`FOR THE DISTRICT OF DELAWARE
`THE TRUSTEES OF COLUMBIA
`UNIVERSITY IN THE CITY OF NEW
`YORK and QIAGEN SCIENCES, LLC,
`
`)))))))))))))
`
`Civil Action No. 19-1681-CFC
`
`Plaintiffs,
`
`v.
`
`ILLUMINA, INC.,
`
`Defendant.
`
`PLAINTIFFS’ MOTION FOR RECONSIDERATION OF THE COURT’S
`CLAIM CONSTRUCTION ORDER
`
`Pursuant to D. Del. LR 7.1.5(a), plaintiffs, by and through their undersigned
`
`counsel, respectfully request clarification, or, in the alternative, reconsideration of
`
`this Court’s construction of the term “
`
`”. In support of this motion, plaintiffs
`
`state as follows:
`
`1
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 2 of 17 PageID #: 2809
`
`single linker even if it was originally synthesized from multiple smaller chemical
`
`groups.1
`
`If the Court agrees that its construction does not exclude such a single linker
`
`just because the single linker was itself made from multiple chemical groups,
`
`plaintiffs seek no further relief from the Court. However, if the Court disagrees,
`
`plaintiffs respectfully ask for reconsideration because such a construction:
`
`a.
`
`permits Illumina to simultaneously obtain diametrically opposite
`
`claim constructions under the same Phillips standard for non-
`
`infringement and invalidity;
`
`b.
`
`is mistakenly premised on the belief that plaintiffs sought a
`
`construction of “
`
`” to mean both the one structure connecting the
`
`base to the tag, and subgroups (see Ex. 1 at 55:12-23), and this would
`
`improperly read out all of the embodiments in the patents-in-suit;
`
`c.
`
`improperly denies plaintiffs the benefit of the canon of construction
`
`that “a singular noun encompasses the plural for claim construction
`
`purposes”;
`
`1 A POSA understands that a “single linker” connecting the base to the tag is
`typically made from smaller chemical groups that can also be referred to as linkers.
`(Ex. 4, ¶ 72.)
`
`2
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 3 of 17 PageID #: 2810
`
`d.
`
`does not appear to have considered the evidence that “everybody
`
`knows linker can include multiple linkers” (Ex. 1 at 50:9-11); and
`
`e.
`
`improperly considers statements by Columbia in a prior IPR as
`
`“disclaimers” even though the PTAB rejected the statement and
`
`invalidated the patent.
`
`ARGUMENT
`
`The Federal Circuit recognizes that “district courts may engage in rolling
`
`claim construction, in which the court revisits and alters its interpretation of the
`
`claim terms” as new evidence becomes available. Pfizer, Inc. v. Teva Pharms.,
`
`USA, Inc., 429 F.3d 1364, 1377 (Fed. Cir. 2005); ViiV Healthcare v. Gilead Scis.,
`
`437 F. Supp. 3d 395, 402 (D. Del. 2020). Reconsideration is appropriate when
`
`needed to prevent manifest injustice or clear errors of law, and when new evidence
`
`is available. Lazaridis v. Wehmer, 591 F.3d 666, 669 (3d Cir. 2010). Motions for
`
`reconsideration also are appropriate when the court has misunderstood a party or
`
`made an error not of reasoning but of apprehension. Pacific Biosciences v. Oxford
`
`Nanopore Techs., No. 17-275, 2019 U.S. Dist. LEXIS 98526, at *4 (D. Del. Jun.
`
`12, 2019).
`
`The Current Construction Would Result in Manifest Injustice
`
`The current claim construction would result in manifest injustice. If the
`
`Court’s construction precludes “single linker” from encompassing linkers made
`
`3
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 4 of 17 PageID #: 2811
`
`from multiple chemical groups, it would unfairly permit Illumina to achieve
`
`different claim constructions under the same Phillips standard for purposes of
`
`infringement and invalidity. See Amgen Inc. v. Hoechst Marion Roussel, Inc., 314
`
`F.3d 1313, 1330 (Fed. Cir. 2003) (“It is axiomatic that claims are construed the
`
`same way for both invalidity and infringement.”)
`
`Recently, Illumina averred in five IPR Petitions against the patents-in-suit
`
`(all subject to the Phillips standard of claim construction) that Columbia’s claimed
`
`“
`
`”-based “linker” reads on prior art where the linker includes multiple
`
`chemical linkers; and, critically, that “no [Illumina] proposed litigation
`
`construction affects the merits of this petition.” (See, e.g., Ex. 2 [IPR2020-00988,
`
`Paper 1 (Petition)] at 12.) Notably, the “linker” construction that Illumina seeks in
`
`those recent IPRs matches (a) Columbia’s construction (Ex. 3 [IPR2020-00988,
`
`Paper 11 (Patent Owner’s Preliminary Resp.)] at 6-8; Ex. 4 [IPR2020-00988, Ex.
`
`2020 (Declaration of Kenneth Johnson)] at ¶ 71), (b) the PTAB’s construction in
`
`the prior IPRs (JA0040-41, n.33),2 and (c) Illumina’s position in its invalidity
`
`contentions in this case (see Ex. 5 [Illumina’s Initial Invalidity Contentions, App’x
`
`B] at 35 [8].).
`
`2 “JA” is the Joint Appendix [D.I. 55].
`
`4
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 5 of 17 PageID #: 2812
`
`In particular, in the pending IPRs and its current invalidity disclosures in this
`
`case, Illumina argues that “the linker” disclosed in Prober’s Figure 2A (along with
`
`Dower) discloses Columbia’s “linker.” (See e.g., Ex. 2 at 53.) It is undisputed that
`
`Prober’s singular “linker” in Figure 2A contains multiple chemical groups:
`
`(See Ex. 4 at ¶ 75 (annotating Ex. 6 [Prober] at Fig. 2A, to show multiple chemical
`
`groups); Ex. 7 [IPR2018-00291, Ex. 1139 (Illumina’s Demonstratives)], Slide 49.)
`
`Thus, Illumina uses a construction of Y/linker that includes linkers made of
`
`multiple chemical groups.
`
`Finally, Illumina filed the ongoing IPRs in 2020, after Columbia’s alleged
`
`disclaimer in 2019, confirming that Illumina understood that Columbia’s alleged
`
`disclaimer did not exclude a linker made of multiple chemical groups. In these
`
`IPRs, while stating that its proposed construction did not conflict with any claim
`
`construction in this litigation, Illumina used a construction of “linker” that would
`
`encompass a linker made of multiple chemical groups. Given these facts, it would
`
`be manifestly unjust to reward Illumina’s actions and permit the claim construction
`
`5
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 6 of 17 PageID #: 2813
`
`here to directly contradict it and Columbia’s common position in the prosecution
`
`history of the patents-in-suit.
`
`Plaintiffs Did Not Seek Two Constructions of “Linker,” and the
`Construction Incorrectly Excludes All Embodiments
`
`Plaintiffs believe the Court misunderstood their position with respect to
`
`“linker.” During the hearing, the Court stated that the patent owner had not made
`
`it clear whether “linker” was “the overall structure that lies between and connects
`
`the tag to the base, or . . . a subgroup within that overall structure.” (Ex. 1 at
`
`53:22-54:5.) But plaintiffs did not seek to construe “linker” or “subgroups.”
`
`Misunderstanding on this point between the Court and the parties justifies
`
`reconsideration. Pacific Biosciences, 2019 U.S. Dist. LEXIS 98526, at *4
`
`(granting motion for reconsideration, noting that the Court “misapprehended
`
`certain factual arguments”).
`
`Plaintiffs have consistently stated in their briefs and at the hearing that both
`
`“
`
`” and “linker” refer to the entire structure that connects the base to the tag.
`
`(Joint Claim Construction Br. (“Joint Br.”) [D.I. 54] at 10, 11, 23, 24, 41, 43, 44,
`
`46, 47; Ex. 1 at 6:2-4, 6:11-12, 9:7-9, 10:20-21, 11:24-12:1, 12:15-20, 27:10-12,
`
`30:21-22, 34:8-9.) Plaintiffs sought to avoid a construction that could exclude a
`
`single linker made of smaller linkers, because there was nothing in the claims or
`
`written description supporting such a limiting construction. See e.g., Renishaw
`
`PLC v. Marposs Societa’ Per Azioni, 158 F.3d 1243, 1250 (Fed. Cir. 1998) (“if an
`6
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 7 of 17 PageID #: 2814
`
`apparatus claim recites a general structure (e.g., a noun) without limiting that
`
`structure to a specific subset of structures (e.g., with an adjective), we will
`
`generally construe the claim to cover all known types of that structure that are
`
`supported by the patent disclosure.”)
`
`Critically, clarification is needed so that the Court’s construction does not
`
`improperly read out all of the embodiments. Nellcor Puritan Bennett v. Masimo
`
`Corp., 402 F.3d 1364, 1368-69 (Fed. Cir. 2005) (noting that a construction that
`
`“plac[es] all the embodiments of the invention outside the scope of the claims is
`
`powerful evidence that the court's construction is incorrect” and declining to adopt
`
`such a construction). Illumina stated at the hearing that Figure 21 was consistent
`
`with its “single linker” construction, without any evidence. (Ex. 1 at 50:23-24).
`
`However, after the Markman hearing, in a current IPR representing the still-
`
`developing intrinsic record of the patents-in-suit, Columbia’s expert stated that the
`
`structure shown in Figure 21 contains “a ‘linker’” “consisting of more than one
`
`chemical group”:
`
`7
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 8 of 17 PageID #: 2815
`
`(Ex. 4, ¶ 74 (annotating Fig. 19 (which has the same linker as Figure 21) to show
`
`multiple chemical groups). Clarification is needed to ensure that there is not a
`
`construction that could exclude all embodiments.
`
`As a Matter of Law, a Linker Means One or More Linkers
`
`The Federal Circuit has stated that in claim construction, the “use of the
`
`singular form of a word does not preclude a meaning which includes the plural.”
`
`Embrex, Inc. v. Sev. Eng’g Corp., 216 F.3d 1343, 1348 (Fed. Cir. 2000); see also
`
`Bushnell Hawthorne, LLC v. Cisco Sys., No. 19-2191, 2020 U.S. App. LEXIS
`
`15486, at **10-11 (Fed. Cir. May 14, 2020) (“It is true that, as a general rule, a
`
`singular noun encompasses the plural for claim construction purposes.”);
`
`Renishaw, 158 F.3d at 1250; Mylan Pharma v. Kremers Urban Dev., No. 02-1628,
`
`2004 U.S. Dist. LEXIS 391, at *9 (D. Del. Jan. 13, 2004) (“If the specification
`
`discloses a singular embodiment it ‘does not disclaim a plural embodiment.’”).
`
`Here, the Court erred by finding this rule “inapposite,” simply because the
`
`parties were construing “
`
`” not “a linker.” 3 In construing “
`
`”, the Court and
`
`each party agreed that “
`
`” was “a linker.” (See Ex. 1 at 55:12-15 (Court noting,
`
`3 Moreover, although application of the “singular includes the plural” rule is often
`expressed in terms of singular terms modified by “an” or “a,” Illumina did not raise
`this issue and plaintiffs have found no case finding the rule is unavailable as a
`matter of law when the disputed term is in the singular but there is no article. See
`supra at 8-9.
`
`8
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 9 of 17 PageID #: 2816
`
`“the disputed term is defined in the claim itself as representing a … linker”); 44:2
`
`(defendant agreeing “Y is a linker”); 30:14 (plaintiffs agreeing to same).)
`
`Nonetheless, the Court found that the use of “linker” in the claims and written
`
`description in the “singular” tense served to confine “linker” only to a single linker
`
`itself made of one linker, because linker was preceded by the article “a.” However,
`
`since “linker” is preceded by the article “a,” the Court erred in not construing “
`
`” as not including a single linker itself made of one or more linkers.
`
`The Evidence Shows that a POSA Understands the Term
`“Linker” to Include a Linker Made of Multiple Chemical Groups
`or Linkers
`
`The Court had it right when it suspected “everybody knows linker can
`
`include multiple linkers.” (Ex. 1 at 50:9-11.) Plaintiffs provided evidence that a
`
`POSA used the term “linker” even if made of multiple chemical groups. Illumina
`
`provided zero evidence to the contrary. Thus, the Court erred in finding that a
`
`POSA would not understand linker as one that could be made of multiple chemical
`
`groups or linkers.
`
`Plaintiffs provided both intrinsic and extrinsic evidence that when a POSA
`
`refers to “a linker” the linker may be made from multiple linkers or chemical
`
`groups. For example, the patents refer to the nucleotide analogues in Figures 7 and
`
`8, including 3’-OR-G-Tam, as “labeled with a unique fluorescent dye through a
`
`photocleavable linker” (JA0019 at 23:50-59) (emphasis added), even though it is
`
`9
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 10 of 17 PageID #: 2817
`
`clear that the inventors assembled the linker by attaching two shorter linkers
`
`together.
`
`(JA0005, Fig. 8 (annotated to show multiple linkers below); see also ’458 Patent,
`
`JA0006, at Fig. 16.) Similarly, the Zhu reference (cited in the ’458 patent (JA0010
`
`at 2:63) and thus intrinsic evidence)4 uses the term “linker” to refer to the structure
`
`used to link the base to the tag, despite attaching multiple successive linkers to
`
`make that “linker.” (JA0128-131; Ex. 4, ¶¶ 77-78.) Plaintiffs also pointed to
`
`Illumina’s own patent that refers to the chemical structure between the nucleotide
`
`base and the label as a “linker” (singular) even though Illumina teaches that such
`
`4 Although plaintiffs identified Zhu as extrinsic evidence during the hearing (Ex. 1
`at 51:24-52:5), it is intrinsic evidence. V-Formation, Inc. v. Benetton Grp. SpA,
`401 F.3d 1307, 1311 (Fed. Cir. 2005) (“This court has established that ‘prior art
`cited in a patent . . . constitutes intrinsic evidence.’”); Waters Techs. Corp. v.
`Applera Corp., No. 02-1285, 2004 U.S. Dist. LEXIS 390, at *4 (D. Del. Jan. 13,
`2004) (considering counsel’s misstatement when addressing a motion for
`reconsideration).
`
`10
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 11 of 17 PageID #: 2818
`
`linkers may be composed of more than one shorter linker. (JA0119-121 at Figs. 1-
`
`3; JA0122-125 at 2:19-24, 2:33-37, 4:13-19, 4:37-40, 6:4-5, 6:39-67, 7:1-43.)
`
`A few days after the claim construction hearing, Columbia filed a Patent
`
`Owner Preliminary Response (“POPR”) and supporting expert declaration in the
`
`IPR proceeding involving the ’458 patent. Thus, the POPR and expert declaration
`
`are part of the intrinsic record that the Court may consider in construing the claims.
`
`Power Integrations v. Fairchild Semiconductor Int’l, No. 08-309, U.S. Dist.
`
`LEXIS 118320, at *47 (D. Del. Dec. 18. 2009) (considering statements made
`
`during reexamination as “new intrinsic” evidence for the purposes of claim
`
`construction); Cross Atl. Capital Partners v. Facebook, No. 07-2768, 2011 U.S.
`
`Dist. LEXIS 27505, at *3 n.5 (E.D. Pa. Mar. 17, 2011) (considering “supplemental
`
`intrinsic” evidence in amending claim construction).
`
`In the ’458 patent IPR, Columbia’s expert testified that “[a] POSA would
`
`understand that the term ‘chemical linker’ refers to the entire chemical structure
`
`linking the base to the tag, regardless of whether the structure consists of one or
`
`more chemical groups.” (Ex. 4 at ¶ 71.) He further testified that a POSA would
`
`refer to a structure as a singular “linker” even if made of smaller chemical groups,
`
`which “on their own can be referred to as linkers.” (Id. at ¶ 72.) Finally, as
`
`discussed above, he testified that the “linker” shown in Figure 2A of Prober, which
`
`is cited in the patents (JA0019 at 23:66-24:2) and thus part of the intrinsic record,
`
`11
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 12 of 17 PageID #: 2819
`
`is made of “multiple chemical groups.” (Ex. 4 at ¶ 75.)5 Thus, the record is clear
`
`that a POSA understands “a linker” to include one made from smaller chemical
`
`groups.
`
`As a Matter of Law, Columbia’s Statements in the Prior IPR
`Proceeding Are Not a Disclaimer
`
`In construing “
`
`,” the Court found “at least two explicit disclaimers in the
`
`intrinsic evidence.” (Ex. 1 at 56:6-11.) To the extent the Court relied on
`
`Columbia’s statements as prosecution disclaimer, it erred as a matter of law.
`
`Statements made before the PTAB do not control claim scope where, as
`
`here, the PTAB rejects them and invalidates, rather than upholds, the claims.
`
`Galderma Labs, L.P. v. Amneal Pharms., 806 F. App’x 1007, 1011 (Fed. Cir.
`
`2020). Here, the PTAB expressly rejected the argument that “the claim requires
`
`one linker, not two linkers,” finding instead that a linker “carr[ies] the meaning of
`
`‘one or more’” and found the challenged claims unpatentable. (Joint Br. at 49;
`
`JA0036.)
`
`Moreover, the purpose of a prosecution disclaimer is “to provide ‘public
`
`notice’” about the limited scope of allowed claims. Power Integrations, Inc. v. On
`
`Semiconductor Corp., 396 F. Supp. 3d 851, 864 (N.D. Cal. 2019) (relying on
`
`5 Illumina admits that Prober’s “linker” is made of multiple linkers. (Ex. 7 at Slide
`49 (describing Prober’s Figure 2A as having a “propargyl amine linker and second
`linker”).)
`
`12
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 13 of 17 PageID #: 2820
`
`Schriber-Schroth Co. v. Cleveland Trust, 311 U.S. 211, 220-21 (1940)). This public
`
`notice rationale does not exist when the PTAB disallows the claim. Id. at 866.
`
`CONCLUSION
`
`For the reasons stated above, Plaintiffs respectfully request that the Court
`
`clarify its construction as requested.
`
`Dated: September 16, 2020
`
`MORRIS, NICHOLS, ARSHT &
`TUNNELL LLP
`
`
`/s/ Jack B. Blumenfeld
`Jack B. Blumenfeld (#1014)
`Derek J. Fahnestock (#4705)
`1201 North Market Street
`P.O. Box 1347
`Wilmington, DE 19899-1347
`(302) 658-9200
`jblumenfeld@mnat.com
`dfahnestock@mnat.com
`
`OF COUNSEL:
`
`John D. Murnane
`Robert S. Schwartz
`Justin J. Oliver
`Zachary L. Garrett
`VENABLE LLP
`1290 Avenue of the Americas
`New York, NY 10104-3800
`(212) 218-2100
`
`Attorneys for Plaintiff The Trustees of
`Columbia University in the City of New York
`
`13
`
`BALLARD SPAHR LLP
`
`/s/ Beth Moskow-Schnoll
`Beth Moskow-Schnoll (#2900)
`Brittany M. Giusini (#6034)
`919 N. Market Street, 11th Floor
`Wilmington, DE 19801-3034
`(302) 252-4465
`moskowb@ballardspahr.com
`giusinib@ballardspahr.com
`
`OF COUNSEL:
`
`Robert R. Baron, Jr.
`Marc S. Segal
`BALLARD SPAHR LLP
`1735 Market Street, 51st Floor
`Philadelphia, PA 19103-7599
`(215) 665-8500
`
`Chittam U. Thakore
`BALLARD SPAHR LLP
`999 Peachtree Street, NE., Suite 1600
`Atlanta, GA 30309
`(404) 420-9484
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 14 of 17 PageID #: 2821
`
`Attorneys for Plaintiff QIAGEN
`Sciences, LLC
`
`14
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 15 of 17 PageID #: 2822
`
`RULE 7.1.1 STATEMENT
`
`Pursuant to D. Del. LR 7.1.1, the parties conferred regarding Plaintiffs’
`
`Motion for Reconsideration but did not reach agreement.
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 16 of 17 PageID #: 2823
`
`CERTIFICATE OF COMPLIANCE
`
`The undersigned counsel for The Trustees of Columbia University in the City
`
`of New York and for QIAGEN Sciences, LLC certify that the foregoing MOTION
`
`FOR RECONSIDERATION OF THE COURT’S CLAIM CONSTRUCTION
`
`ORDER complies with the type, font, and word limitations in the Court’s November
`
`6, 2019 STANDING ORDER REGARDING BRIEFING IN ALL CASES. The
`
`foregoing Motion contains 2497 words (excluding the case caption, and the signature
`
`block) and was prepared using the Times New Roman typeface in 14-point font.
`
`MORRIS, NICHOLS, ARSHT &
`TUNNELL LLP
`
`
`/s/ Jack B. Blumenfeld
`Jack B. Blumenfeld (#1014)
`Derek J. Fahnestock (#4705)
`1201 North Market Street
`P.O. Box 1347
`Wilmington, DE 19899-1347
`(302) 658-9200
`jblumenfeld@mnat.com
`dfahnestock@mnat.com
`
`OF COUNSEL:
`
`John D. Murnane
`Robert S. Schwartz
`Justin J. Oliver
`Zachary L. Garrett
`VENABLE LLP
`1290 Avenue of the Americas
`New York, NY 10104-3800
`(212) 218-2100
`
`BALLARD SPAHR LLP
`
`/s/ Beth Moskow-Schnoll
`Beth Moskow-Schnoll (#2900)
`Brittany M. Giusini (#6034)
`919 N. Market Street, 11th Floor
`Wilmington, DE 19801-3034
`(302) 252-4465
`moskowb@ballardspahr.com
`giusinib@ballardspahr.com
`
`OF COUNSEL:
`
`Robert R. Baron, Jr.
`Marc S. Segal
`BALLARD SPAHR LLP
`1735 Market Street, 51st Floor
`Philadelphia, PA 19103-7599
`(215) 665-8500
`
`Chittam U. Thakore
`BALLARD SPAHR LLP
`999 Peachtree Street, NE., Suite 1600
`
`16
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63 Filed 09/16/20 Page 17 of 17 PageID #: 2824
`
`Attorneys for Plaintiff The Trustees of
`Columbia University in the City of New
`York
`
`Atlanta, GA 30309
`(404) 420-9484
`
`Attorneys for Plaintiff QIAGEN
`Sciences, LLC
`
`17
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63-1 Filed 09/16/20 Page 1 of 2 PageID #: 2825
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`THE TRUSTEES OF COLUMBIA
`UNIVERSITY IN THE CITY OF NEW
`YORK and QIAGEN SCIENCES, LLC,
`
`
`v.
`
`
`ILLUMINA, INC.,
`
`
`Defendant.
`
`
`
`
`
`Civil Action No. 19-1681-CFC
`
`
`
`
`)))))))))))
`
`
`
`
`
`
`
`
`
`
`
`Plaintiffs,
`
`
`[PROPOSED] ORDER ON PLAINTIFFS’ MOTION FOR
`RECONSIDERATION OF THE CLAIM CONSTRUCTION ORDER
`
`Having considered Plaintiffs’ Motion for Reconsideration (D.I.63),
`
`IT IS ORDERED that the Motion is granted. A claim construction chart with
`
`an updated construction for “
`
`” is below:
`
`Disputed Term
`
` ”
`
` “
`
`(’458 Patent, ’459 Patent, ’742 Patent,
`and ’984 Patent (Claims 1 and 2), and
`’380 Patent (Claims 1 and 3))
`
`Adopted Construction
`A single linker, made of one or more
`chemical groups, that directly connects
`the base to the label
`
`“small”
`
`
`(’458 Patent, ’459 Patent, ’742 Patent,
`and ’984 Patent (Claims 1 and 2), and
`’380 Patent (Claims 1 and 3))
`
`A chemical group that is less than 3.7Å
`in diameter and that fits into the active
`site of the polymerase shown in Figure
`1 of the patent when three-
`dimensionally modeled on chemical
`software
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63-1 Filed 09/16/20 Page 2 of 2 PageID #: 2826
`
`Plain and ordinary meaning
`
`Plain and ordinary meaning; preamble
`is limiting
`
`“R . . . is stable during a DNA
`polymerase reaction”
`
`(’458 Patent, ’459 Patent, ’742 Patent,
`and ’984 Patent (Claims 1 and 2), and
`’380 Patent (Claims 1 and 3))
`
`“A method for sequencing a nucleic
`acid”
`
`(’380 Patent (Claims 1 and 3))
`
`
`
`
`
`
`
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`__________________________________
`The Honorable Colm F. Connolly
`United States District Judge
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`2
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`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 1 of 22 PageID #: 2827
`Case 1:19-cv-01681—CFC-SRF Document 63-2 Filed 09/16/20 Page 1 of 22 PageID #: 2827
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`EXHIBIT 1
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`EXHIBIT 1
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`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 2 of 22 PageID #: 2828
`1
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`IN THE UNITED STATES DISTRICT COURT
`IN AND FOR THE DISTRICT OF DELAWARE
`- - -
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`CIVIL ACTION
`
`NO. 19-1681-CFC
`
`::::::::::::
`
`THE TRUSTEES OF COLUMBIA
`UNIVERSITY IN THE CITY OF
`NEW YORK AND QIAGEN
`SCIENCES, LLC,
`
`Plaintiffs,
`
`vs.
`ILLUMINA, INC.,
`
`Defendant.
`
`
` - - -
`Wilmington, Delaware
`Wednesday, September 2, 2020
`9:00 o'clock, a.m.
` ***Telephone conference
`
` - - -
`BEFORE: HONORABLE COLM F. CONNOLLY, U.S.D.C.J.
` - - -
`
`
`
`APPEARANCES:
`
`MORRIS, NICHOLS, ARSHT & TUNNELL LLP
`BY: JACK B. BLUMENFELD, ESQ.
`
`-and-
`
`Valerie J. Gunning
`Official Court Reporter
`
`
`
`
`
`
`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 3 of 22 PageID #: 2829
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`APPEARANCES (Continued):
`
`VENABLE LLP
`BY: JOHN D. MURNANE, ESQ.,
` ROBERT S. SCHWARTZ, ESQ.,
` JUSTIN J. OLIVER, ESQ. and
` ZACHARY L. GARRETT, ESQ.
` (New York, New York)
`
` Counsel for Plaintiff
` The Trustees of Columbia University in the.
` City of New York
`
`
`BALLARD SPAHR LLP
`BY: BETH MOSKOW-SCHNOLL, ESQ.
`
` -and-
`
`BALLARD SPAHR LLP
`BY: ROBERT R. BARON, JR., ESQ.,
` SCOTT MARTY, ESQ. and.
` MARC S. SEGAL, ESQ.
` (Philadelphia, Pennsylvania)
`
` Counsel for Plaintiff
` Qiagen Sciences, LLC
`
`ASHBY & GEDDES
`BY: STEVEN J. BALICK, ESQ.
`
`-and-
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`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 4 of 22 PageID #: 2830
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`APPEARANCES (Continued):
`
`WEIL, GOTSHAL & MANGES LLP
`BY: EDWARD R. REINES, ESQ. and
`DEREK C. WALTER, ESQ.
`(Redwood Shores, California)
`
`Counsel for Defendant
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`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 5 of 22 PageID #: 2831
`6
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`certain features, but we call these picture claims for a
`reason. The picture is I think important, and what it
`shows is that Y is a structure that links the base to the
`tag.
`
`So these are modified nucleotides. Natural
`nucleotides don't have a tag. You have to link a tag so
`that we know what the identity of this nucleotide is in the
`sequencing process, and linkers are a very well-known
`chemical structure that does that, that links two things
`together.
`
`And we agree, the parties agree that the linker,
`that Y connects the base to the tag. Our issue is there's
`nothing in the claim or in the patent or in the
`specification that limits it to being a structure that is
`made by one linker.
`So I think that as you'll see in the
`specification, and we cite this in our briefs, in both the
`specification in our patent, which refers to a single linker
`and that has examples that have been made or synthesized by
`having putting multiple linkers together as well as
`Illumina's, their patent, the same technology where they say
`linker, and then they use --
`THE COURT: All right. Hold up. Let's not get
`
`there yet.
`
`MR. BARON: Okay.
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`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 6 of 22 PageID #: 2832
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`substantively what you are trying to accomplish.
`MR. BARON: Your Honor, you're right, and we
`would not have -- we obviously want to get it right and
`clear for the jury, so I don't have a problem with moving
`there like that, and I think that you've put your finger
`exactly on it, that the issue, inelegant words that we may
`have proffered aside, is we think that a linker was clearly
`offered in the patent, known in the field to be the
`structure that connects the base of the tag, and that
`there's nothing in the patent, there's nothing in the
`specification, there's nothing that says that it must be
`made only by one linker, that you can't make -- it can't
`be made up or synthesized by putting various linkers
`together.
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`And that's --
`THE COURT: Frankly, then, I get that. That's a
`summary of, you know, as I say, the bulk of your argument.
`So what term do you want me -- like, how would
`you want the jury to be instructed?
`MR. BARON: So I think that if you would like me
`to shift it from Y to linker --
`THE COURT: First of all, don't get me wrong.
`It's not what I want or what I like.
`MR. BARON: What makes sense.
`THE COURT: I'm just trying to make sense. This
`
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`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 7 of 22 PageID #: 2833
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`is not the first case I've had with patent lawyers where
`they say, well, here's the term and then, you know, for
`instance, I often -- it's amazing how often I get a disputed
`term where the term is indisputably a verb and yet the
`proposed construction is for a noun. It happens all the
`time, and a jury would be completely flummoxed by that. And
`that's what I felt like here. You are asking me to
`substitute this language where Y is and it just makes no
`sense if I do it.
`So --
`MR. BARON: Why don't we try linker wherein Y
`represents the chemically cleavable linker being a chemical
`structure made of one or more linkers that attaches the base
`to the tag?
`THE COURT: So what is the term now you think I
`should be construing?
`MR. BARON: We're still comfortable with Y, and
`I think that because -- I mean, part of the challenge, Your
`Honor, is that this is a very unusual claim because it is an
`illustration, and we think that Y is the chemical structure
`that links the base of the tag and that could be made up of
`one or more linkers.
`THE COURT: Okay.
`MR. BARON: I think --
`THE COURT: So maybe then this. So do you want
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`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 8 of 22 PageID #: 2834
`11
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`to say the disputed term that we're going to say to the jury
`is, and we'll show it pictorially to them, we'll put Y in
`the rectangle and we're going to define Y in the rectangle
`to mean something. Do you want to do it this way as opposed
`to --
`
`MR. BARON: Yes.
`THE COURT: -- as opposed to when we get to the
`Y, the capital Y in the language of the claim at line 56 of
`column 33?
`
`So are you proposing then what we do is we tell
`the jury when they look at the picture in the third, what
`would be the third line of claim 1, we tell them Y in the
`rectangle means, and then you tell me what do we tell the
`jury it means? What does Y in the rectangle mean?
`MR. BARON: Chemical structure made of one or
`more linkers.
`THE COURT: Okay. Hold on. Chemical structure.
`All right. A chemical structure made of what? One or more
`linkers?
`
`MR. BARON: That attaches the base to the tag.
`But to your point, Your Honor.
`THE COURT: Hold on. Let me write it down.
`That attaches the base to the tag. Okay. Go ahead.
`MR. BARON: And on the point that Y is a
`chemical structure that attaches the base to the tag, the
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`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 9 of 22 PageID #: 2835
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`parties don't disagree about that. They are trying to make
`this --
`
`THE COURT: Right.
`MR. BARON: You said Y. That means one linker.
`THE COURT: Yes. Actually, I'm really familiar
`with that argument.
`MR. BARON: Okay.
`THE COURT: Honest to God, you must have
`repeated your briefing, you know. I think you repeated
`yourself like five times at least in the briefing on that.
`It was tortious to get through the repetition. I get that
`argument. I'm just trying to get clarity on what we are
`going to actually construe for the jury.
`So it sounds to me where you are right now is,
`the disputed term is really Y in the box. We would show
`that to the jury and we would instruct them if you had your
`way, that that box with the Y in it is a chemical structure
`made of one or more linkers that attaches the base to the
`tag, unquote. Is that right?
`MR. BARON: Yes.
`THE COURT: All right. Let me hear from the
`defense. What do you think we should be construing for the
`jury here?
`
`MR. REINES: Thank you, Your Honor. This is Ed
`
`Reines.
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`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 10 of 22 PageID #: 2836
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`sufficient.
`The also directed us to other art that also was
`used by Illumina in the IPRs that also used two linkers.
`That's not in the joint appendix, but it's in there.
`And so I think that people understood, and I
`think this also gets to the nub of the kind of semantic
`issue here. A linker -- I'm trying to think of a metaphor,
`Your Honor. The only thing I can come up with is a garden
`hose.
`
`Sometimes, you know, a linker is the structure
`that connects the base to the tag, but it's made up
`sometimes of linkers. Just like if you have ever watered a
`flower bed 50 feet away and you don't have a 50-foot hose,
`you sometimes tie two or three hoses together to get to it
`and it's still a hose and it's the same thing.
`The bottom line is there's nothing in this
`patent that would achieve the relatively extraordinary
`situation where how someone makes this Y structure is
`limited to only using one linker. You can't put any more
`than one linker, you can't use any more than one linker.
`THE COURT: All right.
`MR. BARON: It's precluding someone from
`synthesizing with more than one.
`THE COURT: All right.
`MR. BARON: I do want -- sorry, Your Honor.
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`Case 1:19-cv-01681-CFC-SRF Document 63-2 Filed 09/16/20 Page 11 of 22 PageID #: 2837
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`I can't find it anywhere in the patent, so can
`you point me anywhere in the patent where there's an article
`that precedes Y?
`MR. BARON: I know they're there for linker.
`