S. Patent No. 7,237,634
`
`
`Exhibit No. Description of Exhibit
`BMW1046 Bauer, H., ed., Automotive Handbook, Robert Bosch Gmbh (4th
`Ed. Oct. 1996), Excerpts
`BMW1047 Heisler, H., Advanced Engine Technology, Chapters 6.7-6.10
`(1995), 315-47
`Reserved
`
`BMW1048-
`BMW1050
`BMW1051 U.S. Patent No. 5,823,280 (“Lateur”)
`Reserved
`BMW1052-
`BMW1053
`BMW1054 Quigley, et al., “Predicting the Use of a Hybrid Electric Vehicle
`(“Quigley”)
`BMW1055 Declaration of Sylvia Hall-Ellis, Ph.D.
`BMW1056 U.S. Patent No. 5,189,621 (“Onari”)
`BMW1057 U.S. Patent No. 4,625,697 (“Hosaka”)
`BMW1058 U.S. Patent No. 5,533,583 (“Adler”)
`BMW1059 Ford Motor Co. v. Paice LLC, IPR2014-01416, Paper 26, Final
`Written Decision (P.T.A.B. Mar. 10, 2016)
`BMW1060 Ford Motor Co. v. Paice LLC, IPR2015-00722, Paper 13,
`Institution Decision (P.T.A.B. Oct. 26, 2015)
`BMW1061 Ford Motor Co. v. Paice LLC, IPR2015-00787, Paper 12,
`Institution Decision (P.T.A.B. Oct. 26, 2015)
`BMW1062 Ford Motor Co. v. Paice LLC, IPR2015-00791, Paper 12,
`Institution Decision (P.T.A.B. Oct. 27, 2015)
`BMW1063 Ford Motor Co. v. Paice LLC, IPR2014-00904, Paper 41, Final
`Written Decision (P.T.A.B. Dec. 10, 2015)
`
`4
`
`
`
`Petitioners’ Updated Exhibit List
`Case No. IPR2020-01386
`U.S. Patent No. 7,237,634
`
`
`Exhibit No. Description of Exhibit
`BMW1064 Ford Motor Co. v. Paice LLC, IPR2015-00758, Paper 28, Final
`Written Decision (P.T.A.B. Nov. 8, 2016)
`BMW1065 Ford Motor Co. v. Paice LLC, IPR2015-00785, Paper 31, Final
`Written Decision (P.T.A.B. Oct. 21, 2016)
`BMW1066 Ford Motor Co. v. Paice LLC, IPR2015-00801, Paper 28, Final
`Written Decision (P.T.A.B. Oct. 21, 2016)
`BMW1067 Ford Motor Co. v. Paice LLC, IPR2015-00606, Paper 33, Final
`Written Decision (P.T.A.B. Nov. 8, 2016)
`BMW1068 U.S. Patent No. 5,842,534 (“Frank”)
`BMW1069 Vittone, Oreste, “Fiat Conceptual Approach to Hybrid Cars
`Design,” 12th International Electric Vehicle Symposium, Volume
`2 (1994)
`BMW1070 U.S. Patent No. 5,865,263 (“Yamaguchi”)
`BMW1071 U.S. Patent No. 5,623,104 (“Suga”)
`BMW1072 Paice LLC v. Ford Motor Co., Appeal Nos. 2017-1387, 2017-
`1388, 2017-1390, 2017-1457, 2017-1458, Doc. 70-2, Opinion
`(Fed. Cir. Feb. 1, 2018)
`BMW1073 Paice LLC v. Ford Motor Co., Appeal Nos. 2016-1746, 2016-
`2034 Doc. 57-2, Opinion (Fed. Cir. Apr. 21, 2017)
`BMW1074 An, F. and Barth, M., “Critical Issues in Quantifying Hybrid
`Electric Vehicle Emissions and Fuel Consumption,” Society of
`Automotive Engineers, SAE/SP-98/1902 (Aug. 1998)
`BMW1075 Heywood, J.B., Internal Combustion Engine Fundamentals,
`(McGraw-Hill 1998).
`BMW1076 Pulkrabek, W.W., Engineering Fundamentals of the Internal
`Combustion Engine, Excerpts (Prentice Hall 1997)
`
`5
`
`
`
`Petitioners’ Updated Exhibit List
`Case No. IPR2020-01386
`U.S. Patent No. 7,237,634
`
`
`Exhibit No. Description of Exhibit
`BMW1077 Hawley, G.G., The Condensed Chemical Dictionary, Excerpts (9th
`Ed. 1977)
`BMW1078 Brown, T.L. and LeMay, H.E., Jr., Chemistry: The Central
`Science, Chapter 3: Stoichiometry (3rd Ed. 1985)
`BMW1079 Engh, G.T. and Wallman, S, “Development of the Volvo Lambda-
`Sond System,” SAE/SP-77/0295 (1978)
`BMW1080 Stefanopoulou, A.G., et al., “Engine Air-Fuel Ratio and Torque
`Control Using Secondary Throttles,” Proceedings of the 33rd
`Conference on Decision and Control (Dec. 1994)
`BMW1081 Takaoka, T., et al.., “A High-Expansion-Ratio Gasoline Engine for
`the TOYOTA Hybrid System,” Toyota Technical Review, Vol. 47,
`No. 2 (Apr. 1998), 53-61
`BMW1082 Palm III, W.J., Control Systems Engineering, Excerpts (John
`Wiley & Sons 1986)
`Jurgen, R.K., Ed., Automotive Electronics Handbook, Excerpts
`(McGraw Hill 1995)
`BMW1084 U.S. Patent No. 5,479,898 (“Cullen”)
`BMW1085 Kruse, R.E. and Huls, T.A., “Development of the Federal Urban
`Driving Schedule,” Automobile Engineering Meeting, SAE/SP-
`73/0552 (1973)
`BMW1086 Paice LLC et al. v. BMW AG et al., No. 1:19-cv-003348-SAG,
`Order (D. Md. Nov. 25, 2020)
`BMW1087 Declaration of Jacob Z. Zambrzycki in Support of Motion for Pro
`Hac Vice Admission Under 37 C.F.R. § 42.10
`BMW1088 Reply Declaration of Dr. Gregory W. Davis in Support of Inter
`Partes Review of U.S. Patent No. 7,237,634 K2
`BMW1089 Deposition Transcript of Dr. Mahdi Shahbakhti (May 6, 2021) –
`for IPR2020-00994
`
`BMW1083
`
`6
`
`
`
`Petitioners’ Updated Exhibit List
`Case No. IPR2020-01386
`U.S. Patent No. 7,237,634
`
`
`Exhibit No. Description of Exhibit
`BMW1090 European Patent No. EP 0,576,703 (“Graf ’703”)
`BMW1091 Kalberlah, A., “Electric Hybrid Drive Systems for Passenger Cars
`and Taxis,” Society of Automotive Engineers, SAE/SP-91/0247,
`International Congress and Exposition, Detroit, Michigan (Feb.
`25-Mar. 1, 1991) (“SAE Paper 910247”)
`BMW1092 Ehsani, M., et al., Modern Electric, Hybrid Electric, and Fuel Cell
`Vehicles: Fundamentals, Theory, and Design (CRC Press 2005),
`Chapter 8 (“Parallel Hybrid Electric Drive Train Design”)
`(“Ehsani 2005”)
`
`BMW1093-
`BMW1097 Reserved
`BMW1098 Declaration of Mahdi Shahbakhti, Ph.D. Regarding U.S. Patent
`No. 7,723,932 in Case IPR2019-00011
`BMW1099 U.S. Patent Application Publication No. 2004/0069548 (“Kira”)
`(Exhibit 1005 in Case IPR2019-00011)
`BMW1100 U.S. Patent Application Publication No. 2003/0150352 (“Kumar”)
`(Exhibit 1006 in Case IPR2019-00011)
`BMW1101 Videotape of May 6, 2021 Deposition of Dr. Mahdi Shahbakhti,
`which is available from Petitioners upon request
`BMW1102 Reserved
`BMW1103 Deposition Transcript of Dr. Mahdi Shahbakhti (June 17, 2021) –
`for IPR2020-01299
`BMW1104 Excerpts from “Handbook of Air Pollution from Internal
`Combustion Engines” (Additional excerpts from the reference
`attached as Patent Owner Exhibit 2032 in IPR2020-01299)
`BMW1105 Deposition Transcript of Dr. Mahdi Shahbakhti (July 15, 2021) –
`for IPR2020-01386
`
`7
`
`
`
`Petitioners’ Updated Exhibit List
`Case No. IPR2020-01386
`U.S. Patent No. 7,237,634
`
`
`Exhibit No. Description of Exhibit
`BMW1106 Videotape of July 15, 2021 Deposition of Dr. Mahdi Shahbakhti,
`which is available from Petitioners upon request
`BMW1107 Ehsani, M., et al., Modern Electric, Hybrid Electric, and Fuel Cell
`Vehicles: Fundamentals, Theory, and Design (CRC Press 2005),
`Preface and Chapter 1 (“Environmental Impact and History of
`Modern Transportation”) (“Ehsani 2005”)
`BMW1108 Guzzella, L. and Sciarretta, A., Vehicle Propulsion Systems:
`Introduction to Modeling and Optimization, Second Edition
`(Springer Berlin Heidelberg 2007), Chapter 7 (“Supervisory
`Control Algorithms”) (“Guzzella 2007”)
`
`Reserved
`
`BMW1109-
`1110
`BMW1111 Petitioners’ Oral Argument Demonstratives
`
`
`
`
`
`Dated: November 8, 2021
`
`Respectfully submitted,
`
`/Vincent J. Galluzzo/
`Jeffrey D. Sanok (Reg. No. 32,169)
`Vincent J. Galluzzo (Reg. No. 67,830)
`Crowell & Moring LLP
`1001 Pennsylvania Avenue NW
`Washington, DC 20004-2595
`Tel.: (202) 624-2500
`Fax.: (202) 628-8844
`jsanok@crowell.com
`vgalluzzo@crowell.com
`
`Scott L. Bittman (Reg. No. 55,007)
`Jacob Z. Zambrzycki (pro hac vice)
`Crowell & Moring LLP
`590 Madison Avenue, 20th Floor
`New York, NY 10022-2544
`
`8
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`
`
`Petitioners’ Updated Exhibit List
`Case No. IPR2020-01386
`U.S. Patent No. 7,237,634
`
`
`Telephone No.: (212) 223-4000
`Facsimile No.: (212) 223-4134
`sbittman@crowell.com
`jzambrzycki@crowell.com
`
`Counsel for Petitioners
`Bayerische Motoren Werke
`Aktiengesellschaft and BMW of North
`America, LLC
`
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`
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`
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`
`
`9
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`Petitioners’ Updated Exhibit List
`Case No. IPR2020-01386
`U.S. Patent No. 7,237,634
`
`
`Certificate of Service
`
`Pursuant to 37 C.F.R. § 42.6(e)(4), I certify that the foregoing Petitioners’
`
`Updated Exhibit List was served on November 8, 2021 via electronic mail on the
`
`following counsel of record for Patent Owners:
`
`Ruffin B. Cordell (Reg. No. 33,487)
`Brian J. Livedalen (Reg. No. 67,450)
`Timothy W. Riffe (Reg. No. 43,881)
`FISH & RICHARDSON P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`IPR36351-0004IP1@fr.com
`PTABInbound@fr.com
`
`
`
`
`
`Dated: November 8, 2021
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/Vincent J. Galluzzo/
`Vincent J. Galluzzo
`
`10
`
`
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