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Notice of References Cited
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`Application/Control No.
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`13/750,352
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`Examiner
`
`Aarti Bhatia Berdichevsky
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`U.S. PATENT DOCUMENTS
`
`Name
`
`Date
`MM-YYYY
`
`07-2000
`
`Sudo etal.
`
`08-2006
`
`Wiegand et al.
`
`11-2006
`
`Lubrecht, Thea E.
`
`08-2007
`
`Shams, Naveed
`
`12-2007
`
`Wiegand et al.
`
`12-2008
`
`Delmotte et al.
`
`11-2011
`
`Hioki et al.
`
`Applicant(s)/Patent Under
`Reexamination
`SIGG ET AL.
`
`Art Unit
`
`3763
`
`I Page 1 of 1
`
`Classification
`
`604/230
`
`514/012
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`604/230
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`424/145.1
`
`424/134.1
`
`604/230
`
`604/187
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`Document Number
`Country Code-Number-Kind Code
`
`A US-6,090,081 A
`
`F
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`*
`*
`*
`B US-2006/0172944 A1
`* C US-7,141,042 B2
`* D US-2007/0190058 A1
`*
`E US-7,303,748 B2
`*
`US-2008/0312607 A 1
`*
`
`US-2011/0276005 A1
`
`G
`H US-
`US-
`
`I
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`US-
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`J
`K US-
`US-
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`L
`M US-
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`*
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`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
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`Notice of References Cited
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`Part of Paper No. 20140507
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`Novartis Exhibit 2055.001
`Regeneron v. Novartis, IPR2020-01317
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`INFORMATION DISCLOSURE
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`Badkar et al., "Development of biotechnology products in pre-filled syringes: technical considerations and approaches·,
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`US 200612'93270 A 1
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`us 2010/031.0309
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`:2011-10,.20 Ftn:fine et al.
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`Novartis Exhibit 2055.004
`Regeneron v. Novartis, IPR2020-01317
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`

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`Novartis Exhibit 2055.005
`Regeneron v. Novartis, IPR2020-01317
`
`

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`Badkar et al., Analysis of Two Commercially Available Bortezomib Products: Differences in Assay
`of Active Agent and Impurity Profile » AAPS PharmaSciTech, Vol. 12, No. 2, pp. 564-572, (June
`2011)
`
`Schoenknecht, "Requirements on pre-fillable glass suringes", AAPS National Biotechnology
`Conference 2007 -Abstract no. NBC07-000488, 2007
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`Holash et al., "VEGF-Trap: A VEGF blocker with potent anitumor effects•, PNAS USA, Vol. 99, No.
`17, pp.11393-11398, (August 20, 2002)
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`Riely & Miller, •vascular Endothelial Growth Factor Trap in Non-Small Cell lung Cancer", Clin
`Cancer Res, 13:4623-7s, (August 1, 2007)
`
`Li et al., "KH906, a recombinant human VEGF receptor fusion protein, is a new effective topical
`treatment for corneal neovascularization•, Molecular Vision, 17:797-803,(March 25, 2011)
`
`Smith & Waterman,• Comparison of Biosequences•, Adv Appl. Math, 2:482-489, (1981)
`
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`/Aarti Bhatia Berdichevsky/
`
`Examiner
`Date
`Considered
`Si nature
`05/07/2014
`*EXAMINER: Initial If reference considered, whether or not citation Is in conformance with MPEP 609. Draw a line through citation if not in conformance
`and not considered. Include copy of this form with the next communication to applicant. 1 Applicant's unique citation designation number (optional). 2
`See Kind Codes of USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 4 For Japanese patent documents, th$ Indication Of the year Of the reign of the Emperor must precede the serial number of the patent
`document. 6 Kind of document by the appropriate symbola as indicated on the document under WIPO Standard ST.16 if possible. 8 Applicant Is to place
`a check mark here if English language Translation Is attached.
`This collection of information Is required by 37 CFR 1,97 and 1.98. The Information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality Is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2
`hours to complete, Including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the
`indMdual case. Any comments on the amount of lime you require to complete this form and/or suggestions for reducing this burden, should be sent to the
`Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1460, Alexandria, VA 22313-1460.
`If you need assistance in completing the form, ca/11-800-PT0-9199 {1-BOC-786-9199) and select option 2.
`
`PTO/SB/08a (07-09)
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /ABB/
`
`Novartis Exhibit 2055.006
`Regeneron v. Novartis, IPR2020-01317
`
`

`

`Approved for use lhrou11h 0713112012. 0MB 0651-0031
`Doc description: lnfo11nation Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no pe1SOns are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`13750352
`
`2013-01-25
`Filing Date
`First Named Inventor I Juergen Sigg
`3767
`Art Unit
`I Unknown
`PAT055157-US-NP
`Attorney Docket Number
`
`Examiner Name
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Cocte1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`Remove
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Add
`Remove
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Cocte1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`2
`
`3
`
`2013012918
`
`AA
`
`2013-01-10
`
`FOSTER GARY
`
`2012078224
`
`AA
`
`2012-03-29
`
`OCUJECTLLC
`
`2006172944
`
`AA
`
`2006-08-03
`
`WIEGAND STANLEY J
`
`If you wish to add additional U.S. Published Application citation information please click the Add button. Add
`Remove
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`Initial*
`No Number3
`
`Country
`Code2 i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`Ts
`
`1
`
`2007084765
`
`WO
`
`A2
`
`2007-07-26
`
`POTENTIA
`
`□
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /ABB/
`
`Novartis Exhibit 2055.007
`Regeneron v. Novartis, IPR2020-01317
`
`

`

`Receipt date: 06/04/2013
`
`Application Number
`
`13750352
`
`13750352 - GAU: 3763
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`2013-01-25
`Filing Date
`First Named Inventor I Juergen Sigg
`3767
`Art Unit
`I Unknown
`PAT055157-US-NP
`Attorney Docket Number
`
`Examiner Name
`
`2
`
`2006128564
`
`WO
`
`A1
`
`2006-12-07
`
`BAXTER INT
`
`3
`
`2006047325
`
`WO
`
`A1
`
`2006-05-04
`
`SHAMS NAVEED
`
`4
`
`201578690
`
`CN
`
`u
`
`2010-09-15
`
`JIANYOU WANG
`
`English Abstract
`
`5
`
`2371406
`
`EP
`
`2011-10-05
`
`Taisei Kako Co., LTD
`
`equivalent of
`WO2010/064667
`
`6
`
`2001-104480
`
`JP
`
`2001-04-14
`
`Daiko Seiko LTD
`
`English Abstract
`
`7
`
`2010136492
`
`WO
`
`2010-12-02
`
`Glaxo Group Limited
`
`□
`
`□
`
`□
`
`□
`
`□
`
`□
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`NON-PATENT LITERATURE DOCUMENTS
`
`Add
`
`Remove
`
`Examiner Cite
`Initials" No
`
`Include name of the author (in CAPITAL LETTERS}, title of the article (when appropriate}, title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`rs
`
`1
`
`□
`
`If you wish to add additional non-patent literature document citation information please click the Add button Add
`EXAMINER SIGNATURE
`
`I Date Considered
`Examiner Signature I /Aarti Bhatia Berdichevsky/
`05/07/2014
`"EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /ABB/
`
`Novartis Exhibit 2055.008
`Regeneron v. Novartis, IPR2020-01317
`
`

`

`Receipt date: 10/28/2013
`
`13750352 - GAU: 3763
`
`Doc code: IDS
`PT01ss,osa (01-10)
`Approved for use through 0713112012 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trade.mart< Office·. U.S. DEPARTMENT OF COMMERCE
`Under tl1e Pape!WOfk Reducllon Act of 1 \\95, no persons are required to respond to a collect!on of information unless It contains a valid 0MB control number.
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99}
`
`Application Number
`
`13750352
`2013-01-25
`Filing Date
`First Named Inventor i Juergen Sigg
`3763
`Art Unit
`!N. D.Shah
`Examiner Name
`Attorney Docket Number
`PAT055157-US-NP
`
`U.S.PATENTS
`
`Examiner Cite
`Initial ..
`No
`
`Patent Number
`
`Kind
`Code 1
`
`Issue Date
`
`Name of Patentee or Applicant Pages.Columns.Lines where
`Relevant Passages or Relevant
`of cited Document
`Figures Appear
`-----
`
`----
`
`1
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages, Columns, Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`No Number:;
`Initial*
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`TS
`
`1
`
`200224"1264
`
`.JP
`
`A2
`
`2002-08-28
`
`HITOMI KOJI
`
`Abstract
`
`2
`
`0264273
`
`3
`
`0879611
`
`EP
`
`EP
`
`A2
`
`1988-04-20 OKUDA TAMOTSU
`
`eq SHO63-97173
`
`A2
`
`1998-11-25
`
`SUDO MASAMICHI
`
`eq HEI 10-314305
`
`□
`
`□
`
`□
`
`EFSWeb2.1.17
`
`Novartis Exhibit 2055.009
`Regeneron v. Novartis, IPR2020-01317
`
`

`

`Receipt date: 10/28/2013
`
`13750352 - GAU: 3763
`
`Application Number
`
`Filing Date
`First Named Inventor
`
`13750352
`
`2013--01-25
`
`/ Juergen Sigg
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
`
`••••••••••••••H
`
`3763
`IN. D. Shah
`Examiner Name
`Attorney Docket Number
`
`PAT055157-US-NP
`
`If you wish to add additionai Foreign Patent Document citation information please click the Add button
`__ ,, _____
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials" No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`1
`
`D
`
`lfyou wish to add additional non-patent literature document citation information please click the Add button
`EXAMINER SIGNATURE
`
`Examiner Signature ! /Aarti Bhatia Berdichevsky/
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered I os10112014
`
`., See Kind Codes of USPTO Patent Documents at www.USPTO.GOY or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST. 3). ' For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`
`• Kind of document by the appropriate symbols as indicated pn the document under WIPO Standard ST_ 16 if possible s Applicant ,s to place a Check mark here i
`
`English language translation is attached.
`
`EfS Web 2.1.17
`
`-••·
`
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`
`I "' Ill
`
`Novartis Exhibit 2055.010
`Regeneron v. Novartis, IPR2020-01317
`
`

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