`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`MEDTRONIC, INC., AND MEDTRONIC VASCULAR, INC.,
`Petitioner,
`
`v.
`
`TELEFLEX LIFE SCIENCES LIMITED,
`Patent Owner.
`
`
`Case IPR2020-01341
`Patent 8,142,413
`
`
`
`PETITIONER’S EXHIBIT LIST
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`
`Exhibit
`1001
`1002
`1003
`1004
`
`1005
`1006
`1007
`1008
`1009
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`EXHIBIT LIST1
`
`
`Description
`U.S. Patent No. 8,142,413 (“the ’413 patent”)
`[RESERVED]
`File history for U.S. Patent No. 8,142,413
`Assignment record of the ’413 patent from the USPTO
`assignment database
`Declaration of Doctor Stephen JD Brecker, M.D.
`Curriculum Vitae of Doctor Stephen JD Brecker, M.D.
`U.S. Patent No. 7,736,355 (“Itou”)
`U.S. Patent No. 7,604,612 (“Ressemann”)
`U.S. Patent No. 5,439,445 (“Kontos”)
`New Method to Increase a Backup Support of a 6 French Guiding
`Coronary Catheter, Catheterization and Cardiovascular
`Interventions 63: 452-456 (2004) (“Takahashi”)
`Excerpt of prosecution history of U.S. Patent No. 8,048,032
`(Application 11/416,629) (Amendment and Response, April 6,
`2009)
`Joint Claim Construction Statement in QXMedical, LLC v.
`Vascular Solutions, Inc., D. Minn., No. 17-cv-01969 (January 10,
`2018), D.I. 36; D.I. 36-1.
`Markman Order in QXMedical, LLC v. Vascular Solutions, Inc.,
`D. Minn., No. 17-cv-01969 (October 30, 2018), D.I. 102
`Meads, C., et al., Coronary artery stents in the treatment of
`ischaemic heart disease: a rapid and systematic review, Health
`Technology Assessment 2000 4(23) (“Meads”)
`
`
`1 Note: Significant gaps in sequential numbering—noted by the “RESERVED”
`
`designations—are to maintain numbering of exhibits consistent with related IPR
`
`proceedings (IPR2020-00126, -00127, -00128, -00129, -00130, -00132, -00134, -
`
`00135, -00136, -00137, -00138), for the Board’s convenience.
`
`1
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`Exhibit
`1015
`
`1016
`1017
`1018
`1019
`1020
`
`1021
`
`1022
`1023
`
`1024
`
`1025
`1026
`1027
`1028
`
`1029
`
`1030
`1031
`
`Description
`Excerpt from Grossman’s Cardiac Catheterization, Angiography,
`and Intervention (6th edition) (2000) (chapters 1, 4, 11, 23-25).
`US Patent Publication 2003/0233117 (“Adams ’117”)
`U.S. Patent No. 5,902,290 (“Peacock”)
`U.S. Patent No. 5,891,056 (“Ramzipoor”)
`U.S. Patent No. 6,398,773 (“Bagaoisan”)
`Mehan, Coronary Angioplasty through 4 French Diagnostic
`Catheters, Catheterization and Cardiovascular Interventions
`30:22-26 (1993) (“Mehan”)
`Excerpt of prosecution history for application 11/232,876 (Office
`Action, 6/20/09)
`Cordis, Instructions for Use, CYPHER™ (April 2003)
`Medtronic, Summary of Safety and Effectiveness Data, Driver™
`Coronary Stent System (October 1, 2003)
`Boston Scientific, Summary of Safety and Effectiveness Data,
`TAXUS™ Express2™ Drug-Eluting Coronary Stent System
`(March 4, 2004)
`U.S. Publication Application No. 2005/0015073 (“Kataishi”)
`U.S. Patent No. 5,489,278 (“Abrahamson”)
`U.S. Patent No. RE45,776 (“Root”)
`Baim, Randomized Trial of a Distal Embolic Protection Device
`During Percutaneous Intervention of Saphenous Vein Aorto-
`Coronary Bypass Grafts, Circulation 105:1285-1290 (2002)
`(“Baim”)
`Limbruno, Mechanical Prevention of Distal Embolization During
`Primary Angioplasty, Circulation 108:171-176 (2003)
`(“Limbruno”)
`U.S. Patent No. 5,413,560 (“Solar ’560”)
`Schöbel, Percutaneous Coronary Interventions Using a New 5
`French Guiding Catheter: Results of a Prospective Study,
`Catheterization & Cardiovascular Interventions 53:308-312
`(2001) (“Schöbel”)
`
`2
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`Exhibit
`1032
`
`Description
`The sliding rail system (monorail): description of a new
`technique for intravascular instrumentation and its application to
`coronary angioplasty, Z. Kardio. 76:Supp. 6, 119-122 (1987)
`(“Bonzel”)
`U.S. Publication Application No. 2004/0236215 (Mihara)
`U.S. Patent No. 5,527,292 (“Adams ’292”)
`U.S. Publication Application No. 2004/0010280 (“Adams ’280”)
`Williams et al., Percutaneous Coronary Intervention in the
`Current Era Compared with 1985-1986, Circulation (2000)
`102:2945-2951.
`Dorros, G., et al., Coronary Angioplasty in Patients with Prior
`Coronary Artery Bypass Surgery, Cardiology Clinics 7(4): 791-
`803 (1989)
`Ozaki et al, New Stent Technologies, Progress in Cardiovascular
`Disease 2:129-140 (1996)
`Urban et al., Coronary stenting through 6 French Guiding
`Catheters, Catheterization and Cardiovascular Diagnosis (1993)
`28:263-266
`Excerpt of McGraw-Hill Dictionary of Scientific and Technical
`Terms (5th edition) (1994) (defining “flexural modulus”)
`Excerpt from Kern’s The Interventional Cardiac Catheterization
`Handbook (2nd edition) (2004) (chapter 1)).
`Declaration of Dr. Richard A. Hillstead, Ph.D.
`Curriculum Vitae of Dr. Richard A. Hillstead, Ph.D.
`U.S. Patent No. 5,961,510 (“Fugoso”)
`U.S. Patent No. 6,199,262 (“Martin”)
`U.S. Patent No. 6,042,578 (“Dinh”)
`WO 97/37713 (“Truckai”)
`Terumo Heartrail II product literature
`Medtronic Launcher product literature
`U.S. Patent No. 5,980,486 (“Enger”)
`U.S. Patent No. 5,911,715 (“Berg”)
`U.S. Patent No. 5,545,149 (“Brin”)
`U.S. Patent No. 5,720,300 (“Fagan”)
`3
`
`1033
`1034
`1035
`1036
`
`1037
`
`1038
`
`1039
`
`1040
`
`1041
`
`1042
`1043
`1044
`1045
`1046
`1047
`1048
`1049
`1050
`1051
`1052
`1053
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`Exhibit
`1054
`1055
`
`1056
`
`1057
`1058
`1059
`1060
`1061
`1062
`
`1063
`1064
`
`1065
`1066
`1067
`1068
`
`1069
`
`1070
`
`1071
`
`1072
`
`Description
`U.S. Patent No. 5,120,323 (“Shockey”)
`Sakurada, Improved Performance of a New Thrombus Aspiration
`Catheter: Outcomes From In Vitro Experiments and a
`Case Presentation (“Sakurada”)
`Nordenstrom, New Instruments for Catheterization and
`Angiocardiography (“Nordenstrom”)
`U.S. Patent No. 5,445,625 (“Voda”)
`U.S. Patent No. 6,595,952 (“Forsberg”)
`U.S. Patent No. 6,860,876 (“Chen”)
`U.S. Patent No. 6,638,268 (“Niazi”)
`U.S. Patent No. 5,690,613 (“Verbeek”)
`lserson, J.-F.-B. Charrière: The Man Behind the “French”
`Gauge,
`The Journal of Emergency Medicine. Vol. 5 pp 545-548 (1987)
`U.S. Publication Application No. 2003/0195546 (“Solar ’546”)
`QXMédical, LLC’s Opening Claim Construction
`Memorandum QXMedical, LLC v. Vascular Solutions, Inc., D.
`Minn., No. 17-cv-01969 (March 14, 2018), D.I. 56
`U.S. Patent No. 4,000,739 (“Stevens”)
`EP 0 881 921 B1 (“Lee”)
`U.S. Patent No. 5,451,209 (“Ainsworth”)
`Defendants’ Memorandum in Opposition to Plaintiff’s Summary
`Judgment Motion and in Support of Defendants’ Summary
`Judgment Motion, QXMedical, LLC v. Vascular Solutions LLC et
`al., 17-cv-01969-PJS-TNL (D. Minn 2019)
`Excerpt of prosecution history for application 14/195,435 (Office
`Action, 10/06/15)
`Metz, Comparison of 6f with 7f and 8f guiding catheters for
`elective coronary angioplasty: Results of a prospective,
`multicenter, randomized trial, American Heart Journal. Vol. 134,
`Number 1, pp 132-137 (“Metz”)
`Feldman, Coronary Angioplasty Using New 6 French Guiding
`Catheters, Catheterization and Cardiovascular Diagnosis 23:93-
`99 (1991) (“Feldman”)
`U.S. Patent No. 5,704,926 (“Sutton”)
`
`4
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`Exhibit
`1073
`
`1074
`
`1075
`1076
`1077
`
`1078
`1079
`
`1080
`1081
`1082
`
`1083
`
`1084
`
`1085
`1086
`1087
`1088
`
`1089
`1090
`1091
`1092
`1093
`
`1094
`
`Description
`Plaintiffs’ Memorandum in Support of Motion for Preliminary
`Injunction, Vascular Solutions LLC et al. v. Medtronic, Inc.,
`19:cv-01760-PJS-TNL
`Yokoyama, Feasibility and safety of thrombectomy with TVAC
`aspiration catheter system for patients with acute myocardial
`infarction, Heart Vessels (2006) 21:1–7 (“Yokoyama”)
`[RESERVED]
`U.S. Patent No. 5,860,963 (“Azam”)
`10/16/2019 Deposition of Peter Keith in Vascular Solutions, LLC.
`v. Medtronic, Inc., D. Minn., No. 19-cv-01760
`Sylvia Hall-Ellis’s Librarian Declaration
`Complaint in Vascular Solutions, LLC. v. Medtronic, Inc., D.
`Minn., No. 19-cv-01760 (October 11, 2019), D.I. 1-14.
`U.S. Patent No. 5,061,273 (“Yock”)
`U.S. RE45,380 (“the ’380 patent”)
`Declaration of Peter Keith in Support of Plaintiffs’ Motion for
`Preliminary Injunction, Vascular Solutions LLC et al. v.
`Medtronic, Inc., 19:cv-01760-PJS-TNL (July 12, 2019)
`Joint Fed. R. C. P. 26(f) Report [Excerpt], Vascular Solutions
`LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL
`Plaintiffs’ Objections and Responses to Interrogatories, Vascular
`Solutions LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL
`[RESERVED]
`[RESERVED]
`[RESERVED]
`Preliminary Injunction Order, Vascular Solutions LLC et al. v.
`Medtronic, Inc., 19:cv-01760-PJS-TNL (April 9, 2020)
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`Screenshot from Docket Navigator regarding Judge Schiltz's
`Motions to Stay Pending Inter Partes Review
` [RESERVED]
`
`5
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`Exhibit
`1095
`
`1096
`1097
`
`1098
`1099
`1100
`1101
`1102
`1103
`1104
`1105
`1106
`1107
`1108
`1109
`1110
`1111
`1112
`1113
`1114
`
`1115
`
`1116
`1117
`
`1118
`1119
`1120
`
`Description
`Plaintiffs’ Infringement Disclosures in Vascular Solutions LLC et
`al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL (March 1, 2020)
`[RESERVED]
`Excerpt of Patrick W. Serruys, Handbook of Coronary Stents (4th
`Edition) (2002)
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`IPR2020-00127 Institution Decision (Paper 20)
`First Amended and Supplemental Complaint, Vascular Solutions
`LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL (February
`14, 2020)
`Screenshot showing docket of Motion to Stay Order, Vascular
`Solutions LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL
`(February 7, 2020)
`IPR2020-00128 Institution Decision (Paper 22)
`Ex. 6 of Teleflex Infringement Disclosures and Claim Chart,
`Vascular Solutions LLC et al. v. Medtronic, Inc., 19:cv-01760-
`PJS-TNL (March 1, 2020)
`[RESERVED]
`[RESERVED]
`[RESERVED]
`
`6
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`Exhibit
`1121
`1122
`1123
`1124
`1125
`
`1126
`1127
`
`1128-1441
`1442
`1443-1754
`1755
`
`1756
`1757
`
`1758
`
`1759
`1760
`
`1761
`
`1762
`
`1763
`1764
`1765
`
`1766
`
`Description
`[RESERVED]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`Declaration of Ryan E. Dornberger in Support of Motions for Pro
`Hac Vice Admission
`[RESERVED]
`Mani, Novel Use of a Guide Extension Mother-and-Child
`Catheter for Adjunctive Thrombectomy During Percutaneous
`Coronary Intervention for Acute Coronary Syndromes, 26(6)
`Journal of Invasive Cardiology (June 2014)
`[RESERVED]
`Declaration of Richard A. Hillstead, Ph.D., FAHA
`[RESERVED]
`Declaration of Paul Zalesky Regarding Conception and
`Reduction to Practice Submitted in Support of Petitioner’s Reply
`Brief [PROTECTIVE ORDER MATERIAL]
`Transcript from the October 29, 2020 deposition of Steven Erb
`Transcript from the November 6, 2020 deposition of Gregg
`Sutton
`VSIMDT00030667 – Jeff Welch Lab Notebook #82
`[PROTECTIVE ORDER MATERIAL]
`[RESERVED]
`VSIMDT00030439 – Jim Kauphusman Lab Notebook #53
`[PROTECTIVE ORDER MATERIAL]
`VSIMDT00030532 – Katie Mytty Lab Notebook #75
`[PROTECTIVE ORDER MATERIAL]
`Transcript from the November 13, 2020 deposition of Howard
`Root
`[RESERVED]
`Transcript from the December 1, 2020 deposition of Peter Keith
`VSIQXM_E00006262 GuideLiner Concept Drawing
`[PROTECTIVE ORDER MATERIAL]
`Transcript from the November 12, 2020 deposition of Deborah
`Schmalz
`
`7
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`Exhibit
`1767
`
`1768
`
`1769
`
`1770
`
`1771
`1772
`1773
`1774
`
`1775
`
`1776-1793
`1794
`
`1795
`1796
`1797
`1798
`1799
`1800
`1801
`
`1802
`
`1803
`1804
`
`1805
`
`Description
`VSIQXM_E00006206 Product Requirements: GuideLiner (May
`4, 2009) [PROTECTIVE ORDER MATERIAL]
`VSIMDT00030188 – Special Work Order Number Assignment
`Log [PROTECTIVE ORDER MATERIAL]
`VSIMDT00130107 - R & D Device Idea List
`[PROTECTIVE ORDER MATERIAL]
`VSIMDT00033799 - GuideLiner Overview, Perfect Pitch &
`FAQs [PROTECTIVE ORDER MATERIAL]
`[RESERVED]
`[RESERVED]
`[RESERVED]
`VSIMDT00030223 – Katie Mytty Lab Notebook #101
`[PROTECTIVE ORDER MATERIAL]
`VSIQSM_E00006238 – GuideLiner Design/Phase End Review
`Meeting Record (January 30, 2009) [PROTECTIVE ORDER
`MATERIAL]
`[RESERVED]
`Transcript from the June 20, 2018 deposition of Gregg Sutton in
`QXMedical, LLC v. Vascular Solutions, Inc., D. Minn., No. 17-
`cv-01969 [PROTECTIVE ORDER MATERIAL]
`Telephone Conference Transcript (June 24, 2021)
`Gregg Sutton Lab Notebook #83
`Transcript from the July 8, 2021 deposition of Peter Keith
`Transcript from the July 15, 2021 deposition of Howard Root
`Transcript from the July 22, 2021 deposition of Steven Erb
`Transcript from the November 24, 2020 deposition of Peter Keith
`Transcript from the November 19, 2020 deposition of Dr. John
`Graham
`Excerpt from Serruys’ Handbook of Coronary Stents (4th edition)
`(2002)
`U.S. Patent 6,726,714 (“DiCaprio”)
`Colombo et al., Selection of Coronary Stents, 40(6) Journal of the
`American College of Cardiology 10210-33 (2002)
`Transcript from the November 23, 2020 deposition of Peter Keith
`
`8
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`Exhibit
`1806
`
`1807
`1808
`1809
`1810
`1811
`
`1812
`1813
`
`1814-1820
`1821
`
`1822
`
`1823
`1824
`
`1825
`
`1826-1829
`1830
`
`1831
`1832
`1833
`1834-1843
`1844
`
`Description
`Supplemental Declaration of Stephen John David Brecker, MD,
`FRCP, FESC, FACC
`[PROTECTIVE ORDER MATERIAL]
`Declaration of Michael Jones
`[RESERVED]
`[RESERVED]
`[RESERVED]
`Gorog, et al., Distal Myocardial Protection During Percutaneous
`Coronary Intervention, 46(8) Journal of the American College of
`Cardiology 1434-45 (2005)
`[RESERVED]
`Transcript from November 18, 2020 deposition of Dr. John
`Graham
`[RESERVED]
`Transcript from the October 30, 2019 deposition of Amy Welch
`[PROTECTIVE ORDER MATERIAL]
`VSIMDT00000831 – Teleflex Presentation
`[PROTECTIVE ORDER MATERIAL]
`[RESERVED]
`Video/Audio File Transcription of GuideLiner V3Catheter: The
`Engineering Story
`Declaration of Peter T. Keith in Support of Defendants’
`Opposition to Plaintiff’s Motion for Summary Judgment and
`Defendants’ Cross-Motion for Summary Judgment
`[RESERVED]
`Declaration of Paul Zalesky Regarding Copying Submitted in
`Support of Petitioner’s Reply
`[PROTECTIVE ORDER MATERIAL]
`[RESERVED]
`[RESERVED]
`U.S. Patent Application 2004/0236215 (“Mihara”)
`[RESERVED]
`Transcript of June 20, 2018 deposition of Greg Sutton in
`QXMedical, LLC v. Vascular Solutions, LLC, D. Minn., No. 17-
`cv-01969
`
`9
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`Exhibit
`1845
`1846
`1847
`
`1848
`1849
`
`1850
`
`1851
`
`1852
`
`1853-1929
`1930
`
`Description
`U.S. RE46,116 (“Root”)
`Transcript from the June 30, 2021 deposition of Dr. John Graham
`Declaration of Stephen Jon David Brecker, MD, PRCP, FESC,
`FACC Submitted in Support of Petitioner’s Opposition to Patent
`Owner’s Motion to Amend
`US 2019/0255299 (“Fischell”)
`Fischell, J. Payne, K. Whede, et al., A next generation guide
`extension system for percutaneous coronary intervention,
`Cardiovascular Revascularization Medicine,
`https://doi.org/10.1016/j.carrev.2020.12.023
`Transcript from the June 27, 2013 deposition of Howard Root in
`Vascular Solutions, Inc. v. Boston Scientific Corporation, 13-cv-
`01172 (JRT-SER) [PROTECTIVE ORDER MATERIAL]
`Transcript from the June 15, 2018 deposition of Howard Root in
`QXMedical, LLC v. Vascular Solutions, LLC, et al, 17-cv-01969-
`PJS-TNL [PROTECTIVE ORDER MATERIAL]
`Wilson, Advances in Procedural Techniques – Antegrade,
`Current Cardiology Reviews, March 2014
`[RESERVED]
`US 2014/0025143 (“Atkinson”)
`
`
`
`Dated: August 6, 2021
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/Cyrus A. Morton/
`Cyrus A. Morton
`Reg. No. 44,954
`Robins Kaplan LLP
`2800 LaSalle Plaza
`800 LaSalle Avenue
`Minneapolis, MN 55402
`Attorney for Petitioner
`
`10
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`
`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. § 42.6(e)(4), the undersigned certifies that on August
`
`6, 2021, a copy of PETITIONER’S EXHIBIT LIST was served in its entirety by
`
`electronic mail on Patent Owner’s counsel at the following addresses indicated in
`
`Patent Owner’s Mandatory Notices:
`
`J. Derek Vandenburgh, Reg. No. 32,179
`dvandenburgh@carlsoncaspers.com
`
`Dennis C. Bremer, Reg. No. 40,528
`dbremer@carlsoncaspers.com
`
`Joseph W. Winkels
`jwinkels@carlsoncaspers.com
`
`Peter M. Kohlhepp
`pkohlhepp@carlsoncaspers.com
`
`Alexander S. Rinn
`pkohlhepp@carlsoncaspers.com
`
`Megan E. Christner, Reg. No. 78,979
`mchristner@carlsoncaspers.com
`
`Shelleaha L. Jonas
`sjonas@carlsoncaspers.com
`
`Tara C. Norgard
`tnorgard@carlsoncaspers.com
`
`
`
`
`
`
`11
`
`
`
`
`
`IPR2020-01341
`Patent 8,142,413
`
`Dated: August 6, 2021
`
`
`
`Respectfully submitted,
`
`/Cyrus A. Morton/
`Cyrus A. Morton
`Reg. No. 44,954
`Attorney for Petitioner
`
`12
`
`
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
