`
`_
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_
`
`DISH NETWORK L.L.C.,
`Petitioner
`
`v.
`
`BROADBAND ITV, INC.,
`Patent Owner
`
`_
`
`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`_
`
`DECLARATION OF MILTON DIAZ PEREZ
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`BBiTV EX2036 (REVISED PUBLIC)
`DISH v. BBiTV
`IPR2020-01267
`
`
`
`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`PATENT OWNER’S UPDATED EXHIBIT LIST
`
`Exhibit
`No.
`
`Description
`
`2001
`
`2002
`
`2003
`
`2004
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`Complaint for Patent Infringement, Broadband iTV, Inc. v. DISH
`Network, LLC, Case No. 6:19-cv-00716-ADA (W.D. Tex.),
`December 19, 2019.
`Transcript of Telephonic Discovery Hearing Before the Honorable
`Alan D. Albright, Broadband iTV, Inc. v. DISH Network, LLC,
`Case No. 6:19-cv-00716-ADA (W.D. Tex.), August 31, 2020.
`“The last thing anyone should think about WDTX is that it is patent
`plaintiff friendly, says Albright,” (IAM, Apr. 7, 2020),
`https://www.iam-media.com/law-policy/albright-the-last-thing-
`anyone-should-think-about-venue-it-plaintiff-friendly (accessed
`Sept. 14, 2020).
`Order Denying Motion to Stay Case, Continental Intermodal
`Group-Trucking, LLC v. Sand Revolution, LLC, Case No. 7:18-cv-
`00147 (W.D. Tex.), July 22, 2020.
`Order Denying Motion to Stay Case, Kerr Machine Co. v. Vulcan
`Indus. Holdings, LLC., Case No. 6:20-cv-00200 (W.D. Tex.),
`August 18, 2020.
`Divisional Standing Order Regarding Trials in Waco, U.S. District
`Court for the Western District of Texas, August 18, 2020.
`Divisional Standing Order Regarding Trials in Waco, U.S. District
`Court for the Western District of Texas, September 23, 2020.
`Divisional Standing Order Regarding Trials in Waco, U.S. District
`Court for the Western District of Texas, March 24, 2020.
`Order Granting Motion to Consolidate Cases, Broadband iTV, Inc.
`v. DISH Network, LLC, Case No. 6:19-cv-00712 (W.D. Tex.), April
`15, 2020.
`Minute Entry for Proceedings held before Judge Alan D. Albright,
`Broadband iTV, Inc. v. DISH Network, LLC, Case No. 6:19-cv-
`00716 (W.D. Tex.), August 31, 2020.
`“Roku Tells WDTX Patent Jury Its Tech's Web Access Is Key”
`Law360, October 5, 2020,
`https://www.law360.com/articles/1302893/print?section=ip
`(accessed October 20, 2020).
`
`- i -
`
`
`
`Exhibit
`No.
`
`Description
`
`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`
`2012
`
`2013
`
`2014
`
`2015
`
`2016
`2017
`
`2018
`
`Order Denying Motion to Dismiss, Broadband iTV, Inc. v. DISH
`Network, LLC, Case No. 6:19-cv-00716-ADA (W.D. Tex.), July
`25, 2020.
`Dish Network LLC’s Preliminary Invalidity Contentions,
`Broadband iTV, Inc. v. DISH Network, LLC, Case No. 6:19-cv-
`00716-ADA (W.D. Tex.), June 25, 2020.
`Intentionally Left Blank
`Defendants’ Opening Claim Construction Brief, Broadband iTV,
`Inc. v. DISH Network, LLC, Case No. 6:19-cv-716, U.S. District
`Court for the Western District of Texas, dated September 10, 2020.
`Intentionally Left Blank
`U.S. Patent Appl. Publ. No. 2002/00104099 to Novak (“Novak”)
`“Roku Beats $41M Infringement Claim In Texas Trial” Law360,
`October 14, 2020,
`https://www.law360.com/articles/1319005/print?section=ip
`(accessed October 21, 2020).
`“3 Things To Know After Busy WDTX Patent Judge's 1st Trial”
`Law360, October 16, 2020,
`https://www.law360.com/articles/1320360/print?section=ip
`(accessed October 21, 2020).
`Transcript of Telephonic Discovery Hearing Before the Honorable
`Alan D. Albright, Broadband iTV, Inc. v. DISH Network, LLC,
`Case No. 6:19-cv-00716-ADA (W.D. Tex.), March 26, 2020.
`2021-2025 Intentionally Left Blank
`BBiTV Court’s Claim Constructions Final At Hearing 11/13/20,
`Broadband iTV, Inc. v. DISH Network, LLC, Case No. 6:19-cv-716,
`U.S. District Court for the Western District of Texas, dated
`November 13, 2020.
`2027-2029 Intentionally Left Blank
`Teleconference Transcript, November 25, 2020.
`2030
`DISH Final Invalidity Contentions and Example Claim Charts
`2031
`AT&T Final Invalidity Contentions and Example Claim Charts
`2032
`Civil Docket for Broadband iTV, Inc. v. DISH Network, LLC, Case
`2033
`No. 6:16-cv-00716-ADA (W.D. Tex.), February 2, 2021.
`Teleconference Transcript, February 2, 2021.
`2034
`
`2019
`
`2020
`
`2026
`
`
`
`- ii -
`
`
`
`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`
`Description
`
`Michael Shamos Declaration (PARTIALLY CONFIDENTIAL)
`Milton Diaz Perez Declaration (PARTIALLY CONFIDENTIAL)
`Leighton Chong Declaration (PARTIALLY CONFIDENTIAL)
`Clif Kagawa Declaration (PARTIALLY CONFIDENTIAL)
`Deposition Transcript of Dr. Samuel Russ, April 30, 2021
`“Why Comcast Leads the Pack,” Bloomberg, May 31, 2001
`Comcast Fact Sheet
`"HOW IT WORKS: Video on Demand Is Ready, but the Market Is
`Not,” New York Times, Oct. 10, 2002
`“Behind Comcast's video-on-demand growth” dated Oct. 4, 2004,
`available at
`https://money.cnn.com/2004/10/04/technology/techinvestor/hellwe
`g/index.htm
` Comcast press release dated Jan. 8, 2008, available at
`https://corporate.comcast.com/news-information/news-
`feed/comcast-ceo-brian-l-roberts-announces-project-infinity-
`strategy-to-deliver-exponentially-more-content-choice-on-tv
`“Comcast’s Road to 20 Billion VOD Views” dated Aug. 10, 2011,
`available at https://www.multichannel.com/news/comcast-s-road-
`20-billion-vod-views-327466
`Comcast press release dated Mar. 31, 2009, available at
`https://www.prlog.org/10880181-comcast-media-center-to-
`introduce-express-lane-service-for-video-on-demand-content-
`providers-at.html
`Navic meeting 07/03 (CONFIDENTIAL)
`Intentionally Left Blank
`Intentionally Left Blank
`Specs / Flowcharts late 2003-early 2004 (CONFIDENTIAL)
`Specs / Flowcharts late 2003-early 2004 (CONFIDENTIAL)
`Specs / Flowcharts late 2003-early 2004 (CONFIDENTIAL)
`Specs / Flowcharts late 2003-early 2004 (CONFIDENTIAL)
`Specs / Flowcharts late 2003-early 2004 (CONFIDENTIAL)
`
`Exhibit
`No.
`2035
`2036
`2037
`2038
`2039
`2040
`2041
`2042
`
`2043
`
`2044
`
`2045
`
`2046
`
`2047
`2048
`2049
`2050
`2051
`2052
`2053
`2054
`
`
`
`- iii -
`
`
`
`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`
`Exhibit
`No.
`
`Description
`
`2055
`
`2056
`
`2057
`
`2058
`
`2059
`
`2060
`
`2061
`2062
`2063
`
`2064
`
`2065
`2066
`
`2067
`
`2068
`2069
`2070
`
`2071
`2072
`2073
`
`Email from Nestel to Diaz, dated January 12, 2004
`(CONFIDENTIAL)
`Email from Wall to Diaz (Perez) dated Jan. 25, 2004
`(CONFIDENTIAL)
`Email from Kagawa to Hoctor dated Dec. 7, 2003
`(CONFIDENTIAL)
`Email from Wall to Diaz (Perez) dated Jan. 27, 2004
`(CONFIDENTIAL)
`Email from Kagawa to Diaz (Perez) dated Jan. 27, 2004
`(CONFIDENTIAL)
`Email from Chong to Kagawa dated Mar. 31, 2004
`(CONFIDENTIAL)
`March draft application (attached to 3/31 March draft email)
`(CONFIDENTIAL)
`U.S. Patent Application No. 10/909,192
`Hand drawn BBiTV road map diagram, dated 3/3/04
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated Mar. 18, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated Mar. 19, 2004
`(CONFIDENTIAL)
`Consumer Content patent outline v2.doc (CONFIDENTIAL)
`System and Method for Managing, Converting and Displaying
`Consumer-Generated Content for Interactive Television Use
`(CONFIDENTIAL)
`Email from Diaz (Perez) to Chong dated Mar. 30, 2004
`(CONFIDENTIAL)
`U.S. Patent Application Publication No. 2002/0066106
`“April Development Document” (BBiTV Community
`Classified_spec_04_26_04 mdp.doc) (CONFIDENTIAL)
`“Servlet” definition:
`https://www.oracle.com/java/technologies/servlet-technology.html
`“February Presentation” (demo-nissan-infinity-02-18-04.ppt)
`Email from Kagawa to Evard dated Mar. 23, 2004
`(CONFIDENTIAL)
`
`
`
`- iv -
`
`
`
`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`
`Exhibit
`No.
`
`Description
`
`2074
`
`2075
`
`2076
`
`2077
`
`2078
`
`2079
`
`2080
`
`2081
`
`2082
`
`2083
`
`2084
`
`2085
`
`2086
`
`2087
`
`2088
`
`2089
`
`2090
`
`2091
`
`Email from Wall to Diaz (Perez) dated Mar. 30, 2004
`(CONFIDENTIAL)
`Email from Kagawa to Evard dated Mar. 31, 2004
`(CONFIDENTIAL)
`Email from Kagawa to Evard dated Apr. 8, 2004
`(CONFIDENTIAL)
`Email from Kagawa to Kalbrener dated Apr. 2, 2004
`(CONFIDENTIAL)
`Email from Kagawa to Yamashita dated Apr. 21, 2004
`(CONFIDENTIAL)
`Email from Kagawa to Diaz (Perez) dated Apr. 27, 2004
`(CONFIDENTIAL)
`Email from Benz to Diaz (Perez) dated Apr. 27, 2004
`(CONFIDENTIAL)
`Email from Shimamura to Kagawa dated Apr. 27, 2004
`(CONFIDENTIAL)
`Email from Guinasso to Diaz (Perez) dated May 6, 2004
`(CONFIDENTIAL)
`Email from Evard to Diaz (Perez) dated May 6, 2004
`(CONFIDENTIAL)
`Email from Kagawa to Evard dated May 7, 2004
`(CONFIDENTIAL)
`Email from Moratin to Goldberg dated May 17, 2004
`(CONFIDENTIAL)
`Email from Kagawa to Diaz (Perez) dated May 21, 2004
`(CONFIDENTIAL)
`Email from Kagawa to Evard dated June 4, 2004
`(CONFIDENTIAL)
`Email from kagawa to Evard dated June 11, 2004
`(CONFIDENTIAL)
`Email from Felice to Diaz (Perez) dated June 15, 2004
`(CONFIDENTIAL)
`Email from Wall to Diaz (Perez) dated June 18, 2004
`(CONFIDENTIAL)
`Email from Yamashita to Evard dated June 25, 2004
`(CONFIDENTIAL)
`
`
`
`- v -
`
`
`
`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`
`Exhibit
`No.
`
`Description
`
`2092
`2093
`2094
`
`2095
`
`2096
`
`2097
`
`2098
`
`2099
`
`2100
`
`2101
`
`2102
`2103
`2104
`
`2105
`
`2106
`
`2107
`
`2108
`
`2109
`2110
`
`Email from Evard to Kagawa dated July 14, 2004
`(CONFIDENTIAL)
`May 04 Management Report (June 23) (CONFIDENTIAL)
`Email from Kagawa to Yamashita dated May 21, 2004
`(CONFIDENTIAL)
`Email from Evard to Wilcox dated Apr. 28, 2004
`(CONFIDENTIAL)
`Email from Keyserling to Diaz (Perez) dated Apr. 28, 2004
`(CONFIDENTIAL)
`Email from Dowling to Diaz (Perez) dated Apr. 29, 2004
`(CONFIDENTIAL)
`Email from Dakss to Diaz (Perez) dated Apr. 29, 2004
`(CONFIDENTIAL)
`Email from Daoust to Diaz (Perez) dated July 14, 2004
`(CONFIDENTIAL)
`Email from Reynolds to Diaz (Perez) dated July 12, 2004
`(CONFIDENTIAL)
`Email from Geist to Diaz (Perez) dated July 15, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated June 1, 2004
`(CONFIDENTIAL)
`Declaration of Michael Kunkel
`Email from Diaz (Perez) to Chong dated June 9, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated June 9, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated June 1, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated June 21, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated June 23, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated June 25, 2004
`(CONFIDENTIAL)
`Fig 1a vod content delivery system arch.doc (5/23, 6/27)
`
`
`
`- vi -
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`
`
`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`
`Exhibit
`No.
`2111
`2112
`2113
`2114
`2115
`2116
`2117
`
`2118
`
`2119
`2120
`2121
`
`2122
`2123
`2124
`2125
`2126
`2127
`2128
`2129
`
`2130
`
`2131
`2132
`2133
`2134
`2135
`
`Description
`
`Fig 1b drill down navigation example.ppt (10/1, 6/27)
`Fig 1c template layer model.doc (6/20, 6/27)
`Fig 2a classified ad system arch.doc (6/27, 6/28)
`Fig 2b web-based cms.doc (6/27, 6/29)
`Fig 2c Content Screening System.doc (6/29)
`Fig 2d content feed and conversion system.doc (6/29)
`Email from Diaz (Perez) to Chong dated June 29, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated June 30, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated July 15, 2004
`(CONFIDENTIAL)
`7/15 Patent Application Draft (CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated July 21, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated July 22, 2004
`(CONFIDENTIAL)
`Product Status Report 3/1 (CONFIDENTIAL)
`Product Status Report 3/8 (CONFIDENTIAL)
`Product Status Report 3/15 (CONFIDENTIAL)
`Product Status Report 3/23 (CONFIDENTIAL)
`Product Status Report 3/30 (CONFIDENTIAL)
`Intentionally Left Blank
`March Monthly Management Report (created 4/16)
`(CONFIDENTIAL)
`Emails regarding functionality requirements (4/29)
`(CONFIDENTIAL)
`Emails regarding updating specs/flowcharts (4/28)
`(CONFIDENTIAL)
`Product Status Report 4/6 (CONFIDENTIAL)
`Product Status Report 4/13 (CONFIDENTIAL)
`Product Status Report 4/20 (CONFIDENTIAL)
`Product Status Report 4/28 (CONFIDENTIAL)
`
`
`
`- vii -
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`
`
`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`
`Exhibit
`No.
`
`Description
`
`2136
`
`2137
`
`2138
`
`2139
`
`2140
`
`2141
`2142
`2143
`
`2144
`
`2145
`
`2146
`
`2147
`
`2148
`
`2149
`
`2150
`2151
`2152
`2153
`2154
`
`Email from Kanojia to Diaz (Perez) dated Apr. 19, 2004
`(CONFIDENTIAL)
`Alternate (later) version of April Development Document
`(CONFIDENTIAL)
`Email from Nestel to Diaz (Perez) dated Apr. 20, 2004
`(CONFIDENTIAL)
`Email from Nestel to Goldberg dated Apr. 21, 2004
`(CONFIDENTIAL)
`Email from Nestel to Goldberg dated Apr. 23, 2004
`(CONFIDENTIAL)
`Email from Goldberg to Nestel dated May 6, 2004
`(CONFIDENTIAL)
`Product Status Report 5/25 (CONFIDENTIAL)
`Email from Goldberg to Diaz (Perez) dated May 11, 2004
`(CONFIDENTIAL)
`Email from Nestel to Diaz (Perez) dated May 18, 2004
`(CONFIDENTIAL)
`Email from Nestel to Goldberg dated May 25, 2004
`(CONFIDENTIAL)
`Email from Goldberg to Diaz (Perez) dated May 26, 2004
`(CONFIDENTIAL)
`Email from Wall to Diaz (Perez) dated May 1, 2004
`(CONFIDENTIAL)
`Email from Nestel to Tumilowicz dated May 20, 2004
`(CONFIDENTIAL)
`Email from Nestel to Diaz (Perez) dated May 3, 2004
`(CONFIDENTIAL)
`April 2004 Monthly Management Report (created 5/14)
`(CONFIDENTIAL)
`Product Status Report 5/4 (CONFIDENTIAL)
`Claim Construction Order, Broadband iTV v. DISH; Broadband
`iTV v. AT&T and DirecTV
`Intentionally Left Blank
`Product Status Report 6/2 (CONFIDENTIAL)
`
`- viii -
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`
`
`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`
`Exhibit
`No.
`
`Description
`
`2155
`
`2156
`2157
`2158
`2159
`
`2160
`2161
`2162
`
`2163
`2164
`2165
`2166
`2167
`2168
`2169
`2170
`2171
`2172
`2173
`2174
`2175
`2176
`2177
`2178
`2179
`
`Email from Wall to Diaz (Perez) dated June 2, 2004
`(CONFIDENTIAL)
`Email from Nestel to Diaz (Perez) dated June 2, 2004
`(CONFIDENTIAL)
`Product Status Report 6/14 (CONFIDENTIAL)
`Product Status Report 6/29 (CONFIDENTIAL)
`Email from Hoctor to Nestel dated June 30, 2004
`(CONFIDENTIAL)
`Email from Kuniyuki to Nestel dated July 29, 2004
`(CONFIDENTIAL)
`Email from Wall to Nestel dated July 28, 2004 (CONFIDENTIAL)
`Email from Nestel to Diaz (Perez) dated July 23, 2004
`(CONFIDENTIAL)
`Email from Nestel to Diaz (Perez) dated July 14, 2004
`(CONFIDENTIAL)
`Product Status Report 7/12 (CONFIDENTIAL)
`Product Status Report 8/3/04 (CONFIDENTIAL)
`Email from Nestel to Diaz (Perez) dated July 14, 2004
`(CONFIDENTIAL)
`Ericsson R320s - cellular phone - GSM Series Specs, CNET
`Ericsson R320s User Manual, 2nd Ed., 1999
`Palm VII Series Specs, CNET
`Palm VII Series User Guide
`U.S. Patent No. 6,253,375 to Gordon et al.
`U.S. Patent Application No. 15/192,598
`U.S. Provisional Patent Application No. 60/253,350
`U.S. Provisional Patent Application No. 60/253,369
`U.S. Provisional Patent Application No. 60/253,488
`Intentionally Left Blank
`Redline of ’192 Application vs. March Draft (CONFIDENTIAL)
`Q2 2004 business plan (CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated Mar. 30, 2004
`(CONFIDENTIAL)
`
`
`
`- ix -
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`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`
`Description
`
`Express Lane User Guide v3
`Email from Chong to Diaz (Perez) dated Apr. 22, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated Apr. 24, 2004
`(CONFIDENTIAL)
`Email from Diaz (Perez) to Chong dated Apr. 24, 2004
`(CONFIDENTIAL)
`Email from Chong to Diaz (Perez) dated May 27, 2004
`(CONFIDENTIAL)
`7/30 Confirmation Of Filing (CONFIDENTIAL)
`Email from Patrick Herman Regarding Patent Owner’s Motion to
`Seal and Enter Default Protective Order, May 7th, 2021
`
`Exhibit
`No.
`2180
`2181
`
`2182
`
`2183
`
`2184
`2185
`2186
`
`
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`
`I, Milton Diaz Perez, declare and state as follows:
`
`I.
`
`INTRODUCTION AND BACKGROUND OF THE INVENTION
`
`1.
`
`I joined BBiTV in April or May of 2003 as a part-time consultant in
`
`order to help BBiTV’s efforts to commercialize a product to sell ads on cable
`
`networks. When I joined, BBiTV had a product called Promo!, which was a VOD-
`
`based advertising product built on the Scientific Atlanta XOD platform, and
`
`publicly accessible on Time Warner Cable Oceanic (“TWC”) channel 327.
`
`2.
`
`The processing of video content and metadata into the Promo! system
`
`involved sending TWC video tapes with information about videos (e.g., title,
`
`category, etc.) physically written on the video tape. TWC would process the tapes,
`
`which involved encoding the tapes, transcribing the descriptive information into a
`
`metadata file, and loading the encoded video files onto TWC’s video servers and
`
`the transcribed information into the XOD platform. Because of the manual nature
`
`of entering content and descriptive information into the Promo! system’s backend,
`
`content would only be available several weeks after a video tape was sent to TWC,
`
`and errors in the transcription of metadata were common. On the front-end, the
`
`XOD’s interface was difficult to navigate, slow to load and was prone to crashing.
`
`Among other technical challenges, XOD utilized a single database, which would
`
`be delivered via a “carousel” to the set top box. This meant that if there was even a
`
`small error in the database, any corrections or updates would need to replace the
`
`
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`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`entire database via re-delivery to the carousel. Such an update could take as long as
`
`8 hours. In part, I was tasked by BBiTV to overcome these technical challenges,
`
`some of which resulted in the patent disclosure at issue here.
`
`3.
`
`In order to improve the capabilities of the then-exiting Promo! System
`
`and overcome these and other technical challenges, I believed we had to replace
`
`the system, and I lead the development of a replacement platform. In June of 2003,
`
`BBiTV was introduced to Navic, a company that provided a technical platform on
`
`TWC head ends. Navic’s platform was both an app platform enabling the
`
`construction and running of custom applications (like the applications being
`
`developed by BBiTV) on a set-top box. The Navic platform also provided an
`
`alternative data transport system (to the poorly designed carousel that TWC was
`
`using for Promo!) inside a cable system that would communicate with an app on a
`
`set-top box. Our plan at BBiTV at the time was to transition our then existing
`
`Promo! product from the old carousel system onto the Navic platform. Thus, we
`
`contemplated that BBiTV would create custom user interfaces and video controls
`
`to replace the poorly performing implementation of the then-existing Promo!. We
`
`referred to the new version of Promo! internally as the “Version 2.0” product.
`
`BBiTV signed a letter expressing interest in working with Navic in late July of
`
`2003, and had multiple meetings with Navic to explore Navic’s capabilities (see,
`
`e.g., EX2047, reflecting a meeting with Navic in July 2003).
`
`
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`Case IPR2020-01267
`U.S. Patent No. 10,028,026
`I also wanted to address the difficult, cumbersome and technically
`
`4.
`
`challenged method used by the then-existing Promo! product to deliver videos and
`
`related information to the XOD platform. My idea was to replace the backend
`
`video delivery system entirely with a more streamlined service over the Internet. I
`
`envisioned a VOD classifieds product with both an improved user interface and
`
`graphics for the end-user. One of the improvements I conceived included improved
`
`control over the process for content providers using a web-based content
`
`management system. By allowing content providers to upload videos along with
`
`the content characterizing data as “metadata,” I not only gave control over the
`
`process to the content provider, I also sped up the process and reduced potential
`
`transcription errors. The system I conceived also provided for improved and more
`
`efficient video encoding and other processes that were related to delivering to the
`
`head end a full “package.” Initially, I envisioned BBiTV would operate two
`
`separate VOD related products and/or businesses. One product was called a
`
`“Commercial Classifieds” product, where BBiTV would provide more services,
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`such as assisting with advertisement creation and additional links inside ads. The
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`other product was a “Consumer Classifieds” product focused on individual users.
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`Later, I also conceived of a “Bulletin Board product.”
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`5.
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`In September of 2003, I became the full-time CTO of BBiTV. My job
`
`responsibilities included the development of new VOD products, acquisition of
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`patents and other intellectual property, management of the operations team
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`supporting Promo! (as it existed and was being developed for Version 2.0) and
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`securing of funding for the company to develop and market new VOD products. In
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`late 2003 and early 2004, I drafted specifications and flow charts for the new
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`products. EX2048-EX2055. EX2048 is a true and accurate copy of a draft
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`document I authored, which has a created and last modified date of 10/22/2003.
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`EX2049 is a true and accurate copy of a draft document I authored, which has a
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`created and last modified date of 10/19/2003. EX2050 is a true and accurate copy
`
`of a draft document authored at my direction, which has a created and last
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`modified date of 12/19/2003. EX2051 is a true and accurate copy of a draft
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`document authored at my direction, which has a created and last modified date of
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`12/19/2003. EX2052 is a true and accurate copy of a draft document authored at
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`my direction, which has a created and last modified date of 12/19/2003. EX2053 is
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`a true and accurate copy of a draft document authored at my direction, which has a
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`created and last modified date of 1/15/2004. EX2054 is a true and accurate copy of
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`a draft document authored at my direction, which has a created and last modified
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`date of 1/5/2004. EX2055 is a true and accurate copy of an email I received on
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`1/12/2004. I also hired Nicole Nestel as a product manager and Kim Wall as a
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`graphic designer under my supervision to assist with the creation of the design of
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`the products.
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`I recognized that a significant aspect of our new products was delivery
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`6.
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`of video content to a STB in a video-on-demand format. EX2056. EX2056 is a true
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`and accurate copy of an email I received on 1/25/2004. On December 7, 2003,
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`BBiTV signed a developer agreement with Navic, which enabled us to work with
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`Navic to build out my vision of what the VOD capability for our products would
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`be EX2057. EX2057 is a true and accurate copy of an email I received on
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`12/7/2003. Ms. Wall, Ms. Nestel, and I met with Navic frequently, including
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`attending a developer training event in January 2004. EX2058, 3. In addition, a
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`web-based video uploading solution was also essential. After meeting with vendors
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`such as InDemand, one of the biggest providers of ingestion and processing
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`services in January of 2004 (EX2059), I realized that a significant technological
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`challenge faced by all industry participants was that it was not possible for current
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`market participants to provide the functionality I envisioned. EX2059 is a true and
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`accurate copy of an email I received on 1/27/2004. I also realized BBiTV would
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`have to design and create a web-based content management system (WBCMS)
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`itself to overcome these and other technological challenges and implement my
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`inventions.
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`II. CONCEPTION OF SUBJECT MATTER OF CLAIMS 1-9 OF ’026
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`PATENT
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`I conceived of the inventions claimed in claims 1-9 of the ’026 patent
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`7.
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`no later than March 31, 2004 as corroborated by an early draft of patent application
`
`(“March Draft”) (EX2060; EX2061) that was sent by Leighton Chong, BBiTV’s
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`patent attorney, to Clif Kagawa, BBiTV’s CEO, and me and that resulted in U.S.
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`Patent Application 10/909,192 (“’192 application”) filed on July 30, 2004
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`(EX2062). EX2060 is a true and accurate copy of an email I received on
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`3/31/2004. EX2061 is a true and accurate copy of the document attached to
`
`EX2060, which I received on 3/31/2004. EX2062 is a true and accurate copy of a
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`document filed with the US Patent Office on 7/30/2004. The ’192 application
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`issued as U.S. Patent No. 7,590,997 (“’997 patent”). EX1017.
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`8.
`
`I discussed the subject matter of claims 1-9 of the ’026 patent with
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`Mr. Kagawa in February 2004 and prepared a presentation showing how the
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`system’s hierarchical EPG and layered templates would work (the “February
`
`Presentation”). EX2072, 6. EX2072 is a true and accurate copy of a draft document
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`authored at my direction, which has a created date of 10/1/2003 and a last modified
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`date of 2/18/2004. As the CTO, I discussed the subject matter of claims 1-9 of the
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`’026 patent with Mr. Kagawa in the course of discussing product development of
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`the next generation of BBiTV products and to obtain permission to pursue patent
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`application on my inventions.
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`I also communicated the subject matter of my inventions to Mr.
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`9.
`
`Chong, BBiTV’s patent attorney at the time, who proceeded to draft the patent
`
`application that became the ’192 application. On March 3, 2004, I met with Mr.
`
`Chong
`
`. EX2063. During this meeting,
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`
`
`, as shown in
`
`EX2063. EX2063 is a true and accurate copy of a draft document I created on
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`3/3/2004. Mr. Chong communicated with me further on 3/18 and 3/19 requesting
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`updates from me on my progress in drafting the patent specification. EX2064;
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`EX2065. EX2064 is a true and accurate copy of an email I received on 3/18/2004.
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`EX2065 is a true and accurate copy of an email I received on 3/19/2004. I created a
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`first draft of a patent specification, including the major features of the system in
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`EX2066, titled “Consumer Content patent outline v2.doc” which has a document
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`creation date of 3/24/2004 and date last modified date of 3/26/2004. EX2066 is a
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`true and accurate copy of a draft document I created on 3/24/2004 and last
`
`modified on 3/26/2004. I slightly refined this outline as EX2067, titled “System
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`and Method for Managing, Converting and Displaying Consumer-Generated
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`Content for Interactive Television Use,” which has a creation date and last
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`modified date of 3/29/2004. EX2067 is a true and accurate copy of a draft
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`document I created on 3/29/2004. I sent Mr. Chong this first draft of the patent
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`specification on 3/29/2004. EX2068. EX2068 is a true and accurate copy of an
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`email I sent on 3/30/2004. Mr. Chong responded on 3/30/2004, noting that the text
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`I have drafted reflects what Mr. Chong and I mapped out during meetings, and
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`requesting diagrams that I had drawn on a whiteboard. EX2179. EX2179 is a true
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`and accurate copy of an email I received on 3/30/2004. On the next day, March 31,
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`2004, Mr. Chong sent the March Draft to Clif Kagawa and me. (EX2060;
`
`EX2061).
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`10. As we continued to work on the projects, I developed with the
`
`assistance of my team, a development document by April 29, 2004 (the “April
`
`Development Document”). EX2070. EX2070 is a true and accurate copy of a draft
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`document authored at my direction on 4/22/2004, and last modified on 4/29/2004.
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`The April Development Document included more examples of how my inventions
`
`were to be implemented in these early products.
`
`11. My conception of claims 1-9 of the ’026 patent by March 31, 2004, is
`
`corroborated by contemporaneous documents from 2004, including at least the
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`March Draft (EX2060; EX2061) and February Presentation (EX2072). The April
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`Development Document (EX2070) further corroborates my conception of claims
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`1-9 in no event later than April 29, 2004.
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`A. Claim 1
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`1. Preamble1
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`12.
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`I conceived of “An Internet-connected digital device for receiving, via
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`the Internet, video content to be viewed by a subscriber of a video-on-demand
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`system using a hierarchically arranged electronic program guide” by March 31,
`
`2004 as corroborated by the March Draft and February Presentation and EX2054,
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`and in any event no later than April 29, 2004 as corroborated by the April
`
`Development Document. The March Draft discloses “An Internet-connected digital
`
`device” such as an internet-connected set-top box. EX2061, ¶3 (disclosing set-top
`
`boxes with “Internet browsing capabilities, e-mail, e-commerce transactions” and
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`“videoconferencing.”). The March Draft incorporates by reference U.S. Patent
`
`Publication 2002/066,106 (“’106 Publication”) to Navic published May 30, 2002,
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`which similarly discloses “Internet appliances such as digital set-top boxes” that
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`can have offer “Internet browsing capabilities and e-commerce serving
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`capabilities.” EX2069, ¶¶5-6; EX2061, ¶4. EX2069 is a true and accurate copy of a
`
`document published by the Patent Office on May 30, 2002. At the time, we were
`
`working on developing products on the Navic platform, which, as their patent
`
`application states, could support internet connected digital set-top boxes that can
`
`receive content (e.g., video advertisements, internet browsing).
`
`
`1 1.preamble and limitations 1[a]-1[f] correspond to Petitioner’s labeling of claim 1
`in the Petition.
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`13. The March Draft also discloses that the Internet-connected digital
`
`device (“ICDD”) (e.g., set-top box) is “for receiving, via the Internet, video content
`
`to be viewed by a subscriber of a video-on-demand system” as the set-top box
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`receives video content to be viewed by a subscriber of a video-on-demand system
`
`via the Internet as the video content received is uploaded and transferred via the
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`internet. EX2061, ¶¶8, 28, 31.
`
`14. Additionally, the April Development Document (EX2070) dated no
`
`later than April 29, 2004) was authored under my direction and reflected my
`
`conceptions. The April Development Document shows that
`
` I used this language to reflect my concept that
`
` (the “April Development
`
`Document”). EX2070, 3
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`
`
`
`
`
`
`
`
` The April
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`Development Document also depicts a client device (e.g., a set-top box) labeled as
`
`“ITV Product” that is coupled to the system via “Navic N-Band Components”
`
`including a “Java Servlet.” At the time, Java Servlets were components used by
`
`servers as part of the Internet to transmit information using an Internet Protocol.
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`EX2071. EX2071 is a true and accurate copy of a website published by Oracle that
`
`I visited. Navic used these Java Servlets to communicate with ITV Products, such
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`as digital set top boxes, which Navic described as “Internet appliances” in the ’106
`
`Publication.
`
`EX2070, 6 (annotated).
`
`15. The March Draft discloses that video content was viewed “using a
`
`hierarchically arranged electronic program guide.” The March Draft also discloses
`
`that the video-on-demand system uses a “hierarchically arranged electronic
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`program guide” (EPG) by, for example, allowing users to navigate from general
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`“mass-market” or “topical” areas to “specific,” or “subtopical” areas. EX2061, ¶¶7,
`
`8, 10, 23, 24, 31.
`
`16. Further, EX2072, the February Presentation, dated February 18, 2004,
`
`is a BBiTV development document that I authored that shows examples of
`
`hierarchically arranged EPGs and layered templates at different levels of the
`
`hierarchy. EX2072, 2-13. One example of a hierarchically arranged EPG is shown
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`below in red wherein the user can choose categories and subcategories to select the
`
`desired video.
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`EX2072, 2 (annotated). A substantially similar diagram is reproduced in the ’026
`
`patent (EX1001) at FIG. 1B.
`
`17.
`
`In another example, in a January 4, 2004 “Core Platform
`
`Requirements” (EX2054) I provided the following illustration of a drill down
`
`menu as I conceived of it:
`
`See EX2054, 10-11.
`
`2. Limitation 1.[a]
`
`18.
`
`I conceived of limitation 1.[a], “the Internet-connected digital device
`
`being configured to obtain and present to the subscriber an electronic program
`
`guide as a templatized video-on-demand display, which uses at least one of a
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`plurality of different display templates to which the Internet-connected digital
`
`device