PTO/SB/Oaa (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`Application Number
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`14210572
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`
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`Filing Date
`2014—03—14
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`INFORMATION DISCLOSURE
`First Named Inventor
`Fernando DiCaprio
`
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`STATEMENT BY APPLICANT
`A“ Unit
`I
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`( Not for submission under 37 CFR 1.99)
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`Examiner Name
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`Attorney Docket Number
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`8969683l2
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`U.S.PATENTS
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`E’Fijner C'te
`Patent Number
`Kmd
`Issue Date
`Name Of Patentee or Applicant Relevant Passages or Relevant
`Initial
`No
`Code1
`of Cited Document
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`Figures Appear
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`1
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`2
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`4581017
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`1986-04-08
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`Sahota
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`5385562
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`1995—01—31
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`Adams
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`3
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`4
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`5439445
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`1995-08-08
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`Kontos
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`5290247
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`1994—03—01
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`Crittendon
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`5
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`6
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`7
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`8048032
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`2011—11—01
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`Root et al.
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`8142413
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`2012-03-27
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`Root et al.
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`8292850
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`2012—10—23
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`Root et al.
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`If you wish to add additional U.S. Patent citation information please click the Add button.
`U.S.PATENT APPLICATION PUBLICATIONS
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`EFS Web 2.1.17
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`Teleflex Ex. 2196
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`Medtronic v. Teleflex
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`
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`INFORMATION DISCLOSURE
`
` Application Number
`
`14210572
`
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`Examiner Name
`
`2014-03-14
`
`Filing Date
`First Named Inventor
`Fernando Di Caprio
`
`
`
`
`Attorney Docket Number
`l8969683/2
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`Publication
`Number
`
`Kind
`Code1
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`Publication
`Date
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`Include copy of this form with next communication to applicant.
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`
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`Pages,Columns,Lines where
`Examiner
`Name of Patentee or Applicant
`Cite No
`Initial*
`Relevant Passages or Relevant
`of cited Document
`Figures Appear
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`
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`If you wish to add additional U.S. Published Application citation information please click the Add button. Add
`FOREIGN PATENT DOCUMENTS Remove
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`Examiner Cite Foreign Document
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`Pages,Columns,Lines
`Publication
`Kind
`Name of Patentee or where Relevant
`Country
`Applicant of cited
`Code4
`Date
`Code2 i
`T
`Passages or Relevant
`Document
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`Figures Appear
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`5
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`Add
`If you wish to add additional Foreign Patent Document citation information please click the Add button
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`NON-PATENT LITERATURE DOCUMENTS
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`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`Examiner Clte
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
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`publisher, city and/or country where published.
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`
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`If you wish to add additional non-patent literature document citation information please click the Add button Add
`EXAMINER SIGNATURE
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`5 Applicant is to place a check mark here if
`English language translation is attached.
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`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`
`Examiner Name
`
`
`14210572
`Application Number
`2014-03-14
`
`Filing Date
`First Named Inventor
`Fernando Di Caprio
`
`
`
`
`Attorney Docket Number
`l8969683/2
`
`
`
`
`
`
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`|:I
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`
`I:
`
`
`
`|: See attached certification statement.
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`|: The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`E A certification statement is not submitted herewith.
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`SIGNATURE
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`
`
`
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`Signature
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`Name/Print
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`[Sean D. Solberg, Reg. No. 48653]
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`Date (YYYY-MM-DD)
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`2014—07—02
`
`Sean D. Solberg
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`Registration Number
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`48653
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`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US.
`Patent and Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
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`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that:
`(1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent.
`If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
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`1.
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`2.
`
`3.
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`4.
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`5.
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`6.
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`7.
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`8.
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`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these record 5.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance ofa patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
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`9.
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`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
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