`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`MEDTRONIC, INC., AND MEDTRONIC VASCULAR, INC.,
`Petitioner,
`
`v.
`
`TELEFLEX LIFE SCIENCES LIMITED,
`Patent Owner.
`
`
`Case IPR2020-01343
`Patent RE 46,116
`
`
`
`PETITIONER’S EXHIBIT LIST
`
`
`
`IPR2020-01343
`Patent RE 46,116
`
`
`EXHIBIT LIST1
`
`
`Exhibit
`1001
`1002
`1003
`1004
`
`1005
`1006
`1007
`1008
`1009
`1010
`
`Description
`U.S. Patent No. RE 46,116 (“the ’116 patent”)
`File history for U.S. Patent No. 8,292,850
`File history for U.S. Patent No. RE 46,116
`Assignment record of the ’116 patent from the USPTO assignment
`database
`Declaration of Doctor Stephen JD Brecker, M.D.
`Curriculum Vitae of Doctor Stephen JD Brecker, M.D.
`U.S. Patent No. 7,736,355 (“Itou”)
`U.S. Patent No. 7,604,612 (“Ressemann”)
`U.S. Patent No. 5,439,445 (“Kontos”)
`New Method to Increase a Backup Support of a 6 French Guiding
`Coronary Catheter, Catheterization and Cardiovascular
`Interventions 63: 452-456 (2004) (“Takahashi”)
`Excerpt of prosecution history of U.S. Patent No. 8,048,032
`(Application 11/416,629) (Amendment and Response, April 6, 2009)
`Joint Claim Construction Statement in QXMedical, LLC v. Vascular
`Solutions, Inc., D. Minn., No. 17-cv-01969 (January 10, 2018), D.I.
`36; D.I. 36-1.
`1013 Markman Order in QXMedical, LLC v. Vascular Solutions, Inc., D.
`Minn., No. 17-cv-01969 (October 30, 2018), D.I. 102
`
`1011
`
`1012
`
`
`1 Note: Significant gaps in sequential numbering—noted by the “RESERVED”
`
`designations—are to maintain numbering of exhibits consistent with related IPR
`
`proceedings (IPR2020-00126, -00127, -00128, -00129, -00130, -00132, -00134, -
`
`00135, -00136, -00137, -00138), for the Board’s convenience.
`
`1
`
`
`
`1015
`
`1021
`
`1024
`
`IPR2020-01343
`Patent RE 46,116
`
`Description
`Exhibit
`1014 Meads, C., et al., Coronary artery stents in the treatment of
`ischaemic heart disease: a rapid and systematic review, Health
`Technology Assessment 2000 4(23) (“Meads”)
`Excerpt from Grossman’s Cardiac Catheterization, Angiography,
`and Intervention (6th edition) (2000) (chapters 1, 4, 11, 23-25).
`US Patent Publication 2003/0233117 (“Adams ’117”)
`1016
`U.S. Patent No. 5,902,290 (“Peacock”)
`1017
`U.S. Patent No. 5,891,056 (“Ramzipoor”)
`1018
`U.S. Patent No. 6,398,773 (“Bagaoisan”)
`1019
`1020 Mehan, Coronary Angioplasty through 4 French Diagnostic
`Catheters, Catheterization and Cardiovascular Interventions 30:22-
`26 (1993) (“Mehan”)
`Excerpt of prosecution history for application 11/232,876 (Office
`Action, 6/20/09)
`Cordis, Instructions for Use, CYPHER™ (April 2003)
`1022
`1023 Medtronic, Summary of Safety and Effectiveness Data, Driver™
`Coronary Stent System (October 1, 2003)
`Boston Scientific, Summary of Safety and Effectiveness Data,
`TAXUS™ Express2™ Drug-Eluting Coronary Stent System (March
`4, 2004)
`U.S. Publication Application No. 2005/0015073 (“Kataishi”)
`U.S. Patent No. 5,489,278 (“Abrahamson”)
`U.S. Patent No. RE45,776 (“Root”)
`Baim, Randomized Trial of a Distal Embolic Protection Device
`During Percutaneous Intervention of Saphenous Vein Aorto-
`Coronary Bypass Grafts, Circulation 105:1285-1290 (2002)
`(“Baim”)
`Limbruno, Mechanical Prevention of Distal Embolization During
`Primary Angioplasty, Circulation 108:171-176 (2003) (“Limbruno”)
`U.S. Patent No. 5,413,560 (“Solar ’560”)
`
`1025
`1026
`1027
`1028
`
`1029
`
`1030
`
`2
`
`
`
`IPR2020-01343
`Patent RE 46,116
`
`Exhibit
`1031
`
`1037
`
`1038
`
`1039
`
`1032
`
`Description
`Schöbel, Percutaneous Coronary Interventions Using a New 5
`French Guiding Catheter: Results of a Prospective Study,
`Catheterization & Cardiovascular Interventions 53:308-312 (2001)
`(“Schöbel”)
`The sliding rail system (monorail): description of a new technique
`for intravascular instrumentation and its application to coronary
`angioplasty, Z. Kardio. 76:Supp. 6, 119-122 (1987) (“Bonzel”)
`U.S. Publication Application No. 2004/0236215 (Mihara)
`1033
`U.S. Patent No. 5,527,292 (“Adams ’292”)
`1034
`U.S. Publication Application No. 2004/0010280 (“Adams ’280”)
`1035
`1036 Williams et al., Percutaneous Coronary Intervention in the Current
`Era Compared with 1985-1986, Circulation (2000) 102:2945-2951.
`Dorros, G., et al., Coronary Angioplasty in Patients with Prior
`Coronary Artery Bypass Surgery, Cardiology Clinics 7(4): 791-803
`(1989)
`Ozaki et al, New Stent Technologies, Progress in Cardiovascular
`Disease 2:129-140 (1996)
`Urban et al., Coronary stenting through 6 French Guiding
`Catheters, Catheterization and Cardiovascular Diagnosis (1993)
`28:263-266
`Excerpt of McGraw-Hill Dictionary of Scientific and Technical
`Terms (5th edition) (1994) (defining “flexural modulus”)
`Excerpt from Kern’s The Interventional Cardiac Catheterization
`Handbook (2nd edition) (2004) (chapter 1)).
`Declaration of Dr. Richard A. Hillstead, Ph.D.
`1042
`Curriculum Vitae of Dr. Richard A. Hillstead, Ph.D.
`1043
`U.S. Patent No. 5,961,510 (“Fugoso”)
`1044
`U.S. Patent No. 6,199,262 (“Martin”)
`1045
`U.S. Patent No. 6,042,578 (“Dinh”)
`1046
`1047 WO 97/37713 (“Truckai”)
`
`1040
`
`1041
`
`3
`
`
`
`1056
`
`IPR2020-01343
`Patent RE 46,116
`
`Description
`Exhibit
`Terumo Heartrail II product literature
`1048
`1049 Medtronic Launcher product literature
`1050
`U.S. Patent No. 5,980,486 (“Enger”)
`1051
`U.S. Patent No. 5,911,715 (“Berg”)
`1052
`U.S. Patent No. 5,545,149 (“Brin”)
`1053
`U.S. Patent No. 5,720,300 (“Fagan”)
`1054
`U.S. Patent No. 5,120,323 (“Shockey”)
`1055
`Sakurada, Improved Performance of a New Thrombus Aspiration
`Catheter: Outcomes From In Vitro Experiments and a
`Case Presentation (“Sakurada”)
`Nordenstrom, New Instruments for Catheterization and
`Angiocardiography (“Nordenstrom”)
`U.S. Patent No. 5,445,625 (“Voda”)
`U.S. Patent No. 6,595,952 (“Forsberg”)
`U.S. Patent No. 6,860,876 (“Chen”)
`U.S. Patent No. 6,638,268 (“Niazi”)
`U.S. Patent No. 5,690,613 (“Verbeek”)
`lserson, J.-F.-B. Charrière: The Man Behind the “French” Gauge,
`The Journal of Emergency Medicine. Vol. 5 pp 545-548 (1987)
`U.S. Publication Application No. 2003/0195546 (“Solar ’546”)
`QXMédical, LLC’s Opening Claim Construction
`Memorandum QXMedical, LLC v. Vascular Solutions, Inc., D.
`Minn., No. 17-cv-01969 (March 14, 2018), D.I. 56
`U.S. Patent No. 4,000,739 (“Stevens”)
`EP 0 881 921 B1 (“Lee”)
`U.S. Patent No. 5,451,209 (“Ainsworth”)
`
`1057
`1058
`1059
`1060
`1061
`1062
`
`1063
`1064
`
`1065
`1066
`1067
`
`4
`
`
`
`IPR2020-01343
`Patent RE 46,116
`
`Exhibit
`1068
`
`1069
`
`1071
`
`Description
`Defendants’ Memorandum in Opposition to Plaintiff’s Summary
`Judgment Motion and in Support of Defendants’ Summary
`Judgment Motion, QXMedical, LLC v. Vascular Solutions LLC et
`al., 17-cv-01969-PJS-TNL (D. Minn 2019)
`Excerpt of prosecution history for application 14/195,435 (Office
`Action, 10/06/15)
`1070 Metz, Comparison of 6f with 7f and 8f guiding catheters for elective
`coronary angioplasty: Results of a prospective, multicenter,
`randomized trial, American Heart Journal. Vol. 134, Number 1, pp
`132-137 (“Metz”)
`Feldman, Coronary Angioplasty Using New 6 French Guiding
`Catheters, Catheterization and Cardiovascular Diagnosis 23:93-99
`(1991) (“Feldman”)
`U.S. Patent No. 5,704,926 (“Sutton”)
`Plaintiffs’ Memorandum in Support of Motion for Preliminary
`Injunction, Vascular Solutions LLC et al. v. Medtronic, Inc., 19:cv-
`01760-PJS-TNL
`Yokoyama, Feasibility and safety of thrombectomy with TVAC
`aspiration catheter system for patients with acute myocardial
`infarction, Heart Vessels (2006) 21:1–7 (“Yokoyama”)
`[RESERVED]
`U.S. Patent No. 5,860,963 (“Azam”)
`10/16/2019 Deposition of Peter Keith in Vascular Solutions, LLC. v.
`Medtronic, Inc., D. Minn., No. 19-cv-01760
`Sylvia Hall-Ellis’s Librarian Declaration
`Complaint in Vascular Solutions, LLC. v. Medtronic, Inc., D. Minn.,
`No. 19-cv-01760 (October 11, 2019), D.I. 1-14.
`U.S. Patent No. 5,061,273 (“Yock”)
`U.S. RE45,380 (“the ’380 patent”)
`Declaration of Peter Keith in Support of Plaintiffs’ Motion for
`Preliminary Injunction, Vascular Solutions LLC et al. v. Medtronic,
`Inc., 19:cv-01760-PJS-TNL (July 12, 2019)
`5
`
`1075
`1076
`1077
`
`1072
`1073
`
`1074
`
`1078
`1079
`
`1080
`1081
`1082
`
`
`
`IPR2020-01343
`Patent RE 46,116
`
`Exhibit
`1083
`
`1084
`
`1085
`1086
`1087
`1088
`
`1089
`1090
`1091
`1092
`1093
`
`1094
`1095
`
`1096
`1097
`
`1098
`1099
`1100
`1101
`1102
`1103
`1104
`
`Description
`Joint Fed. R. C. P. 26(f) Report [Excerpt], Vascular Solutions LLC et
`al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL
`Plaintiffs’ Objections and Responses to Interrogatories, Vascular
`Solutions LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL
`[RESERVED]
`[RESERVED]
`[RESERVED]
`Preliminary Injunction Order, Vascular Solutions LLC et al. v.
`Medtronic, Inc., 19:cv-01760-PJS-TNL (April 9, 2020)
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`Screenshot from Docket Navigator regarding Judge Schiltz's
`Motions to Stay Pending Inter Partes Review
`[RESERVED]
`Plaintiffs’ Infringement Disclosures in Vascular Solutions LLC et al.
`v. Medtronic, Inc., 19:cv-01760-PJS-TNL (March 1, 2020)
`U.S. Patent No. 4,886,507 (“Patton”)
`Excerpt of Patrick W. Serruys, Handbook of Coronary Stents (4th
`Edition) (2002)
`U.S. Patent No. 5,167,636 (“Clement”)
`U.S. Patent No. 5,897,497 (“Fernandez”)
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`
`6
`
`
`
`IPR2020-01343
`Patent RE 46,116
`
`Exhibit
`1105
`1106
`1107
`1108
`
`1109
`1110
`1111
`1112
`1113
`1114
`
`1115
`
`1116
`1117
`1118
`
`1119
`1120
`
`1121
`1122
`
`1123
`1124
`
`Description
`[RESERVED]
`[RESERVED]
`[RESERVED]
`Ex. 7 of Teleflex Infringement Disclosures and Claim Chart,
`Vascular Solutions LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-
`TNL (March 1, 2020)
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`IPR2020-00127 Institution Decision (Paper 20)
`First Amended and Supplemental Complaint, Vascular Solutions
`LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL (February 14,
`2020)
`Screenshot showing docket of Motion to Stay Order, Vascular
`Solutions LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL
`(February 7, 2020)
`IPR2020-00128 Institution Decision (Paper 22)
`[RESERVED]
`Amended Pretrial Scheduling Order, Vascular Solutions LLC et al.
`v. Medtronic, Inc., 19:cv-01760-PJS-TNL (February 7, 2020)
`[RESERVED]
`Plaintiffs’ Reply Brief in Support of Motion for Preliminary
`Injunction, Vascular Solutions LLC et al. v. Medtronic, Inc., 19:cv-
`01760-PJS-TNL
`[RESERVED]
`Images of GuideLiner V1, V2, and V3 marked up by Peter T. Keith
`during his deposition
`U.S. Patent 7,422,579 (“Keith ʼ579”)
`[RESERVED]
`
`7
`
`
`
`IPR2020-01343
`Patent RE 46,116
`
`Exhibit
`1125
`
`1756
`1757
`1758
`
`1759
`1760
`
`1761
`
`1766
`
`1767
`
`1768
`
`1769
`
`Description
`Declaration of Ryan E. Dornberger in Support of Motions for Pro
`Hac Vice Admission
`
`[RESERVED]
`1126
`1127 Mani, Novel Use of a Guide Extension Mother-and-Child Catheter
`for Adjunctive Thrombectomy During Percutaneous Coronary
`Intervention for Acute Coronary Syndromes, 26(6) Journal of
`Invasive Cardiology (June 2014)
`1128-1754 [RESERVED]
`1755
`Declaration of Paul Zalesky Regarding Conception and Reduction
`to Practice Submitted in Support of Petitioner’s Reply Brief
`[PROTECTIVE ORDER MATERIAL]
`Transcript from the October 29, 2020 deposition of Steven Erb
`Transcript from the November 6, 2020 deposition of Gregg Sutton
`VSIMDT00030667 – Jeff Welch Lab Notebook #82
`[PROTECTIVE ORDER MATERIAL]
`[RESERVED]
`VSIMDT00030439 – Jim Kauphusman Lab Notebook #53
`[PROTECTIVE ORDER MATERIAL]
`VSIMDT00030532 – Katie Mytty Lab Notebook #75
`[PROTECTIVE ORDER MATERIAL]
`Transcript from the November 13, 2020 deposition of Howard Root
`[RESERVED]
`Transcript from the December 1, 2020 deposition of Peter Keith
`VSIQXM_E00006262 GuideLiner Concept Drawing
`[PROTECTIVE ORDER MATERIAL]
`Transcript from the November 12, 2020 deposition of Deborah
`Schmalz
`VSIQXM_E00006206 Product Requirements: GuideLiner (May 4,
`2009) [PROTECTIVE ORDER MATERIAL]
`VSIMDT00030188 – Special Work Order Number Assignment Log
`[PROTECTIVE ORDER MATERIAL]
`VSIMDT00130107 - R & D Device Idea List
`[PROTECTIVE ORDER MATERIAL]
`VSIMDT00033799 - GuideLiner Overview, Perfect Pitch & FAQs
`[PROTECTIVE ORDER MATERIAL]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`
`1762
`1763
`1764
`1765
`
`1770
`
`1771
`1772
`1773
`
`8
`
`
`
`IPR2020-01343
`Patent RE 46,116
`
`Exhibit
`1774
`
`1775
`
`1795
`1796
`1797
`1798
`1799
`1800
`1801
`1802
`
`Description
`VSIMDT00030223 – Katie Mytty Lab Notebook #101
`[PROTECTIVE ORDER MATERIAL]
`VSIQSM_E00006238 – GuideLiner Design/Phase End Review
`Meeting Record (January 30, 2009) [PROTECTIVE ORDER
`MATERIAL]
`1776-1793 [RESERVED]
`1794
`Transcript from the June 20, 2018 deposition of Gregg Sutton in
`QXMedical, LLC v. Vascular Solutions, Inc., D. Minn., No. 17-cv-
`01969 [PROTECTIVE ORDER MATERIAL]
`Telephone Conference Transcript (June 24, 2021)
`Gregg Sutton Lab Notebook #83
`Transcript from the July 8, 2021 deposition of Peter Keith
`Transcript from the July 15, 2021 deposition of Howard Root
`Transcript from the July 22, 2021 deposition of Steven Erb
`Transcript from November 24, 2020 deposition of Peter Keith
`Transcript from November 19, 2020 deposition of Dr. John Graham
`Excerpt from Serruys’ Handbook of Coronary Stents (4th edition)
`(2002)
`U.S. Patent 6,726,714 (“DiCaprio”)
`Colombo et al., Selection of Coronary Stents, 40(6) Journal of the
`American College of Cardiology 10210-33 (2002)
`Transcript from the November 23, 2020 deposition of Peter Keith
`Supplemental Declaration of Stephen Jon David Brecker, MD,
`FRCP, FESC, FACC [PROTECTIVE ORDER MATERIAL]
`Declaration of Michael Jones Submitted in Support of Petitioner’s
`Replies
`[RESERVED]
`[RESERVED]
`[RESERVED]
`Gorog, et al, Distal Myocardial Protection During Percutaneous
`Coronary Intervention, 46(8) Journal of the American College of
`Cardiology 1434-45 (2005)
`[RESERVED]
`Transcript from November 18, 2020 deposition of Dr. John Graham
`[RESERVED]
`[RESERVED]
`[RESERVED]
`
`1803
`1804
`
`1805
`1806
`
`1807
`
`1808
`1809
`1810
`1811
`
`1812
`1813
`1814
`1815
`1816
`
`9
`
`
`
`IPR2020-01343
`Patent RE 46,116
`
`Exhibit
`1817
`
`1822
`
`1823
`1824
`
`1818
`1819
`1820
`1821
`
`Description
`Transcript from December 7, 2020 deposition of Dr. Craig
`Thompson
`[RESERVED]
`[RESERVED]
`[RESERVED]
`Transcript from the October 30, 2019 deposition of Amy L. Welch
`[PROTECTIVE ORDER MATERIAL]
`VSIMDT00000831 – Teleflex Presentation
`[PROTECTIVE ORDER MATERIAL]
`[RESERVED]
`Video/Audio File Transcription of GuideLiner V3 Catheter: The
`Engineering Story
`Declaration of Peter T. Keith in Support of Defendants’ Opposition
`to Plaintiff’s Motion for Summary Judgment and Defendants’
`Cross-Motion for Summary Judgment in QXMedical, LLC v.
`Vascular Solutions, LLC, D. Minn., No. 17-cv-01969 (April 30,
`2019), D.I. 137
`1826-1829 [RESERVED]
`1830
`Declaration of Paul Zalesky Regarding Copying Submitted in
`Support of Petitioner’s Reply
`[PROTECTIVE ORDER MATERIAL]
`[RESERVED]
`Bonzel et al., The sliding rail system (monorail): description of a
`new technique for intravascular instrumentation and its application
`to coronary angioplasty, Zeitschrift für Kardiologie 76:Supp. 6,
`119-142 (1987) (“Bonzel”)
`U.S. Patent Application 2004/0236215 (“Mihara”)
`1833
`1834-1843 [RESERVED]
`1844
`Preliminary Injunction Motion Hearing Transcript, Vascular
`Solutions LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL
`(Dec. 27, 2019)
`1845-1849 [RESERVED]
`1850
`Transcript from the June 27, 2013 deposition of Howard Root in
`Vascular Solutions, Inc. v. Boston Scientific Corporation, 13-cv-
`01172 (JRT-SER) [PROTECTIVE ORDER MATERIAL]
`Transcript from the June 15, 2018 deposition of Howard Root in
`QXMedical, LLC v. Vascular Solutions, LLC, et al, 17-cv-01969-
`PJS-TNL [PROTECTIVE ORDER MATERIAL]
`
`1825
`
`1831
`1832
`
`1851
`
`10
`
`
`
`IPR2020-01343
`Patent RE 46,116
`
`Exhibit
`1852
`1853
`1854
`
`Description
`[RESERVED]
`[RESERVED]
`Engineering drawing of GuideLiner marked up by Howard Root
`during his deposition
`1855-1929 [RESERVED]
`1930
`US 2014/0025143 (“Atkinson”)
`
`Dated: August 20, 2021
`
`Respectfully submitted,
`
`/Cyrus A. Morton/
`Cyrus A. Morton
`Reg. No. 44,954
`Robins Kaplan LLP
`2800 LaSalle Plaza
`800 LaSalle Avenue
`Minneapolis, MN 55402
`Attorney for Petitioner
`
`11
`
`
`
`IPR2020-01343
`Patent RE 46,116
`
`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. § 42.6(e)(4), the undersigned certifies that on August
`
`20, 2021, a copy of PETITIONER’S EXHIBIT LIST was served in its entirety by
`
`electronic mail on Patent Owner’s counsel at the following addresses indicated in
`
`Patent Owner’s Mandatory Notices:
`
`J. Derek Vandenburgh, Reg. No. 32,179
`dvandenburgh@carlsoncaspers.com
`
`Dennis C. Bremer, Reg. No. 40,528
`dbremer@carlsoncaspers.com
`
`Joseph W. Winkels
`jwinkels@carlsoncaspers.com
`
`Peter M. Kohlhepp
`pkohlhepp@carlsoncaspers.com
`
`Alexander S. Rinn
`pkohlhepp@carlsoncaspers.com
`
`Megan E. Christner, Reg. No. 78,979
`mchristner@carlsoncaspers.com
`
`Shelleaha L. Jonas
`sjonas@carlsoncaspers.com
`
`Tara C. Norgard
`tnorgard@carlsoncaspers.com
`
`12
`
`
`
`IPR2020-01343 Patent
`RE 46,116
`Dated: August 20, 2021
`
`Respectfully submitted,
`
`/Cyrus A. Morton/
`Cyrus A. Morton
`Reg. No. 44,954
`Attorney for Petitioner
`
`13
`
`
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