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`Case 1:19—CV~OZ2QY~MN Document 3 Fiked 11/2ng Page i of i Pageifl #: 105
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`RE}. Box 1450
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`Aliexzmdrim VA 22313—1450
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`£11m}. mm: US District Court
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`U .S. DESTRECT COURT
`DOCKET NO.
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`DATE FELED
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`1 1/27/2019
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`Page 1 of 412
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`Page 1 of 412
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`SAMSUNG EXHIBIT 1004
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`Case 2:20-cv-00053 Document 2 Filed 02124120 Page 1 of 1 PagelD #: 18
`A0 120 Rev. 08110
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`TRADEMARK
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`TO:
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`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
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`P.0. Box 1451]
`
`
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`
`
`Alexandria, VA 22313-1450
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`REPORT ON THE
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`
`
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`FILING 0R DETERMINATION OF AN
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`ACTION REGARDING A PATENT 0R
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`In Compliance with 35 U.S.C. § 290 andfor IS U.S.C. § I I I6 you are hereby advised that. a court action has been
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`for the Eastern District of Texas, Marshall Division
`filed in the U.S. District Court
`on the following
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`|:| Trademarks or
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`( [I the patent action involves 35 U.S.C. § 292.):
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`
`DOCKET NO.
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`
`2:20-cv-00053
`PLAINTIFF
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`
`DATE FILED
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`212412020
`
`
`
`- U.S. DISTRICT COURT
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`for the Eastern District of Texas, Marshall Division
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`DEFEN DANT
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`ULTRAVISION TECHNOLOGIES, LLC
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`SAMSUNG ELECTRONICS 00., LTD. and
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`SAMSUNG DISPLAY 00.. LTD.
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`PATENT OR
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`DATE OF PATENT
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`1 9 666.105
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`In the above—entitled case, the following pntent(s)1 trademark(s) have been included:
`INCLUDED BY
`
`
`
`
`
`I] Amendment
`DATE OF PATENT
`
`
`
`OR TRADEMARK
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`|:| Answer
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`I] Cross Bill
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`HOLDER OF PATENT OR TRADEMARK
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`[I Other Pleading
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`DATE INCLUDED
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`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
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`
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`
`ECLERK.
`
`‘
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`'
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`'
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`(BY)DEPU'I’YCLERK
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`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
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`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
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`Page 2 of412
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`Page 2 of 412
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`Case 2:19-cv—00290-JRG Document 18 Filed 10f23!19 Page 1 of 2 Page”: #: 130
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`A M E N D E D
`Ao‘fzo 'ev.08flm
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`T0:
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`REPORT ON THE
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`FILING 0R DETERMINATION OF AN
`
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`
`
`ACTION REGARDING A PATENT OR
`
`
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`
`
`TRADERIARK
`
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`Mail Stop 8
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`Director of the US. Patent and Trademark Office
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`P.0. Box 1450
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`Alexandria, VA 22313-1450
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`In Compliance with 35 11.3.0. § 290 andfcr 15 11.5.0. § lllfi you are hereby advised that a court action has been
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`filed in the U-3- DEVI“ cm" for the Eastern District of Texas Marshall Division
`“'1 the MIme
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`E Trademarks or
`[3 Patents.
`( E] the patent action invoives 3S U.S.C. § 292.):
`
`U.S. DISTHCT COURT
`DATE FILED
` DOCKET NO.
`
`
`
`
`
`
`2:19-cv-00290-J RG
`Eastern District of Texas. Marshall Dlvision
`
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`October 23 2019
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`DEFENDANT
`
`PM
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`ULTRAWSION TECHNOLOGIES, LLC
`EATON CORPORATION pk; and
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`BATON CORPORATION
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`ifUttmfisiun Tgchnologies, LLC
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`In the above—entitled case, the following patenfis)! trademarkfi) have been included:
`INCLUDED BY
`
`
`
`
`
`
`DATE INCLUDED
`
`
`
`PATENT OR
`
`
`
`TRADEMARK N0.
`
`
`CI Amendment
`DATE OF PATENT
`
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`
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`
`0R TRADEIVMRK
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`-
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`[3 Answer
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`[1 Other Pleading
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`HOLDER OF PATENT 0R TRADEMARK
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`In the above—canned case, the following decision has been remitted ct judgement issued:
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`DECISION/JUDGEMENT
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`(BY)D]PmCLERK «'
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`"Copy 3—Upon tg rmination of action, mail this copy to Director
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`Copy Z—Upnn filing document adding patenttfis), mail this copy to Directer Copy 4—Case file copy
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`Page 1 of 2
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`Case 2:19-cv-00290-JRG Document 18 Filed 10123119 Page 2 of 2 PagelD #: 131
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`'evJJS/IG
`AMENDED
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`'
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`_
`'
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`Mail Stop 8
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`
`Director of the US. Patent and Trademark Office
`
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`
`
`
`Alexandria, VA 22313-1450
`
`
`
`
`
`FILING OR DETERMINATION OF AN P.0. Box 1450
`
`
`
`REPORT ON THE
`
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`
`ACTION REGARDING A PATENT OR
`
`TRADEMARK
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`In Compliance with 35 U.S.C. § 290 audio: 15 U.S.C. § 1116 you‘are hereby advised that a court ncfion has been
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`filed in thc U-S- District cm“ for the Eastern Dlstrlct of Texas, Marshall Division
`0" the Mbmg
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`[I Trademarks or
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`{ E} the patent action involves 35 U.S.C. § 292.):
`
`
`
`DOCKET NO.
`
`
`2:19-cv-00290-JRG
`PLAINTIFF
`
`
`DATE FILED
`
`
`
`
`October 23 2019
`
`
`
`
`
`U.S. DISTRICT COURT
`
`
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`
`
`
`
`
`Eastern Dlstrlct of Texas. Marshall Dlvislon
`DEFENDANI‘
`
`
`
`
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`
`
`
`ULTRAVISION TECHNOLOGIES, LLC
`
`
`
`
`
`EATON CORPORATION p10 and
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`EATON CORPORATION
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`DATE OF PATENT
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`10, 223 ,946
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`March 5, 2019
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`Intravision Technologies, LLC
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`INCLUDED BY
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`DATE INCLUDED
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`CI Amendment
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`
`DATE OF P“ Em
`”IE" I 0R
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`
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`
`
`
`
`
`3:] Answer
`
`
`I] Cross Bill
`
`
`
`
`
`1:] Other Pleading
`
`
`
`
`
`
`
`
`HOLDER 0F PATENT OR TRADEMARK
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`In the above—entitled case, the following decision has been rcudemd or judgemfint issuad:
`DECISIONB’J'UDGEMENT
`
`
`
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`
`
`DATE
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`
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`Copy I—Upan initiation of action, mail this copy tn Director Copy 3—0pm termination of action, mail this copy to Director
`
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`Copy z—Upuu filing document adding patmfis), mail this copy to Directer Copy 4—Case file copy
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`Page 2 of 2
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`Page 4 of412
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`Page 4 of 412
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`
`A0 12.0 (Rev. 08/10)
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`
`T0:
`
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`
`
`
`
`Mail Stop 8
`Director nl'the U.S. Patent and Trademark Office
`
`
`
`
`
`
`
`P.O. Box 1450
`
`
`
`Alexandria, VA 22313-1450
`
`
`
`
`
`
`
`
`
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`
`
`
`
`
`ACTION REGARDING A PATENT 0R
`
`
`
`
`
`TRADEMARK
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
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`
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`
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`
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`
`
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`
`filed in the U-S- Distn'ct Court
`for the Eastern District of Texas Marshall Division
`0" the following
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`I] Trademarks or
`13 Patents.
`( E1 the patent action involves 35 U.S.C. § 292.):
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`
`
`
`
`
`
`
`
`2:19-CV—291
`812612019
`Eastern District otTexas. Marshall Division
`
`
`
`
`
`
`
`
`
`PLAINTIFF
`DEFENDANT
`
`
`
`HOLOPHANE EUROPE LIMITED
`ULTRAVISION TECHNOLOGIES. LLC
`
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`
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`
`TRXSEtT/ITRERNO
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`HOLDER or: I’A'l'ENT 0R TRADEMARK
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`2
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`
`3
`
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`
`
`
`8,870,413
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`
`
`10,223,946
`
`
`
`October 28. 2014
`
`
`
`
`
`Ultravision Technologies, LLC
`
`
`
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`October 23. 2014
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`Ultravision Technologies, LLC
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`Ultravision Technologies, LLC
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`DATE INCLUDED
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`[:| Answer
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`I] Cross Bill
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`DECISION/JUDGEMENT
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`' Case 2:18-cv-00100-JRG-RSP Document 76-5 Filed 06/OKQMEe WffiPEgfi) #: 557
`A0 120 (Rev. 081'“)
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`TRADEMARK
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`TO:
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`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
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`P.O. Box 1450
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`Alexandria, VA 22313-1450
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`REPORT ON THE
`FILING OR DETERMINATION OF AN
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`ACTION REGARDING A PATENT 0R
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`DATE FILED
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`June 6. 2019
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`on the following
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`PATENT OR
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`TRADEMARK N0.
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`DATE OF PATENT
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`OR TRADEMARK
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`HOLDER OF PATENT OR TRADEMARK
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`2
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`9.207.904
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`9 047 791
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`9,666,105
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`8 370 410
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`December 3 2015
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`Uilravision Technologies. LLC
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`June 2 2015
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`May 30' 2017
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`Ultravision Technologies, LLC
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`Ultravision Technologies, LLC
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`Ultravision Technologies, LLC
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`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
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`filed in ms U'S' Dim“ Court forthe Eastern District of Texas Marshall Division
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`I] Trademarks or
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`( E] the patent action involves 35 U.S.C. § 292.):
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`DOCKET NO.
`U.S. DISTRICT COURT
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`2:18—cv-00100—JRG-RSP
`Eastern District of Texas, Marshall Division
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`PLAINTIFF
`DEFENDANT
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`ULTRAVISION TECHNOLOGIES, LLC
`UNILUMIN GROUP 00., LTD.
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`October 23' 2014
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`5
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`10 223 945
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`March 5. 2019
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`Ultravision Technologies, LLC
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`PATENT OR
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`In the above—entitled case, the following patcnt(s)/ trademark(s) have been included:
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`INCLUDED BY
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`D Other Pleading
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`1n the above—entitled case, the following decision has been rendered or judgement issued:
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`DECISI ON/IUDGEMENT
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`Copy Z—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`UNITED STATES DEPARTMENT OF COMDIERCE
`United States Patent and Trademark Office
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`Addtess: COIVIMISSIONER FOR PATENTS
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`PO. Box 1450
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`Alexandria, Virginia 2231 3- 1450
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`www.uspto.gov
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`APPLICATION NO.
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`15/969,511
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`ISSUE DATE
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`03/05/2019
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`PATENT NO.
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`10223946
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`ATTORNEY DOCKET NO.
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`UVIAOO2C18
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`CONFIRMATION NO.
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`4143
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`25962
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`7590
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`SLATER MATSIL, LLP
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`17950 PRESTON RD, SUITE 1000
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`DALLAS, TX 75252-5793
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`02/13/2019
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`ISSUE NOTIFICATION
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`The projected patent number and issue date are specified above.
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`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
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`(application filed on or after May 29, 2000)
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`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
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`an indication of the adjustment on the front page.
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`determines Patent Term Adjustment is the filing date of the most recent CPA.
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`Applicant will be able to obtain more detailed information by accessing the Patent Application lnformation
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`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office
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`of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee payments
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`should be directed to the Application Assistance Unit (AAU) of the Office of Data Management (ODM) at
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`(571)—272-4200.
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`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
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`David Siucheong Auyeung, C arrollton, TX;
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`Ultravision Technologies, LLC, Dallas, TX;
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`William Y. Hall, Dallas, TX;
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`Simon Magarill, Mountain View, CA;
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`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
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`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
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`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
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`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`1R103 (Rev. 10/09)
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
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`Address: CONIMISSIONER FOR PATENTS
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`PO. Box 1450
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`Alexandria, Virginia 2231371450
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`www.uspw.gov
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`APPLICATION NO.
`FILING DATE
`FIRST NAMED INVENTOR
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
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`15/969,511
`05/02/2018
`David Siucheong Auyeung
`UVI-002C18
`4143
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`SLATER MATSIL, LLP
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`17950 PRESTON RD, SUITE 1000
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`DALLAS, TX 75252-5793
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`NEGRON ISMAEL
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`ART UNIT
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`2875
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`PAPER NUMBER
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`NOTIFICATION DATE
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`01/23/2019
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`Please find below and/or attached an Office communication concerning this application or proceeding.
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`The time period for reply, if any, is set in the attached communication.
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`Notice of the Office communication was sent electronically on above-indicated “Notification Date" to the
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`following e—mail address(es):
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`docketing@slatermatsil.com
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`PTOL-90A (Rev. 04/07)
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`Address: COMMISSIONER FOR PATENTS
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`PO. Box 1450
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`Alexandria, Virginia 22313-1450
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`APPLICATION NO./
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`CONTROL NO.
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`15/969,511
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`FILING DATE
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`05/02/2018
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`FIRST NAMED INVENTOR/
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`PATENT IN REEXAMINATION
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`Auyeung et al.
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`ATTORNEY DOCKET NO.
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`UVI—002C18
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`mm.“ —17950 PRESTON RD, SUITE 1000 ISMAEL NEGRON
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`DALLAS, TX 75252-5793
`ART UNIT
`PAPER
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`EXAMINER
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`2875
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`20190117
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`DATE MAILED:
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`Please find below and/or attached an Office communication concerning this application or
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`proceeding.
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`Commissioner for Patents
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`A review of the prosecution record has found that the copy of one of the information disclosure statements (IDS)
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`submitted on May 2 of 2018 (document including 32 pages) provided to the applicant (in the Office Action mailed on
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`October 1 of 2018) included citations which were not properly acknowledged as considered by the Examiner (pages 1, 2
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`and 20 of such document). The Examiner apologizes for the error.
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`A corrected copy of such IDS is attached to this communication.
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`Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ismael
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`Negron whose telephone number is (571) 272-2376. The examiner can normally be reached on Monday-Friday from 9:00
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`AM. to 6:00 PM. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Jong-Suk (
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`James) Lee, can be reached on (571) 272-7044. The facsimile machine number for the Art Group is (571) 273-8300.
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`Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (
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`PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR.
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`Status information for unpublished applications is available through Private PAIR only. For more information about the
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`PAIR system, go to http://pair—direct.uspto.gov. Should you have questions on access to Private PAIR system, contact the
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`Electronic Business Center (EBC) toll—free at 866—217—9197.
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`Primary Examiner, Art Unit 2875
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`Attachment: IDS filed May 2, 2018
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`/ISMAEL NEGRON/
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`PTO-900 (Rev.O4-03)
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`Receipt date: 05/02/2018
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`PTOISBIOBa (03-15)
`Doc code: IDS
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`Approved for use through 071312016. OMB 0651 -0031
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`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Iavid Siucheong Auyeung
`First Named Inventor
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`Art Unit
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`15/959,511 w GAU: 2875
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`INFORMATION DISCLOSU RE
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`STATEMENT BY APPLICANT
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`( Not for submission under 37 CFR 1.99)
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`-—
`U.S.PATENTS
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`Examiner Cite
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`Patent Number
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`Kind
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`Code1
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`Pages,Columns,Lines where
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`Figures Appear
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`I -
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`941 -09-02
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`awrence et al
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`998—09—08 —+—————— oEm m_. E
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`Reaeipt date: 05/02/2018
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`First Named Inventor
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`Reaeipt date: 95/02/2918
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`STATEMENT BY APPLICANT
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`First Named Inventor David Siucheong Auyeung
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`First Named Inventor David Siucheong Auyeung
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`Reaeipt date: 95/02/2918
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`INFORMATION DISCLOSU RE
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`STATEMENT BY APPLICANT
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`First Named Inventor David Siucheong Auyeung
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`First Named Inventor David Siucheong Auyeung
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` Attorney Docket Number
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`INFORMATION DISCLOSU RE
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`STATEMENT BY APPLICANT
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`First Named Inventor David Siucheong Auyeung
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